Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 9, 2017
Total Value: $113M (48.8% shares, 51.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 5,102,000 | $13.06M | 11.5% | $2.36 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | TESARO INC | 2,932,000 | $13.05M | 11.5% | $3.89 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | STILLWATER MNG CO | 5,174,000 | $6.916M | 6.1% | $1.30 | — | NOTE 1.750%10/1 | 86074QAL6 |
| — | INTEL CORP | 4,718,000 | $6.426M | 5.7% | $1.36 | — | SDCV 12/1 | 458140AD2 |
| — | VECTOR GROUP LTD | 4,399,000 | $6.411M | 5.7% | $1.57 | — | FRNT 1/1 | 92240MAY4 |
| — | MOLINA HEALTHCARE INC | 3,126,000 | $3.997M | 3.5% | $1.28 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.631M | 2.3% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.51M | 2.2% | $30.52 | — | BLOMBERG BRC SRT | 78464A474 |
| — | WABASH NATL CORP | 1,273,000 | $2.327M | 2.1% | $1.58 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | NXP SEMICONDUCTORS N V | 1,915,000 | $2.217M | 2.0% | $1.16 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | ANI PHARMACEUTICALS INC | 2,040,000 | $2.185M | 1.9% | $1.11 | — | NOTE 3.000%12/0 | 00182CAA1 |
| IWM | ISHARES TR | 13,170 | $1.81M | 1.6% | $137.43 | — | RUSSELL 2000 ETF | 464287655 |
| SILC | SILICOM LTD | 35,603 | $1.768M | 1.6% | $38.82 | 0.0% | ORD | M84116108 |
| GOOG | ALPHABET INC | 1,985 | $1.646M | 1.5% | $38.66 | +5.3% | CAP STK CL C | 02079K107 |
| SPY | SPDR S&P 500 ETF TR | 6,900 | $1.627M | 1.4% | $235.80 | — | TR UNIT | 78462F103 |
| — | COLONY CAP INC | 1,405,000 | $1.386M | 1.2% | $0.99 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| XLY | SELECT SECTOR SPDR TR | 13,394 | $1.178M | 1.0% | $87.95 | — | SBI CONS DISCR | 81369Y407 |
| — | DSP GROUP INC | 94,769 | $1.137M | 1.0% | $13.05 | — | COM | 23332B106 |
| — | ATTUNITY LTD | 143,044 | $1.133M | 1.0% | $7.92 | — | SHS NEW | M15332121 |
| DY | DYCOM INDS INC | 11,980 | $1.114M | 1.0% | $81.23 | +4.5% | COM | 267475101 |
| NXST | NEXSTAR MEDIA GROUP INC | 14,060 | $986K | 0.9% | $44.68 | +17.5% | CL A | 65336K103 |
| OOMA | OOMA INC | 96,005 | $955K | 0.8% | $9.07 | +6.2% | COM | 683416101 |
| XBI | SPDR SERIES TRUST | 13,292 | $922K | 0.8% | $69.37 | — | S&P BIOTECH | 78464A870 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 18,596 | $898K | 0.8% | $43.68 | +7.0% | COM | 55405Y100 |
| — | PIXELWORKS INC | 179,489 | $836K | 0.7% | $4.66 | — | COM NEW | 72581M305 |
| — | SAGE THERAPEUTICS INC | 31,000 | $811K | 0.7% | — | — | Call | 78667J108 |
| EXPE | EXPEDIA INC DEL | 6,400 | $807K | 0.7% | $117.10 | 0.0% | COM NEW | 30212P303 |
| VGT | VANGUARD WORLD FDS | 5,818 | $789K | 0.7% | $135.61 | — | INF TECH ETF | 92204A702 |
| — | ACORDA THERAPEUTICS INC | 36,650 | $770K | 0.7% | $19.25 | — | COM | 00484M106 |
| — | COTT CORP QUE | 61,794 | $764K | 0.7% | $11.98 | — | COM | 22163N106 |
| — | CONSOLIDATED TOMOKA LD CO | 14,021 | $751K | 0.7% | $53.43 | — | COM | 210226106 |
| VRSN | VERISIGN INC | 8,300 | $723K | 0.6% | $78.37 | +5.1% | COM | 92343E102 |
| — | OWENS RLTY MTG INC | 40,418 | $719K | 0.6% | $18.52 | — | COM | 690828108 |
| GLNG | GOLAR LNG LTD BERMUDA | 25,564 | $714K | 0.6% | $20.62 | +13.4% | SHS | G9456A100 |
| KRG | KITE RLTY GROUP TR | 30,151 | $648K | 0.6% | $23.48 | — | COM NEW | 49803T300 |
| GT | GOODYEAR TIRE & RUBR CO | 17,500 | $630K | 0.6% | $33.96 | 0.0% | COM | 382550101 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 18,000 | $625K | 0.6% | $8.58 | +2.3% | COM | 45841N107 |
| — | PARATEK PHARMACEUTICALS INC | 31,676 | $609K | 0.5% | $18.86 | — | COM | 699374302 |
| AIRG | AIRGAIN INC | 39,881 | $605K | 0.5% | $14.86 | 0.0% | COM | 00938A104 |
| — | LIBERTY GLOBAL PLC | 17,200 | $603K | 0.5% | $35.06 | — | SHS CL C | G5480U120 |
| — | AXOVANT SCIENCES LTD | 67,300 | $599K | 0.5% | — | — | Call | G0750W104 |
| — | UNILEVER PLC | 82 | $599K | 0.5% | — | — | Put | 904767704 |
| XLV | SELECT SECTOR SPDR TR | 7,842 | $583K | 0.5% | $74.34 | — | SBI HEALTHCARE | 81369Y209 |
| — | VECTOR GROUP LTD | 27,700 | $576K | 0.5% | $20.79 | — | COM | 92240M108 |
| — | RED LION HOTELS CORP | 79,453 | $560K | 0.5% | $8.35 | — | COM | 756764106 |
| MU | MICRON TECHNOLOGY INC | 18,756 | $542K | 0.5% | $23.83 | 0.0% | COM | 595112103 |
| WCN | WASTE CONNECTIONS INC | 5,859 | $517K | 0.5% | $47.42 | +10.4% | COM | 94106B101 |
| — | RAMCO-GERSHENSON PPTYS TR | 36,478 | $511K | 0.5% | $16.59 | — | COM SH BEN INT | 751452202 |
| — | LIFE STORAGE INC | 6,174 | $507K | 0.4% | $85.21 | — | COM | 53223X107 |
| BIDU | BAIDU INC | 2,877 | $496K | 0.4% | $164.41 | — | SPON ADR REP A | 056752108 |
| — | BMC STK HLDGS INC | 21,552 | $487K | 0.4% | $20.79 | — | COM | 05591B109 |
| XLI | SELECT SECTOR SPDR TR | 7,454 | $485K | 0.4% | $65.07 | — | SBI INT-INDS | 81369Y704 |
| WY | WEYERHAEUSER CO | 13,888 | $472K | 0.4% | $23.02 | 0.0% | COM | 962166104 |
| — | E TRADE FINANCIAL CORP | 13,415 | $468K | 0.4% | $34.74 | — | COM NEW | 269246401 |
| — | CANADIAN PAC RY LTD | 3,156 | $464K | 0.4% | $142.74 | — | COM | 13645T100 |
| — | EASTERLY GOVT PPTYS INC | 23,369 | $462K | 0.4% | $20.02 | — | COM | 27616P103 |
| BABA | ALIBABA GROUP HLDG LTD | 4,170 | $450K | 0.4% | $87.77 | — | SPONSORED ADS | 01609W102 |
| — | PARSLEY ENERGY INC | 13,522 | $440K | 0.4% | $33.88 | — | CL A | 701877102 |
| — | FIESTA RESTAURANT GROUP INC | 17,800 | $431K | 0.4% | $27.42 | — | COM | 31660B101 |
| BAC | BANK AMER CORP | 17,896 | $422K | 0.4% | $15.68 | +23.6% | COM | 060505104 |
| — | NORTHSTAR REALTY EUROPE CORP | 35,793 | $415K | 0.4% | $12.58 | — | COM | 66706L101 |
| — | KOSMOS ENERGY LTD | 61,084 | $407K | 0.4% | $6.66 | — | SHS | G5315B107 |
| STAG | STAG INDL INC | 16,234 | $406K | 0.4% | $25.01 | — | COM | 85254J102 |
| — | SCORPIO TANKERS INC | 90,710 | $403K | 0.4% | $4.44 | — | SHS | Y7542C106 |
| — | QTS RLTY TR INC | 8,228 | $401K | 0.4% | $49.70 | — | COM CL A | 74736A103 |
| XLP | SELECT SECTOR SPDR TR | 7,328 | $400K | 0.4% | $54.59 | — | SBI CONS STPLS | 81369Y308 |
| — | VEREIT INC | 47,094 | $400K | 0.4% | $8.49 | — | COM | 92339V100 |
| GOOGL | ALPHABET INC | 469 | $398K | 0.4% | $39.68 | +5.2% | CAP STK CL A | 02079K305 |
| XLB | SELECT SECTOR SPDR TR | 7,529 | $395K | 0.3% | $52.46 | — | SBI MATERIALS | 81369Y100 |
| JPM | JPMORGAN CHASE & CO | 4,450 | $391K | 0.3% | $69.68 | 0.0% | COM | 46625H100 |
| PNC | PNC FINL SVCS GROUP INC | 3,177 | $382K | 0.3% | $83.35 | +9.5% | COM | 693475105 |
| — | AV HOMES INC | 22,508 | $370K | 0.3% | $15.80 | — | COM | 00234P102 |
| TPH | TRI POINTE GROUP INC | 28,640 | $359K | 0.3% | $12.28 | 0.0% | COM | 87265H109 |
| FANG | DIAMONDBACK ENERGY INC | 3,445 | $357K | 0.3% | $79.82 | 0.0% | COM | 25278X109 |
| — | EQUITY COMWLTH | 11,021 | $344K | 0.3% | $30.23 | — | COM SH BEN INT | 294628102 |
| — | UNIVERSAL FST PRODS INC | 3,410 | $337K | 0.3% | $98.83 | — | COM | 913543104 |
| MBUU | MALIBU BOATS INC | 13,758 | $309K | 0.3% | $16.84 | +20.1% | COM CL A | 56117J100 |
| — | CLIFFS NAT RES INC | 37,100 | $305K | 0.3% | $8.22 | — | COM | 18683K101 |
| XLF | SELECT SECTOR SPDR TR | 12,447 | $295K | 0.3% | $23.70 | — | SBI INT-FINL | 81369Y605 |
| GENC | GENCOR INDS INC | 19,084 | $285K | 0.3% | $14.95 | 0.0% | COM | 368678108 |
| OTEX | OPEN TEXT CORP | 8,340 | $284K | 0.3% | $25.86 | +4.6% | COM | 683715106 |
| ENB | ENBRIDGE INC | 5,077 | $283K | 0.2% | $24.73 | 0.0% | COM | 29250N105 |
| CNQ | CANADIAN NAT RES LTD | 6,330 | $276K | 0.2% | $10.11 | 0.0% | COM | 136385101 |
| GDXJ | VANECK VECTORS ETF TR | 7,558 | $272K | 0.2% | $35.99 | — | JR GOLD MINERS E | 92189F791 |
| XPH | SPDR SERIES TRUST | 6,469 | $271K | 0.2% | $41.89 | — | S&P PHARMAC | 78464A722 |
| — | RSP PERMIAN INC | 6,420 | $266K | 0.2% | $44.63 | — | COM | 74978Q105 |
| INSM | INSMED INC | 41,600 | $263K | 0.2% | $15.42 | 0.0% | Put | 457669307 |
| BKU | BANKUNITED INC | 6,940 | $259K | 0.2% | $28.92 | 0.0% | COM | 06652K103 |
| QSR | RESTAURANT BRANDS INTL INC | 4,150 | $231K | 0.2% | $46.13 | +13.5% | COM | 76131D103 |
| — | ALCOBRA LTD | 200,517 | $229K | 0.2% | $1.14 | — | SHS | M2239P109 |
| MEOH | METHANEX CORP | 4,830 | $227K | 0.2% | $47.99 | 0.0% | COM | 59151K108 |
| XLE | SELECT SECTOR SPDR TR | 3,202 | $223K | 0.2% | $69.64 | — | SBI INT-ENERGY | 81369Y506 |
| — | BEACON ROOFING SUPPLY INC | 4,476 | $220K | 0.2% | $49.15 | — | COM | 073685109 |
| — | ENCANA CORP | 18,500 | $216K | 0.2% | $11.75 | — | COM | 292505104 |
| HD | HOME DEPOT INC | 1,443 | $212K | 0.2% | $103.40 | +10.6% | COM | 437076102 |
| — | DBV TECHNOLOGIES S A | 16,000 | $212K | 0.2% | — | — | Call | 23306J101 |
| PCH | POTLATCH CORP NEW | 4,470 | $204K | 0.2% | $45.64 | — | COM | 737630103 |
| — | CARROLS RESTAURANT GROUP INC | 13,305 | $188K | 0.2% | $15.10 | — | COM | 14574X104 |
| — | PARATEK PHARMACEUTICALS INC | 132,900 | $184K | 0.2% | $18.86 | — | Put | 699374302 |
| MWA | MUELLER WTR PRODS INC | 14,061 | $166K | 0.1% | $11.02 | -0.7% | COM SER A | 624758108 |
| BLDR | BUILDERS FIRSTSOURCE INC | 10,862 | $162K | 0.1% | $10.85 | +19.2% | COM | 12008R107 |
| — | ACORDA THERAPEUTICS INC | 35,800 | $158K | 0.1% | $19.25 | — | Put | 00484M106 |
| — | SAGE THERAPEUTICS INC | 27,600 | $155K | 0.1% | — | — | Put | 78667J108 |
| — | VERSARTIS INC | 13,900 | $115K | 0.1% | — | — | Call | 92529L102 |
| — | CALLON PETE CO DEL | 8,050 | $106K | 0.1% | $13.17 | — | COM | 13123X102 |
| — | ZYNERBA PHARMACEUTICALS INC | 18,800 | $96,000 | 0.1% | $25.00 | — | Put | 98986X109 |
| TAC | TRANSALTA CORP | 10,986 | $86,000 | 0.1% | $4.78 | +18.9% | COM | 89346D107 |
| — | ZYNERBA PHARMACEUTICALS INC | 12,900 | $81,000 | 0.1% | $25.00 | — | Call | 98986X109 |
| — | ZOGENIX INC | 71,000 | $68,000 | 0.1% | — | — | Call | 98978L204 |
| — | FOAMIX PHARMACEUTICALS LTD | 9,800 | $51,000 | 0.0% | $4.90 | — | Put | M46135105 |
| — | FOAMIX PHARMACEUTICALS LTD | 9,800 | $48,000 | 0.0% | $4.90 | — | SHS | M46135105 |
| — | TRANSGLOBE ENERGY CORP | 21,030 | $33,000 | 0.0% | $1.71 | — | COM | 893662106 |
| NXPI | NXP SEMICONDUCTORS N V | 22,300 | $31,000 | 0.0% | $89.86 | 0.0% | Call | N6596X109 |
| NXPI | NXP SEMICONDUCTORS N V | 284 | $29,000 | 0.0% | $89.86 | 0.0% | COM | N6596X109 |
| SPY | SPDR S&P 500 ETF TR | 12,200 | $28,000 | 0.0% | $235.80 | — | Put | 78462F103 |
| — | INOTEK PHARMACEUTICALS CORP | 55,400 | $27,000 | 0.0% | — | — | Call | 45780V102 |
| — | IMMUNE DESIGN CORP | 15,100 | $26,000 | 0.0% | — | — | Call | 45252L103 |
| — | STILLWATER MNG CO | 51,800 | $24,000 | 0.0% | $17.68 | — | Put | 86074Q102 |
| GLNG | GOLAR LNG LTD BERMUDA | 3,600 | $22,000 | 0.0% | $20.62 | +13.4% | Call | G9456A100 |
| — | LIPOCINE INC NEW | 9,700 | $21,000 | 0.0% | — | — | Put | 53630X104 |
| INSM | INSMED INC | 1,103 | $19,000 | 0.0% | $15.42 | 0.0% | COM PAR $.01 | 457669307 |
| — | IMMUNOMEDICS INC | 13,600 | $17,000 | 0.0% | — | — | Call | 452907108 |
| — | COLONY NORTHSTAR INC | 29,500 | $14,000 | 0.0% | — | — | Put | 19625W104 |
| — | PARATEK PHARMACEUTICALS INC | 9,600 | $13,000 | 0.0% | $18.86 | — | Call | 699374302 |
| — | KOSMOS ENERGY LTD | 8,100 | $13,000 | 0.0% | $6.66 | — | Call | G5315B107 |
| SPY | SPDR S&P 500 ETF TR | 8,600 | $12,000 | 0.0% | $235.80 | — | Call | 78462F103 |
| — | LIPOCINE INC NEW | 10,600 | $11,000 | 0.0% | — | — | Call | 53630X104 |
| — | CALLON PETE CO DEL | 6,400 | $9,000 | 0.0% | $13.17 | — | Call | 13123X102 |
| — | STILLWATER MNG CO | 509 | $9,000 | 0.0% | $17.68 | — | COM | 86074Q102 |
| WY | WEYERHAEUSER CO | 1,900 | $5,000 | 0.0% | $23.02 | 0.0% | Call | 962166104 |
| — | FOAMIX PHARMACEUTICALS LTD | 67,100 | $5,000 | 0.0% | $4.90 | — | Call | M46135105 |
| ANIP | ANI PHARMACEUTICALS INC | 24,700 | $4,000 | 0.0% | — | — | Put | 00182C103 |
| — | UNITED STATES OIL FUND LP | 12,100 | $3,000 | 0.0% | — | — | Call | 91232N108 |
| XLE | SELECT SECTOR SPDR TR | 3,200 | $2,000 | 0.0% | $69.64 | — | Put | 81369Y506 |
| — | HI-CRUSH PARTNERS LP | 8,000 | $2,000 | 0.0% | — | — | Call | 428337109 |
| — | VECTOR GROUP LTD | 2,900 | $1,000 | 0.0% | $20.79 | — | Put | 92240M108 |
| — | HI-CRUSH PARTNERS LP | 6,400 | $1,000 | 0.0% | — | — | Put | 428337109 |
| — | ZYNERBA PHARMACEUTICALS INC | 40 | $1,000 | 0.0% | $25.00 | — | COM | 98986X109 |
| XLI | SELECT SECTOR SPDR TR | 4,800 | $1,000 | 0.0% | $65.07 | — | Put | 81369Y704 |
| — | AEVI GENOMIC MEDICINE INC | 17,300 | $0 | 0.0% | — | — | Call | 00835P105 |
| — | DBV TECHNOLOGIES S A | 13 | $0 | 0.0% | — | — | SPONSORED ADR | 23306J101 |
| — | ACORDA THERAPEUTICS INC | 300 | $0 | 0.0% | $19.25 | — | Call | 00484M106 |