Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 8, 2023
Total Value: $42.84M (28.1% shares, 71.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | NIO INC | 12,911,000 | $11.27M | 26.3% | $0.87 | $0.83 | — | NOTE 0.500% 2/0 | 62914VAF3 |
| — | WISDOMTREE INC | 9,449,000 | $9.175M | 21.4% | $0.97 | $0.97 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| — | FUBOTV INC | 12,662,000 | $8.383M | 19.6% | $0.66 | $0.58 | — | NOTE 3.250% 2/1 | 35953DAB0 |
| — | EZCORP INC | 2,075,000 | $1.935M | 4.5% | $0.93 | $0.92 | — | NOTE 2.375% 5/0 | 302301AE6 |
| CODI | COMPASS DIVERSIFIED | 72,231 | $1.356M | 3.2% | $18.77 * | $15.80 | +9.1% | SH BEN INT | 20451Q104 |
| APO | APOLLO GLOBAL MGMT INC | 12,206 | $1.096M | 2.6% | $89.79 * | $59.75 | +45.2% | COM | 03769M106 |
| MAIN | MAIN STR CAP CORP | 18,166 | $738K | 1.7% | $40.63 | $40.80 | -0.4% | COM | 56035L104 |
| PSEC | PROSPECT CAP CORP | 100,720 | $609K | 1.4% | $6.05 * | $2.51 | +70.9% | COM | 74348T102 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 56,786 | $495K | 1.2% | $8.72 | $12.21 | — | COM NEW | 65340G205 |
| VICI | VICI PPTYS INC | 15,232 | $443K | 1.0% | $29.08 * | $27.60 | -7.1% | COM | 925652109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,065 | $430K | 1.0% | $140.29 * | $108.25 | +20.6% | COM | 459200101 |
| VZ | VERIZON COMMUNICATIONS INC | 12,730 | $413K | 1.0% | $32.44 * | $35.82 | -22.3% | COM | 92343V104 |
| T | AT&T INC | 26,321 | $395K | 0.9% | $15.01 * | $16.27 | -18.3% | COM | 00206R102 |
| CSWC | CAPITAL SOUTHWEST CORP | 17,023 | $390K | 0.9% | $22.91 * | $12.33 | +42.4% | COM | 140501107 |
| GROW | U S GLOBAL INVS INC | 113,323 | $323K | 0.8% | $2.85 | $6.76 | -57.8% | CL A | 902952100 |
| AFCG | AFC GAMMA INC | 26,000 | $305K | 0.7% | $11.73 * | $8.38 | -29.3% | COM | 00109K105 |
| QQQ | INVESCO QQQ TR | 798 | $286K | 0.7% | $358.40 | $295.05 | +21.4% | UNIT SER 1 | 46090E103 |
| KHC | KRAFT HEINZ CO | 8,259 | $278K | 0.6% | $33.66 * | $25.80 | +16.0% | COM | 500754106 |
| — | VIRTUS EQUITY & CONV INCM FD | 13,418 | $267K | 0.6% | $19.90 | $26.31 | — | COM | 92841M101 |
| JEF | JEFFERIES FINL GROUP INC | 7,158 | $262K | 0.6% | $36.60 * | $29.93 | +14.3% | COM | 47233W109 |
| SPY | SPDR S&P 500 ETF TR | 605 | $259K | 0.6% | $428.10 | $398.98 | +7.1% | TR UNIT | 78462F103 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 26,121 | $253K | 0.6% | $9.69 | $11.67 | — | COM | 01879R106 |
| — | BLACKROCK CORPOR HI YLD FD I | 29,005 | $250K | 0.6% | $8.62 | $10.42 | — | COM | 09255P107 |
| HYG | ISHARES TR | 3,380 | $249K | 0.6% | $73.67 | $73.72 | -0.0% | IBOXX HI YD ETF | 464288513 |
| EFA | ISHARES TR | 3,612 | $249K | 0.6% | $68.94 | $69.95 | -1.5% | MSCI EAFE ETF | 464287465 |
| PWP | PERELLA WEINBERG PARTNERS | 23,796 | $242K | 0.6% | $10.17 * | $10.61 | -7.7% | CLASS A COM | 71367G102 |
| — | ADAMS DIVERSIFIED EQUITY FD | 14,262 | $237K | 0.6% | $16.62 | $15.80 | — | COM | 006212104 |
| — | CALAMOS STRATEGIC TOTAL RETU | 16,686 | $235K | 0.5% | $14.08 | $13.06 | — | COM SH BEN INT | 128125101 |
| — | BLACKROCK CR ALLOCATION INCO | 23,744 | $230K | 0.5% | $9.69 | $12.55 | — | COM | 092508100 |
| VCTR | VICTORY CAP HLDGS INC | 6,499 | $217K | 0.5% | $33.39 * | $25.07 | +24.1% | COM CL A | 92645B103 |
| — | BLACKROCK MULTI SECTOR INC T | 12,884 | $186K | 0.4% | $14.44 | $16.06 | — | COM | 09258A107 |
| ONL | ORION OFFICE REIT INC | 34,002 | $177K | 0.4% | $5.21 | $8.68 | — | COM | 68629Y103 |
| — | COHEN & STEERS QUALITY INCOM | 15,249 | $154K | 0.4% | $10.10 | $12.01 | — | COM | 19247L106 |
| PBI | PITNEY BOWES INC | 47,154 | $142K | 0.3% | $3.01 | $3.61 | -16.4% | COM | 724479100 |
| WT | WISDOMTREE INC | 18,554 | $130K | 0.3% | $7.01 | $4.62 | +51.4% | COM | 97717P104 |
| — | NUVEEN QUALITY MUNCP INCOME | 11,719 | $119K | 0.3% | $10.15 | $15.97 | — | COM | 67066V101 |
| — | EATON VANCE MUN BD FD | 13,209 | $118K | 0.3% | $8.93 | $13.04 | — | COM | 27827X101 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 11,552 | $117K | 0.3% | $10.13 | $15.62 | — | COM | 09253X102 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,230 | $114K | 0.3% | $9.32 | $15.19 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,795 | $114K | 0.3% | $9.67 | $15.62 | — | COM | 670657105 |
| — | TEMPLETON EMERGING MKTS INCO | 22,432 | $103K | 0.2% | $4.59 | $7.68 | — | COM | 880192109 |
| MPT | MEDICAL PPTYS TRUST INC | 12,170 | $66,000 | 0.2% | $5.42 | $11.14 | — | COM | 58463J304 |
| — | STANDARD BIOTOOLS INC | 28,000 | $27,000 | 0.1% | $0.96 | $0.96 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | HELLO GROUP INC | 10,000 | $10,000 | 0.0% | $1.00 | $1.00 | — | NOTE 1.250% 7/0 | 60879BAB3 |