Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 6, 2024
Total Value: $46.12M (30.3% shares, 69.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | NIO INC | 12,866,000 | $11.77M | 25.5% | $0.92 | $0.83 | — | NOTE 0.500% 2/0 | 62914VAF3 |
| — | FUBOTV INC | 12,662,000 | $9.269M | 20.1% | $0.73 | $0.58 | — | NOTE 3.250% 2/1 | 35953DAB0 |
| — | WISDOMTREE INC | 9,405,000 | $9.113M | 19.8% | $0.97 | $0.97 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| — | EZCORP INC | 2,022,000 | $1.877M | 4.1% | $0.93 | $0.92 | — | NOTE 2.375% 5/0 | 302301AE6 |
| CODI | COMPASS DIVERSIFIED | 76,032 | $1.707M | 3.7% | $22.45 * | $15.92 | +31.3% | SH BEN INT | 20451Q104 |
| APO | APOLLO GLOBAL MGMT INC | 12,061 | $1.124M | 2.4% | $93.19 * | $59.75 | +51.5% | COM | 03769M106 |
| MAIN | MAIN STR CAP CORP | 18,106 | $783K | 1.7% | $43.23 | $40.80 | +5.9% | COM | 56035L104 |
| PSEC | PROSPECT CAP CORP | 101,321 | $607K | 1.3% | $5.99 * | $2.51 | +74.5% | COM | 74348T102 |
| IGSB | ISHARES TR | 10,353 | $531K | 1.2% | $51.27 | $50.21 | +2.1% | ISHS 1-5YR INVS | 464288646 |
| TIP | ISHARES TR | 4,744 | $510K | 1.1% | $107.49 | $104.56 | +2.8% | TIPS BD ETF | 464287176 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,058 | $500K | 1.1% | $163.55 * | $108.25 | +42.1% | COM | 459200101 |
| VICI | VICI PPTYS INC | 15,377 | $490K | 1.1% | $31.88 * | $27.60 | +3.2% | COM | 925652109 |
| VZ | VERIZON COMMUNICATIONS INC | 12,564 | $474K | 1.0% | $37.70 * | $35.82 | -7.7% | COM | 92343V104 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 57,278 | $455K | 1.0% | $7.95 | $12.21 | — | COM NEW | 65340G205 |
| T | AT&T INC | 26,212 | $440K | 1.0% | $16.78 * | $16.27 | -7.0% | COM | 00206R102 |
| CSWC | CAPITAL SOUTHWEST CORP | 16,944 | $402K | 0.9% | $23.70 * | $12.33 | +51.4% | COM | 140501107 |
| GROW | U S GLOBAL INVS INC | 112,298 | $317K | 0.7% | $2.82 | $6.76 | -58.3% | CL A | 902952100 |
| AFCG | AFC GAMMA INC | 26,000 | $313K | 0.7% | $12.03 * | $8.38 | -24.8% | COM | 00109K105 |
| KHC | KRAFT HEINZ CO | 8,243 | $305K | 0.7% | $36.98 * | $25.80 | +29.0% | COM | 500754106 |
| PWP | PERELLA WEINBERG PARTNERS | 23,562 | $288K | 0.6% | $12.23 * | $10.61 | +11.5% | CLASS A COM | 71367G102 |
| JEF | JEFFERIES FINL GROUP INC | 6,969 | $282K | 0.6% | $40.41 * | $29.93 | +27.2% | COM | 47233W109 |
| — | VIRTUS EQUITY & CONV INCM FD | 13,401 | $280K | 0.6% | $20.91 | $26.31 | — | COM | 92841M101 |
| — | BLACKROCK CORPOR HI YLD FD I | 28,846 | $272K | 0.6% | $9.43 | $10.42 | — | COM | 09255P107 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 25,922 | $262K | 0.6% | $10.12 | $11.67 | — | COM | 01879R106 |
| HYG | ISHARES TR | 3,380 | $262K | 0.6% | $77.39 | $73.72 | +5.0% | IBOXX HI YD ETF | 464288513 |
| — | ADAMS DIVERSIFIED EQUITY FD | 14,245 | $252K | 0.5% | $17.71 | $15.80 | — | COM | 006212104 |
| — | CALAMOS STRATEGIC TOTAL RETU | 16,504 | $245K | 0.5% | $14.87 | $13.06 | — | COM SH BEN INT | 128125101 |
| — | BLACKROCK CR ALLOCATION INCO | 23,556 | $243K | 0.5% | $10.32 | $12.55 | — | COM | 092508100 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $241K | 0.5% | $100.82 | $100.82 | — | COM | 45781V101 |
| VCTR | VICTORY CAP HLDGS INC | 6,348 | $219K | 0.5% | $34.44 * | $25.07 | +29.4% | COM CL A | 92645B103 |
| — | GABELLI DIVID & INCOME TR | 9,680 | $209K | 0.5% | $21.64 | $21.64 | — | COM | 36242H104 |
| — | EATON VANCE TAX ADVT DIV INC | 9,349 | $208K | 0.5% | $22.25 | $22.25 | — | COM | 27828G107 |
| PBI | PITNEY BOWES INC | 47,154 | $207K | 0.4% | $4.40 | $3.61 | +21.9% | COM | 724479100 |
| ONL | ORION OFFICE REIT INC | 33,740 | $193K | 0.4% | $5.72 | $8.68 | — | COM | 68629Y103 |
| — | BLACKROCK MULTI SECTOR INC T | 12,682 | $190K | 0.4% | $15.00 | $16.06 | — | COM | 09258A107 |
| — | COHEN & STEERS QUALITY INCOM | 15,172 | $186K | 0.4% | $12.24 | $12.01 | — | COM | 19247L106 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 11,669 | $136K | 0.3% | $11.64 | $15.58 | — | COM | 09253X102 |
| — | NUVEEN QUALITY MUNCP INCOME | 11,844 | $136K | 0.3% | $11.45 | $15.93 | — | COM | 67066V101 |
| — | EATON VANCE MUN BD FD | 13,305 | $135K | 0.3% | $10.13 | $13.04 | — | COM | 27827X101 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,313 | $133K | 0.3% | $10.84 | $15.19 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,919 | $131K | 0.3% | $11.00 | $15.57 | — | COM | 670657105 |
| WT | WISDOMTREE INC | 18,378 | $127K | 0.3% | $6.93 | $4.62 | +49.9% | COM | 97717P104 |
| — | TEMPLETON EMERGING MKTS INCO | 22,279 | $114K | 0.2% | $5.10 | $7.68 | — | COM | 880192109 |
| — | UPSTART HLDGS INC | 130,000 | $95,069 | 0.2% | $0.73 | $0.73 | — | NOTE 0.250% 8/1 | 91680MAB3 |
| MPT | MEDICAL PPTYS TRUST INC | 12,064 | $59,233 | 0.1% | $4.91 | $11.14 | — | COM | 58463J304 |
| — | STANDARD BIOTOOLS INC | 19,000 | $18,880 | 0.0% | $0.99 | $0.96 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | HELLO GROUP INC | 10,000 | $9,833 | 0.0% | $0.98 | $1.00 | — | NOTE 1.250% 7/0 | 60879BAB3 |