SMH CAPITAL ADVISORS INC Long-Term Concentrated

CIK: 0001180391 · Show all filings

Period: Q1 2025 (← Previous) (Next →)

Filing Date: May 8, 2025

Total Value ($000): $43,045 (100.0% shares, 0.0% debt)

Holdings (45)

— CAPITAL SOUTHWEST CORP 26.9%

Value ($000) $11,589 Shares 11,940,000 Est. Cost $0.96 Unrealized —

— WISDOMTREE INC 22.2%

Value ($000) $9,577 Shares 9,348,000 Est. Cost $0.97 Unrealized —

TRIN TRINITY CAP INC 4.8%

Value ($000) $2,062 Shares 136,014 Est. Cost $11.56 Unrealized +14.9%

— EZCORP INC 4.4%

Value ($000) $1,878 Shares 1,886,000 Est. Cost $0.92 Unrealized —

— WISDOMTREE INC 3.9%

Value ($000) $1,678 Shares 1,450,000 Est. Cost $1.22 Unrealized —

CODI COMPASS DIVERSIFIED 3.3%

Value ($000) $1,431 Shares 76,622 Est. Cost $21.81 Unrealized -6.9%

VICI VICI PPTYS INC 3.1%

Value ($000) $1,343 Shares 41,184 Est. Cost $27.84 Unrealized +4.7%

MAIN MAIN STR CAP CORP 2.5%

Value ($000) $1,061 Shares 18,756 Est. Cost $41.63 Unrealized +42.8%

CSWC CAPITAL SOUTHWEST CORP 2.4%

Value ($000) $1,026 Shares 45,981 Est. Cost $17.51 Unrealized +13.3%

CG CARLYLE GROUP INC 2.0%

Value ($000) $847 Shares 19,426 Est. Cost $42.57 Unrealized +13.0%

T AT&T INC 1.7%

Value ($000) $745 Shares 26,358 Est. Cost $16.48 Unrealized +47.7%

CIVI CIVITAS RESOURCES INC 1.7%

Value ($000) $722 Shares 20,705 Est. Cost $48.19 Unrealized -13.5%

SPHY SPDR SER TR 1.6%

Value ($000) $703 Shares 30,000 Est. Cost $23.47 Unrealized —

ENB ENBRIDGE INC 1.5%

Value ($000) $645 Shares 14,555 Est. Cost $32.36 Unrealized +27.9%

PSEC PROSPECT CAP CORP 1.4%

Value ($000) $600 Shares 146,335 Est. Cost $3.03 Unrealized +19.7%

VZ VERIZON COMMUNICATIONS INC 1.1%

Value ($000) $494 Shares 10,886 Est. Cost $35.82 Unrealized +10.5%

PNNT PENNANTPARK INVT CORP 1.1%

Value ($000) $480 Shares 68,210 Est. Cost $5.17 Unrealized +17.9%

O REALTY INCOME CORP 1.0%

Value ($000) $447 Shares 7,699 Est. Cost $48.62 Unrealized +8.1%

HASI HA SUSTAINABLE INFRA CAP INC 0.9%

Value ($000) $405 Shares 13,838 Est. Cost $29.55 Unrealized -9.4%

RITM RITHM CAPITAL CORP 0.9%

Value ($000) $390 Shares 34,089 Est. Cost $10.92 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.8%

Value ($000) $350 Shares 7,731 Est. Cost $41.77 Unrealized —

EFA ISHARES TR 0.8%

Value ($000) $346 Shares 4,233 Est. Cost $79.86 Unrealized —

VCTR VICTORY CAP HLDGS INC 0.6%

Value ($000) $268 Shares 4,630 Est. Cost $25.07 Unrealized +146.2%

— ALLIANCEBERNSTEIN GLOBAL HIG 0.6%

Value ($000) $258 Shares 24,071 Est. Cost $11.56 Unrealized —

— BLACKROCK CORPOR HI YLD FD I 0.6%

Value ($000) $253 Shares 26,404 Est. Cost $10.36 Unrealized —

— ADAMS DIVERSIFIED EQUITY FD 0.6%

Value ($000) $252 Shares 13,259 Est. Cost $16.19 Unrealized —

— CALAMOS STRATEGIC TOTAL RETU 0.6%

Value ($000) $245 Shares 15,132 Est. Cost $13.40 Unrealized —

— BLACKROCK CR ALLOCATION INCO 0.5%

Value ($000) $236 Shares 22,059 Est. Cost $12.35 Unrealized —

— VIRTUS EQUITY & CONV INCM FD 0.5%

Value ($000) $236 Shares 10,645 Est. Cost $26.24 Unrealized —

GROW U S GLOBAL INVS INC 0.5%

Value ($000) $232 Shares 102,708 Est. Cost $6.76 Unrealized -64.7%

— GABELLI DIVID & INCOME TR 0.5%

Value ($000) $225 Shares 9,344 Est. Cost $21.80 Unrealized —

NXDT NEXPOINT DIVERSIFIED REL ET 0.5%

Value ($000) $221 Shares 57,620 Est. Cost $11.93 Unrealized —

— HANCOCK JOHN TAX-ADVANTAGED 0.5%

Value ($000) $214 Shares 8,923 Est. Cost $23.22 Unrealized —

— EATON VANCE TAX ADVT DIV INC 0.5%

Value ($000) $211 Shares 9,052 Est. Cost $22.41 Unrealized —

— COHEN & STEERS QUALITY INCOM 0.4%

Value ($000) $188 Shares 14,934 Est. Cost $12.56 Unrealized —

— BLACKROCK MULTI SECTOR INC T 0.4%

Value ($000) $183 Shares 12,614 Est. Cost $16.04 Unrealized —

WT WISDOMTREE INC 0.4%

Value ($000) $158 Shares 17,661 Est. Cost $4.95 Unrealized +88.3%

AFCG ADVANCED FLOWER CAP INC 0.3%

Value ($000) $145 Shares 26,000 Est. Cost $8.38 Unrealized -14.8%

— NUVEEN QUALITY MUNCP INCOME 0.3%

Value ($000) $136 Shares 11,844 Est. Cost $15.93 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 0.3%

Value ($000) $134 Shares 12,313 Est. Cost $15.19 Unrealized —

— NUVEEN AMT FREE QLTY MUN INC 0.3%

Value ($000) $133 Shares 11,919 Est. Cost $15.57 Unrealized —

— EATON VANCE MUN BD FD 0.3%

Value ($000) $133 Shares 13,305 Est. Cost $13.04 Unrealized —

— TEMPLETON EMERGING MKTS INCO 0.3%

Value ($000) $113 Shares 20,962 Est. Cost $7.45 Unrealized —

ONL ORION PROPERTIES INC 0.1%

Value ($000) $46 Shares 21,262 Est. Cost $8.68 Unrealized —

— HELLO GROUP INC 0.0%

Value ($000) $10 Shares 10,000 Est. Cost $0.98 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CAPITAL SOUTHWEST CORP	11,940,000	$11,589	26.9%	$0.96	—	NOTE 5.125%11/1	140501AE7
—	WISDOMTREE INC	9,348,000	$9,577	22.2%	$0.97	—	NOTE 3.250% 6/1	97717PAD6
TRIN	TRINITY CAP INC	136,014	$2,062	4.8%	$11.56	+14.9%	COM	896442308
—	EZCORP INC	1,886,000	$1,878	4.4%	$0.92	—	NOTE 2.375% 5/0	302301AE6
—	WISDOMTREE INC	1,450,000	$1,678	3.9%	$1.22	—	NOTE 5.750% 8/1	97717PAF1
CODI	COMPASS DIVERSIFIED	76,622	$1,431	3.3%	$21.81	-6.9%	SH BEN INT	20451Q104
VICI	VICI PPTYS INC	41,184	$1,343	3.1%	$27.84	+4.7%	COM	925652109
MAIN	MAIN STR CAP CORP	18,756	$1,061	2.5%	$41.63	+42.8%	COM	56035L104
CSWC	CAPITAL SOUTHWEST CORP	45,981	$1,026	2.4%	$17.51	+13.3%	COM	140501107
CG	CARLYLE GROUP INC	19,426	$847	2.0%	$42.57	+13.0%	COM	14316J108
T	AT&T INC	26,358	$745	1.7%	$16.48	+47.7%	COM	00206R102
CIVI	CIVITAS RESOURCES INC	20,705	$722	1.7%	$48.19	-13.5%	COM NEW	17888H103
SPHY	SPDR SER TR	30,000	$703	1.6%	$23.47	—	PORTFLI HIGH YLD	78468R606
ENB	ENBRIDGE INC	14,555	$645	1.5%	$32.36	+27.9%	COM	29250N105
PSEC	PROSPECT CAP CORP	146,335	$600	1.4%	$3.03	+19.7%	COM	74348T102
VZ	VERIZON COMMUNICATIONS INC	10,886	$494	1.1%	$35.82	+10.5%	COM	92343V104
PNNT	PENNANTPARK INVT CORP	68,210	$480	1.1%	$5.17	+17.9%	COM	708062104
O	REALTY INCOME CORP	7,699	$447	1.0%	$48.62	+8.1%	COM	756109104
HASI	HA SUSTAINABLE INFRA CAP INC	13,838	$405	0.9%	$29.55	-9.4%	COM	41068X100
RITM	RITHM CAPITAL CORP	34,089	$390	0.9%	$10.92	—	COM NEW	64828T201
VWO	VANGUARD INTL EQUITY INDEX F	7,731	$350	0.8%	$41.77	—	FTSE EMR MKT ETF	922042858
EFA	ISHARES TR	4,233	$346	0.8%	$79.86	—	MSCI EAFE ETF	464287465
VCTR	VICTORY CAP HLDGS INC	4,630	$268	0.6%	$25.07	+146.2%	COM CL A	92645B103
—	ALLIANCEBERNSTEIN GLOBAL HIG	24,071	$258	0.6%	$11.56	—	COM	01879R106
—	BLACKROCK CORPOR HI YLD FD I	26,404	$253	0.6%	$10.36	—	COM	09255P107
—	ADAMS DIVERSIFIED EQUITY FD	13,259	$252	0.6%	$16.19	—	COM	006212104
—	CALAMOS STRATEGIC TOTAL RETU	15,132	$245	0.6%	$13.40	—	COM SH BEN INT	128125101
—	BLACKROCK CR ALLOCATION INCO	22,059	$236	0.5%	$12.35	—	COM	092508100
—	VIRTUS EQUITY & CONV INCM FD	10,645	$236	0.5%	$26.24	—	COM	92841M101
GROW	U S GLOBAL INVS INC	102,708	$232	0.5%	$6.76	-64.7%	CL A	902952100
—	GABELLI DIVID & INCOME TR	9,344	$225	0.5%	$21.80	—	COM	36242H104
NXDT	NEXPOINT DIVERSIFIED REL ET	57,620	$221	0.5%	$11.93	—	COM NEW	65340G205
—	HANCOCK JOHN TAX-ADVANTAGED	8,923	$214	0.5%	$23.22	—	COM	41013V100
—	EATON VANCE TAX ADVT DIV INC	9,052	$211	0.5%	$22.41	—	COM	27828G107
—	COHEN & STEERS QUALITY INCOM	14,934	$188	0.4%	$12.56	—	COM	19247L106
—	BLACKROCK MULTI SECTOR INC T	12,614	$183	0.4%	$16.04	—	COM	09258A107
WT	WISDOMTREE INC	17,661	$158	0.4%	$4.95	+88.3%	COM	97717P104
AFCG	ADVANCED FLOWER CAP INC	26,000	$145	0.3%	$8.38	-14.8%	COM	00109K105
—	NUVEEN QUALITY MUNCP INCOME	11,844	$136	0.3%	$15.93	—	COM	67066V101
—	ALLIANCEBERNSTEIN NATL MUN I	12,313	$134	0.3%	$15.19	—	COM	01864U106
—	NUVEEN AMT FREE QLTY MUN INC	11,919	$133	0.3%	$15.57	—	COM	670657105
—	EATON VANCE MUN BD FD	13,305	$133	0.3%	$13.04	—	COM	27827X101
—	TEMPLETON EMERGING MKTS INCO	20,962	$113	0.3%	$7.45	—	COM	880192109
ONL	ORION PROPERTIES INC	21,262	$46	0.1%	$8.68	—	COM	68629Y103
—	HELLO GROUP INC	10,000	$10	0.0%	$0.98	—	NOTE 1.250% 7/0	60879BAB3