SMH CAPITAL ADVISORS INC Diversified Active

Location: Fort Worth, TX

CIK: 0001180391 · Show all filings

Period: Q4 2024 (← Previous) (Next →)

Filing Date: Feb 12, 2025

Total Value: $41.45M (100.0% shares, 0.0% debt)

Holdings (45)

— WISDOMTREE INC 24.9%

Value $10.32M Shares 9,359,000 Est. Cost $0.97 Unrealized —

— CAPITAL SOUTHWEST CORP 19.0%

Value $7.891M Shares 8,224,000 Est. Cost $0.96 Unrealized —

TRIN TRINITY CAP INC 4.6%

Value $1.908M Shares 131,882 Est. Cost $11.51 Unrealized +1.1%

— EZCORP INC 4.5%

Value $1.883M Shares 1,902,000 Est. Cost $0.92 Unrealized —

— WISDOMTREE INC 4.5%

Value $1.86M Shares 1,450,000 Est. Cost $1.22 Unrealized —

CODI COMPASS DIVERSIFIED 4.4%

Value $1.823M Shares 78,970 Est. Cost $21.81 Unrealized 0.0%

SPHY SPDR SER TR 3.4%

Value $1.408M Shares 60,000 Est. Cost $23.47 Unrealized —

VICI VICI PPTYS INC 3.0%

Value $1.229M Shares 42,069 Est. Cost $27.84 Unrealized +6.0%

MAIN MAIN STR CAP CORP 2.7%

Value $1.107M Shares 18,894 Est. Cost $41.63 Unrealized +28.0%

CSWC CAPITAL SOUTHWEST CORP 2.5%

Value $1.026M Shares 47,043 Est. Cost $17.51 Unrealized +14.7%

CIVI CIVITAS RESOURCES INC 2.2%

Value $928K Shares 20,238 Est. Cost $48.34 Unrealized -4.1%

CG CARLYLE GROUP INC 1.8%

Value $763K Shares 15,104 Est. Cost $40.98 Unrealized +19.3%

T AT&T INC 1.5%

Value $625K Shares 27,430 Est. Cost $16.48 Unrealized +30.5%

PSEC PROSPECT CAP CORP 1.5%

Value $623K Shares 144,652 Est. Cost $3.02 Unrealized +29.5%

ENB ENBRIDGE INC 1.5%

Value $621K Shares 14,626 Est. Cost $32.36 Unrealized +21.1%

PNNT PENNANTPARK INVT CORP 1.2%

Value $483K Shares 68,210 Est. Cost $5.17 Unrealized +11.1%

VZ VERIZON COMMUNICATIONS INC 1.1%

Value $456K Shares 11,415 Est. Cost $35.82 Unrealized +10.0%

O REALTY INCOME CORP 1.0%

Value $420K Shares 7,860 Est. Cost $48.62 Unrealized +12.1%

HASI HA SUSTAINABLE INFRA CAP INC 0.9%

Value $372K Shares 13,869 Est. Cost $29.55 Unrealized -1.5%

RITM RITHM CAPITAL CORP 0.9%

Value $364K Shares 33,565 Est. Cost $10.91 Unrealized —

NXDT NEXPOINT DIVERSIFIED REL ET 0.9%

Value $361K Shares 59,108 Est. Cost $11.93 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.8%

Value $340K Shares 7,730 Est. Cost $41.77 Unrealized —

VCTR VICTORY CAP HLDGS INC 0.8%

Value $328K Shares 5,010 Est. Cost $25.07 Unrealized +144.1%

EFA ISHARES TR 0.8%

Value $320K Shares 4,233 Est. Cost $79.86 Unrealized —

— CALAMOS STRATEGIC TOTAL RETU 0.7%

Value $276K Shares 15,571 Est. Cost $13.40 Unrealized —

— ADAMS DIVERSIFIED EQUITY FD 0.7%

Value $273K Shares 13,536 Est. Cost $16.19 Unrealized —

— VIRTUS EQUITY & CONV INCM FD 0.7%

Value $272K Shares 11,024 Est. Cost $26.24 Unrealized —

— BLACKROCK CORPOR HI YLD FD I 0.6%

Value $264K Shares 26,888 Est. Cost $10.36 Unrealized —

— ALLIANCEBERNSTEIN GLOBAL HIG 0.6%

Value $263K Shares 24,534 Est. Cost $11.56 Unrealized —

GROW U S GLOBAL INVS INC 0.6%

Value $256K Shares 104,813 Est. Cost $6.76 Unrealized -63.8%

— BLACKROCK CR ALLOCATION INCO 0.6%

Value $236K Shares 22,555 Est. Cost $12.35 Unrealized —

— GABELLI DIVID & INCOME TR 0.6%

Value $232K Shares 9,593 Est. Cost $21.80 Unrealized —

— EATON VANCE TAX ADVT DIV INC 0.5%

Value $223K Shares 9,283 Est. Cost $22.41 Unrealized —

AFCG ADVANCED FLOWER CAP INC 0.5%

Value $217K Shares 26,000 Est. Cost $8.38 Unrealized -1.0%

— HANCOCK JOHN TAX-ADVANTAGED 0.5%

Value $202K Shares 9,186 Est. Cost $23.22 Unrealized —

— BLACKROCK MULTI SECTOR INC T 0.5%

Value $189K Shares 12,930 Est. Cost $16.04 Unrealized —

WT WISDOMTREE INC 0.4%

Value $181K Shares 17,275 Est. Cost $4.85 Unrealized +123.1%

XMUIX BLACKROCK MUNICIPAL INCOME 0.3%

Value $141K Shares 11,669 Est. Cost $15.58 Unrealized —

— NUVEEN QUALITY MUNCP INCOME 0.3%

Value $138K Shares 11,844 Est. Cost $15.93 Unrealized —

— EATON VANCE MUN BD FD 0.3%

Value $138K Shares 13,305 Est. Cost $13.04 Unrealized —

— NUVEEN AMT FREE QLTY MUN INC 0.3%

Value $134K Shares 11,919 Est. Cost $15.57 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 0.3%

Value $134K Shares 12,313 Est. Cost $15.19 Unrealized —

— TEMPLETON EMERGING MKTS INCO 0.3%

Value $110K Shares 21,465 Est. Cost $7.45 Unrealized —

ONL ORION OFFICE REIT INC 0.2%

Value $96,269 Shares 25,948 Est. Cost $8.68 Unrealized —

— HELLO GROUP INC 0.0%

Value $9,833 Shares 10,000 Est. Cost $0.98 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WISDOMTREE INC	9,359,000	$10.32M	24.9%	$0.97	—	NOTE 3.250% 6/1	97717PAD6
—	CAPITAL SOUTHWEST CORP	8,224,000	$7.891M	19.0%	$0.96	—	NOTE 5.125%11/1	140501AE7
TRIN	TRINITY CAP INC	131,882	$1.908M	4.6%	$11.51	+1.1%	COM	896442308
—	EZCORP INC	1,902,000	$1.883M	4.5%	$0.92	—	NOTE 2.375% 5/0	302301AE6
—	WISDOMTREE INC	1,450,000	$1.86M	4.5%	$1.22	—	NOTE 5.750% 8/1	97717PAF1
CODI	COMPASS DIVERSIFIED	78,970	$1.823M	4.4%	$21.81	0.0%	SH BEN INT	20451Q104
SPHY	SPDR SER TR	60,000	$1.408M	3.4%	$23.47	—	PORTFLI HIGH YLD	78468R606
VICI	VICI PPTYS INC	42,069	$1.229M	3.0%	$27.84	+6.0%	COM	925652109
MAIN	MAIN STR CAP CORP	18,894	$1.107M	2.7%	$41.63	+28.0%	COM	56035L104
CSWC	CAPITAL SOUTHWEST CORP	47,043	$1.026M	2.5%	$17.51	+14.7%	COM	140501107
CIVI	CIVITAS RESOURCES INC	20,238	$928K	2.2%	$48.34	-4.1%	COM NEW	17888H103
CG	CARLYLE GROUP INC	15,104	$763K	1.8%	$40.98	+19.3%	COM	14316J108
T	AT&T INC	27,430	$625K	1.5%	$16.48	+30.5%	COM	00206R102
PSEC	PROSPECT CAP CORP	144,652	$623K	1.5%	$3.02	+29.5%	COM	74348T102
ENB	ENBRIDGE INC	14,626	$621K	1.5%	$32.36	+21.1%	COM	29250N105
PNNT	PENNANTPARK INVT CORP	68,210	$483K	1.2%	$5.17	+11.1%	COM	708062104
VZ	VERIZON COMMUNICATIONS INC	11,415	$456K	1.1%	$35.82	+10.0%	COM	92343V104
O	REALTY INCOME CORP	7,860	$420K	1.0%	$48.62	+12.1%	COM	756109104
HASI	HA SUSTAINABLE INFRA CAP INC	13,869	$372K	0.9%	$29.55	-1.5%	COM	41068X100
RITM	RITHM CAPITAL CORP	33,565	$364K	0.9%	$10.91	—	COM NEW	64828T201
NXDT	NEXPOINT DIVERSIFIED REL ET	59,108	$361K	0.9%	$11.93	—	COM NEW	65340G205
VWO	VANGUARD INTL EQUITY INDEX F	7,730	$340K	0.8%	$41.77	—	FTSE EMR MKT ETF	922042858
VCTR	VICTORY CAP HLDGS INC	5,010	$328K	0.8%	$25.07	+144.1%	COM CL A	92645B103
EFA	ISHARES TR	4,233	$320K	0.8%	$79.86	—	MSCI EAFE ETF	464287465
—	CALAMOS STRATEGIC TOTAL RETU	15,571	$276K	0.7%	$13.40	—	COM SH BEN INT	128125101
—	ADAMS DIVERSIFIED EQUITY FD	13,536	$273K	0.7%	$16.19	—	COM	006212104
—	VIRTUS EQUITY & CONV INCM FD	11,024	$272K	0.7%	$26.24	—	COM	92841M101
—	BLACKROCK CORPOR HI YLD FD I	26,888	$264K	0.6%	$10.36	—	COM	09255P107
—	ALLIANCEBERNSTEIN GLOBAL HIG	24,534	$263K	0.6%	$11.56	—	COM	01879R106
GROW	U S GLOBAL INVS INC	104,813	$256K	0.6%	$6.76	-63.8%	CL A	902952100
—	BLACKROCK CR ALLOCATION INCO	22,555	$236K	0.6%	$12.35	—	COM	092508100
—	GABELLI DIVID & INCOME TR	9,593	$232K	0.6%	$21.80	—	COM	36242H104
—	EATON VANCE TAX ADVT DIV INC	9,283	$223K	0.5%	$22.41	—	COM	27828G107
AFCG	ADVANCED FLOWER CAP INC	26,000	$217K	0.5%	$8.38	-1.0%	COM	00109K105
—	HANCOCK JOHN TAX-ADVANTAGED	9,186	$202K	0.5%	$23.22	—	COM	41013V100
—	BLACKROCK MULTI SECTOR INC T	12,930	$189K	0.5%	$16.04	—	COM	09258A107
WT	WISDOMTREE INC	17,275	$181K	0.4%	$4.85	+123.1%	COM	97717P104
XMUIX	BLACKROCK MUNICIPAL INCOME	11,669	$141K	0.3%	$15.58	—	COM	09253X102
—	NUVEEN QUALITY MUNCP INCOME	11,844	$138K	0.3%	$15.93	—	COM	67066V101
—	EATON VANCE MUN BD FD	13,305	$138K	0.3%	$13.04	—	COM	27827X101
—	NUVEEN AMT FREE QLTY MUN INC	11,919	$134K	0.3%	$15.57	—	COM	670657105
—	ALLIANCEBERNSTEIN NATL MUN I	12,313	$134K	0.3%	$15.19	—	COM	01864U106
—	TEMPLETON EMERGING MKTS INCO	21,465	$110K	0.3%	$7.45	—	COM	880192109
ONL	ORION OFFICE REIT INC	25,948	$96,269	0.2%	$8.68	—	COM	68629Y103
—	HELLO GROUP INC	10,000	$9,833	0.0%	$0.98	—	NOTE 1.250% 7/0	60879BAB3