SMH CAPITAL ADVISORS INC Long-Term Concentrated

CIK: 0001180391 · Show all filings

Period: Q4 2024 (← Previous) (Next →)

Filing Date: Feb 12, 2025

Total Value ($000): $41,447 (100.0% shares, 0.0% debt)

Holdings (45)

— WISDOMTREE INC 24.9%

Value ($000) $10,323 Shares 9,359,000 Est. Cost $0.97 Unrealized —

— CAPITAL SOUTHWEST CORP 19.0%

Value ($000) $7,891 Shares 8,224,000 Est. Cost $0.96 Unrealized —

TRIN TRINITY CAP INC 4.6%

Value ($000) $1,908 Shares 131,882 Est. Cost $11.51 Unrealized +1.1%

— EZCORP INC 4.5%

Value ($000) $1,883 Shares 1,902,000 Est. Cost $0.92 Unrealized —

— WISDOMTREE INC 4.5%

Value ($000) $1,860 Shares 1,450,000 Est. Cost $1.22 Unrealized —

CODI COMPASS DIVERSIFIED 4.4%

Value ($000) $1,823 Shares 78,970 Est. Cost $21.81 Unrealized 0.0%

SPHY SPDR SER TR 3.4%

Value ($000) $1,408 Shares 60,000 Est. Cost $23.47 Unrealized —

VICI VICI PPTYS INC 3.0%

Value ($000) $1,229 Shares 42,069 Est. Cost $27.84 Unrealized +6.0%

MAIN MAIN STR CAP CORP 2.7%

Value ($000) $1,107 Shares 18,894 Est. Cost $41.63 Unrealized +28.0%

CSWC CAPITAL SOUTHWEST CORP 2.5%

Value ($000) $1,026 Shares 47,043 Est. Cost $17.51 Unrealized +14.7%

CIVI CIVITAS RESOURCES INC 2.2%

Value ($000) $928 Shares 20,238 Est. Cost $48.34 Unrealized -4.1%

CG CARLYLE GROUP INC 1.8%

Value ($000) $763 Shares 15,104 Est. Cost $40.98 Unrealized +19.3%

T AT&T INC 1.5%

Value ($000) $625 Shares 27,430 Est. Cost $16.48 Unrealized +30.5%

PSEC PROSPECT CAP CORP 1.5%

Value ($000) $623 Shares 144,652 Est. Cost $3.02 Unrealized +29.5%

ENB ENBRIDGE INC 1.5%

Value ($000) $621 Shares 14,626 Est. Cost $32.36 Unrealized +21.1%

PNNT PENNANTPARK INVT CORP 1.2%

Value ($000) $483 Shares 68,210 Est. Cost $5.17 Unrealized +11.1%

VZ VERIZON COMMUNICATIONS INC 1.1%

Value ($000) $456 Shares 11,415 Est. Cost $35.82 Unrealized +10.0%

O REALTY INCOME CORP 1.0%

Value ($000) $420 Shares 7,860 Est. Cost $48.62 Unrealized +12.1%

HASI HA SUSTAINABLE INFRA CAP INC 0.9%

Value ($000) $372 Shares 13,869 Est. Cost $29.55 Unrealized -1.5%

RITM RITHM CAPITAL CORP 0.9%

Value ($000) $364 Shares 33,565 Est. Cost $10.91 Unrealized —

NXDT NEXPOINT DIVERSIFIED REL ET 0.9%

Value ($000) $361 Shares 59,108 Est. Cost $11.93 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.8%

Value ($000) $340 Shares 7,730 Est. Cost $41.77 Unrealized —

VCTR VICTORY CAP HLDGS INC 0.8%

Value ($000) $328 Shares 5,010 Est. Cost $25.07 Unrealized +144.1%

EFA ISHARES TR 0.8%

Value ($000) $320 Shares 4,233 Est. Cost $79.86 Unrealized —

— CALAMOS STRATEGIC TOTAL RETU 0.7%

Value ($000) $276 Shares 15,571 Est. Cost $13.40 Unrealized —

— ADAMS DIVERSIFIED EQUITY FD 0.7%

Value ($000) $273 Shares 13,536 Est. Cost $16.19 Unrealized —

— VIRTUS EQUITY & CONV INCM FD 0.7%

Value ($000) $272 Shares 11,024 Est. Cost $26.24 Unrealized —

— BLACKROCK CORPOR HI YLD FD I 0.6%

Value ($000) $264 Shares 26,888 Est. Cost $10.36 Unrealized —

— ALLIANCEBERNSTEIN GLOBAL HIG 0.6%

Value ($000) $263 Shares 24,534 Est. Cost $11.56 Unrealized —

GROW U S GLOBAL INVS INC 0.6%

Value ($000) $256 Shares 104,813 Est. Cost $6.76 Unrealized -63.8%

— BLACKROCK CR ALLOCATION INCO 0.6%

Value ($000) $236 Shares 22,555 Est. Cost $12.35 Unrealized —

— GABELLI DIVID & INCOME TR 0.6%

Value ($000) $232 Shares 9,593 Est. Cost $21.80 Unrealized —

— EATON VANCE TAX ADVT DIV INC 0.5%

Value ($000) $223 Shares 9,283 Est. Cost $22.41 Unrealized —

AFCG ADVANCED FLOWER CAP INC 0.5%

Value ($000) $217 Shares 26,000 Est. Cost $8.38 Unrealized -1.0%

— HANCOCK JOHN TAX-ADVANTAGED 0.5%

Value ($000) $202 Shares 9,186 Est. Cost $23.22 Unrealized —

— BLACKROCK MULTI SECTOR INC T 0.5%

Value ($000) $189 Shares 12,930 Est. Cost $16.04 Unrealized —

WT WISDOMTREE INC 0.4%

Value ($000) $181 Shares 17,275 Est. Cost $4.85 Unrealized +123.1%

XMUIX BLACKROCK MUNICIPAL INCOME 0.3%

Value ($000) $141 Shares 11,669 Est. Cost $15.58 Unrealized —

— NUVEEN QUALITY MUNCP INCOME 0.3%

Value ($000) $138 Shares 11,844 Est. Cost $15.93 Unrealized —

— EATON VANCE MUN BD FD 0.3%

Value ($000) $138 Shares 13,305 Est. Cost $13.04 Unrealized —

— NUVEEN AMT FREE QLTY MUN INC 0.3%

Value ($000) $134 Shares 11,919 Est. Cost $15.57 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 0.3%

Value ($000) $134 Shares 12,313 Est. Cost $15.19 Unrealized —

— TEMPLETON EMERGING MKTS INCO 0.3%

Value ($000) $110 Shares 21,465 Est. Cost $7.45 Unrealized —

ONL ORION OFFICE REIT INC 0.2%

Value ($000) $96 Shares 25,948 Est. Cost $8.68 Unrealized —

— HELLO GROUP INC 0.0%

Value ($000) $10 Shares 10,000 Est. Cost $0.98 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WISDOMTREE INC	9,359,000	$10,323	24.9%	$0.97	—	NOTE 3.250% 6/1	97717PAD6
—	CAPITAL SOUTHWEST CORP	8,224,000	$7,891	19.0%	$0.96	—	NOTE 5.125%11/1	140501AE7
TRIN	TRINITY CAP INC	131,882	$1,908	4.6%	$11.51	+1.1%	COM	896442308
—	EZCORP INC	1,902,000	$1,883	4.5%	$0.92	—	NOTE 2.375% 5/0	302301AE6
—	WISDOMTREE INC	1,450,000	$1,860	4.5%	$1.22	—	NOTE 5.750% 8/1	97717PAF1
CODI	COMPASS DIVERSIFIED	78,970	$1,823	4.4%	$21.81	0.0%	SH BEN INT	20451Q104
SPHY	SPDR SER TR	60,000	$1,408	3.4%	$23.47	—	PORTFLI HIGH YLD	78468R606
VICI	VICI PPTYS INC	42,069	$1,229	3.0%	$27.84	+6.0%	COM	925652109
MAIN	MAIN STR CAP CORP	18,894	$1,107	2.7%	$41.63	+28.0%	COM	56035L104
CSWC	CAPITAL SOUTHWEST CORP	47,043	$1,026	2.5%	$17.51	+14.7%	COM	140501107
CIVI	CIVITAS RESOURCES INC	20,238	$928	2.2%	$48.34	-4.1%	COM NEW	17888H103
CG	CARLYLE GROUP INC	15,104	$763	1.8%	$40.98	+19.3%	COM	14316J108
T	AT&T INC	27,430	$625	1.5%	$16.48	+30.5%	COM	00206R102
PSEC	PROSPECT CAP CORP	144,652	$623	1.5%	$3.02	+29.5%	COM	74348T102
ENB	ENBRIDGE INC	14,626	$621	1.5%	$32.36	+21.1%	COM	29250N105
PNNT	PENNANTPARK INVT CORP	68,210	$483	1.2%	$5.17	+11.1%	COM	708062104
VZ	VERIZON COMMUNICATIONS INC	11,415	$456	1.1%	$35.82	+10.0%	COM	92343V104
O	REALTY INCOME CORP	7,860	$420	1.0%	$48.62	+12.1%	COM	756109104
HASI	HA SUSTAINABLE INFRA CAP INC	13,869	$372	0.9%	$29.55	-1.5%	COM	41068X100
RITM	RITHM CAPITAL CORP	33,565	$364	0.9%	$10.91	—	COM NEW	64828T201
NXDT	NEXPOINT DIVERSIFIED REL ET	59,108	$361	0.9%	$11.93	—	COM NEW	65340G205
VWO	VANGUARD INTL EQUITY INDEX F	7,730	$340	0.8%	$41.77	—	FTSE EMR MKT ETF	922042858
VCTR	VICTORY CAP HLDGS INC	5,010	$328	0.8%	$25.07	+144.1%	COM CL A	92645B103
EFA	ISHARES TR	4,233	$320	0.8%	$79.86	—	MSCI EAFE ETF	464287465
—	CALAMOS STRATEGIC TOTAL RETU	15,571	$276	0.7%	$13.40	—	COM SH BEN INT	128125101
—	ADAMS DIVERSIFIED EQUITY FD	13,536	$273	0.7%	$16.19	—	COM	006212104
—	VIRTUS EQUITY & CONV INCM FD	11,024	$272	0.7%	$26.24	—	COM	92841M101
—	BLACKROCK CORPOR HI YLD FD I	26,888	$264	0.6%	$10.36	—	COM	09255P107
—	ALLIANCEBERNSTEIN GLOBAL HIG	24,534	$263	0.6%	$11.56	—	COM	01879R106
GROW	U S GLOBAL INVS INC	104,813	$256	0.6%	$6.76	-63.8%	CL A	902952100
—	BLACKROCK CR ALLOCATION INCO	22,555	$236	0.6%	$12.35	—	COM	092508100
—	GABELLI DIVID & INCOME TR	9,593	$232	0.6%	$21.80	—	COM	36242H104
—	EATON VANCE TAX ADVT DIV INC	9,283	$223	0.5%	$22.41	—	COM	27828G107
AFCG	ADVANCED FLOWER CAP INC	26,000	$217	0.5%	$8.38	-1.0%	COM	00109K105
—	HANCOCK JOHN TAX-ADVANTAGED	9,186	$202	0.5%	$23.22	—	COM	41013V100
—	BLACKROCK MULTI SECTOR INC T	12,930	$189	0.5%	$16.04	—	COM	09258A107
WT	WISDOMTREE INC	17,275	$181	0.4%	$4.85	+123.1%	COM	97717P104
XMUIX	BLACKROCK MUNICIPAL INCOME	11,669	$141	0.3%	$15.58	—	COM	09253X102
—	NUVEEN QUALITY MUNCP INCOME	11,844	$138	0.3%	$15.93	—	COM	67066V101
—	EATON VANCE MUN BD FD	13,305	$138	0.3%	$13.04	—	COM	27827X101
—	NUVEEN AMT FREE QLTY MUN INC	11,919	$134	0.3%	$15.57	—	COM	670657105
—	ALLIANCEBERNSTEIN NATL MUN I	12,313	$134	0.3%	$15.19	—	COM	01864U106
—	TEMPLETON EMERGING MKTS INCO	21,465	$110	0.3%	$7.45	—	COM	880192109
ONL	ORION OFFICE REIT INC	25,948	$96	0.2%	$8.68	—	COM	68629Y103
—	HELLO GROUP INC	10,000	$10	0.0%	$0.98	—	NOTE 1.250% 7/0	60879BAB3