ARES MANAGEMENT LLC Diversified Active

Location: Los Angeles, CA

CIK: 0001259313 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 17, 2015

Total Value: $1.298B (99.1% shares, 0.9% debt)

Holdings (18)

— Smart& Final Stores Inc 53.5%

Value $695M Shares 44,218,762 Share Price $15.71 Est. Cost/Share $14.43 Unrealized @ Report Date —

— Nortek, Inc. 30.3%

Value $394M Shares 6,218,041 Share Price $63.31 Est. Cost/Share $64.43 Unrealized @ Report Date —

AAL American Airlines, Inc. 5.4%

Value $70.68M Shares 1,875,708 Share Price $37.68 * Est. Cost/Share $40.46 Unrealized @ Report Date -3.3%

ALLY Ally Financial, Inc. 2.8%

Value $36.09M Shares 1,771,000 Share Price $20.38 * Est. Cost/Share $18.25 Unrealized @ Report Date -9.0%

— Masonite International Corporation 2.1%

Value $27.87M Shares 460,077 Share Price $60.58 Est. Cost/Share $50.60 Unrealized @ Report Date —

— Media General, Inc 1.6%

Value $20.47M Shares 1,463,319 Share Price $13.99 Est. Cost/Share $16.68 Unrealized @ Report Date —

— Travelport Worldwide Ltd 1.3%

Value $17.34M Shares 1,312,000 Share Price $13.22 Est. Cost/Share $13.22 Unrealized @ Report Date —

— Cumulus Media, Inc. 0.6%

Value $7.965M Shares 11,317,782 Share Price $0.70 Est. Cost/Share $6.60 Unrealized @ Report Date —

— SPDR Fund - XLF Financial Select Sector 0.5%

Value $6.344M Shares 280,000 Share Price $22.66 Est. Cost/Share — Unrealized @ Report Date —

— Barclays BK PLC 0.4%

Value $5.689M Shares 222,000 Share Price $25.63 Est. Cost/Share — Unrealized @ Report Date —

HYG iShares iBoxx High Yield Corporate Bond ETF 0.4%

Value $4.995M Shares 58,825 Share Price $84.91 Est. Cost/Share $90.61 Unrealized @ Report Date —

— SPDR Barclays High Yield Bond ETF 0.4%

Value $4.992M Shares 140,000 Share Price $35.66 Est. Cost/Share $37.46 Unrealized @ Report Date —

— Houghton Mifflin Harcourt Co 0.3%

Value $3.296M Shares 162,311 Share Price $20.31 Est. Cost/Share $19.44 Unrealized @ Report Date —

— Press Ganey Holdings Inc 0.1%

Value $1.425M Shares 47,987 Share Price $29.70 Est. Cost/Share $29.70 Unrealized @ Report Date —

— Ares Commercial Real Estate Corp 0.1%

Value $1.139M Shares 1,150,000 Share Price $0.99 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Doubline Income Solutions 0.1%

Value $968K Shares 56,000 Share Price $17.29 Est. Cost/Share $17.29 Unrealized @ Report Date —

— Alere Inc 0.0%

Value $349K Shares 1,091 Share Price $319.89 Est. Cost/Share $325.59 Unrealized @ Report Date —

— Rocket Fuel Inc 0.0%

Value $25,000 Shares 11,405 Share Price $2.19 Est. Cost/Share $14.67 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Smart& Final Stores Inc	44,218,762	$695M	53.5%	$15.71	$14.43	—	COM	83190B101
—	Nortek, Inc.	6,218,041	$394M	30.3%	$63.31	$64.43	—	COM NEW	656559309
AAL	American Airlines, Inc.	1,875,708	$70.68M	5.4%	$37.68 *	$40.46	-3.3%	COM	02376R102
ALLY	Ally Financial, Inc.	1,771,000	$36.09M	2.8%	$20.38 *	$18.25	-9.0%	COM	02005N100
—	Masonite International Corporation	460,077	$27.87M	2.1%	$60.58	$50.60	—	COM	575385109
—	Media General, Inc	1,463,319	$20.47M	1.6%	$13.99	$16.68	—	COM	58441K100
—	Travelport Worldwide Ltd	1,312,000	$17.34M	1.3%	$13.22	$13.22	—	COM	G9019D104
—	Cumulus Media, Inc.	11,317,782	$7.965M	0.6%	$0.70	$6.60	—	CL A	231082108
—	SPDR Fund - XLF Financial Select Sector	280,000	$6.344M	0.5%	$22.66	—	—	Put	81369Y955
—	Barclays BK PLC	222,000	$5.689M	0.4%	$25.63	—	—	Put	06742E711
HYG	iShares iBoxx High Yield Corporate Bond ETF	58,825	$4.995M	0.4%	$84.91	$90.61	—	IBOXX HI YD ETF	464288513
—	SPDR Barclays High Yield Bond ETF	140,000	$4.992M	0.4%	$35.66	$37.46	—	BRC HGH YLD BD	78464A417
—	Houghton Mifflin Harcourt Co	162,311	$3.296M	0.3%	$20.31	$19.44	—	COM	44157R109
—	Press Ganey Holdings Inc	47,987	$1.425M	0.1%	$29.70	$29.70	—	COM	74113L102
—	Ares Commercial Real Estate Corp	1,150,000	$1.139M	0.1%	$0.99	$1.02	—	NOTE 7.0000%/1	04013VAB4
—	Doubline Income Solutions	56,000	$968K	0.1%	$17.29	$17.29	—	COM	258622109
—	Alere Inc	1,091	$349K	0.0%	$319.89	$325.59	—	Perp PFD Conv SE	01449J204
—	Rocket Fuel Inc	11,405	$25,000	0.0%	$2.19	$14.67	—	COM	773111109