ARES MANAGEMENT LLC Diversified Active

Location: Los Angeles, CA

CIK: 0001259313 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 16, 2016

Total Value: $537M (98.0% shares, 2.0% debt)

Holdings (16)

— Nortek, Inc. 50.5%

Value $271M Shares 6,218,041 Share Price $43.62 Est. Cost/Share $64.43 Unrealized @ Report Date —

— Smart& Final Stores Inc 15.0%

Value $80.52M Shares 44,218,762 Share Price $1.82 Est. Cost/Share $14.43 Unrealized @ Report Date —

AAL American Airlines, Inc. 11.2%

Value $60.01M Shares 1,417,089 Share Price $42.35 * Est. Cost/Share $40.46 Unrealized @ Report Date +2.3%

ALLY Ally Financial, Inc. 6.1%

Value $33.01M Shares 1,771,000 Share Price $18.64 * Est. Cost/Share $18.25 Unrealized @ Report Date -17.1%

— Masonite International Corporation 5.2%

Value $28.17M Shares 460,077 Share Price $61.23 Est. Cost/Share $50.60 Unrealized @ Report Date —

— Media General, Inc 4.4%

Value $23.63M Shares 1,463,319 Share Price $16.15 Est. Cost/Share $16.68 Unrealized @ Report Date —

— Travelport Worldwide Ltd 3.1%

Value $16.92M Shares 1,312,000 Share Price $12.90 Est. Cost/Share $13.22 Unrealized @ Report Date —

— Barclays BK PLC 1.1%

Value $6.082M Shares 302,600 Share Price $20.10 Est. Cost/Share — Unrealized @ Report Date —

— SPDR Fund - XLF Financial Select Sector 0.9%

Value $4.858M Shares 203,900 Share Price $23.83 Est. Cost/Share — Unrealized @ Report Date —

— Cumulus Media, Inc. 0.7%

Value $3.736M Shares 11,317,782 Share Price $0.33 Est. Cost/Share $6.60 Unrealized @ Report Date —

— HMH Holdings, Inc. 0.7%

Value $3.535M Shares 162,311 Share Price $21.78 Est. Cost/Share $19.44 Unrealized @ Report Date —

— SPDR Barclays High Yield Bond ETF 0.6%

Value $3.051M Shares 90,000 Share Price $33.90 Est. Cost/Share $37.46 Unrealized @ Report Date —

HYG iShares iBoxx High Yield Corporate Bond ETF 0.3%

Value $1.45M Shares 18,000 Share Price $80.56 Est. Cost/Share $90.61 Unrealized @ Report Date —

— Doubline Income Solutions 0.2%

Value $908K Shares 56,000 Share Price $16.21 Est. Cost/Share $17.29 Unrealized @ Report Date —

— Alere Inc 0.1%

Value $306K Shares 1,091 Share Price $280.48 Est. Cost/Share $325.59 Unrealized @ Report Date —

— Rocket Fuel Inc 0.0%

Value $39,000 Shares 11,405 Share Price $3.42 Est. Cost/Share $14.67 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Nortek, Inc.	6,218,041	$271M	50.5%	$43.62	$64.43	—	COM NEW	656559309
—	Smart& Final Stores Inc	44,218,762	$80.52M	15.0%	$1.82	$14.43	—	COM	83190B101
AAL	American Airlines, Inc.	1,417,089	$60.01M	11.2%	$42.35 *	$40.46	+2.3%	COM	02376R102
ALLY	Ally Financial, Inc.	1,771,000	$33.01M	6.1%	$18.64 *	$18.25	-17.1%	COM	02005N100
—	Masonite International Corporation	460,077	$28.17M	5.2%	$61.23	$50.60	—	COM	575385109
—	Media General, Inc	1,463,319	$23.63M	4.4%	$16.15	$16.68	—	COM	58441K100
—	Travelport Worldwide Ltd	1,312,000	$16.92M	3.1%	$12.90	$13.22	—	COM	G9019D104
—	Barclays BK PLC	302,600	$6.082M	1.1%	$20.10	—	—	Call	06742E711
—	SPDR Fund - XLF Financial Select Sector	203,900	$4.858M	0.9%	$23.83	—	—	Put	81369Y955
—	Cumulus Media, Inc.	11,317,782	$3.736M	0.7%	$0.33	$6.60	—	CL A	231082108
—	HMH Holdings, Inc.	162,311	$3.535M	0.7%	$21.78	$19.44	—	COM	44157R109
—	SPDR Barclays High Yield Bond ETF	90,000	$3.051M	0.6%	$33.90	$37.46	—	BRC HGH YLD BD	78464A417
HYG	iShares iBoxx High Yield Corporate Bond ETF	18,000	$1.45M	0.3%	$80.56	$90.61	—	IBOXX HI YD ETF	464288513
—	Doubline Income Solutions	56,000	$908K	0.2%	$16.21	$17.29	—	COM	258622109
—	Alere Inc	1,091	$306K	0.1%	$280.48	$325.59	—	Perp PFD Conv SE	01449J204
—	Rocket Fuel Inc	11,405	$39,000	0.0%	$3.42	$14.67	—	COM	773111109