Location: Portland, OR
CIK: 0001668256 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 12, 2020
Total Value: $141M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK MUNIHLDNGS CALI QL | 424,215 | $5.935M | 4.2% | $13.99 | $13.99 | — | COM | 09254L107 |
| — | SYNTHORX INC | 76,683 | $5.359M | 3.8% | $69.89 | $21.56 | — | COM | 87167A103 |
| — | RMR REAL ESTATE INCOME FUND | 262,584 | $5.304M | 3.8% | $20.20 | $19.28 | — | COM | 76970B101 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 282,733 | $5.007M | 3.5% | $17.71 | $20.34 | — | COM NEW | 65340G205 |
| — | DIVIDEND & INCOME FUND | 350,758 | $4.721M | 3.3% | $13.46 | $11.58 | — | COM NEW | 25538A204 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 439,289 | $4.388M | 3.1% | $9.99 | $9.99 | — | COM SHS | 6706EN100 |
| — | INVESCO DYNAMIC CR OPP FD | 385,667 | $4.377M | 3.1% | $11.35 | $11.35 | — | COM | 46132R104 |
| — | HIGHLAND INCOME FUND | 350,100 | $4.352M | 3.1% | $12.43 | $12.71 | — | HIGHLAND INCOME | 43010E404 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 282,516 | $4.023M | 2.9% | $14.24 | $14.24 | — | COM | 09253X102 |
| DGRO | ISHARES TR | 93,236 | $3.922M | 2.8% | $42.07 | $40.09 | +4.9% | CORE DIV GRWTH | 46434V621 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 246,335 | $3.535M | 2.5% | $14.35 | $14.35 | — | COM | 09254X101 |
| CCIF | VERTICAL CAP INCOME FUND | 320,473 | $3.337M | 2.4% | $10.41 | $10.38 | — | SHS BEN INT | 92535C104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 753,800 | $3.204M | 2.3% | $4.25 | $4.25 | — | COM | 003009107 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 218,500 | $2.76M | 2.0% | $12.63 | $12.63 | — | COM | 10537L104 |
| MSFT | MICROSOFT CORP | 17,482 | $2.757M | 2.0% | $157.71 * | $65.20 | +129.6% | COM | 594918104 |
| — | INVESCO SR INCOME TR | 636,000 | $2.728M | 1.9% | $4.29 | $4.29 | — | COM | 46131H107 |
| — | NUVEEN SHT DUR CR OPP FD | 167,788 | $2.549M | 1.8% | $15.19 | $15.19 | — | COM | 67074X107 |
| — | ASA GOLD AND PRECIOUS MTLS L | 176,949 | $2.412M | 1.7% | $13.63 | $11.86 | — | SHS | G3156P103 |
| — | GDL FUND | 255,943 | $2.38M | 1.7% | $9.30 | $9.69 | — | COM SH BEN IT | 361570104 |
| — | MORGAN STANLEY INDIA INVS FD | 114,400 | $2.276M | 1.6% | $19.90 | $18.95 | — | COM | 61745C105 |
| — | GABELLI GLB SML & MD CP VAL | 188,653 | $2.234M | 1.6% | $11.84 | $10.51 | — | COM | 36249W104 |
| AAPL | APPLE INC | 7,434 | $2.183M | 1.5% | $293.65 * | $27.67 | +156.1% | COM | 037833100 |
| USB | US BANCORP DEL | 36,766 | $2.18M | 1.5% | $59.29 * | $29.59 | +54.7% | COM NEW | 902973304 |
| — | WESTERN AST INFL LKD OPP & I | 183,916 | $2.123M | 1.5% | $11.54 | $11.54 | — | COM | 95766R104 |
| — | HIGHLAND GLOBAL ALLOCATION F | 221,300 | $2.067M | 1.5% | $9.34 | $11.47 | — | COM | 43010T104 |
| — | TEMPLETON EMERG MKTS INCOME | 217,378 | $1.998M | 1.4% | $9.19 | $9.19 | — | COM | 880192109 |
| — | SALIENT MIDSTREAM & MLP FD | 254,200 | $1.98M | 1.4% | $7.79 | $8.97 | — | SH BEN INT | 79471V105 |
| — | EATON VANCE FLTING RATE INC | 143,852 | $1.974M | 1.4% | $13.72 | $13.72 | — | COM | 278279104 |
| — | BOULDER GROWTH & INCOME FD I | 164,966 | $1.945M | 1.4% | $11.79 | $10.03 | — | COM | 101507101 |
| — | KAYNE ANDERSON MDSTM ENERGY | 160,000 | $1.684M | 1.2% | $10.53 | $11.66 | — | COM | 48661E108 |
| — | RIVERNORTH MARKETPLACE LENDI | 90,793 | $1.654M | 1.2% | $18.22 | $18.22 | — | COM | 76882B108 |
| — | ARES DYNAMIC CR ALLOCATION F | 106,596 | $1.636M | 1.2% | $15.35 | $15.27 | — | COM | 04014F102 |
| — | VOYA NAT RES EQUITY INCOME F | 391,000 | $1.611M | 1.1% | $4.12 | $4.12 | — | COM | 92913C106 |
| — | APOLLO SR FLOATING RATE FD I | 103,821 | $1.572M | 1.1% | $15.14 | $15.14 | — | COM | 037636107 |
| ASND | ASCENDIS PHARMA A S | 10,960 | $1.525M | 1.1% | $139.14 | $72.80 | — | SPONSORED ADR | 04351P101 |
| — | INVESCO HIGH INCOME TR II | 106,748 | $1.524M | 1.1% | $14.28 | $14.28 | — | COM | 46131F101 |
| — | NEW IRELAND FUND INC | 149,900 | $1.485M | 1.1% | $9.91 | $9.09 | — | COM | 645673104 |
| — | MEXICO EQUITY & INCOME FD | 119,791 | $1.389M | 1.0% | $11.60 | $11.27 | — | COM | 592834105 |
| — | WESTERN ASSET HIGH INCM FD I | 180,307 | $1.215M | 0.9% | $6.74 | $6.74 | — | COM | 95766J102 |
| AMZN | AMAZON COM INC | 647 | $1.196M | 0.8% | $1848.53 * | $43.42 | +112.8% | COM | 023135106 |
| — | ROYCE GLOBAL VALUE TR INC | 102,001 | $1.192M | 0.8% | $11.69 | $10.11 | — | COM | 78081T104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 148,846 | $1.158M | 0.8% | $7.78 | $7.42 | — | COM | 00306J109 |
| — | SWISS HELVETIA FD INC | 136,250 | $1.146M | 0.8% | $8.41 | $7.91 | — | COM | 870875101 |
| — | TAIWAN FD INC | 52,400 | $1.079M | 0.8% | $20.59 | $20.13 | — | COM | 874036106 |
| — | THL CR SR LN FD | 69,232 | $1.05M | 0.7% | $15.17 | $15.02 | — | COM | 87244R103 |
| EEMS | ISHARES INC | 21,570 | $976K | 0.7% | $45.25 | $42.66 | +6.1% | EM MKT SM-CP ETF | 464286475 |
| — | TORTOISE ENERGY INDEPENDENC | 221,434 | $960K | 0.7% | $4.34 | $4.34 | — | COM | 89148K101 |
| INTC | INTEL CORP | 14,647 | $877K | 0.6% | $59.88 * | $28.80 | +83.3% | COM | 458140100 |
| NKE | NIKE INC | 8,402 | $851K | 0.6% | $101.29 * | $45.73 | +104.4% | CL B | 654106103 |
| — | EAGLE CAP GROWTH FD INC | 93,156 | $747K | 0.5% | $8.02 | $7.87 | — | COM | 269451100 |
| LMT | LOCKHEED MARTIN CORP | 1,655 | $644K | 0.5% | $389.12 * | $177.68 | +86.2% | COM | 539830109 |
| NOC | NORTHROP GRUMMAN CORP | 1,785 | $614K | 0.4% | $343.98 * | $169.04 | +84.3% | COM | 666807102 |
| — | LAM RESEARCH CORP | 2,020 | $591K | 0.4% | $292.57 | $181.39 | — | COM | 512807108 |
| — | CENTRAL SECS CORP | 16,730 | $554K | 0.4% | $33.11 | $27.06 | — | COM | 155123102 |
| WVE | WAVE LIFE SCIENCES LTD | 68,711 | $551K | 0.4% | $8.02 | $26.19 | -69.4% | SHS | Y95308105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,305 | $522K | 0.4% | $226.46 | $144.48 | +56.8% | CL B NEW | 084670702 |
| — | ORCHARD THERAPEUTICS PLC | 37,000 | $509K | 0.4% | $13.76 | $13.76 | — | ADS | 68570P101 |
| — | CBRE CLARION GLOBAL REAL EST | 63,298 | $508K | 0.4% | $8.03 | $7.38 | — | COM | 12504G100 |
| — | MYOVANT SCIENCES LTD | 32,750 | $508K | 0.4% | $15.51 | $15.51 | — | COM | G637AM102 |
| — | EAGLE GRWTH & INCOME OPPTY F | 29,700 | $506K | 0.4% | $17.04 | $16.02 | — | COM SHS BEN IN | 26958J105 |
| — | GENERAL AMERN INVS INC | 13,296 | $502K | 0.4% | $37.76 | $31.78 | — | COM | 368802104 |
| — | NUVEEN NEW JERSEY QULT MUN F | 33,446 | $490K | 0.3% | $14.65 | $13.60 | — | COM | 67069Y102 |
| — | ADAM NAT RES FD INC | 28,935 | $476K | 0.3% | $16.45 | $17.27 | — | COM | 00548F105 |
| DLS | WISDOMTREE TR | 6,632 | $472K | 0.3% | $71.17 | $64.77 | +9.8% | INTL SMCAP DIV | 97717W760 |
| — | NUVEEN ARIZONA QLTY MUN INC | 34,217 | $461K | 0.3% | $13.47 | $11.96 | — | COM | 67061W104 |
| ELV | ANTHEM INC | 1,447 | $437K | 0.3% | $302.00 * | $164.54 | +69.2% | COM | 036752103 |
| GD | GENERAL DYNAMICS CORP | 2,381 | $420K | 0.3% | $176.40 * | $114.56 | +33.7% | COM | 369550108 |
| CVX | CHEVRON CORP NEW | 3,488 | $420K | 0.3% | $120.41 * | $68.62 | +34.4% | COM | 166764100 |
| MED | MEDIFAST INC | 3,733 | $409K | 0.3% | $109.56 * | $107.88 | -14.0% | COM | 58470H101 |
| XPMAX | PIONEER MUN HIGH INCOME ADV | 37,730 | $408K | 0.3% | $10.81 | $10.86 | — | COM | 723762100 |
| — | BLACKROCK FLOATING RATE INCO | 31,300 | $403K | 0.3% | $12.88 | $12.21 | — | COM | 091941104 |
| ARVN | ARVINAS INC | 9,700 | $399K | 0.3% | $41.13 | $15.86 | +159.0% | COM | 04335A105 |
| WMT | WALMART INC | 3,320 | $395K | 0.3% | $118.98 * | $16.79 | +116.8% | COM | 931142103 |
| — | WELLCARE HEALTH PLANS INC | 1,190 | $393K | 0.3% | $330.25 | $263.77 | — | COM | 94946T106 |
| SBUX | STARBUCKS CORP | 4,445 | $391K | 0.3% | $87.96 * | $46.75 | +64.6% | COM | 855244109 |
| MA | MASTERCARD INC | 1,285 | $384K | 0.3% | $298.83 * | $188.62 | +53.1% | CL A | 57636Q104 |
| — | EATON VANCE FLTG RATE INCOM | 23,500 | $376K | 0.3% | $16.00 | $14.81 | — | COM SHS BEN INT | 278284104 |
| COST | COSTCO WHSL CORP NEW | 1,218 | $358K | 0.3% | $293.92 * | $169.26 | +58.8% | COM | 22160K105 |
| — | FIRST TR SR FLG RTE INCM FD | 26,900 | $337K | 0.2% | $12.53 | $11.82 | — | COM | 33733U108 |
| HD | HOME DEPOT INC | 1,528 | $334K | 0.2% | $218.59 * | $126.81 | +48.9% | COM | 437076102 |
| — | BLACKROCK RES & COMM STRAT T | 41,406 | $334K | 0.2% | $8.07 | $7.21 | — | SHS | 09257A108 |
| HUM | HUMANA INC | 909 | $333K | 0.2% | $366.34 * | $228.34 | +52.3% | COM | 444859102 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $322K | 0.2% | $61.53 | $39.94 | — | COM | 57772K101 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $320K | 0.2% | $591.50 * | $115.47 | +70.7% | COM NEW | 46120E602 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 23,811 | $313K | 0.2% | $13.15 | $13.15 | — | COM | 24610V103 |
| — | THE CENTRAL AND EASTERN EU I | 10,550 | $299K | 0.2% | $28.34 | $20.24 | — | COM | 153436100 |
| — | BLACKROCK MUNIYIELD ARIZ FD | 19,196 | $261K | 0.2% | $13.60 | $13.60 | — | COM | 09254K109 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $244K | 0.2% | $146.11 * | $102.48 | +20.2% | COM | 478160104 |
| EMLC | VANECK VECTORS ETF TR | 7,138 | $243K | 0.2% | $34.04 | $32.68 | +4.1% | JP MORGAN MKTS | 92189H300 |
| MMM | 3M CO | 1,360 | $240K | 0.2% | $176.47 * | $94.03 | +25.8% | COM | 88579Y101 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 19,148 | $239K | 0.2% | $12.48 | $12.63 | — | COM | 64124K102 |
| — | ORBCOMM INC | 56,475 | $238K | 0.2% | $4.21 | $8.99 | — | COM | 68555P100 |
| — | SOLID BIOSCIENCES INC | 52,900 | $235K | 0.2% | $4.44 | $9.24 | — | COM | 83422E105 |
| — | BLACKROCK FLOAT RATE OME STR | 17,200 | $231K | 0.2% | $13.43 | $12.50 | — | COM | 09255X100 |
| SCZ | ISHARES TR | 3,700 | $230K | 0.2% | $62.16 | $56.51 | +10.2% | EAFE SML CP ETF | 464288273 |
| T | AT&T INC | 5,768 | $225K | 0.2% | $39.01 * | $15.16 | +27.4% | COM | 00206R102 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $220K | 0.2% | $293.33 * | $236.60 | +12.7% | COM | 91324P102 |
| — | NUVEEN MARYLAND QLT MUN INC | 16,100 | $216K | 0.2% | $13.42 | $12.84 | — | COM | 67061Q107 |
| DAL | DELTA AIR LINES INC DEL | 3,500 | $205K | 0.1% | $58.57 * | $51.09 | +10.6% | COM NEW | 247361702 |
| — | KALA PHARMACEUTICALS INC | 54,500 | $201K | 0.1% | $3.69 | $7.40 | — | COM | 483119103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 12,803 | $184K | 0.1% | $14.37 | $14.37 | — | COM | 670657105 |
| — | MEXICO FD INC | 13,234 | $181K | 0.1% | $13.68 | $16.66 | — | COM | 592835102 |
| — | NUVEEN GEORGIA QLTY MUN INC | 13,200 | $166K | 0.1% | $12.58 | $11.28 | — | COM | 67072B107 |
| — | ABERDEEN EMRG MRKTS EQT INM | 20,723 | $158K | 0.1% | $7.62 | $6.86 | — | COM | 00301W105 |
| — | NUVEEN MINESOTA QLT MUN INC | 10,200 | $149K | 0.1% | $14.61 | $13.38 | — | SHS | 670734102 |
| — | VOYA INFRASTRUCTURE INDLS & | 12,282 | $141K | 0.1% | $11.48 | $11.48 | — | COM | 92912X101 |
| — | WESTERN ASSET INTM MUNI FD I | 14,900 | $136K | 0.1% | $9.13 | $9.19 | — | COM | 958435109 |
| — | EATON VANCE SR INCOME TR | 19,400 | $124K | 0.1% | $6.39 | $6.15 | — | SH BEN INT | 27826S103 |
| — | BNY MELLON HIGH YIELD STRATE | 37,100 | $115K | 0.1% | $3.10 | $3.10 | — | SH BEN INT | 09660L105 |
| NG | NOVAGOLD RES INC | 10,000 | $90,000 | 0.1% | $9.00 | $4.27 | +109.9% | COM NEW | 66987E206 |
| — | FRANKLIN UNVL TR | 11,187 | $87,000 | 0.1% | $7.78 | $6.79 | — | SH BEN INT | 355145103 |
| — | SCPHARMACEUTICALS INC | 14,685 | $83,000 | 0.1% | $5.65 | $5.86 | — | COM | 810648105 |
| UUUU | ENERGY FUELS INC | 19,284 | $37,000 | 0.0% | $1.92 | $2.50 | -23.7% | COM NEW | 292671708 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 34,786 | $25,000 | 0.0% | $0.72 | $2.14 | -65.8% | COM CL A | 532257805 |