Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $2.699B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,700,000 | $409M | 15.1% | $151.34 | — | — | Put | 464287655 |
| EXAS | EXACT SCIENCES CORP | 1,374,200 | $124M | 4.6% | $90.37 | — | — | Put | 30063P105 |
| LNWO | SCIENTIFIC GAMES CORP | 5,990,400 | $122M | 4.5% | $20.35 * | $24.22 | -18.6% | Call | 80874P109 |
| QQQ | INVESCO QQQ TR | 550,000 | $104M | 3.8% | $188.81 | — | — | Put | 46090E103 |
| CVNA | CARVANA CO | 1,552,500 | $102M | 3.8% | $66.00 * | $52.39 | +37.1% | Call | 146869102 |
| QURE | UNIQURE NV | 1,968,838 | $77.49M | 2.9% | $39.36 * | $26.73 | +115.8% | SHS | N90064101 |
| QURE | UNIQURE NV | 1,965,000 | $77.34M | 2.9% | $39.36 * | $26.73 | +115.8% | Call | N90064101 |
| — | FIAT CHRYSLER AUTOMOBILES N | 5,820,000 | $75.37M | 2.8% | $12.95 | — | — | Call | N31738102 |
| CDXS | CODEXIS INC | 5,363,484 | $73.56M | 2.7% | $13.71 * | $3.00 | +424.6% | COM | 192005106 |
| — | ARQULE INC | 10,060,105 | $72.13M | 2.7% | $7.17 | $1.80 | — | COM | 04269E107 |
| THC | TENET HEALTHCARE CORP | 3,129,000 | $69.21M | 2.6% | $22.12 * | $19.94 | +6.8% | Call | 88033G407 |
| XBI | SPDR SERIES TRUST | 900,000 | $68.63M | 2.5% | $76.25 | — | — | Put | 78464A870 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 658,262 | $68.2M | 2.5% | $103.61 * | $84.68 | +16.1% | COM | 57164Y107 |
| RH | RH | 375,707 | $64.18M | 2.4% | $170.83 * | $125.18 | +13.7% | COM | 74967X103 |
| CASH | META FINL GROUP INC | 1,799,727 | $58.69M | 2.2% | $32.61 * | $21.04 | +39.1% | COM | 59100U108 |
| — | QAD INC | 1,250,722 | $57.76M | 2.1% | $46.18 | $32.94 | — | CL A | 74727D306 |
| DXPE | DXP ENTERPRISES INC NEW | 1,602,433 | $55.64M | 2.1% | $34.72 * | $34.26 | -1.9% | COM NEW | 233377407 |
| RH | RH | 315,000 | $53.81M | 2.0% | $170.83 * | $125.18 | +13.7% | Call | 74967X103 |
| THC | TENET HEALTHCARE CORP | 2,001,914 | $44.28M | 1.6% | $22.12 * | $19.94 | +6.8% | COM NEW | 88033G407 |
| LXFR | LUXFER HOLDINGS PLC | 2,601,749 | $40.53M | 1.5% | $15.58 * | $13.65 | +34.5% | SHS | G5698W116 |
| — | CAESARS ENTMT CORP | 3,331,000 | $38.84M | 1.4% | $11.66 | — | — | Call | 127686103 |
| HCA | HCA HEALTHCARE INC | 320,000 | $38.53M | 1.4% | $120.42 | — | — | Put | 40412C101 |
| WRLD | WORLD ACCEP CORP DEL | 271,753 | $34.65M | 1.3% | $127.51 * | $76.98 | +83.8% | COM | 981419104 |
| — | PARTY CITY HOLDCO INC | 6,025,989 | $34.41M | 1.3% | $5.71 | $10.19 | — | COM | 702149105 |
| W | WAYFAIR INC | 302,870 | $33.96M | 1.3% | $112.12 * | $141.36 | -9.5% | CL A | 94419L101 |
| DLB | DOLBY LABORATORIES INC | 521,693 | $33.72M | 1.2% | $64.64 * | $44.52 | +28.6% | COM CL A | 25659T107 |
| GDEN | GOLDEN ENTMT INC | 2,449,713 | $32.56M | 1.2% | $13.29 * | $17.34 | -28.7% | COM | 381013101 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 2,251,010 | $30.93M | 1.1% | $13.74 | $10.70 | +30.8% | COM | 46005L101 |
| LNWO | SCIENTIFIC GAMES CORP | 1,437,167 | $29.25M | 1.1% | $20.35 * | $24.22 | -18.6% | COM | 80874P109 |
| TBBK | BANCORP INC DEL | 2,714,238 | $26.87M | 1.0% | $9.90 * | $8.53 | +11.5% | COM | 05969A105 |
| AKBA | AKEBIA THERAPEUTICS INC | 5,789,561 | $22.7M | 0.8% | $3.92 * | $10.48 | -59.1% | COM | 00972D105 |
| — | AEGLEA BIOTHERAPEUTICS INC | 2,852,260 | $21.93M | 0.8% | $7.69 | $5.88 | — | COM | 00773J103 |
| — | ON DECK CAP INC | 6,384,602 | $21.45M | 0.8% | $3.36 | $5.09 | — | COM | 682163100 |
| — | GLOBAL EAGLE ENTMT INC | 28,835,876 | $20.82M | 0.8% | $0.72 | $1.45 | — | COM | 37951D102 |
| — | BIODELIVERY SCIENCES INTL IN | 4,846,167 | $20.4M | 0.8% | $4.21 | $3.78 | — | COM | 09060J106 |
| — | CRH MEDICAL CORP | 6,534,155 | $20.09M | 0.7% | $3.07 | $2.94 | — | COM | 12626F105 |
| DHX | DHI GROUP INC | 4,998,075 | $19.24M | 0.7% | $3.85 * | $1.96 | +89.6% | COM | 23331S100 |
| — | HERTZ GLOBAL HLDGS INC | 1,341,700 | $18.57M | 0.7% | $13.84 | $15.83 | — | Call | 42806J106 |
| — | ALTABA INC | 883,464 | $17.21M | 0.6% | $19.48 | $56.78 | — | COM | 021346101 |
| — | CURO GROUP HLDGS CORP | 1,229,332 | $16.33M | 0.6% | $13.28 | $14.64 | — | COM | 23131L107 |
| RDNT | RADNET INC | 1,129,814 | $16.22M | 0.6% | $14.36 | $13.10 | +11.0% | COM | 750491102 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 851,922 | $16.11M | 0.6% | $18.91 * | $24.75 | -13.1% | COM | G31249108 |
| JYNT | JOINT CORP | 848,881 | $15.8M | 0.6% | $18.61 | $7.92 | +133.7% | COM | 47973J102 |
| — | EXELA TECHNOLOGIES INC | 12,777,887 | $15.08M | 0.6% | $1.18 | $4.01 | — | COM | 30162V102 |
| PAR | PAR TECHNOLOGY CORP | 628,017 | $14.93M | 0.6% | $23.77 * | $20.34 | +19.8% | COM | 698884103 |
| MED | MEDIFAST INC | 121,407 | $12.58M | 0.5% | $103.63 * | $89.47 | 0.0% | COM | 58470H101 |
| CUE | CUE BIOPHARMA INC | 1,378,198 | $11.62M | 0.4% | $8.43 * | $10.19 | -21.4% | COM | 22978P106 |
| — | FALCON MINERALS CORP | 2,017,894 | $11.6M | 0.4% | $5.75 | $10.26 | — | CL A COM | 30607B109 |
| AFIIQ | ARMSTRONG FLOORING INC | 1,637,724 | $10.46M | 0.4% | $6.39 * | $16.45 | -52.6% | COM | 04238R106 |
| — | HERTZ GLOBAL HLDGS INC | 751,995 | $10.41M | 0.4% | $13.84 | $15.83 | — | COM | 42806J106 |
| VMD | VIEMED HEALTHCARE INC | 1,498,100 | $10.34M | 0.4% | $6.90 * | $6.66 | 0.0% | COM | 92663R105 |
| RFL | RAFAEL HLDGS INC | 485,366 | $10.17M | 0.4% | $20.96 * | $9.07 | +124.8% | COM CL B | 75062E106 |
| SRL | SCULLY ROYALTY LTD | 837,048 | $9.752M | 0.4% | $11.65 * | $9.84 | +13.9% | COM SHS | G7T96K107 |
| — | PLAYAGS INC | 900,000 | $9.252M | 0.3% | $10.28 | $10.28 | — | COM | 72814N104 |
| SIGA | SIGA TECHNOLOGIES INC | 1,800,514 | $9.219M | 0.3% | $5.12 * | $4.02 | -1.8% | COM | 826917106 |
| — | FINTECH ACQUISITION CORP III | 842,730 | $9M | 0.3% | $10.68 | $10.71 | — | UNIT 12/01/2023 | 31811A309 |
| — | APTOSE BIOSCIENCES INC | 4,267,530 | $8.898M | 0.3% | $2.09 | $2.50 | — | COM NEW | 03835T200 |
| — | SELECT INTERIOR CONCEPTS INC | 653,461 | $8.475M | 0.3% | $12.97 | $12.39 | — | CL A | 816120307 |
| AKBA | AKEBIA THERAPEUTICS INC | 2,000,000 | $7.84M | 0.3% | $3.92 * | $10.48 | -59.1% | Call | 00972D105 |
| — | CHEMBIO DIAGNOSTICS INC | 1,239,983 | $7.589M | 0.3% | $6.12 | $5.66 | — | COM NEW | 163572209 |
| — | SEARS HOMETOWN & OUTLET STOR | 2,131,251 | $7.491M | 0.3% | $3.51 | $2.91 | — | COM | 812362101 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 500,000 | $7.105M | 0.3% | $14.21 | — | — | Call | G4863A108 |
| — | NEOS THERAPEUTICS INC | 4,610,000 | $6.823M | 0.3% | $1.48 | $1.64 | — | COM | 64052L106 |
| — | ELEVATE CREDIT INC | 1,568,411 | $6.603M | 0.2% | $4.21 | $5.27 | — | COM | 28621V101 |
| — | STRATA SKIN SCIENCES INC | 2,851,001 | $6.13M | 0.2% | $2.15 | $2.36 | — | COM NEW | 86272A206 |
| — | APOLLO ENDOSURGERY INC | 1,810,562 | $5.957M | 0.2% | $3.29 | $5.73 | — | COM | 03767D108 |
| — | PARTY CITY HOLDCO INC | 1,000,000 | $5.71M | 0.2% | $5.71 | $10.19 | — | Call | 702149105 |
| — | SUNESIS PHARMACEUTICALS INC | 7,700,146 | $5.543M | 0.2% | $0.72 | $0.72 | — | COM | 867328700 |
| — | CATALYST BIOSCIENCES INC | 1,062,843 | $5.219M | 0.2% | $4.91 | $7.81 | — | COM NEW | 14888D208 |
| — | INSURANCE ACQUISITION CORP | 500,000 | $5.21M | 0.2% | $10.42 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| LINC | LINCOLN EDL SVCS CORP | 2,436,805 | $5.069M | 0.2% | $2.08 | $2.51 | -18.6% | COM | 533535100 |
| — | ARYA SCIENCES ACQUISITION CO | 452,944 | $4.964M | 0.2% | $10.96 | $10.35 | — | UNIT 10/04/2023 | G3165V117 |
| NATR | NATURES SUNSHINE PRODUCTS IN | 583,510 | $4.837M | 0.2% | $8.29 * | $10.71 | -19.4% | COM | 639027101 |
| — | RUMBLEON INC | 1,634,350 | $4.723M | 0.2% | $2.89 | $6.19 | — | CL B | 781386206 |
| — | GALMED PHARMACEUTICALS LTD | 879,200 | $4.203M | 0.2% | $4.78 | $10.74 | — | SHS | M47238106 |
| — | TRAVELCENTERS OF AMERICA INC | 337,390 | $4.158M | 0.2% | $12.32 | $12.32 | — | COM NEW | 89421B109 |
| EMMS | EMMIS COMMUNICATIONS CORP | 781,783 | $3.917M | 0.1% | $5.01 * | $3.21 | +52.3% | COM NEW CL A | 291525400 |
| — | MERRIMACK PHARMACEUTICALS IN | 747,635 | $3.364M | 0.1% | $4.50 | $5.84 | — | COM NEW | 590328209 |
| — | DOVER MOTORSPORTS INC | 1,695,541 | $3.357M | 0.1% | $1.98 | $2.27 | — | COM | 260174107 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 5,000,000 | $3.323M | 0.1% | $0.66 | $0.66 | — | COM | 40434H104 |
| — | ACER THERAPEUTICS INC | 990,655 | $3.16M | 0.1% | $3.19 | $22.84 | — | COM | 00444P108 |
| — | SCIPLAY CORP | 250,000 | $2.675M | 0.1% | $10.70 | $13.71 | — | CL A | 809087109 |
| ZVOI | ZOVIO INC | 1,083,906 | $2.135M | 0.1% | $1.97 * | $4.81 | -37.5% | COM | 98979V102 |
| — | CHEMOCENTRYX INC | 300,000 | $2.034M | 0.1% | $6.78 | — | — | Call | 16383L106 |
| — | STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $1.909M | 0.1% | $1.08 | $1.45 | — | COM | 86323X106 |
| — | DARIOHEALTH CORP | 4,281,652 | $1.302M | 0.0% | $0.30 | $0.75 | — | COM | 23725P100 |
| — | DECIPHERA PHARMACEUTICALS IN | 38,247 | $1.298M | 0.0% | $33.94 | $33.94 | — | COM | 24344T101 |
| CVNA | CARVANA CO | 18,529 | $1.223M | 0.0% | $66.00 * | $52.39 | +37.1% | CL A | 146869102 |
| — | CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.197M | 0.0% | $11.97 | $11.97 | — | COM | 15957A108 |
| — | FALCON MINERALS CORP | 878,022 | $942K | 0.0% | $1.07 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | MOTUS GI HLDGS INC | 417,708 | $827K | 0.0% | $1.98 | $3.11 | — | COM | 62014P108 |
| — | FORTRESS BIOTECH INC | 336,621 | $475K | 0.0% | $1.41 | $1.41 | — | COM | 34960Q109 |