Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value: $3.247B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,887,000 | $449M | 13.8% | $155.50 | — | — | Put | 464287655 |
| EXAS | EXACT SCIENCES CORP | 1,296,200 | $153M | 4.7% | $118.04 | — | — | Put | 30063P105 |
| XLV | SELECT SECTOR SPDR TR | 1,500,000 | $139M | 4.3% | $92.64 | — | — | Put | 81369Y209 |
| QURE | UNIQURE NV | 1,576,500 | $123M | 3.8% | $78.15 * | $15.44 | +312.7% | Call | N90064101 |
| LNWO | SCIENTIFIC GAMES CORP | 5,990,400 | $119M | 3.7% | $19.82 * | $25.11 | -17.6% | Call | 80874P109 |
| — | ARQULE INC | 10,395,405 | $114M | 3.5% | $11.01 | $1.80 | — | COM | 04269E107 |
| QURE | UNIQURE NV | 1,442,460 | $113M | 3.5% | $78.15 * | $15.44 | +312.7% | SHS | N90064101 |
| WRLD | WORLD ACCEP CORP DEL | 617,446 | $101M | 3.1% | $164.11 * | $76.98 | +77.4% | COM | 981419104 |
| CDXS | CODEXIS INC | 5,363,484 | $98.85M | 3.0% | $18.43 * | $3.00 | +543.0% | COM | 192005106 |
| XBI | SPDR SERIES TRUST | 1,116,500 | $97.93M | 3.0% | $87.71 | — | — | Put | 78464A870 |
| CVNA | CARVANA CO | 1,552,500 | $97.17M | 3.0% | $62.59 * | $52.39 | +22.6% | Call | 146869102 |
| SPY | SPDR S&P 500 ETF TR | 300,000 | $87.9M | 2.7% | $293.00 | — | — | Put | 78462F103 |
| — | FIAT CHRYSLER AUTOMOBILES N | 5,820,000 | $80.43M | 2.5% | $13.82 | — | — | Call | N31738102 |
| RH | RH | 625,167 | $72.27M | 2.2% | $115.60 * | $125.18 | -17.6% | COM | 74967X103 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 672,362 | $64.82M | 2.0% | $96.40 * | $84.68 | +16.5% | COM | 57164Y107 |
| LXFR | LUXFER HOLDINGS PLC | 2,601,749 | $63.8M | 2.0% | $24.52 | $13.65 | +78.1% | SHS | G5698W116 |
| — | ALTABA INC | 883,464 | $61.29M | 1.9% | $69.37 | $56.78 | — | COM | 021346101 |
| DXPE | DXP ENTERPRISES INC NEW | 1,429,545 | $54.16M | 1.7% | $37.89 | $34.34 | +11.7% | COM NEW | 233377407 |
| THC | TENET HEALTHCARE CORP | 2,529,000 | $52.25M | 1.6% | $20.66 * | $19.94 | +15.6% | Call | 88033G407 |
| THC | TENET HEALTHCARE CORP | 2,471,914 | $51.07M | 1.6% | $20.66 * | $19.94 | +15.6% | COM NEW | 88033G407 |
| CASH | META FINL GROUP INC | 1,799,727 | $50.48M | 1.6% | $28.05 * | $21.04 | +17.2% | COM | 59100U108 |
| — | QAD INC | 1,216,578 | $48.92M | 1.5% | $40.21 | $32.57 | — | CL A | 74727D306 |
| HCA | HCA HEALTHCARE INC | 320,000 | $43.25M | 1.3% | $135.17 | — | — | Put | 40412C101 |
| CVNA | CARVANA CO | 672,914 | $42.12M | 1.3% | $62.59 * | $52.39 | +22.6% | CL A | 146869102 |
| RH | RH | 359,500 | $41.56M | 1.3% | $115.60 * | $125.18 | -17.6% | Call | 74967X103 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 2,932,946 | $41.35M | 1.3% | $14.10 * | $10.70 | +19.7% | COM | 46005L101 |
| — | CAESARS ENTMT CORP | 3,331,000 | $39.37M | 1.2% | $11.82 | — | — | Call | 127686103 |
| GDEN | GOLDEN ENTMT INC | 2,449,713 | $34.3M | 1.1% | $14.00 * | $17.34 | -25.5% | COM | 381013101 |
| — | PARTY CITY HOLDCO INC | 4,326,399 | $31.71M | 1.0% | $7.33 | $11.95 | — | COM | 702149105 |
| DLB | DOLBY LABORATORIES INC | 446,693 | $28.86M | 0.9% | $64.60 * | $42.38 | +36.6% | COM CL A | 25659T107 |
| AKBA | AKEBIA THERAPEUTICS INC | 5,789,561 | $28.02M | 0.9% | $4.84 * | $10.48 | -45.7% | COM | 00972D105 |
| — | EXELA TECHNOLOGIES INC | 12,777,887 | $27.98M | 0.9% | $2.19 | $4.01 | — | COM | 30162V102 |
| W | WAYFAIR INC | 180,970 | $26.42M | 0.8% | $146.00 * | $150.39 | 0.0% | CL A | 94419L101 |
| — | ON DECK CAP INC | 6,314,703 | $26.21M | 0.8% | $4.15 | $5.10 | — | COM | 682163100 |
| TBBK | BANCORP INC DEL | 2,714,238 | $24.21M | 0.7% | $8.92 * | $8.53 | +7.9% | COM | 05969A105 |
| LNWO | SCIENTIFIC GAMES CORP | 1,199,785 | $23.78M | 0.7% | $19.82 * | $25.11 | -17.6% | COM | 80874P109 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 417,912 | $22.47M | 0.7% | $53.77 * | $54.12 | +9.8% | COM | 84790A105 |
| — | BIODELIVERY SCIENCES INTL IN | 4,585,267 | $21.32M | 0.7% | $4.65 | $3.76 | — | COM | 09060J106 |
| AFIIQ | ARMSTRONG FLOORING INC | 2,164,349 | $21.32M | 0.7% | $9.85 * | $16.45 | -24.8% | COM | 04238R106 |
| — | GLOBAL EAGLE ENTMT INC | 28,835,876 | $19.56M | 0.6% | $0.68 | $1.45 | — | COM | 37951D102 |
| — | AEGLEA BIOTHERAPEUTICS INC | 2,852,260 | $19.54M | 0.6% | $6.85 | $5.88 | — | COM | 00773J103 |
| — | CRH MEDICAL CORP | 6,284,155 | $18.91M | 0.6% | $3.01 | $2.93 | — | COM | 12626F105 |
| — | CURO GROUP HLDGS CORP | 1,629,910 | $18.01M | 0.6% | $11.05 | $14.64 | — | COM | 23131L107 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 792,604 | $17.43M | 0.5% | $21.99 * | $25.00 | -4.5% | COM | G31249108 |
| DHX | DHI GROUP INC | 4,809,253 | $17.17M | 0.5% | $3.57 * | $1.89 | +83.6% | COM | 23331S100 |
| — | FALCON MINERALS CORP | 2,017,894 | $16.95M | 0.5% | $8.40 | $10.26 | — | CL A COM | 30607B109 |
| PAR | PAR TECHNOLOGY CORP | 600,299 | $16.93M | 0.5% | $28.20 * | $20.15 | +28.0% | COM | 698884103 |
| JYNT | JOINT CORP | 885,769 | $16.12M | 0.5% | $18.20 * | $7.92 | +114.9% | COM | 47973J102 |
| RDNT | RADNET INC | 1,129,814 | $15.58M | 0.5% | $13.79 * | $13.10 | -2.1% | COM | 750491102 |
| RFL | RAFAEL HLDGS INC | 485,366 | $13.95M | 0.4% | $28.75 * | $9.07 | +89.8% | COM CL B | 75062E106 |
| — | HERTZ GLOBAL HLDGS INC | 841,700 | $13.43M | 0.4% | $15.96 | $17.24 | — | Call | 42806J106 |
| CUE | CUE BIOPHARMA INC | 1,378,198 | $12.39M | 0.4% | $8.99 * | $10.19 | -18.7% | COM | 22978P106 |
| SRL | SCULLY ROYALTY LTD | 839,654 | $11.17M | 0.3% | $13.30 * | $9.84 | 0.0% | COM SHS | G7T96K107 |
| SIGA | SIGA TECHNOLOGIES INC | 1,800,514 | $10.23M | 0.3% | $5.68 * | $4.02 | +0.9% | COM | 826917106 |
| AKBA | AKEBIA THERAPEUTICS INC | 2,000,000 | $9.68M | 0.3% | $4.84 * | $10.48 | -45.7% | Call | 00972D105 |
| — | FINTECH ACQUISITION CORP III | 842,730 | $9.025M | 0.3% | $10.71 | $10.71 | — | UNIT 12/01/2023 | 31811A309 |
| — | APTOSE BIOSCIENCES INC | 3,412,042 | $8.905M | 0.3% | $2.61 | $2.60 | — | COM NEW | 03835T200 |
| — | CATALYST BIOSCIENCES INC | 1,042,843 | $7.686M | 0.2% | $7.37 | $7.87 | — | COM NEW | 14888D208 |
| — | SELECT INTERIOR CONCEPTS INC | 653,461 | $7.613M | 0.2% | $11.65 | $12.39 | — | CL A | 816120307 |
| — | CHEMBIO DIAGNOSTICS INC | 1,239,983 | $7.551M | 0.2% | $6.09 | $5.66 | — | COM NEW | 163572209 |
| — | RUMBLEON INC | 1,634,350 | $7.322M | 0.2% | $4.48 | $6.19 | — | CL B | 781386206 |
| — | STRATA SKIN SCIENCES INC | 2,851,001 | $7.099M | 0.2% | $2.49 | $2.36 | — | COM NEW | 86272A206 |
| — | ELEVATE CREDIT INC | 1,714,364 | $7.063M | 0.2% | $4.12 | $5.27 | — | COM | 28621V101 |
| — | HERTZ GLOBAL HLDGS INC | 440,000 | $7.022M | 0.2% | $15.96 | $17.24 | — | COM | 42806J106 |
| — | PIERIS PHARMACEUTICALS INC | 1,477,563 | $6.945M | 0.2% | $4.70 | $4.09 | — | COM | 720795103 |
| — | GALMED PHARMACEUTICALS LTD | 879,200 | $6.559M | 0.2% | $7.46 | $10.74 | — | SHS | M47238106 |
| TLYS | TILLYS INC | 858,103 | $6.547M | 0.2% | $7.63 * | $8.77 | -9.8% | CL A | 886885102 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 500,000 | $6.485M | 0.2% | $12.97 | — | — | Call | G4863A108 |
| — | TRAVELCENTERS AMER LLC | 1,666,365 | $6.032M | 0.2% | $3.62 | $3.61 | — | COM | 894174101 |
| — | NEOS THERAPEUTICS INC | 4,610,000 | $5.947M | 0.2% | $1.29 | $1.64 | — | COM | 64052L106 |
| — | APOLLO ENDOSURGERY INC | 1,810,562 | $5.884M | 0.2% | $3.25 | $5.73 | — | COM | 03767D108 |
| LINC | LINCOLN EDL SVCS CORP | 2,436,805 | $5.629M | 0.2% | $2.31 * | $2.51 | +14.2% | COM | 533535100 |
| NATR | NATURES SUNSHINE PRODUCTS IN | 583,510 | $5.511M | 0.2% | $9.44 * | $10.71 | -17.3% | COM | 639027101 |
| — | INSURANCE ACQUISITION CORP | 500,000 | $5.175M | 0.2% | $10.35 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | SEARS HOMETOWN & OUTLET STOR | 2,136,251 | $5.084M | 0.2% | $2.38 | $2.91 | — | COM | 812362101 |
| — | ARYA SCIENCES ACQUISITION CO | 452,944 | $4.842M | 0.1% | $10.69 | $10.35 | — | UNIT 10/04/2023 | G3165V117 |
| — | GTT COMMUNICATIONS INC | 235,486 | $4.353M | 0.1% | $18.49 | $28.37 | — | COM | 362393100 |
| — | MERRIMACK PHARMACEUTICALS IN | 647,635 | $3.918M | 0.1% | $6.05 | $6.05 | — | COM NEW | 590328209 |
| — | ACER THERAPEUTICS INC | 990,655 | $3.864M | 0.1% | $3.90 | $22.84 | — | COM | 00444P108 |
| EMMS | EMMIS COMMUNICATIONS CORP | 781,783 | $3.713M | 0.1% | $4.75 * | $3.21 | +12.1% | COM NEW CL A | 291525400 |
| ZVOI | ZOVIO INC | 990,305 | $3.545M | 0.1% | $3.58 * | $4.98 | 0.0% | COM | 98979V102 |
| — | DOVER MOTORSPORTS INC | 1,695,541 | $3.527M | 0.1% | $2.08 | $2.27 | — | COM | 260174107 |
| — | SCIPLAY CORP | 250,000 | $3.428M | 0.1% | $13.71 | $13.71 | — | CL A | 809087109 |
| — | SUNESIS PHARMACEUTICALS INC | 4,458,824 | $3.241M | 0.1% | $0.73 | $0.73 | — | COM PAR | 867328700 |
| — | STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $2.658M | 0.1% | $1.51 | $1.45 | — | COM | 86323X106 |
| — | VIVEVE MED INC | 6,581,465 | $2.501M | 0.1% | $0.38 | $2.46 | — | COM NEW | 92852W204 |
| — | DARIOHEALTH CORP | 4,281,652 | $2.268M | 0.1% | $0.53 | $0.75 | — | COM | 23725P100 |
| — | ASCENT CAP GROUP INC | 1,794,260 | $1.938M | 0.1% | $1.08 | $8.91 | — | COM SER A | 043632108 |
| — | MOTUS GI HLDGS INC | 417,708 | $1.266M | 0.0% | $3.03 | $3.11 | — | COM | 62014P108 |
| — | CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.019M | 0.0% | $10.19 | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | HERTZ GLOBAL HLDGS INC | 440,000 | $900K | 0.0% | $2.05 | $2.05 | — | RIGHT 07/12/2019 | 42806J114 |
| — | FALCON MINERALS CORP | 878,022 | $834K | 0.0% | $0.95 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| RBCAA | REPUBLIC BANCORP KY | 7,371 | $367K | 0.0% | $49.79 * | $23.29 | +102.3% | CL A | 760281204 |