CIK: 0001668256 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 7, 2020
Total Value ($000): $254,093 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HIGHLAND INCOME FD | 1,405,200 | $11,986 | 4.7% | $9.57 | — | HIGHLAND INCOME | 43010E404 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 2,607,370 | $8,813 | 3.5% | $3.63 | — | COM | 003009107 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 868,183 | $7,172 | 2.8% | $12.19 | — | COM NEW | 65340G205 |
| — | MORGAN STANLEY EMERGING MKTS | 1,352,962 | $7,048 | 2.8% | $5.21 | — | COM | 617477104 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 810,965 | $6,471 | 2.5% | $9.58 | — | COM | 46132R104 |
| — | RIVERNORTH MARKETPLACE LENDI | 372,071 | $6,013 | 2.4% | $16.66 | — | COM | 76882B108 |
| HYD | VANECK VECTORS ETF TR | 104,116 | $5,441 | 2.1% | $52.26 | — | HIGH YLD MUN ETF | 92189H409 |
| CCIF | VERTICAL CAP INCOME FD | 635,500 | $5,325 | 2.1% | $9.39 | — | SHS BEN INT | 92535C104 |
| — | TEMPLETON EMERGING MKTS INCO | 623,386 | $4,663 | 1.8% | $8.08 | — | COM | 880192109 |
| — | ADAMS DIVERSIFIED EQUITY FD | 365,049 | $4,596 | 1.8% | $12.59 | — | COM | 006212104 |
| PCEF | INVESCO EXCHANGE-TRADED FD T | 246,733 | $4,318 | 1.7% | $17.50 | — | CEF INM COMPSI | 46138E404 |
| — | INVESCO SR INCOME TR | 1,316,992 | $4,240 | 1.7% | $3.74 | — | COM | 46131H107 |
| — | CENTRAL SECS CORP | 160,522 | $4,145 | 1.6% | $25.95 | — | COM | 155123102 |
| DGRO | ISHARES TR | 126,036 | $4,108 | 1.6% | $39.30 | — | CORE DIV GRWTH | 46434V621 |
| — | ARES DYNAMIC CR ALLOCATION F | 378,666 | $4,086 | 1.6% | $12.05 | — | COM | 04014F102 |
| — | MORGAN STANLEY CHINA A SH FD | 220,948 | $4,004 | 1.6% | $18.12 | — | COM | 617468103 |
| — | PIMCO ENRGY TACTICAL CR OPP | 739,297 | $3,970 | 1.6% | $5.37 | — | COM SHS BEN INT | 69346N107 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 270,268 | $3,903 | 1.5% | $14.44 | — | COM | 12812C106 |
| — | WESTERN AST INFL LKD OPP & I | 402,057 | $3,844 | 1.5% | $10.47 | — | COM | 95766R104 |
| — | NUVEEN SHT DUR CR OPP FD | 329,828 | $3,589 | 1.4% | $13.07 | — | COM | 67074X107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 236,303 | $3,481 | 1.4% | $14.73 | — | COM | 670980101 |
| — | TORTOISE ESSENTIAL ASSETS IN | 331,170 | $3,345 | 1.3% | $10.10 | — | COM SH BEN INT | 89148A103 |
| — | RMR REAL ESTATE INCOME FD | 327,073 | $3,319 | 1.3% | $17.48 | — | COM | 76970B101 |
| — | KAYNE ANDERSON MDSTM ENERGY | 981,112 | $3,267 | 1.3% | $4.69 | — | COM | 48661E108 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 439,289 | $3,264 | 1.3% | $9.99 | — | COM SHS | 6706EN100 |
| — | HIGHLAND GLOBAL ALLOCATION F | 734,700 | $3,196 | 1.3% | $6.50 | — | COM | 43010T104 |
| — | BLACKROCK RES & COMMODITIES | 629,069 | $3,170 | 1.2% | $5.18 | — | SHS | 09257A108 |
| — | BLACKSTONE GSO STRATEGIC CR | 297,061 | $3,092 | 1.2% | $10.41 | — | COM SHS BEN IN | 09257R101 |
| — | APOLLO TACTICAL INCOME FD IN | 267,218 | $3,027 | 1.2% | $11.33 | — | COM | 037638103 |
| — | DIVIDEND & INCOME FUND | 342,446 | $3,010 | 1.2% | $11.58 | — | COM NEW | 25538A204 |
| — | BOULDER GROWTH & INCOME FD I | 325,811 | $2,998 | 1.2% | $9.62 | — | COM | 101507101 |
| — | GDL FD | 373,322 | $2,926 | 1.2% | $9.11 | — | COM SH BEN IT | 361570104 |
| — | TEKLA LIFE SCIENCES INVS | 194,031 | $2,906 | 1.1% | $14.98 | — | SH BEN INT | 87911K100 |
| — | MORGAN STANLEY INDIA INVS FD | 221,148 | $2,832 | 1.1% | $15.98 | — | COM | 61745C105 |
| MSFT | MICROSOFT CORP | 17,512 | $2,762 | 1.1% | $65.20 | +139.8% | COM | 594918104 |
| — | FRANKLIN LTD DURATION INCOME | 332,174 | $2,607 | 1.0% | $7.85 | — | COM | 35472T101 |
| — | KAYNE ANDERSN MLP MIDS INVT | 682,374 | $2,477 | 1.0% | $3.63 | — | COM | 486606106 |
| — | ALLIANZGI ARTIFICIAL INTELLI | 150,146 | $2,402 | 0.9% | $16.00 | — | COM | 01883M101 |
| — | JAPAN SMALLER CAPITALIZATION | 339,611 | $2,394 | 0.9% | $7.05 | — | COM | 47109U104 |
| — | SWISS HELVETIA FD INC | 337,200 | $2,343 | 0.9% | $7.34 | — | COM | 870875101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 306,251 | $2,125 | 0.8% | $6.94 | — | COM NEW | 641876800 |
| — | THL CR SR LN FD | 178,835 | $2,067 | 0.8% | $12.90 | — | COM | 87244R103 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 1,124,670 | $2,058 | 0.8% | $1.83 | — | COM | 184692101 |
| — | SALIENT MIDSTREAM & MLP FD | 575,500 | $2,003 | 0.8% | $5.91 | — | SH BEN INT | 79471V105 |
| — | BLACKROCK MUNIYIELD PA QLTY | 140,488 | $1,886 | 0.7% | $13.42 | — | COM | 09255G107 |
| AAPL | APPLE INC | 7,274 | $1,850 | 0.7% | $27.67 | +156.9% | COM | 037833100 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 287,761 | $1,798 | 0.7% | $6.85 | — | COM | 00306J109 |
| — | WESTERN ASSET HIGH INCM FD I | 336,020 | $1,683 | 0.7% | $5.94 | — | COM | 95766J102 |
| — | CLOUGH GLOBAL EQUITY FD | 183,933 | $1,628 | 0.6% | $8.85 | — | COM | 18914C100 |
| — | NUVEEN CR STRATEGIES INCOME | 281,294 | $1,595 | 0.6% | $5.67 | — | COM SHS | 67073D102 |
| — | PRINCIPAL REAL ESTATE INCOME | 130,048 | $1,575 | 0.6% | $12.11 | — | SHS BEN INT | 74255X104 |
| — | ALLIANZGI DIVERSIFIED INCOME | 87,091 | $1,567 | 0.6% | $17.99 | — | COM | 01883J108 |
| — | TAIWAN FD INC | 91,208 | $1,500 | 0.6% | $18.56 | — | COM | 874036106 |
| — | GABELLI GLB SML & MD CP VAL | 205,214 | $1,492 | 0.6% | $10.25 | — | COM | 36249W104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 197,922 | $1,419 | 0.6% | $7.17 | — | SH BEN INT | 18914E106 |
| ASND | ASCENDIS PHARMA A S | 12,160 | $1,369 | 0.5% | $76.72 | — | SPONSORED ADR | 04351P101 |
| — | APOLLO SR FLOATING RATE FD I | 115,982 | $1,347 | 0.5% | $14.77 | — | COM | 037636107 |
| USB | US BANCORP DEL | 37,266 | $1,284 | 0.5% | $29.69 | +25.4% | COM NEW | 902973304 |
| AMZN | AMAZON COM INC | 657 | $1,281 | 0.5% | $44.23 | +118.8% | COM | 023135106 |
| — | EATON VANCE SR INCOME TR | 260,558 | $1,202 | 0.5% | $4.73 | — | SH BEN INT | 27826S103 |
| SHYD | VANECK VECTORS ETF TR | 52,267 | $1,177 | 0.5% | $22.52 | — | SHORT HIGH YIELD | 92189F387 |
| — | NUVEEN FLOATING RATE INCOME | 155,025 | $1,170 | 0.5% | $7.55 | — | COM | 67072T108 |
| — | TEKLA HEALTHCARE INVS | 64,538 | $1,149 | 0.5% | $17.80 | — | SH BEN INT | 87911J103 |
| — | VOYA INFRASTRUCTURE INDLS & | 140,942 | $1,146 | 0.5% | $8.42 | — | COM | 92912X101 |
| — | WESTERN ASSET EMERGING MKTS | 104,938 | $1,105 | 0.4% | $10.53 | — | COM | 95766A101 |
| — | VOYA NAT RES EQUITY INCOME F | 507,200 | $1,095 | 0.4% | $3.67 | — | COM | 92913C106 |
| — | BROOKFIELD REAL ASSETS INCOM | 71,975 | $1,057 | 0.4% | $14.69 | — | SHS BEN INT | 112830104 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 810,565 | $1,054 | 0.4% | $1.30 | — | COM | 18469P100 |
| — | NEW IRELAND FD INC | 164,600 | $1,016 | 0.4% | $8.83 | — | COM | 645673104 |
| — | THE CENTRAL AND EASTERN EU I | 57,398 | $1,007 | 0.4% | $18.04 | — | COM | 153436100 |
| — | NEUBERGER BERMAN MLP AND ENR | 528,923 | $1,000 | 0.4% | $1.89 | — | COM | 64129H104 |
| — | TEMPLETON GLOBAL INCOME FD | 179,072 | $958 | 0.4% | $5.35 | — | COM | 880198106 |
| GOOGL | ALPHABET INC | 796 | $925 | 0.4% | $67.26 | 0.0% | CAP STK CL A | 02079K305 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 99,905 | $925 | 0.4% | $9.26 | — | COM | 01879R106 |
| INTC | INTEL CORP | 16,874 | $913 | 0.4% | $31.90 | +64.0% | COM | 458140100 |
| — | COHEN & STEERS REIT & PFD &I | 55,989 | $903 | 0.4% | $16.13 | — | COM | 19247X100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 82,298 | $867 | 0.3% | $10.53 | — | COM SHS BN INT | 09257D102 |
| — | ALLIANZGI CONV INCOME FD II | 252,650 | $841 | 0.3% | $3.33 | — | COM | 018825109 |
| XXCHNXX | CHINA FD INC | 41,851 | $773 | 0.3% | $18.47 | — | COM | 169373107 |
| YYY | AMPLIFY ETF TR | 57,059 | $728 | 0.3% | $12.76 | — | HIGH INCOME | 032108847 |
| — | KALA PHARMACEUTICALS INC | 81,100 | $713 | 0.3% | $7.86 | — | COM | 483119103 |
| — | IVY HIGH INCOME OPPORTUNITIE | 68,092 | $708 | 0.3% | $10.40 | — | COM | 465893105 |
| — | ADAM NAT RES FD INC | 84,093 | $697 | 0.3% | $11.38 | — | COM | 00548F105 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 492,221 | $679 | 0.3% | $1.38 | — | COM | 18469Q108 |
| WVE | WAVE LIFE SCIENCES LTD | 70,991 | $665 | 0.3% | $25.63 | -66.8% | SHS | Y95308105 |
| — | NUVEEN DIVERSIFIED DIVID & I | 93,813 | $660 | 0.3% | $7.04 | — | COM | 6706EP105 |
| — | VOYA GLBL EQTY DIV & PREM OP | 144,737 | $660 | 0.3% | $4.56 | — | COM | 92912T100 |
| XLU | SELECT SECTOR SPDR TR | 11,853 | $657 | 0.3% | $55.43 | — | SBI INT-UTILS | 81369Y886 |
| NKE | NIKE INC | 7,902 | $654 | 0.3% | $45.73 | +87.8% | CL B | 654106103 |
| — | GENERAL AMERN INVS INC | 23,796 | $653 | 0.3% | $29.87 | — | COM | 368802104 |
| — | BNY MELLON HIGH YIELD STRATE | 274,083 | $622 | 0.2% | $2.38 | — | SH BEN INT | 09660L105 |
| — | ROYCE GLOBAL VALUE TR INC | 76,810 | $618 | 0.2% | $10.11 | — | COM | 78081T104 |
| — | XAI OCTAGON FLOATNG RATE ALT | 136,186 | $612 | 0.2% | $4.49 | — | COM | 98400T106 |
| XMPT | VANECK VECTORS ETF TR | 23,960 | $610 | 0.2% | $25.46 | — | CEF MUN INCOME E | 92189F460 |
| — | LAM RESEARCH CORP | 2,535 | $608 | 0.2% | $193.26 | — | COM | 512807108 |
| — | EATON VANCE TXMGD GL BUYWR O | 74,221 | $554 | 0.2% | $7.46 | — | COM | 27829C105 |
| NOC | NORTHROP GRUMMAN CORP | 1,785 | $540 | 0.2% | $169.04 | +86.6% | COM | 666807102 |
| — | COHEN & STEERS QUALITY INCOM | 57,360 | $519 | 0.2% | $9.05 | — | COM | 19247L106 |
| ELV | ANTHEM INC | 2,272 | $516 | 0.2% | $196.08 | +28.2% | COM | 036752103 |
| — | NUVEEN REAL ASSET INCOME & G | 51,646 | $510 | 0.2% | $9.87 | — | COM | 67074Y105 |
| — | TORTOISE ENERGY INFRA CORP | 198,552 | $508 | 0.2% | $2.56 | — | COM | 89147L100 |
| — | EATON VANCE SR FLTNG RTE TR | 50,208 | $496 | 0.2% | $9.88 | — | COM | 27828Q105 |
| LMT | LOCKHEED MARTIN CORP | 1,425 | $483 | 0.2% | $177.68 | +88.5% | COM | 539830109 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 48,878 | $471 | 0.2% | $9.64 | — | COM | 92829B101 |
| — | ROYCE MICRO-CAP TR INC | 83,653 | $465 | 0.2% | $5.56 | — | COM | 780915104 |
| — | CREDIT SUISSE HIGH YLD BND F | 252,849 | $462 | 0.2% | $1.83 | — | SH BEN INT | 22544F103 |
| — | NEW GERMANY FD INC | 38,424 | $446 | 0.2% | $11.61 | — | COM | 644465106 |
| — | GABELLI HLTHCARE & WELLNESS | 50,277 | $436 | 0.2% | $8.67 | — | SHS | 36246K103 |
| — | NUVEEN ARIZONA QLTY MUN INC | 35,000 | $434 | 0.2% | $11.97 | — | COM | 67061W104 |
| — | FIRST TR SR FLG RTE INCM FD | 45,588 | $433 | 0.2% | $10.87 | — | COM | 33733U108 |
| HUM | HUMANA INC | 1,374 | $431 | 0.2% | $259.35 | +23.4% | COM | 444859102 |
| — | MEXICO FD INC | 50,759 | $422 | 0.2% | $10.49 | — | COM | 592835102 |
| — | EAGLE CAP GROWTH FD INC | 67,985 | $416 | 0.2% | $7.87 | — | COM | 269451100 |
| — | HERZFELD CARIBBEAN BASIN FD | 117,719 | $409 | 0.2% | $3.47 | — | COM | 42804T106 |
| XPHDX | PIONEER FLOATING RATE TR | 52,968 | $406 | 0.2% | $7.67 | — | COM | 72369J102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,205 | $403 | 0.2% | $144.48 | +47.1% | CL B NEW | 084670702 |
| — | NUVEEN NEW JERSEY MUN VALUE | 31,302 | $400 | 0.2% | $12.78 | — | SHS | 670702109 |
| — | WESTERN ASST INFLTN LKD INM | 38,045 | $400 | 0.2% | $10.51 | — | COM SH BEN INT | 95766Q106 |
| — | CBRE CLARION GLOBAL REAL EST | 75,557 | $396 | 0.2% | $7.03 | — | COM | 12504G100 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 34,918 | $395 | 0.2% | $11.31 | — | COM SHS | 723763108 |
| ARVN | ARVINAS INC | 9,700 | $391 | 0.2% | $15.86 | +194.8% | COM | 04335A105 |
| WMT | WALMART INC | 3,320 | $377 | 0.1% | $16.79 | +110.7% | COM | 931142103 |
| — | GABELLI DIVID & INCOME TR | 24,781 | $367 | 0.1% | $14.81 | — | COM | 36242H104 |
| — | ASA GOLD AND PRECIOUS MTLS L | 35,149 | $362 | 0.1% | $11.86 | — | SHS | G3156P103 |
| — | TORTOISE MIDSTRM ENERGY FD I | 414,753 | $354 | 0.1% | $0.85 | — | COM | 89148B101 |
| — | TEMPLETON EMERGING MKTS FD I | 31,642 | $353 | 0.1% | $11.16 | — | COM | 880191101 |
| — | ANGEL OAK FINL STRATEGIES IN | 19,952 | $341 | 0.1% | $17.09 | — | COM BEN INT | 03464A100 |
| — | GAMCO NAT RES GOLD & INCOME | 87,436 | $339 | 0.1% | $3.88 | — | SH BEN INT | 36465E101 |
| — | ELLSWORTH GROWTH & INCOME FD | 39,317 | $337 | 0.1% | $8.57 | — | COM | 289074106 |
| — | VERASTEM INC | 122,000 | $322 | 0.1% | $2.64 | — | COM | 92337C104 |
| DLS | WISDOMTREE TR | 6,672 | $321 | 0.1% | $60.39 | — | INTL SMCAP DIV | 97717W760 |
| — | KOREA FD | 14,254 | $319 | 0.1% | $22.38 | — | COM NEW | 500634209 |
| COST | COSTCO WHSL CORP NEW | 1,088 | $310 | 0.1% | $169.26 | +64.1% | COM | 22160K105 |
| — | BANCROFT FD LTD | 15,798 | $307 | 0.1% | $19.43 | — | COM | 059695106 |
| GD | GENERAL DYNAMICS CORP | 2,242 | $297 | 0.1% | $114.56 | +26.6% | COM | 369550108 |
| MA | MASTERCARD INC | 1,225 | $296 | 0.1% | $188.62 | +52.6% | CL A | 57636Q104 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 29,629 | $294 | 0.1% | $9.92 | — | COM | 33731K102 |
| SBUX | STARBUCKS CORP | 4,445 | $292 | 0.1% | $46.75 | +51.9% | COM | 855244109 |
| — | ORCHARD THERAPEUTICS PLC | 38,275 | $288 | 0.1% | $13.55 | — | ADS | 68570P101 |
| HD | HOME DEPOT INC | 1,528 | $285 | 0.1% | $126.81 | +49.9% | COM | 437076102 |
| — | COHEN & STEERS CLOSED END OP | 29,220 | $281 | 0.1% | $9.62 | — | COM | 19248P106 |
| — | NUVEEN NEW JERSEY QULT MUN F | 20,447 | $274 | 0.1% | $13.60 | — | COM | 67069Y102 |
| — | ABERDEEN INCOME CR STRATEGIE | 36,618 | $269 | 0.1% | $7.35 | — | COM | 003057106 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 213,204 | $269 | 0.1% | $1.26 | — | COM | 31647Q106 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $268 | 0.1% | $115.47 | +58.6% | COM NEW | 46120E602 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 20,240 | $257 | 0.1% | $12.70 | — | SH BEN INT | 09248E102 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $254 | 0.1% | $39.94 | — | COM | 57772K101 |
| MED | MEDIFAST INC | 4,033 | $252 | 0.1% | $105.60 | -26.9% | COM | 58470H101 |
| — | HIGH INCOME SECS FD | 38,511 | $251 | 0.1% | $6.52 | — | SHS BEN INT | 42968F108 |
| — | ABERDEEN EMRG MRKTS EQT INM | 48,047 | $248 | 0.1% | $5.89 | — | COM | 00301W105 |
| — | INDIA FD INC | 17,286 | $235 | 0.1% | $13.59 | — | COM | 454089103 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $219 | 0.1% | $102.48 | +17.2% | COM | 478160104 |
| EMLC | VANECK VECTORS ETF TR | 7,242 | $206 | 0.1% | $32.95 | — | JP MORGAN MKTS | 92189H300 |
| — | SCPHARMACEUTICALS INC | 27,685 | $205 | 0.1% | $6.58 | — | COM | 810648105 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 17,690 | $205 | 0.1% | $12.63 | — | COM | 64124K102 |
| — | TORTOISE ENERGY INDEPENDENC | 175,532 | $202 | 0.1% | $4.34 | — | COM | 89148K101 |
| MMM | 3M CO | 1,480 | $202 | 0.1% | $94.99 | +11.5% | COM | 88579Y101 |
| — | NUVEEN MARYLAND QLT MUN INC | 14,600 | $184 | 0.1% | $12.84 | — | COM | 67061Q107 |
| — | BLACKROCK LTD DURATION INC T | 13,542 | $171 | 0.1% | $12.63 | — | COM SHS | 09249W101 |
| — | CUSHING RENAISSANCE FD | 28,028 | $170 | 0.1% | $6.07 | — | COM | 231647108 |
| — | TEKLA HEALTHCARE OPPORTUNITI | 11,100 | $170 | 0.1% | $15.32 | — | SHS | 879105104 |
| — | HANCOCK JOHN INVT TR | 31,670 | $159 | 0.1% | $5.02 | — | TAX ADV GLB SH | 41013P749 |
| — | NUVEEN GEORGIA QLTY MUN INC | 13,200 | $157 | 0.1% | $11.28 | — | COM | 67072B107 |
| — | TORTOISE PWR & ENERGY INFRAS | 22,212 | $155 | 0.1% | $6.98 | — | COM | 89147X104 |
| XNYVX | NUVEEN NEW YORK MUN VALUE FD | 11,229 | $153 | 0.1% | $13.63 | — | COM | 670706100 |
| — | VIVALDI OPPORTUNITIES FD | 13,819 | $153 | 0.1% | $11.07 | — | COM | 92853C207 |
| — | ORBCOMM INC | 62,148 | $152 | 0.1% | $8.40 | — | COM | 68555P100 |
| — | EUROPEAN EQUITY FUND | 21,119 | $149 | 0.1% | $7.06 | — | COM | 298768102 |
| — | DELAWARE ENHANCED GBL DIV & | 19,711 | $147 | 0.1% | $7.46 | — | COM | 246060107 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 13,397 | $141 | 0.1% | $12.63 | — | COM | 10537L104 |
| — | NUVEEN MINESOTA QLT MUN INC | 10,200 | $133 | 0.1% | $13.38 | — | SHS | 670734102 |
| XPMAX | PIONEER MUN HIGH INCOME ADVA | 12,934 | $132 | 0.1% | $10.86 | — | COM | 723762100 |
| — | EAGLE GRWTH & INCOME OPPTY F | 11,481 | $121 | 0.0% | $16.02 | — | COM SHS BEN IN | 26958J105 |
| — | SOLID BIOSCIENCES INC | 49,500 | $118 | 0.0% | $9.24 | — | COM | 83422E105 |
| GHG | GREENTREE HOSPITALTY GROUP L | 10,000 | $110 | 0.0% | $11.00 | — | SPONSORED ADS | 39579V100 |
| — | SOLITON INC | 13,324 | $108 | 0.0% | $8.11 | — | COM | 834251100 |
| — | WESTERN ASSET INTER MUNI FD | 12,123 | $102 | 0.0% | $9.19 | — | COM | 958435109 |
| — | TCW STRATEGIC INCOME FD INC | 19,077 | $99 | 0.0% | $5.19 | — | COM | 872340104 |
| NG | NOVAGOLD RES INC | 10,000 | $74 | 0.0% | $4.27 | +100.2% | COM NEW | 66987E206 |
| — | NUVEEN SR INCOME FD | 15,544 | $68 | 0.0% | $4.37 | — | COM | 67067Y104 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 34,826 | $37 | 0.0% | $2.14 | -53.7% | COM CL A | 532257805 |
| UUUU | ENERGY FUELS INC | 19,284 | $23 | 0.0% | $2.50 | -43.9% | COM NEW | 292671708 |