Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	HIGHLAND INCOME FD	1,495,500	$12.04M	4.0%	$8.05	$9.48	—	HIGHLAND INCOME	43010E404
—	ABERDEEN ASIA-PACIFIC INCOME	2,803,566	$10.68M	3.6%	$3.81	$3.64	—	COM	003009107
—	MORGAN STANLEY EMERGING MKTS	1,806,744	$10.21M	3.4%	$5.65	$5.32	—	COM	617477104
—	ADAMS DIVERSIFIED EQUITY FD	653,830	$9.749M	3.2%	$14.91	$13.62	—	COM	006212104
NXDT	NEXPOINT STRATEGIC OPORTUNT	876,400	$9.22M	3.1%	$10.52	$12.19	—	COM NEW	65340G205
—	MORGAN STANLEY CHINA A SH FD	464,149	$9.056M	3.0%	$19.51	$18.85	—	COM	617468103
—	INVESCO DYNAMIC CR OPPORTUNI	830,600	$7.392M	2.5%	$8.90	$9.57	—	COM	46132R104
—	CENTRAL SECS CORP	239,359	$6.906M	2.3%	$28.85	$26.91	—	COM	155123102
—	ASA GOLD AND PRECIOUS MTLS L	373,947	$6.552M	2.2%	$17.52	$16.99	—	SHS	G3156P103
CCIF	VERTICAL CAP INCOME FD	640,600	$6.201M	2.1%	$9.68	$9.39	—	SHS BEN INT	92535C104
—	MORGAN STANLEY INDIA INVT FD	379,052	$6.156M	2.0%	$16.24	$16.09	—	COM	61745C105
—	TEKLA LIFE SCIENCES INVS	322,268	$5.788M	1.9%	$17.96	$16.16	—	SH BEN INT	87911K100
—	KAYNE ANDERSON MDSTM ENERGY	1,243,902	$5.635M	1.9%	$4.53	$4.65	—	COM	48661E108
—	GENERAL AMERN INVS INC	164,124	$5.222M	1.7%	$31.82	$31.53	—	COM	368802104
—	TEMPLETON EMERGING MKTS INCO	645,676	$5.069M	1.7%	$7.85	$8.07	—	COM	880192109
PCEF	INVESCO EXCH TRADED FD TR II	246,733	$4.9M	1.6%	$19.86	$21.65	-8.3%	CEF INM COMPSI	46138E404
DGRO	ISHARES TR	129,610	$4.873M	1.6%	$37.60	$39.74	-5.4%	CORE DIV GRWTH	46434V621
—	HIGHLAND GLOBAL ALLOCATION F	734,700	$4.731M	1.6%	$6.44	$6.50	—	COM	43010T104
—	CALAMOS LNG SHR EQT DYNAMIC	279,268	$4.323M	1.4%	$15.48	$14.47	—	COM	12812C106
—	CLOUGH GLOBAL EQUITY FD	398,700	$4.246M	1.4%	$10.65	$9.82	—	COM	18914C100
—	BOULDER GROWTH & INCOME FD I	441,018	$4.154M	1.4%	$9.42	$9.57	—	COM	101507101
—	ARES DYNAMIC CR ALLOCATION F	347,896	$4.15M	1.4%	$11.93	$12.05	—	COM	04014F102
—	FIRST EAGLE SENIOR LOAN FUND	335,888	$4.141M	1.4%	$12.33	$12.33	—	COM NEW	32010E100
—	DIVIDEND & INCOME FD INC	403,858	$4.111M	1.4%	$10.18	$11.36	—	COM NEW	25538A204
—	PIMCO ENRGY TACTICAL CR OPP	564,558	$3.986M	1.3%	$7.06	$5.37	—	COM SHS BEN INT	69346N107
—	NUVEEN SHT DUR CR OPP FD	330,687	$3.899M	1.3%	$11.79	$13.07	—	COM	67074X107
—	BLACKROCK RES & COMMODITIES	625,769	$3.836M	1.3%	$6.13	$5.18	—	SHS	09257A108
—	TEKLA HEALTHCARE INVS	177,741	$3.791M	1.3%	$21.33	$20.05	—	SH BEN INT	87911J103
—	RMR REAL ESTATE INCOME FD	324,806	$3.787M	1.3%	$11.66	$17.48	—	COM	76970B101
—	TORTOISE ESSENTIAL ASSETS IN	331,170	$3.699M	1.2%	$11.17	$10.10	—	COM SH BEN INT	89148A103
MSFT	MICROSOFT CORP	17,252	$3.511M	1.2%	$203.51 *	$65.20	+198.0%	COM	594918104
—	CBRE CLARION GLOBAL REAL EST	581,449	$3.471M	1.2%	$5.97	$6.11	—	COM	12504G100
XHIEX	MILLER HOWARD HIGH INC EQTY	560,000	$3.416M	1.1%	$6.10	$6.10	—	COM SHS BEN IN	600379101
—	BLACKSTONE GSO STRATEGIC CR	293,727	$3.354M	1.1%	$11.42	$10.41	—	COM SHS BEN IN	09257R101
—	NUVEEN FLTNG RTE INCM OPP FD	417,452	$3.277M	1.1%	$7.85	$9.99	—	COM SHS	6706EN100
—	APOLLO TACTICAL INCOME FD IN	260,895	$3.24M	1.1%	$12.42	$11.33	—	COM	037638103
—	JAPAN SMALLER CAPITALIZATION	410,491	$3.21M	1.1%	$7.82	$7.18	—	COM	47109U104
—	ALLIANZGI ARTIFICIAL INTELLI	147,446	$2.909M	1.0%	$19.73	$16.00	—	COM	01883M101
—	GABELLI DIVID & INCOME TR	165,002	$2.904M	1.0%	$17.60	$17.18	—	COM	36242H104
—	NUVEEN OHIO QLTY MUN INCOME	186,529	$2.8M	0.9%	$15.01	$14.73	—	COM	670980101
—	VOYA GLBL ADV & PREM OPP FD	327,474	$2.682M	0.9%	$8.19	$8.19	—	COM	92912R104
—	SWISS HELVETIA FD INC	340,003	$2.666M	0.9%	$7.84	$7.34	—	COM	870875101
AAPL	APPLE INC	7,274	$2.654M	0.9%	$364.86 *	$27.67	+219.8%	COM	037833100
—	RIVERNORTH SPECIALTY FIN COR	176,954	$2.628M	0.9%	$14.85	$16.66	—	COM	76882B108
—	APOLLO SR FLOATING RATE FD I	203,794	$2.533M	0.8%	$12.43	$13.76	—	COM	037636107
—	GABELLI GLB SML & MD CP VAL	253,347	$2.25M	0.7%	$8.88	$9.99	—	COM	36249W104
—	NUVEEN NEW JERSEY QULT MUN F	169,233	$2.242M	0.7%	$13.25	$13.29	—	COM	67069Y102
—	ADAM NAT RES FD INC	196,866	$2.236M	0.7%	$11.36	$11.37	—	COM	00548F105
XJEQX	ABERDEEN JAPAN EQUITY FD INC	286,061	$2.217M	0.7%	$7.75	$6.85	—	COM	00306J109
—	BROOKFIELD REAL ASSETS INCOM	128,812	$2.146M	0.7%	$16.66	$15.56	—	SHS BEN INT	112830104
—	TAIWAN FD INC	100,500	$2.132M	0.7%	$21.21	$18.81	—	COM	874036106
—	GDL FUND	247,913	$2.04M	0.7%	$8.23	$9.11	—	COM SH BEN IT	361570104
ASND	ASCENDIS PHARMA A S	13,660	$2.02M	0.7%	$147.88	$84.54	—	SPONSORED ADR	04351P101
AMZN	AMAZON COM INC	716	$1.975M	0.7%	$2758.38 *	$50.54	+172.9%	COM	023135106
—	VOYA INFRASTRUCTURE INDLS &	215,013	$1.939M	0.6%	$9.02	$8.63	—	COM	92912X101
—	INVESCO SR INCOME TR	528,912	$1.83M	0.6%	$3.46	$3.74	—	COM	46131H107
—	KAYNE ANDERSN MLP MIDS INVT	343,603	$1.814M	0.6%	$5.28	$3.63	—	COM	486606106
—	PRINCIPAL REAL ESTATE INCOME	148,877	$1.79M	0.6%	$12.02	$12.10	—	SHS BEN INT	74255X104
—	VOYA GLBL EQTY DIV & PREM OP	360,477	$1.741M	0.6%	$4.83	$4.72	—	COM	92912T100
XXHYBXX	NEW AMER HIGH INCOME FD INC	222,663	$1.735M	0.6%	$7.79	$6.94	—	COM NEW	641876800
—	CLOUGH GLOBAL OPPORTUNITIES	197,922	$1.724M	0.6%	$8.71	$7.17	—	SH BEN INT	18914E106
—	FIRST TR MLP & ENERGY INCOME	273,437	$1.534M	0.5%	$5.61	$5.61	—	COM	33739B104
—	WESTERN ASSET EMERGING MKTS	123,023	$1.516M	0.5%	$12.32	$10.79	—	COM	95766A101
USB	US BANCORP DEL	37,766	$1.391M	0.5%	$36.83 *	$29.67	-1.9%	COM NEW	902973304
—	FIRST TR SR FLG RTE INCM FD	119,643	$1.303M	0.4%	$10.89	$10.88	—	COM	33733U108
—	NEW IRELAND FD INC	164,600	$1.276M	0.4%	$7.75	$8.83	—	COM	645673104
—	TRI CONTL CORP	50,072	$1.237M	0.4%	$24.70	$24.70	—	COM	895436103
—	EATON VANCE SR INCOME TR	228,837	$1.22M	0.4%	$5.33	$4.73	—	SH BEN INT	27826S103
—	THE CENTRAL AND EASTERN EU I	56,398	$1.178M	0.4%	$20.89	$18.04	—	COM	153436100
—	TEMPLETON GLOBAL INCOME FD	212,072	$1.139M	0.4%	$5.37	$5.35	—	COM	880198106
—	NUVEEN CR STRATEGIES INCOME	190,292	$1.111M	0.4%	$5.84	$5.67	—	COM SHS	67073D102
—	COHEN & STEERS REIT & PFD &I	55,989	$1.071M	0.4%	$19.13	$16.13	—	COM	19247X100
XXCHNXX	CHINA FD INC	46,678	$1.042M	0.3%	$22.32	$18.87	—	COM	169373107
INTC	INTEL CORP	17,035	$1.019M	0.3%	$59.82 *	$31.90	+67.2%	COM	458140100
—	LAM RESEARCH CORP	2,535	$820K	0.3%	$323.47	$193.26	—	COM	512807108
YYY	AMPLIFY ETF TR	57,059	$817K	0.3%	$14.32	$16.41	-12.7%	HIGH INCOME	032108847
NKE	NIKE INC	7,800	$765K	0.3%	$98.08 *	$45.73	+98.8%	CL B	654106103
GOOGL	ALPHABET INC	528	$749K	0.2%	$1418.56 *	$67.26	+4.6%	CAP STK CL A	02079K305
—	NUVEEN DIVERSIFIED DIVID & I	93,813	$725K	0.2%	$7.73	$7.04	—	COM	6706EP105
—	BLACKSTONE GSO LNG SHRT CR I	58,480	$705K	0.2%	$12.06	$10.53	—	COM SHS BN INT	09257D102
—	ROYCE MICRO-CAP TR INC	94,556	$681K	0.2%	$7.20	$5.75	—	COM	780915104
—	NUVEEN FLOATING RATE INCOME	85,663	$677K	0.2%	$7.90	$7.55	—	COM	67072T108
—	INVESCO CALIF VALUE MUN INCO	57,743	$674K	0.2%	$11.67	$11.67	—	COM	46132H106
XLU	SELECT SECTOR SPDR TR	11,853	$669K	0.2%	$56.44 *	$31.98	-11.8%	SBI INT-UTILS	81369Y886
—	ALLIANZGI CONV INCOME FD II	170,010	$665K	0.2%	$3.91	$3.33	—	COM	018825109
XMPT	VANECK VECTORS ETF TR	23,870	$628K	0.2%	$26.31	$27.18	-3.3%	CEF MUN INCOME E	92189F460
—	COHEN & STEERS QUALITY INCOM	57,360	$627K	0.2%	$10.93	$9.05	—	COM	19247L106
—	CREDIT SUISSE HIGH YLD BND F	303,984	$608K	0.2%	$2.00	$1.86	—	SH BEN INT	22544F103
—	NUVEEN REAL ASSET INCOME & G	51,646	$603K	0.2%	$11.68	$9.87	—	COM	67074Y105
ELV	ANTHEM INC	2,272	$597K	0.2%	$262.76 *	$196.08	+24.5%	COM	036752103
NOC	NORTHROP GRUMMAN CORP	1,785	$549K	0.2%	$307.56 *	$169.04	+66.0%	COM	666807102
—	GABELLI HLTHCARE & WELLNESS	53,248	$535K	0.2%	$10.05	$8.75	—	SHS	36246K103
—	EAGLE CAP GROWTH FD INC	79,600	$530K	0.2%	$6.66	$7.69	—	COM	269451100
—	KALA PHARMACEUTICALS INC	50,300	$529K	0.2%	$10.52	$7.86	—	COM	483119103
LMT	LOCKHEED MARTIN CORP	1,425	$520K	0.2%	$364.91 *	$177.68	+76.7%	COM	539830109
—	TEMPLETON DRAGON FD INC	25,276	$510K	0.2%	$20.18	$20.18	—	COM	88018T101
—	ROYCE VALUE TR INC	40,392	$507K	0.2%	$12.55	$12.55	—	COM	780910105
HUM	HUMANA INC	1,274	$494K	0.2%	$387.76 *	$259.35	+42.4%	COM	444859102
WVE	WAVE LIFE SCIENCES LTD	44,074	$459K	0.2%	$10.41	$25.63	-59.4%	SHS	Y95308105
—	HERZFELD CARIBBEAN BASIN FD	121,019	$448K	0.1%	$3.70	$3.48	—	COM	42804T106
—	NUVEEN NEW JERSEY MUN VALUE	33,929	$425K	0.1%	$12.53	$12.76	—	SHS	670702109
—	INDIA FD INC	25,781	$399K	0.1%	$15.48	$14.21	—	COM	454089103
WMT	WALMART INC	3,320	$398K	0.1%	$119.88 *	$16.79	+120.5%	COM	931142103
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,205	$394K	0.1%	$178.68	$144.48	+23.6%	CL B NEW	084670702
MA	MASTERCARD INCORPORATED	1,325	$392K	0.1%	$295.85 *	$195.02	+47.0%	CL A	57636Q104
HD	HOME DEPOT INC	1,528	$383K	0.1%	$250.65 *	$126.81	+73.0%	COM	437076102
—	TEMPLETON EMERGING MKTS FD	26,600	$364K	0.1%	$13.68	$11.16	—	COM	880191101
MED	MEDIFAST INC	2,600	$361K	0.1%	$138.85 *	$105.60	+14.3%	COM	58470H101
XFEOX	FIRST TR/ABERDEEN EMERG OPT	29,629	$350K	0.1%	$11.81	$9.92	—	COM	33731K102
—	NUVEEN ARIZONA QLTY MUN INC	25,414	$346K	0.1%	$13.61	$11.97	—	COM	67061W104
COST	COSTCO WHSL CORP NEW	1,088	$330K	0.1%	$303.31 *	$169.26	+64.5%	COM	22160K105
SBUX	STARBUCKS CORP	4,445	$327K	0.1%	$73.57 *	$46.75	+39.2%	COM	855244109
—	FIRST TR ENERGY INFRASTRCTR	32,510	$326K	0.1%	$10.03	$10.03	—	COM	33738C103
ARVN	ARVINAS INC	9,700	$325K	0.1%	$33.51	$15.86	+111.4%	COM	04335A105
—	MAXIM INTEGRATED PRODS INC	5,233	$317K	0.1%	$60.58	$39.94	—	COM	57772K101
GD	GENERAL DYNAMICS CORP	2,084	$311K	0.1%	$149.23 *	$114.56	+14.9%	COM	369550108
SBIO	ALPS ETF TR	7,440	$311K	0.1%	$41.80	$39.45	+6.0%	MED BREAKTHGH	00162Q593
ISRG	INTUITIVE SURGICAL INC	541	$308K	0.1%	$569.32 *	$115.47	+64.5%	COM NEW	46120E602
—	BLACKROCK FLOATING RATE INCO	26,450	$296K	0.1%	$11.19	$11.19	—	COM	09255X100
—	NEW GERMANY FD INC	18,300	$278K	0.1%	$15.19	$11.61	—	COM	644465106
—	VOYA NAT RES EQUITY INCOME F	108,100	$275K	0.1%	$2.54	$3.67	—	COM	92913C106
—	ABERDEEN EMRG MRKTS EQT INM	42,671	$258K	0.1%	$6.05	$5.89	—	COM	00301W105
CVX	CHEVRON CORP NEW	2,795	$249K	0.1%	$89.09 *	$69.83	+0.4%	COM	166764100
XNBOX	NEUBERGER BRMAN NY MUNI FD I	21,290	$247K	0.1%	$11.60	$12.46	—	COM	64124K102
—	ORBCOMM INC	63,793	$246K	0.1%	$3.86	$8.28	—	COM	68555P100
HYD	VANECK VECTORS ETF TR	4,116	$244K	0.1%	$59.28	$61.58	-3.7%	HIGH YLD MUN ETF	92189H409
—	DWS STRATEGIC MUN INCOME TR	22,688	$238K	0.1%	$10.49	$10.49	—	COM	23342Q101
JNJ	JOHNSON & JOHNSON	1,670	$235K	0.1%	$140.72 *	$102.48	+17.5%	COM	478160104
MMM	3M CO	1,480	$231K	0.1%	$156.08 *	$94.99	+12.2%	COM	88579Y101
—	MACQUARIE / FIRST TR GLOBAL	28,698	$229K	0.1%	$7.98	$7.98	—	COM	55607W100
—	NUVEEN GEORGIA QLTY MUN INC	18,600	$227K	0.1%	$12.20	$11.55	—	COM	67072B107
UNH	UNITEDHEALTH GROUP INC	750	$221K	0.1%	$294.67 *	$261.11	+3.3%	COM	91324P102
—	KOREA FD	8,350	$216K	0.1%	$25.87	$22.38	—	COM NEW	500634209
RYTM	RHYTHM PHARMACEUTICALS INC	9,130	$204K	0.1%	$22.34	$19.49	+14.4%	COM	76243J105
—	NUVEEN REAL ESTATE INCOME FD	24,801	$185K	0.1%	$7.46	$7.46	—	COM	67071B108
—	BNY MELLON HIGH YIELD STRATE	71,000	$182K	0.1%	$2.56	$2.38	—	SH BEN INT	09660L105
—	SALIENT MIDSTREAM & MLP FD	43,900	$181K	0.1%	$4.12	$5.91	—	SH BEN INT	79471V105
—	NEUBERGER BRMAN CLIFRN MUNI	13,794	$177K	0.1%	$12.83	$12.83	—	COM	64123C101
—	EUROPEAN EQUITY FD INC	21,119	$176K	0.1%	$8.33	$7.06	—	COM	298768102
XBFZX	BLACKROCK CALIF MUN INCOME T	13,300	$175K	0.1%	$13.16	$12.70	—	SH BEN INT	09248E102
—	NUVEEN CALIF MUNICPAL VALUE	11,876	$171K	0.1%	$14.40	$14.40	—	COM	6706EB106
—	SOLITON INC	21,014	$163K	0.1%	$7.76	$7.98	—	COM	834251100
—	VERASTEM INC	92,000	$158K	0.1%	$1.72	$2.64	—	COM	92337C104
—	NUVEEN MICH QUALITY MUN INCO	11,100	$152K	0.1%	$13.69	$13.69	—	COM	670979103
—	NUVEEN MARYLAND QLT MUN INC	10,700	$138K	0.0%	$12.90	$12.84	—	COM	67061Q107
—	INVESCO PA VALUE MUN INC TR	11,556	$137K	0.0%	$11.86	$11.86	—	COM	46132K109
GHG	GREENTREE HOSPITALTY GROUP L	10,000	$135K	0.0%	$13.50	$11.99	+12.4%	SPONSORED ADS	39579V100
—	SCPHARMACEUTICALS INC	17,685	$130K	0.0%	$7.35	$6.58	—	COM	810648105
—	WESTERN AST INFL LKD OPP & I	10,700	$117K	0.0%	$10.93	$10.47	—	COM	95766R104
LPTH	LIGHTPATH TECHNOLOGIES INC	32,396	$108K	0.0%	$3.33	$2.14	+56.3%	COM CL A	532257805
XAWPX	ABERDEEN GLOBAL PREMIER PPTY	22,800	$106K	0.0%	$4.65	$4.65	—	COM SH BEN INT	00302L108
—	MEXICO FD INC	10,634	$104K	0.0%	$9.78	$10.49	—	COM	592835102
NG	NOVAGOLD RES INC	10,000	$92,000	0.0%	$9.20	$4.27	+115.0%	COM NEW	66987E206
—	SOLID BIOSCIENCES INC	24,500	$72,000	0.0%	$2.94	$9.24	—	COM	83422E105
UUUU	ENERGY FUELS INC	19,284	$29,000	0.0%	$1.50	$2.50	-39.7%	COM NEW	292671708