CIK: 0001668256 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Jul 28, 2020
Total Value ($000): $300,865 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HIGHLAND INCOME FD | 1,495,500 | $12,039 | 4.0% | $9.48 | — | HIGHLAND INCOME | 43010E404 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 2,803,566 | $10,682 | 3.6% | $3.64 | — | COM | 003009107 |
| — | MORGAN STANLEY EMERGING MKTS | 1,806,744 | $10,208 | 3.4% | $5.32 | — | COM | 617477104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 653,830 | $9,749 | 3.2% | $13.62 | — | COM | 006212104 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 876,400 | $9,220 | 3.1% | $12.19 | — | COM NEW | 65340G205 |
| — | MORGAN STANLEY CHINA A SH FD | 464,149 | $9,056 | 3.0% | $18.85 | — | COM | 617468103 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 830,600 | $7,392 | 2.5% | $9.57 | — | COM | 46132R104 |
| — | CENTRAL SECS CORP | 239,359 | $6,906 | 2.3% | $26.91 | — | COM | 155123102 |
| — | ASA GOLD AND PRECIOUS MTLS L | 373,947 | $6,552 | 2.2% | $16.99 | — | SHS | G3156P103 |
| CCIF | VERTICAL CAP INCOME FD | 640,600 | $6,201 | 2.1% | $9.39 | — | SHS BEN INT | 92535C104 |
| — | MORGAN STANLEY INDIA INVT FD | 379,052 | $6,156 | 2.0% | $16.09 | — | COM | 61745C105 |
| — | TEKLA LIFE SCIENCES INVS | 322,268 | $5,788 | 1.9% | $16.16 | — | SH BEN INT | 87911K100 |
| — | KAYNE ANDERSON MDSTM ENERGY | 1,243,902 | $5,635 | 1.9% | $4.65 | — | COM | 48661E108 |
| — | GENERAL AMERN INVS INC | 164,124 | $5,222 | 1.7% | $31.53 | — | COM | 368802104 |
| — | TEMPLETON EMERGING MKTS INCO | 645,676 | $5,069 | 1.7% | $8.07 | — | COM | 880192109 |
| PCEF | INVESCO EXCH TRADED FD TR II | 246,733 | $4,900 | 1.6% | $17.50 | — | CEF INM COMPSI | 46138E404 |
| DGRO | ISHARES TR | 129,610 | $4,873 | 1.6% | $39.25 | — | CORE DIV GRWTH | 46434V621 |
| — | HIGHLAND GLOBAL ALLOCATION F | 734,700 | $4,731 | 1.6% | $6.50 | — | COM | 43010T104 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 279,268 | $4,323 | 1.4% | $14.47 | — | COM | 12812C106 |
| — | CLOUGH GLOBAL EQUITY FD | 398,700 | $4,246 | 1.4% | $9.82 | — | COM | 18914C100 |
| — | BOULDER GROWTH & INCOME FD I | 441,018 | $4,154 | 1.4% | $9.57 | — | COM | 101507101 |
| — | ARES DYNAMIC CR ALLOCATION F | 347,896 | $4,150 | 1.4% | $12.05 | — | COM | 04014F102 |
| — | FIRST EAGLE SENIOR LOAN FUND | 335,888 | $4,141 | 1.4% | $12.33 | — | COM NEW | 32010E100 |
| — | DIVIDEND & INCOME FD INC | 403,858 | $4,111 | 1.4% | $11.36 | — | COM NEW | 25538A204 |
| — | PIMCO ENRGY TACTICAL CR OPP | 564,558 | $3,986 | 1.3% | $5.37 | — | COM SHS BEN INT | 69346N107 |
| — | NUVEEN SHT DUR CR OPP FD | 330,687 | $3,899 | 1.3% | $13.07 | — | COM | 67074X107 |
| — | BLACKROCK RES & COMMODITIES | 625,769 | $3,836 | 1.3% | $5.18 | — | SHS | 09257A108 |
| — | TEKLA HEALTHCARE INVS | 177,741 | $3,791 | 1.3% | $20.05 | — | SH BEN INT | 87911J103 |
| — | RMR REAL ESTATE INCOME FD | 324,806 | $3,787 | 1.3% | $17.48 | — | COM | 76970B101 |
| — | TORTOISE ESSENTIAL ASSETS IN | 331,170 | $3,699 | 1.2% | $10.10 | — | COM SH BEN INT | 89148A103 |
| MSFT | MICROSOFT CORP | 17,252 | $3,511 | 1.2% | $65.20 | +165.4% | COM | 594918104 |
| — | CBRE CLARION GLOBAL REAL EST | 581,449 | $3,471 | 1.2% | $6.11 | — | COM | 12504G100 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 560,000 | $3,416 | 1.1% | $6.10 | — | COM SHS BEN IN | 600379101 |
| — | BLACKSTONE GSO STRATEGIC CR | 293,727 | $3,354 | 1.1% | $10.41 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 417,452 | $3,277 | 1.1% | $9.99 | — | COM SHS | 6706EN100 |
| — | APOLLO TACTICAL INCOME FD IN | 260,895 | $3,240 | 1.1% | $11.33 | — | COM | 037638103 |
| — | JAPAN SMALLER CAPITALIZATION | 410,491 | $3,210 | 1.1% | $7.18 | — | COM | 47109U104 |
| — | ALLIANZGI ARTIFICIAL INTELLI | 147,446 | $2,909 | 1.0% | $16.00 | — | COM | 01883M101 |
| — | GABELLI DIVID & INCOME TR | 165,002 | $2,904 | 1.0% | $17.18 | — | COM | 36242H104 |
| — | NUVEEN OHIO QLTY MUN INCOME | 186,529 | $2,800 | 0.9% | $14.73 | — | COM | 670980101 |
| — | VOYA GLBL ADV & PREM OPP FD | 327,474 | $2,682 | 0.9% | $8.19 | — | COM | 92912R104 |
| — | SWISS HELVETIA FD INC | 340,003 | $2,666 | 0.9% | $7.34 | — | COM | 870875101 |
| AAPL | APPLE INC | 7,274 | $2,654 | 0.9% | $27.67 | +171.4% | COM | 037833100 |
| — | RIVERNORTH SPECIALTY FIN COR | 176,954 | $2,628 | 0.9% | $16.66 | — | COM | 76882B108 |
| — | APOLLO SR FLOATING RATE FD I | 203,794 | $2,533 | 0.8% | $13.76 | — | COM | 037636107 |
| — | GABELLI GLB SML & MD CP VAL | 253,347 | $2,250 | 0.7% | $9.99 | — | COM | 36249W104 |
| — | NUVEEN NEW JERSEY QULT MUN F | 169,233 | $2,242 | 0.7% | $13.29 | — | COM | 67069Y102 |
| — | ADAM NAT RES FD INC | 196,866 | $2,236 | 0.7% | $11.37 | — | COM | 00548F105 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 286,061 | $2,217 | 0.7% | $6.85 | — | COM | 00306J109 |
| — | BROOKFIELD REAL ASSETS INCOM | 128,812 | $2,146 | 0.7% | $15.56 | — | SHS BEN INT | 112830104 |
| — | TAIWAN FD INC | 100,500 | $2,132 | 0.7% | $18.81 | — | COM | 874036106 |
| — | GDL FUND | 247,913 | $2,040 | 0.7% | $9.11 | — | COM SH BEN IT | 361570104 |
| ASND | ASCENDIS PHARMA A S | 13,660 | $2,020 | 0.7% | $84.54 | — | SPONSORED ADR | 04351P101 |
| AMZN | AMAZON COM INC | 716 | $1,975 | 0.7% | $50.54 | +139.0% | COM | 023135106 |
| — | VOYA INFRASTRUCTURE INDLS & | 215,013 | $1,939 | 0.6% | $8.63 | — | COM | 92912X101 |
| — | INVESCO SR INCOME TR | 528,912 | $1,830 | 0.6% | $3.74 | — | COM | 46131H107 |
| — | KAYNE ANDERSN MLP MIDS INVT | 343,603 | $1,814 | 0.6% | $3.63 | — | COM | 486606106 |
| — | PRINCIPAL REAL ESTATE INCOME | 148,877 | $1,790 | 0.6% | $12.10 | — | SHS BEN INT | 74255X104 |
| — | VOYA GLBL EQTY DIV & PREM OP | 360,477 | $1,741 | 0.6% | $4.72 | — | COM | 92912T100 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 222,663 | $1,735 | 0.6% | $6.94 | — | COM NEW | 641876800 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 197,922 | $1,724 | 0.6% | $7.17 | — | SH BEN INT | 18914E106 |
| — | FIRST TR MLP & ENERGY INCOME | 273,437 | $1,534 | 0.5% | $5.61 | — | COM | 33739B104 |
| — | WESTERN ASSET EMERGING MKTS | 123,023 | $1,516 | 0.5% | $10.79 | — | COM | 95766A101 |
| USB | US BANCORP DEL | 37,766 | $1,391 | 0.5% | $29.67 | -6.1% | COM NEW | 902973304 |
| — | FIRST TR SR FLG RTE INCM FD | 119,643 | $1,303 | 0.4% | $10.88 | — | COM | 33733U108 |
| — | NEW IRELAND FD INC | 164,600 | $1,276 | 0.4% | $8.83 | — | COM | 645673104 |
| — | TRI CONTL CORP | 50,072 | $1,237 | 0.4% | $24.70 | — | COM | 895436103 |
| — | EATON VANCE SR INCOME TR | 228,837 | $1,220 | 0.4% | $4.73 | — | SH BEN INT | 27826S103 |
| — | THE CENTRAL AND EASTERN EU I | 56,398 | $1,178 | 0.4% | $18.04 | — | COM | 153436100 |
| — | TEMPLETON GLOBAL INCOME FD | 212,072 | $1,139 | 0.4% | $5.35 | — | COM | 880198106 |
| — | NUVEEN CR STRATEGIES INCOME | 190,292 | $1,111 | 0.4% | $5.67 | — | COM SHS | 67073D102 |
| — | COHEN & STEERS REIT & PFD &I | 55,989 | $1,071 | 0.4% | $16.13 | — | COM | 19247X100 |
| XXCHNXX | CHINA FD INC | 46,678 | $1,042 | 0.3% | $18.87 | — | COM | 169373107 |
| INTC | INTEL CORP | 17,035 | $1,019 | 0.3% | $31.90 | +66.7% | COM | 458140100 |
| — | LAM RESEARCH CORP | 2,535 | $820 | 0.3% | $193.26 | — | COM | 512807108 |
| YYY | AMPLIFY ETF TR | 57,059 | $817 | 0.3% | $12.76 | — | HIGH INCOME | 032108847 |
| NKE | NIKE INC | 7,800 | $765 | 0.3% | $45.73 | +86.9% | CL B | 654106103 |
| GOOGL | ALPHABET INC | 528 | $749 | 0.2% | $67.26 | -0.5% | CAP STK CL A | 02079K305 |
| — | NUVEEN DIVERSIFIED DIVID & I | 93,813 | $725 | 0.2% | $7.04 | — | COM | 6706EP105 |
| — | BLACKSTONE GSO LNG SHRT CR I | 58,480 | $705 | 0.2% | $10.53 | — | COM SHS BN INT | 09257D102 |
| — | ROYCE MICRO-CAP TR INC | 94,556 | $681 | 0.2% | $5.75 | — | COM | 780915104 |
| — | NUVEEN FLOATING RATE INCOME | 85,663 | $677 | 0.2% | $7.55 | — | COM | 67072T108 |
| — | INVESCO CALIF VALUE MUN INCO | 57,743 | $674 | 0.2% | $11.67 | — | COM | 46132H106 |
| XLU | SELECT SECTOR SPDR TR | 11,853 | $669 | 0.2% | $55.43 | — | SBI INT-UTILS | 81369Y886 |
| — | ALLIANZGI CONV INCOME FD II | 170,010 | $665 | 0.2% | $3.33 | — | COM | 018825109 |
| XMPT | VANECK VECTORS ETF TR | 23,870 | $628 | 0.2% | $25.46 | — | CEF MUN INCOME E | 92189F460 |
| — | COHEN & STEERS QUALITY INCOM | 57,360 | $627 | 0.2% | $9.05 | — | COM | 19247L106 |
| — | CREDIT SUISSE HIGH YLD BND F | 303,984 | $608 | 0.2% | $1.86 | — | SH BEN INT | 22544F103 |
| — | NUVEEN REAL ASSET INCOME & G | 51,646 | $603 | 0.2% | $9.87 | — | COM | 67074Y105 |
| ELV | ANTHEM INC | 2,272 | $597 | 0.2% | $196.08 | +26.0% | COM | 036752103 |
| NOC | NORTHROP GRUMMAN CORP | 1,785 | $549 | 0.2% | $169.04 | +76.6% | COM | 666807102 |
| — | GABELLI HLTHCARE & WELLNESS | 53,248 | $535 | 0.2% | $8.75 | — | SHS | 36246K103 |
| — | EAGLE CAP GROWTH FD INC | 79,600 | $530 | 0.2% | $7.69 | — | COM | 269451100 |
| — | KALA PHARMACEUTICALS INC | 50,300 | $529 | 0.2% | $7.86 | — | COM | 483119103 |
| LMT | LOCKHEED MARTIN CORP | 1,425 | $520 | 0.2% | $177.68 | +82.2% | COM | 539830109 |
| — | TEMPLETON DRAGON FD INC | 25,276 | $510 | 0.2% | $20.18 | — | COM | 88018T101 |
| — | ROYCE VALUE TR INC | 40,392 | $507 | 0.2% | $12.55 | — | COM | 780910105 |
| HUM | HUMANA INC | 1,274 | $494 | 0.2% | $259.35 | +37.2% | COM | 444859102 |
| WVE | WAVE LIFE SCIENCES LTD | 44,074 | $459 | 0.2% | $25.63 | -63.3% | SHS | Y95308105 |
| — | HERZFELD CARIBBEAN BASIN FD | 121,019 | $448 | 0.1% | $3.48 | — | COM | 42804T106 |
| — | NUVEEN NEW JERSEY MUN VALUE | 33,929 | $425 | 0.1% | $12.76 | — | SHS | 670702109 |
| — | INDIA FD INC | 25,781 | $399 | 0.1% | $14.21 | — | COM | 454089103 |
| WMT | WALMART INC | 3,320 | $398 | 0.1% | $16.79 | +126.7% | COM | 931142103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,205 | $394 | 0.1% | $144.48 | +26.4% | CL B NEW | 084670702 |
| MA | MASTERCARD INCORPORATED | 1,325 | $392 | 0.1% | $195.02 | +40.2% | CL A | 57636Q104 |
| HD | HOME DEPOT INC | 1,528 | $383 | 0.1% | $126.81 | +57.5% | COM | 437076102 |
| — | TEMPLETON EMERGING MKTS FD | 26,600 | $364 | 0.1% | $11.16 | — | COM | 880191101 |
| MED | MEDIFAST INC | 2,600 | $361 | 0.1% | $105.60 | -25.0% | COM | 58470H101 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 29,629 | $350 | 0.1% | $9.92 | — | COM | 33731K102 |
| — | NUVEEN ARIZONA QLTY MUN INC | 25,414 | $346 | 0.1% | $11.97 | — | COM | 67061W104 |
| COST | COSTCO WHSL CORP NEW | 1,088 | $330 | 0.1% | $169.26 | +64.9% | COM | 22160K105 |
| SBUX | STARBUCKS CORP | 4,445 | $327 | 0.1% | $46.75 | +41.9% | COM | 855244109 |
| — | FIRST TR ENERGY INFRASTRCTR | 32,510 | $326 | 0.1% | $10.03 | — | COM | 33738C103 |
| ARVN | ARVINAS INC | 9,700 | $325 | 0.1% | $15.86 | +167.6% | COM | 04335A105 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $317 | 0.1% | $39.94 | — | COM | 57772K101 |
| GD | GENERAL DYNAMICS CORP | 2,084 | $311 | 0.1% | $114.56 | +8.5% | COM | 369550108 |
| SBIO | ALPS ETF TR | 7,440 | $311 | 0.1% | $41.80 | — | MED BREAKTHGH | 00162Q593 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $308 | 0.1% | $115.47 | +55.2% | COM NEW | 46120E602 |
| — | BLACKROCK FLOATING RATE INCO | 26,450 | $296 | 0.1% | $11.19 | — | COM | 09255X100 |
| — | NEW GERMANY FD INC | 18,300 | $278 | 0.1% | $11.61 | — | COM | 644465106 |
| — | VOYA NAT RES EQUITY INCOME F | 108,100 | $275 | 0.1% | $3.67 | — | COM | 92913C106 |
| — | ABERDEEN EMRG MRKTS EQT INM | 42,671 | $258 | 0.1% | $5.89 | — | COM | 00301W105 |
| CVX | CHEVRON CORP NEW | 2,795 | $249 | 0.1% | $69.83 | 0.0% | COM | 166764100 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 21,290 | $247 | 0.1% | $12.46 | — | COM | 64124K102 |
| — | ORBCOMM INC | 63,793 | $246 | 0.1% | $8.28 | — | COM | 68555P100 |
| HYD | VANECK VECTORS ETF TR | 4,116 | $244 | 0.1% | $52.26 | — | HIGH YLD MUN ETF | 92189H409 |
| — | DWS STRATEGIC MUN INCOME TR | 22,688 | $238 | 0.1% | $10.49 | — | COM | 23342Q101 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $235 | 0.1% | $102.48 | +21.2% | COM | 478160104 |
| MMM | 3M CO | 1,480 | $231 | 0.1% | $94.99 | +7.8% | COM | 88579Y101 |
| — | MACQUARIE / FIRST TR GLOBAL | 28,698 | $229 | 0.1% | $7.98 | — | COM | 55607W100 |
| — | NUVEEN GEORGIA QLTY MUN INC | 18,600 | $227 | 0.1% | $11.55 | — | COM | 67072B107 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $221 | 0.1% | $261.11 | 0.0% | COM | 91324P102 |
| — | KOREA FD | 8,350 | $216 | 0.1% | $22.38 | — | COM NEW | 500634209 |
| RYTM | RHYTHM PHARMACEUTICALS INC | 9,130 | $204 | 0.1% | $19.49 | 0.0% | COM | 76243J105 |
| — | NUVEEN REAL ESTATE INCOME FD | 24,801 | $185 | 0.1% | $7.46 | — | COM | 67071B108 |
| — | BNY MELLON HIGH YIELD STRATE | 71,000 | $182 | 0.1% | $2.38 | — | SH BEN INT | 09660L105 |
| — | SALIENT MIDSTREAM & MLP FD | 43,900 | $181 | 0.1% | $5.91 | — | SH BEN INT | 79471V105 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 13,794 | $177 | 0.1% | $12.83 | — | COM | 64123C101 |
| — | EUROPEAN EQUITY FD INC | 21,119 | $176 | 0.1% | $7.06 | — | COM | 298768102 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 13,300 | $175 | 0.1% | $12.70 | — | SH BEN INT | 09248E102 |
| — | NUVEEN CALIF MUNICPAL VALUE | 11,876 | $171 | 0.1% | $14.40 | — | COM | 6706EB106 |
| — | SOLITON INC | 21,014 | $163 | 0.1% | $7.98 | — | COM | 834251100 |
| — | VERASTEM INC | 92,000 | $158 | 0.1% | $2.64 | — | COM | 92337C104 |
| — | NUVEEN MICH QUALITY MUN INCO | 11,100 | $152 | 0.1% | $13.69 | — | COM | 670979103 |
| — | NUVEEN MARYLAND QLT MUN INC | 10,700 | $138 | 0.0% | $12.84 | — | COM | 67061Q107 |
| — | INVESCO PA VALUE MUN INC TR | 11,556 | $137 | 0.0% | $11.86 | — | COM | 46132K109 |
| GHG | GREENTREE HOSPITALTY GROUP L | 10,000 | $135 | 0.0% | $11.00 | — | SPONSORED ADS | 39579V100 |
| — | SCPHARMACEUTICALS INC | 17,685 | $130 | 0.0% | $6.58 | — | COM | 810648105 |
| — | WESTERN AST INFL LKD OPP & I | 10,700 | $117 | 0.0% | $10.47 | — | COM | 95766R104 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 32,396 | $108 | 0.0% | $2.14 | +6.5% | COM CL A | 532257805 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 22,800 | $106 | 0.0% | $4.65 | — | COM SH BEN INT | 00302L108 |
| — | MEXICO FD INC | 10,634 | $104 | 0.0% | $10.49 | — | COM | 592835102 |
| NG | NOVAGOLD RES INC | 10,000 | $92 | 0.0% | $4.27 | +137.2% | COM NEW | 66987E206 |
| — | SOLID BIOSCIENCES INC | 24,500 | $72 | 0.0% | $9.24 | — | COM | 83422E105 |
| UUUU | ENERGY FUELS INC | 19,284 | $29 | 0.0% | $2.50 | -36.4% | COM NEW | 292671708 |