Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	MORGAN STANLEY CHINA A SH FD	559,149	$11.81M	4.7%	$21.12	$19.24	—	COM	617468103
—	ADAMS DIVERSIFIED EQUITY FD	653,830	$10.6M	4.2%	$16.21	$13.62	—	COM	006212104
—	HIGHLAND INCOME FD	1,144,100	$9.828M	3.9%	$8.59	$9.48	—	HIGHLAND INCOME	43010E404
—	MORGAN STANLEY EMERGING MKTS	1,609,100	$8.947M	3.6%	$5.56	$5.32	—	COM	617477104
—	CENTRAL SECS CORP	297,040	$8.611M	3.4%	$28.99	$27.31	—	COM	155123102
—	ASA GOLD AND PRECIOUS MTLS L	353,947	$7.532M	3.0%	$21.28	$16.99	—	SHS	G3156P103
NXDT	NEXPOINT STRATEGIC OPPORTES	857,667	$7.427M	3.0%	$8.66	$12.19	—	COM NEW	65340G205
—	TEKLA LIFE SCIENCES INVS	319,311	$5.613M	2.2%	$17.58	$16.16	—	SH BEN INT	87911K100
—	GENERAL AMERN INVS INC	156,585	$5.316M	2.1%	$33.95	$31.53	—	COM	368802104
DGRO	ISHARES TR	129,298	$5.145M	2.1%	$39.79	$39.74	+0.1%	CORE DIV GRWTH	46434V621
—	KAYNE ANDERSON NEXTGEN ENRGY	1,232,602	$4.967M	2.0%	$4.03	$4.65	—	COM	48661E108
—	MORGAN STANLEY INDIA INVT FD	282,625	$4.904M	2.0%	$17.35	$16.09	—	COM	61745C105
—	CLOUGH GLOBAL EQUITY FD	396,000	$4.439M	1.8%	$11.21	$9.82	—	COM	18914C100
—	HIGHLAND GLOBAL ALLOCATION F	699,600	$4.338M	1.7%	$6.20	$6.50	—	COM	43010T104
—	BOULDER GROWTH & INCOME FD I	416,118	$4.161M	1.7%	$10.00	$9.57	—	COM	101507101
—	INVESCO DYNAMIC CR OPPORTUNI	441,000	$4.062M	1.6%	$9.21	$9.57	—	COM	46132R104
—	CALAMOS LNG SHR EQT DYNAMIC	279,268	$4.059M	1.6%	$14.53	$14.47	—	COM	12812C106
—	VOYA GLBL EQTY DIV & PREM OP	809,200	$4.006M	1.6%	$4.95	$4.85	—	COM	92912T100
—	VOYA GLBL ADV & PREM OPP FD	464,610	$3.875M	1.6%	$8.34	$8.23	—	COM	92912R104
—	BLACKROCK RES & COMMODITIES	612,969	$3.647M	1.5%	$5.95	$5.18	—	SHS	09257A108
MSFT	MICROSOFT CORP	17,117	$3.6M	1.4%	$210.32 *	$65.20	+208.7%	COM	594918104
—	TEKLA HEALTHCARE INVS	172,241	$3.552M	1.4%	$20.62	$20.05	—	SH BEN INT	87911J103
—	ABERDEEN ASIA-PACIFIC INCOME	883,754	$3.526M	1.4%	$3.99	$3.64	—	COM	003009107
—	TORTOISE ESSENTIAL ASSETS IN	331,170	$3.497M	1.4%	$10.56	$10.10	—	COM SH BEN INT	89148A103
—	PIMCO ENRGY TACTICAL CR OPP	564,558	$3.495M	1.4%	$6.19	$5.37	—	COM SHS BEN INT	69346N107
CCIF	VERTICAL CAP INCOME FD	351,900	$3.494M	1.4%	$9.93	$9.39	—	SHS BEN INT	92535C104
—	DIVIDEND & INCOME FD INC	383,558	$3.49M	1.4%	$9.10	$11.36	—	COM NEW	25538A204
—	CBRE CLARION GLOBAL REAL EST	581,449	$3.477M	1.4%	$5.98	$6.11	—	COM	12504G100
XHIEX	MILLER HOWARD HIGH INC EQTY	560,000	$3.45M	1.4%	$6.16	$6.10	—	COM SHS BEN IN	600379101
—	JAPAN SMALLER CAPITALIZATION	397,899	$3.45M	1.4%	$8.67	$7.18	—	COM	47109U104
AAPL	APPLE INC	28,910	$3.348M	1.3%	$115.81 *	$86.27	+30.5%	COM	037833100
XXCHNXX	CHINA FD INC	126,504	$3.185M	1.3%	$25.18	$22.85	—	COM	169373107
—	ALLIANZGI ARTIFICIAL INTELLI	147,446	$3.182M	1.3%	$21.58	$16.00	—	COM	01883M101
—	GABELLI DIVID & INCOME TR	165,002	$3.028M	1.2%	$18.35	$17.18	—	COM	36242H104
—	TEMPLETON DRAGON FD INC	133,229	$2.922M	1.2%	$21.93	$21.60	—	COM	88018T101
—	RMR MORTGAGE TR	308,439	$2.795M	1.1%	$9.06	$17.48	—	COM	76970B101
—	RIVERNORTH SPECIALTY FIN COR	180,943	$2.683M	1.1%	$14.83	$16.62	—	COM	76882B108
—	SWISS HELVETIA FD INC	316,203	$2.618M	1.0%	$8.28	$7.34	—	COM	870875101
ASND	ASCENDIS PHARMA A/S	16,160	$2.494M	1.0%	$154.33	$95.34	—	SPONSORED ADR	04351P101
—	FIRST EAGLE SENIOR LOAN FUND	192,242	$2.384M	1.0%	$12.40	$12.33	—	COM NEW	32010E100
—	GABELLI GLB SML & MD CP VAL	233,447	$2.355M	0.9%	$10.09	$9.99	—	COM	36249W104
XJEQX	ABERDEEN JAPAN EQUITY FD INC	280,761	$2.323M	0.9%	$8.27	$6.85	—	COM	00306J109
AMZN	AMAZON COM INC	704	$2.217M	0.9%	$3149.15 *	$50.54	+211.5%	COM	023135106
—	TAIWAN FD INC	93,000	$2.142M	0.9%	$23.03	$18.81	—	COM	874036106
—	VOYA INFRASTRUCTURE INDLS &	208,613	$1.984M	0.8%	$9.51	$8.63	—	COM	92912X101
—	GDL FUND	222,913	$1.868M	0.7%	$8.38	$9.11	—	COM SH BEN IT	361570104
—	CLOUGH GLOBAL OPPORTUNITIES	194,522	$1.817M	0.7%	$9.34	$7.17	—	SH BEN INT	18914E106
—	TEMPLETON EMERGING MKTS INCO	226,531	$1.679M	0.7%	$7.41	$8.07	—	COM	880192109
—	APOLLO SR FLOATING RATE FD I	129,004	$1.654M	0.7%	$12.82	$13.76	—	COM	037636107
—	PRINCIPAL REAL ESTATE INCOME	148,877	$1.594M	0.6%	$10.71	$12.10	—	SHS BEN INT	74255X104
—	KAYNE ANDERSON ENERGY INFRST	343,603	$1.371M	0.5%	$3.99	$3.63	—	COM	486606106
USB	US BANCORP DEL	38,066	$1.365M	0.5%	$35.86 *	$29.67	-3.4%	COM NEW	902973304
—	NEW IRELAND FD INC	156,400	$1.315M	0.5%	$8.41	$8.83	—	COM	645673104
—	TRI CONTL CORP	50,072	$1.298M	0.5%	$25.92	$24.70	—	COM	895436103
—	FIRST TR MLP & ENERGY INCOM	270,837	$1.257M	0.5%	$4.64	$5.61	—	COM	33739B104
—	ARES DYNAMIC CR ALLOCATION F	98,104	$1.244M	0.5%	$12.68	$12.05	—	COM	04014F102
—	CENTRAL & EASTERN EUROPE FD	52,798	$1.037M	0.4%	$19.64	$18.04	—	COM	153436100
NKE	NIKE INC	7,650	$960K	0.4%	$125.49 *	$45.73	+155.1%	CL B	654106103
—	LAM RESEARCH CORP	2,735	$907K	0.4%	$331.63	$203.38	—	COM	512807108
—	INVESCO SR INCOME TR	238,792	$874K	0.3%	$3.66	$3.74	—	COM	46131H107
—	ABERDEEN EMRG MRKTS EQT INM	127,028	$823K	0.3%	$6.48	$6.28	—	COM	00301W105
INTC	INTEL CORP	15,041	$779K	0.3%	$51.79 *	$31.90	+45.7%	COM	458140100
GOOGL	ALPHABET INC	528	$774K	0.3%	$1465.91 *	$67.26	+8.1%	CAP STK CL A	02079K305
—	NUVEEN SHT DUR CR OPP FD	60,899	$754K	0.3%	$12.38	$13.07	—	COM	67074X107
—	NUVEEN DIVERSIFIED DIVID & I	93,813	$729K	0.3%	$7.77	$7.04	—	COM	6706EP105
—	ROYCE MICRO-CAP TR INC	94,556	$725K	0.3%	$7.67	$5.75	—	COM	780915104
XLU	SELECT SECTOR SPDR TR	11,952	$710K	0.3%	$59.40 *	$31.98	-7.2%	SBI INT-UTILS	81369Y886
—	ALLIANZGI CONV & INCOME FD I	170,010	$699K	0.3%	$4.11	$3.33	—	COM	018825109
—	NUVEEN NEW JERSEY QULT MUN F	50,146	$678K	0.3%	$13.52	$13.29	—	COM	67069Y102
—	APOLLO TACTICAL INCOME FD IN	51,000	$648K	0.3%	$12.71	$11.33	—	COM	037638103
—	MORGAN STANLEY EMER MKTS DEB	76,000	$638K	0.3%	$8.39	$8.39	—	COM	61744H105
—	NUVEEN REAL ASSET INCOME & G	51,646	$623K	0.2%	$12.06	$9.87	—	COM	67074Y105
ELV	ANTHEM INC	2,272	$610K	0.2%	$268.49 *	$196.08	+27.6%	COM	036752103
—	WESTERN ASSET EMERGING MKTS	48,267	$595K	0.2%	$12.33	$10.79	—	COM	95766A101
—	NEUBERGER BRMAN CLIFRN MUNI	44,100	$571K	0.2%	$12.95	$12.91	—	COM	64123C101
—	EATON VANCE SHORT DURATION D	49,517	$567K	0.2%	$11.45	$11.45	—	COM	27828V104
NOC	NORTHROP GRUMMAN CORP	1,785	$563K	0.2%	$315.41 *	$169.04	+71.1%	COM	666807102
LMT	LOCKHEED MARTIN CORP	1,425	$546K	0.2%	$383.16 *	$177.68	+86.7%	COM	539830109
—	EAGLE CAP GROWTH FD INC	76,800	$545K	0.2%	$7.10	$7.69	—	COM	269451100
HUM	HUMANA INC	1,274	$527K	0.2%	$413.66 *	$259.35	+52.2%	COM	444859102
—	BLACKROCK MUNIYIELD N J FD I	37,900	$523K	0.2%	$13.80	$13.80	—	COM	09254Y109
—	NUVEEN GLOBAL HIGH INCOME FD	38,103	$516K	0.2%	$13.54	$13.54	—	SHS	67075G103
—	ROYCE VALUE TR INC	40,392	$511K	0.2%	$12.65	$12.55	—	COM	780910105
—	GABELLI HLTHCARE & WELLNESS	47,848	$494K	0.2%	$10.32	$8.75	—	SHS	36246K103
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,205	$470K	0.2%	$213.15	$144.48	+47.4%	CL B NEW	084670702
WMT	WALMART INC	3,320	$465K	0.2%	$140.06 *	$16.79	+158.6%	COM	931142103
—	CREDIT SUISSE HIGH YIELD BD	215,000	$454K	0.2%	$2.11	$1.86	—	SH BEN INT	22544F103
MA	MASTERCARD INCORPORATED	1,325	$448K	0.2%	$338.11 *	$195.02	+68.4%	CL A	57636Q104
—	BLACKSTONE GSO LNG SHRT CR I	34,700	$446K	0.2%	$12.85	$10.53	—	COM SHS BN INT	09257D102
—	HERZFELD CARIBBEAN BASIN FD	121,019	$436K	0.2%	$3.60	$3.48	—	COM	42804T106
—	WESTERN AST INFL LKD OPP & I	38,800	$436K	0.2%	$11.24	$11.02	—	COM	95766R104
XBFZX	BLACKROCK CALIF MUN INCOME T	32,963	$435K	0.2%	$13.20	$13.00	—	SH BEN INT	09248E102
—	DWS STRATEGIC MUN INCOME TR	40,029	$434K	0.2%	$10.84	$10.64	—	COM	23342Q101
MED	MEDIFAST INC	2,600	$428K	0.2%	$164.62 *	$105.60	+36.3%	COM	58470H101
HD	HOME DEPOT INC	1,533	$426K	0.2%	$277.89 *	$126.81	+92.8%	COM	437076102
—	BLACKSTONE GSO STRATEGIC CR	33,101	$404K	0.2%	$12.21	$10.41	—	COM SHS BEN IN	09257R101
—	INDIA FD INC	24,181	$399K	0.2%	$16.50	$14.21	—	COM	454089103
WVE	WAVE LIFE SCIENCES LTD	46,584	$395K	0.2%	$8.48	$24.84	-65.8%	SHS	Y95308105
COST	COSTCO WHSL CORP NEW	1,088	$386K	0.2%	$354.78 *	$169.26	+93.0%	COM	22160K105
ISRG	INTUITIVE SURGICAL INC	541	$384K	0.2%	$709.80 *	$115.47	+104.8%	COM NEW	46120E602
SBUX	STARBUCKS CORP	4,445	$382K	0.2%	$85.94 *	$46.75	+63.4%	COM	855244109
—	PGIM GLOBAL HIGH YIELD FD FO	28,584	$379K	0.2%	$13.26	$13.26	—	COM	69346J106
—	KALA PHARMACEUTICALS INC	50,300	$377K	0.2%	$7.50	$7.86	—	COM	483119103
—	NUVEEN FLOATING RATE INCOME	43,168	$359K	0.1%	$8.32	$7.55	—	COM	67072T108
—	MAXIM INTEGRATED PRODS INC	5,233	$354K	0.1%	$67.65	$39.94	—	COM	57772K101
—	ANGEL OAK FINL STRATEGIES IN	18,300	$308K	0.1%	$16.83	$16.83	—	COM BEN INT	03464A100
SBIO	ALPS ETF TR	7,440	$306K	0.1%	$41.13	$39.45	+4.3%	MED BREAKTHGH	00162Q593
—	SHOCKWAVE MED INC	4,035	$306K	0.1%	$75.84	$75.84	—	COM	82489T104
—	NUVEEN OHIO QLTY MUN INCOME	19,708	$296K	0.1%	$15.02	$14.73	—	COM	670980101
—	BLACKROCK FLOATING RATE INCO	25,665	$295K	0.1%	$11.49	$11.19	—	COM	09255X100
—	SOLITON INC	37,723	$288K	0.1%	$7.63	$7.83	—	COM	834251100
—	ANGEL OAK DYNAMIC FINL STRAT	15,968	$284K	0.1%	$17.79	$17.79	—	COM BEN INT	03462A102
GD	GENERAL DYNAMICS CORP	2,000	$277K	0.1%	$138.50 *	$114.56	+7.2%	COM	369550108
—	FIRST TR ENERGY INFRASTRCTR	30,510	$273K	0.1%	$8.95	$10.03	—	COM	33738C103
JNJ	JOHNSON & JOHNSON	1,670	$249K	0.1%	$149.10 *	$102.48	+25.2%	COM	478160104
XVMMX	DELAWARE INVTS MINN MUN INCO	18,300	$238K	0.1%	$13.01	$13.01	—	COM	24610V103
MMM	3M CO	1,480	$237K	0.1%	$160.14 *	$94.99	+16.3%	COM	88579Y101
UNH	UNITEDHEALTH GROUP INC	750	$234K	0.1%	$312.00 *	$261.11	+9.7%	COM	91324P102
ARVN	ARVINAS INC	9,700	$229K	0.1%	$23.61	$15.86	+48.8%	COM	04335A105
PG	PROCTER AND GAMBLE CO	1,633	$227K	0.1%	$139.01 *	$116.35	+4.8%	COM	742718109
GOLD	A-MARK PRECIOUS METALS INC	6,500	$219K	0.1%	$33.69 *	$12.62	+33.6%	COM	00181T107
SCZ	ISHARES TR	3,700	$218K	0.1%	$58.92	$57.32	+2.9%	EAFE SML CP ETF	464288273
—	ORBCOMM INC	63,393	$216K	0.1%	$3.41	$8.28	—	COM	68555P100
—	NUVEEN NEW JERSEY MUN VALUE	15,005	$207K	0.1%	$13.80	$12.76	—	SHS	670702109
—	MACQUARIE / FIRST TR GLOBAL	26,198	$201K	0.1%	$7.67	$7.98	—	COM	55607W100
—	INVESCO PA VALUE MUN INC TR	15,722	$193K	0.1%	$12.28	$11.97	—	COM	46132K109
—	BNY MELLON HIGH YIELD STRATE	71,000	$192K	0.1%	$2.70	$2.38	—	SH BEN INT	09660L105
—	TEMPLETON GLOBAL INCOME FD	35,263	$189K	0.1%	$5.36	$5.35	—	COM	880198106
—	NUVEEN CR STRATEGIES INCOME	31,249	$185K	0.1%	$5.92	$5.67	—	COM SHS	67073D102
—	INVESCO TR INVT GRADE NEW YO	14,300	$177K	0.1%	$12.38	$12.38	—	COM	46131T101
—	TEMPLETON EMERGING MKTS FD	10,600	$163K	0.1%	$15.38	$11.16	—	COM	880191101
—	NUVEEN MICH QUALITY MUN INCO	11,400	$162K	0.1%	$14.21	$13.71	—	COM	670979103
XNBOX	NEUBERGER BRMAN NY MUNI FD I	12,018	$140K	0.1%	$11.65	$12.46	—	COM	64124K102
GHG	GREENTREE HOSPITALITY GROUP	10,000	$136K	0.1%	$13.60	$11.99	+13.3%	SPONSORED ADS	39579V100
—	WESTERN ASSET INTER MUNI FD	14,797	$134K	0.1%	$9.06	$9.06	—	COM	958435109
—	SCPHARMACEUTICALS INC	17,685	$132K	0.1%	$7.46	$6.58	—	COM	810648105
—	NUVEEN GEORGIA QLTY MUN INC	10,300	$126K	0.1%	$12.23	$11.55	—	COM	67072B107
NG	NOVAGOLD RES INC	10,000	$119K	0.0%	$11.90	$4.27	+178.5%	COM NEW	66987E206
—	VOYA NAT RES EQUITY INCOME F	43,000	$105K	0.0%	$2.44	$3.67	—	COM	92913C106
—	SALIENT MIDSTREAM & MLP FD	21,800	$76,000	0.0%	$3.49	$5.91	—	SH BEN INT	79471V105
LPTH	LIGHTPATH TECHNOLOGIES INC	26,730	$64,000	0.0%	$2.39	$2.14	+12.7%	COM CL A	532257805
—	ORCHARD THERAPEUTICS PLC	14,000	$58,000	0.0%	$4.14	$4.14	—	ADS	68570P101
—	VERASTEM INC	46,000	$56,000	0.0%	$1.22	$2.64	—	COM	92337C104
—	SOLID BIOSCIENCES INC	24,500	$50,000	0.0%	$2.04	$9.24	—	COM	83422E105
—	SIENTRA INC	13,818	$47,000	0.0%	$3.40	$3.40	—	COM	82621J105
—	CREDIT SUISSE ASSET MGMT INC	14,173	$42,000	0.0%	$2.96	$2.96	—	COM	224916106
UUUU	ENERGY FUELS INC	19,284	$32,000	0.0%	$1.66	$2.50	-32.9%	COM NEW	292671708