CIK: 0001668256 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 4, 2020
Total Value ($000): $249,747 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MORGAN STANLEY CHINA A SH FD | 559,149 | $11,809 | 4.7% | $19.24 | — | COM | 617468103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 653,830 | $10,599 | 4.2% | $13.62 | — | COM | 006212104 |
| — | HIGHLAND INCOME FD | 1,144,100 | $9,828 | 3.9% | $9.48 | — | HIGHLAND INCOME | 43010E404 |
| — | MORGAN STANLEY EMERGING MKTS | 1,609,100 | $8,947 | 3.6% | $5.32 | — | COM | 617477104 |
| — | CENTRAL SECS CORP | 297,040 | $8,611 | 3.4% | $27.31 | — | COM | 155123102 |
| — | ASA GOLD AND PRECIOUS MTLS L | 353,947 | $7,532 | 3.0% | $16.99 | — | SHS | G3156P103 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 857,667 | $7,427 | 3.0% | $12.19 | — | COM NEW | 65340G205 |
| — | TEKLA LIFE SCIENCES INVS | 319,311 | $5,613 | 2.2% | $16.16 | — | SH BEN INT | 87911K100 |
| — | GENERAL AMERN INVS INC | 156,585 | $5,316 | 2.1% | $31.53 | — | COM | 368802104 |
| DGRO | ISHARES TR | 129,298 | $5,145 | 2.1% | $39.25 | — | CORE DIV GRWTH | 46434V621 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 1,232,602 | $4,967 | 2.0% | $4.65 | — | COM | 48661E108 |
| — | MORGAN STANLEY INDIA INVT FD | 282,625 | $4,904 | 2.0% | $16.09 | — | COM | 61745C105 |
| — | CLOUGH GLOBAL EQUITY FD | 396,000 | $4,439 | 1.8% | $9.82 | — | COM | 18914C100 |
| — | HIGHLAND GLOBAL ALLOCATION F | 699,600 | $4,338 | 1.7% | $6.50 | — | COM | 43010T104 |
| — | BOULDER GROWTH & INCOME FD I | 416,118 | $4,161 | 1.7% | $9.57 | — | COM | 101507101 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 441,000 | $4,062 | 1.6% | $9.57 | — | COM | 46132R104 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 279,268 | $4,059 | 1.6% | $14.47 | — | COM | 12812C106 |
| — | VOYA GLBL EQTY DIV & PREM OP | 809,200 | $4,006 | 1.6% | $4.85 | — | COM | 92912T100 |
| — | VOYA GLBL ADV & PREM OPP FD | 464,610 | $3,875 | 1.6% | $8.23 | — | COM | 92912R104 |
| — | BLACKROCK RES & COMMODITIES | 612,969 | $3,647 | 1.5% | $5.18 | — | SHS | 09257A108 |
| MSFT | MICROSOFT CORP | 17,117 | $3,600 | 1.4% | $65.20 | +207.9% | COM | 594918104 |
| — | TEKLA HEALTHCARE INVS | 172,241 | $3,552 | 1.4% | $20.05 | — | SH BEN INT | 87911J103 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 883,754 | $3,526 | 1.4% | $3.64 | — | COM | 003009107 |
| — | TORTOISE ESSENTIAL ASSETS IN | 331,170 | $3,497 | 1.4% | $10.10 | — | COM SH BEN INT | 89148A103 |
| — | PIMCO ENRGY TACTICAL CR OPP | 564,558 | $3,495 | 1.4% | $5.37 | — | COM SHS BEN INT | 69346N107 |
| CCIF | VERTICAL CAP INCOME FD | 351,900 | $3,494 | 1.4% | $9.39 | — | SHS BEN INT | 92535C104 |
| — | DIVIDEND & INCOME FD INC | 383,558 | $3,490 | 1.4% | $11.36 | — | COM NEW | 25538A204 |
| — | CBRE CLARION GLOBAL REAL EST | 581,449 | $3,477 | 1.4% | $6.11 | — | COM | 12504G100 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 560,000 | $3,450 | 1.4% | $6.10 | — | COM SHS BEN IN | 600379101 |
| — | JAPAN SMALLER CAPITALIZATION | 397,899 | $3,450 | 1.4% | $7.18 | — | COM | 47109U104 |
| AAPL | APPLE INC | 28,910 | $3,348 | 1.3% | $86.27 | +22.8% | COM | 037833100 |
| XXCHNXX | CHINA FD INC | 126,504 | $3,185 | 1.3% | $22.85 | — | COM | 169373107 |
| — | ALLIANZGI ARTIFICIAL INTELLI | 147,446 | $3,182 | 1.3% | $16.00 | — | COM | 01883M101 |
| — | GABELLI DIVID & INCOME TR | 165,002 | $3,028 | 1.2% | $17.18 | — | COM | 36242H104 |
| — | TEMPLETON DRAGON FD INC | 133,229 | $2,922 | 1.2% | $21.60 | — | COM | 88018T101 |
| — | RMR MORTGAGE TR | 308,439 | $2,795 | 1.1% | $17.48 | — | COM | 76970B101 |
| — | RIVERNORTH SPECIALTY FIN COR | 180,943 | $2,683 | 1.1% | $16.62 | — | COM | 76882B108 |
| — | SWISS HELVETIA FD INC | 316,203 | $2,618 | 1.0% | $7.34 | — | COM | 870875101 |
| ASND | ASCENDIS PHARMA A/S | 16,160 | $2,494 | 1.0% | $95.34 | — | SPONSORED ADR | 04351P101 |
| — | FIRST EAGLE SENIOR LOAN FUND | 192,242 | $2,384 | 1.0% | $12.33 | — | COM NEW | 32010E100 |
| — | GABELLI GLB SML & MD CP VAL | 233,447 | $2,355 | 0.9% | $9.99 | — | COM | 36249W104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 280,761 | $2,323 | 0.9% | $6.85 | — | COM | 00306J109 |
| AMZN | AMAZON COM INC | 704 | $2,217 | 0.9% | $50.54 | +211.9% | COM | 023135106 |
| — | TAIWAN FD INC | 93,000 | $2,142 | 0.9% | $18.81 | — | COM | 874036106 |
| — | VOYA INFRASTRUCTURE INDLS & | 208,613 | $1,984 | 0.8% | $8.63 | — | COM | 92912X101 |
| — | GDL FUND | 222,913 | $1,868 | 0.7% | $9.11 | — | COM SH BEN IT | 361570104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 194,522 | $1,817 | 0.7% | $7.17 | — | SH BEN INT | 18914E106 |
| — | TEMPLETON EMERGING MKTS INCO | 226,531 | $1,679 | 0.7% | $8.07 | — | COM | 880192109 |
| — | APOLLO SR FLOATING RATE FD I | 129,004 | $1,654 | 0.7% | $13.76 | — | COM | 037636107 |
| — | PRINCIPAL REAL ESTATE INCOME | 148,877 | $1,594 | 0.6% | $12.10 | — | SHS BEN INT | 74255X104 |
| — | KAYNE ANDERSON ENERGY INFRST | 343,603 | $1,371 | 0.5% | $3.63 | — | COM | 486606106 |
| USB | US BANCORP DEL | 38,066 | $1,365 | 0.5% | $29.67 | -2.5% | COM NEW | 902973304 |
| — | NEW IRELAND FD INC | 156,400 | $1,315 | 0.5% | $8.83 | — | COM | 645673104 |
| — | TRI CONTL CORP | 50,072 | $1,298 | 0.5% | $24.70 | — | COM | 895436103 |
| — | FIRST TR MLP & ENERGY INCOM | 270,837 | $1,257 | 0.5% | $5.61 | — | COM | 33739B104 |
| — | ARES DYNAMIC CR ALLOCATION F | 98,104 | $1,244 | 0.5% | $12.05 | — | COM | 04014F102 |
| — | CENTRAL & EASTERN EUROPE FD | 52,798 | $1,037 | 0.4% | $18.04 | — | COM | 153436100 |
| NKE | NIKE INC | 7,650 | $960 | 0.4% | $45.73 | +117.9% | CL B | 654106103 |
| — | LAM RESEARCH CORP | 2,735 | $907 | 0.4% | $203.38 | — | COM | 512807108 |
| — | INVESCO SR INCOME TR | 238,792 | $874 | 0.3% | $3.74 | — | COM | 46131H107 |
| — | ABERDEEN EMRG MRKTS EQT INM | 127,028 | $823 | 0.3% | $6.28 | — | COM | 00301W105 |
| INTC | INTEL CORP | 15,041 | $779 | 0.3% | $31.90 | +45.8% | COM | 458140100 |
| GOOGL | ALPHABET INC | 528 | $774 | 0.3% | $67.26 | +12.4% | CAP STK CL A | 02079K305 |
| — | NUVEEN SHT DUR CR OPP FD | 60,899 | $754 | 0.3% | $13.07 | — | COM | 67074X107 |
| — | NUVEEN DIVERSIFIED DIVID & I | 93,813 | $729 | 0.3% | $7.04 | — | COM | 6706EP105 |
| — | ROYCE MICRO-CAP TR INC | 94,556 | $725 | 0.3% | $5.75 | — | COM | 780915104 |
| XLU | SELECT SECTOR SPDR TR | 11,952 | $710 | 0.3% | $55.43 | — | SBI INT-UTILS | 81369Y886 |
| — | ALLIANZGI CONV & INCOME FD I | 170,010 | $699 | 0.3% | $3.33 | — | COM | 018825109 |
| — | NUVEEN NEW JERSEY QULT MUN F | 50,146 | $678 | 0.3% | $13.29 | — | COM | 67069Y102 |
| — | APOLLO TACTICAL INCOME FD IN | 51,000 | $648 | 0.3% | $11.33 | — | COM | 037638103 |
| — | MORGAN STANLEY EMER MKTS DEB | 76,000 | $638 | 0.3% | $8.39 | — | COM | 61744H105 |
| — | NUVEEN REAL ASSET INCOME & G | 51,646 | $623 | 0.2% | $9.87 | — | COM | 67074Y105 |
| ELV | ANTHEM INC | 2,272 | $610 | 0.2% | $196.08 | +27.5% | COM | 036752103 |
| — | WESTERN ASSET EMERGING MKTS | 48,267 | $595 | 0.2% | $10.79 | — | COM | 95766A101 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 44,100 | $571 | 0.2% | $12.91 | — | COM | 64123C101 |
| — | EATON VANCE SHORT DURATION D | 49,517 | $567 | 0.2% | $11.45 | — | COM | 27828V104 |
| NOC | NORTHROP GRUMMAN CORP | 1,785 | $563 | 0.2% | $169.04 | +76.3% | COM | 666807102 |
| LMT | LOCKHEED MARTIN CORP | 1,425 | $546 | 0.2% | $177.68 | +85.2% | COM | 539830109 |
| — | EAGLE CAP GROWTH FD INC | 76,800 | $545 | 0.2% | $7.69 | — | COM | 269451100 |
| HUM | HUMANA INC | 1,274 | $527 | 0.2% | $259.35 | +47.7% | COM | 444859102 |
| — | BLACKROCK MUNIYIELD N J FD I | 37,900 | $523 | 0.2% | $13.80 | — | COM | 09254Y109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 38,103 | $516 | 0.2% | $13.54 | — | SHS | 67075G103 |
| — | ROYCE VALUE TR INC | 40,392 | $511 | 0.2% | $12.55 | — | COM | 780910105 |
| — | GABELLI HLTHCARE & WELLNESS | 47,848 | $494 | 0.2% | $8.75 | — | SHS | 36246K103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,205 | $470 | 0.2% | $144.48 | +41.6% | CL B NEW | 084670702 |
| WMT | WALMART INC | 3,320 | $465 | 0.2% | $16.79 | +146.1% | COM | 931142103 |
| — | CREDIT SUISSE HIGH YIELD BD | 215,000 | $454 | 0.2% | $1.86 | — | SH BEN INT | 22544F103 |
| MA | MASTERCARD INCORPORATED | 1,325 | $448 | 0.2% | $195.02 | +61.9% | CL A | 57636Q104 |
| — | BLACKSTONE GSO LNG SHRT CR I | 34,700 | $446 | 0.2% | $10.53 | — | COM SHS BN INT | 09257D102 |
| — | HERZFELD CARIBBEAN BASIN FD | 121,019 | $436 | 0.2% | $3.48 | — | COM | 42804T106 |
| — | WESTERN AST INFL LKD OPP & I | 38,800 | $436 | 0.2% | $11.02 | — | COM | 95766R104 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 32,963 | $435 | 0.2% | $13.00 | — | SH BEN INT | 09248E102 |
| — | DWS STRATEGIC MUN INCOME TR | 40,029 | $434 | 0.2% | $10.64 | — | COM | 23342Q101 |
| MED | MEDIFAST INC | 2,600 | $428 | 0.2% | $105.60 | +35.7% | COM | 58470H101 |
| HD | HOME DEPOT INC | 1,533 | $426 | 0.2% | $126.81 | +87.4% | COM | 437076102 |
| — | BLACKSTONE GSO STRATEGIC CR | 33,101 | $404 | 0.2% | $10.41 | — | COM SHS BEN IN | 09257R101 |
| — | INDIA FD INC | 24,181 | $399 | 0.2% | $14.21 | — | COM | 454089103 |
| WVE | WAVE LIFE SCIENCES LTD | 46,584 | $395 | 0.2% | $24.84 | -55.9% | SHS | Y95308105 |
| COST | COSTCO WHSL CORP NEW | 1,088 | $386 | 0.2% | $169.26 | +82.6% | COM | 22160K105 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $384 | 0.2% | $115.47 | +94.5% | COM NEW | 46120E602 |
| SBUX | STARBUCKS CORP | 4,445 | $382 | 0.2% | $46.75 | +51.4% | COM | 855244109 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 28,584 | $379 | 0.2% | $13.26 | — | COM | 69346J106 |
| — | KALA PHARMACEUTICALS INC | 50,300 | $377 | 0.2% | $7.86 | — | COM | 483119103 |
| — | NUVEEN FLOATING RATE INCOME | 43,168 | $359 | 0.1% | $7.55 | — | COM | 67072T108 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $354 | 0.1% | $39.94 | — | COM | 57772K101 |
| — | ANGEL OAK FINL STRATEGIES IN | 18,300 | $308 | 0.1% | $16.83 | — | COM BEN INT | 03464A100 |
| SBIO | ALPS ETF TR | 7,440 | $306 | 0.1% | $41.80 | — | MED BREAKTHGH | 00162Q593 |
| — | SHOCKWAVE MED INC | 4,035 | $306 | 0.1% | $75.84 | — | COM | 82489T104 |
| — | NUVEEN OHIO QLTY MUN INCOME | 19,708 | $296 | 0.1% | $14.73 | — | COM | 670980101 |
| — | BLACKROCK FLOATING RATE INCO | 25,665 | $295 | 0.1% | $11.19 | — | COM | 09255X100 |
| — | SOLITON INC | 37,723 | $288 | 0.1% | $7.83 | — | COM | 834251100 |
| — | ANGEL OAK DYNAMIC FINL STRAT | 15,968 | $284 | 0.1% | $17.79 | — | COM BEN INT | 03462A102 |
| GD | GENERAL DYNAMICS CORP | 2,000 | $277 | 0.1% | $114.56 | +14.4% | COM | 369550108 |
| — | FIRST TR ENERGY INFRASTRCTR | 30,510 | $273 | 0.1% | $10.03 | — | COM | 33738C103 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $249 | 0.1% | $102.48 | +23.9% | COM | 478160104 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 18,300 | $238 | 0.1% | $13.01 | — | COM | 24610V103 |
| MMM | 3M CO | 1,480 | $237 | 0.1% | $94.99 | +16.2% | COM | 88579Y101 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $234 | 0.1% | $261.11 | +7.7% | COM | 91324P102 |
| ARVN | ARVINAS INC | 9,700 | $229 | 0.1% | $15.86 | +82.7% | COM | 04335A105 |
| PG | PROCTER AND GAMBLE CO | 1,633 | $227 | 0.1% | $116.35 | 0.0% | COM | 742718109 |
| GOLD | A-MARK PRECIOUS METALS INC | 6,500 | $219 | 0.1% | $12.62 | 0.0% | COM | 00181T107 |
| SCZ | ISHARES TR | 3,700 | $218 | 0.1% | $58.92 | — | EAFE SML CP ETF | 464288273 |
| — | ORBCOMM INC | 63,393 | $216 | 0.1% | $8.28 | — | COM | 68555P100 |
| — | NUVEEN NEW JERSEY MUN VALUE | 15,005 | $207 | 0.1% | $12.76 | — | SHS | 670702109 |
| — | MACQUARIE / FIRST TR GLOBAL | 26,198 | $201 | 0.1% | $7.98 | — | COM | 55607W100 |
| — | INVESCO PA VALUE MUN INC TR | 15,722 | $193 | 0.1% | $11.97 | — | COM | 46132K109 |
| — | BNY MELLON HIGH YIELD STRATE | 71,000 | $192 | 0.1% | $2.38 | — | SH BEN INT | 09660L105 |
| — | TEMPLETON GLOBAL INCOME FD | 35,263 | $189 | 0.1% | $5.35 | — | COM | 880198106 |
| — | NUVEEN CR STRATEGIES INCOME | 31,249 | $185 | 0.1% | $5.67 | — | COM SHS | 67073D102 |
| — | INVESCO TR INVT GRADE NEW YO | 14,300 | $177 | 0.1% | $12.38 | — | COM | 46131T101 |
| — | TEMPLETON EMERGING MKTS FD | 10,600 | $163 | 0.1% | $11.16 | — | COM | 880191101 |
| — | NUVEEN MICH QUALITY MUN INCO | 11,400 | $162 | 0.1% | $13.71 | — | COM | 670979103 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 12,018 | $140 | 0.1% | $12.46 | — | COM | 64124K102 |
| GHG | GREENTREE HOSPITALITY GROUP | 10,000 | $136 | 0.1% | $11.00 | — | SPONSORED ADS | 39579V100 |
| — | WESTERN ASSET INTER MUNI FD | 14,797 | $134 | 0.1% | $9.06 | — | COM | 958435109 |
| — | SCPHARMACEUTICALS INC | 17,685 | $132 | 0.1% | $6.58 | — | COM | 810648105 |
| — | NUVEEN GEORGIA QLTY MUN INC | 10,300 | $126 | 0.1% | $11.55 | — | COM | 67072B107 |
| NG | NOVAGOLD RES INC | 10,000 | $119 | 0.0% | $4.27 | +128.4% | COM NEW | 66987E206 |
| — | VOYA NAT RES EQUITY INCOME F | 43,000 | $105 | 0.0% | $3.67 | — | COM | 92913C106 |
| — | SALIENT MIDSTREAM & MLP FD | 21,800 | $76 | 0.0% | $5.91 | — | SH BEN INT | 79471V105 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 26,730 | $64 | 0.0% | $2.14 | +35.9% | COM CL A | 532257805 |
| — | ORCHARD THERAPEUTICS PLC | 14,000 | $58 | 0.0% | $4.14 | — | ADS | 68570P101 |
| — | VERASTEM INC | 46,000 | $56 | 0.0% | $2.64 | — | COM | 92337C104 |
| — | SOLID BIOSCIENCES INC | 24,500 | $50 | 0.0% | $9.24 | — | COM | 83422E105 |
| — | SIENTRA INC | 13,818 | $47 | 0.0% | $3.40 | — | COM | 82621J105 |
| — | CREDIT SUISSE ASSET MGMT INC | 14,173 | $42 | 0.0% | $2.96 | — | COM | 224916106 |
| UUUU | ENERGY FUELS INC | 19,284 | $32 | 0.0% | $2.50 | -31.3% | COM NEW | 292671708 |