Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $421M (51.5% shares, 48.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Bank of America Corp | 16,623 | $19.5M | 4.6% | $1202.06 | — | Convertible Preferred | 060505682 |
| — | Wells Fargo & Co | 16,195 | $19.5M | 4.6% | $1213.15 | — | Convertible Preferred | 949746804 |
| — | Western Digital Corp | 20,005,000 | $18.95M | 4.5% | $0.97 | — | Convertible Bonds | 958102AP0 |
| — | Boston Scientific Corp | 179,315 | $18.2M | 4.3% | $101.47 | — | Preferred Stock | 101137206 |
| — | Becton Dickinson & Co | 376,050 | $17.73M | 4.2% | $49.46 | — | Preferred Stock | 075887406 |
| — | Alteryx Inc | 20,695,000 | $16.66M | 4.0% | $0.88 | — | Convertible Bonds | 02156BAF0 |
| — | Expedia Inc | 18,935,000 | $16.38M | 3.9% | $0.90 | — | Convertible Bonds | 30212PBE4 |
| — | DexCom Inc | 17,495,000 | $16.12M | 3.8% | $0.92 | — | Convertible Bonds | 252131AK3 |
| — | Euronet Worldwide Inc | 17,480,000 | $15.71M | 3.7% | $0.94 | — | Convertible Bonds | 298736AL3 |
| — | Ares Capital Corp | 15,305,000 | $15.62M | 3.7% | $1.10 | — | Convertible Bonds | 04010LAW3 |
| — | NiSource Inc | 152,020 | $15.27M | 3.6% | $113.45 | — | Preferred Stock | 65473P121 |
| — | Chegg Inc | 19,330,000 | $14.58M | 3.5% | $0.74 | — | Convertible Bonds | 163092AF6 |
| — | DocuSign Inc | 14,200,000 | $13.25M | 3.2% | $0.92 | — | Convertible Bonds | 256163AD8 |
| — | Danaher Corporation | 9,364 | $12.6M | 3.0% | $1331.40 | — | Preferred Stock | 235851409 |
| — | NextEra Energy Inc | 241,234 | $12.01M | 2.9% | $47.37 | — | Preferred Stock | 65339F770 |
| — | DTE Energy Co | 210,150 | $10.54M | 2.5% | $42.78 | — | Preferred Stock | 233331842 |
| AVGO | Broadcom Inc | 22,608 | $10.04M | 2.4% | $48.47 | -0.8% | Common Stock | 11135F101 |
| — | Splunk Inc | 11,790,000 | $9.276M | 2.2% | $0.81 | — | Convertible Bonds | 848637AF1 |
| — | Okta Inc | 11,445,000 | $8.887M | 2.1% | $0.80 | — | Convertible Bonds | 679295AF2 |
| — | American Electric Power Co Inc | 176,000 | $8.712M | 2.1% | $50.59 | — | Preferred Stock | 02557T307 |
| — | New Mountain Finance Corp | 8,481,000 | $8.356M | 2.0% | $1.01 | — | Convertible Bonds | 647551AC4 |
| — | Wix.com Ltd | 9,655,000 | $8.078M | 1.9% | $0.81 | — | Convertible Bonds | 92940WAD1 |
| — | ON Semiconductor Corp | 6,010,000 | $7.924M | 1.9% | $1.16 | — | Convertible Bonds | 682189AS4 |
| — | Booking Holdings Inc | 5,970,000 | $7.173M | 1.7% | $1.20 | — | Convertible Bonds | 09857LAN8 |
| — | KKR & Co Inc | 93,900 | $5.11M | 1.2% | $58.47 | — | Preferred Stock | 48251W401 |
| — | Elevance Health Inc | 790,000 | $5.107M | 1.2% | $4.78 | — | Convertible Bonds | 94973VBG1 |
| — | CyberArk Software Ltd | 4,085,000 | $4.648M | 1.1% | $1.19 | — | Convertible Bonds | 23248VAB1 |
| — | RingCentral Inc | 5,165,000 | $4.345M | 1.0% | $1.06 | — | Convertible Bonds | 76680RAF4 |
| — | NextEra Energy Inc. | 85,000 | $4.128M | 1.0% | $51.17 | — | Preferred Stock | 65339F739 |
| KBR | KBR Inc | 89,253 | $3.857M | 0.9% | $43.81 | +8.3% | Common Stock | 48242W106 |
| — | Stanley Black & Decker Inc | 71,070 | $3.505M | 0.8% | $107.26 | — | Preferred Stock | 854502846 |
| PANW | Palo Alto Networks Inc | 20,301 | $3.325M | 0.8% | $87.11 | -0.6% | Common Stock | 697435105 |
| GLD | SPDR Gold TR | 20,426 | $3.159M | 0.8% | $170.64 | — | ETF | 78463V107 |
| — | PROS Holdings Inc | 3,140,000 | $2.889M | 0.7% | $0.99 | — | Convertible Bonds | 74346YAH6 |
| — | Insulet Corp | 2,410,000 | $2.841M | 0.7% | $1.27 | — | Convertible Bonds | 45784PAK7 |
| — | NuVasive Inc | 2,670,000 | $2.577M | 0.6% | $0.96 | — | Convertible Bonds | 670704AL9 |
| — | Etsy Inc | 3,090,000 | $2.386M | 0.6% | $0.73 | — | Convertible Bonds | 29786AAN6 |
| — | Pioneer Natural Resources Company | 10,500 | $2.274M | 0.5% | $250.05 | — | Common Stock | 723787107 |
| — | Bunge Ltd. | 23,182 | $1.914M | 0.5% | $87.30 | — | Common Stock | G16962105 |
| — | Evoqua Water Technologies Corp | 57,819 | $1.912M | 0.5% | $33.55 | — | Common Stock | 30057T105 |
| TDG | TransDigm Group Inc | 3,625 | $1.902M | 0.5% | $534.00 | -5.9% | Common Stock | 893641100 |
| SO | Southern Company (The) | 25,223 | $1.715M | 0.4% | $66.95 | 0.0% | Common Stock | 842587107 |
| DXCM | DexCom Inc | 21,180 | $1.705M | 0.4% | $87.19 | -2.9% | Common Stock | 252131107 |
| PODD | Insulet Corp | 7,377 | $1.692M | 0.4% | $223.31 | +12.2% | Common Stock | 45784P101 |
| LNN | Lindsay Corp | 11,675 | $1.673M | 0.4% | $147.69 | -1.4% | Common Stock | 535555106 |
| — | CyberArk Software Ltd | 10,970 | $1.645M | 0.4% | $148.88 | — | Common Stock | M2682V108 |
| ON | ON Semiconductor Corp | 25,480 | $1.588M | 0.4% | $46.98 | +37.1% | Common Stock | 682189105 |
| TW | Tradeweb Markets Inc | 26,690 | $1.506M | 0.4% | $70.39 | -3.3% | Common Stock | 892672106 |
| — | PROS Holdings Inc | 55,110 | $1.362M | 0.3% | $35.33 | — | Common Stock | 74346Y103 |
| GTM | ZoomInfo Technologies Inc | 32,310 | $1.346M | 0.3% | $42.47 | 0.0% | Common Stock | 98980F104 |
| DECK | Deckers Outdoor Corp | 4,120 | $1.288M | 0.3% | $50.15 | +3.8% | Common Stock | 243537107 |
| QQQM | Invesco Exch Traded FD TR II | 11,600 | $1.276M | 0.3% | $115.20 | — | ETF | 46138G649 |
| KEYS | Keysight Technologies Inc | 8,080 | $1.271M | 0.3% | $138.68 | +15.4% | Common Stock | 49338L103 |
| QQQ | Invesco QQQ TR | 4,700 | $1.256M | 0.3% | $267.23 | — | ETF | 46090E103 |
| EEFT | Euronet Worldwide Inc | 16,191 | $1.227M | 0.3% | $116.75 | -19.6% | Common Stock | 298736109 |
| FRCB | First Republic BK San Francisco | 9,080 | $1.185M | 0.3% | $156.98 | -2.6% | Common Stock | 33616C100 |
| — | Model N Inc | 34,579 | $1.184M | 0.3% | $27.70 | — | Common Stock | 607525102 |
| ERII | Energy Recovery Inc | 54,200 | $1.178M | 0.3% | $22.52 | 0.0% | Common Stock | 29270J100 |
| LSCC | Lattice Semiconductor Corp | 23,898 | $1.176M | 0.3% | $42.36 | — | Common Stock | 518415104 |
| — | Alteryx Inc | 20,805 | $1.162M | 0.3% | $73.33 | — | Common Stock | 02156B103 |
| ETSY | Etsy Inc | 11,391 | $1.14M | 0.3% | $110.76 | -7.9% | Common Stock | 29786A106 |
| — | Horizon Therapeutics Plc | 17,180 | $1.063M | 0.3% | $64.52 | — | Common Stock | G46188101 |
| SLAB | Silicon Laboratories Inc | 7,858 | $970K | 0.2% | $138.02 | -3.1% | Common Stock | 826919102 |
| ENTG | Entegris Inc | 11,610 | $964K | 0.2% | $119.52 | -19.5% | Common Stock | 29362U104 |
| RARE | Ultragenyx Pharmaceutical Inc | 22,840 | $946K | 0.2% | $77.90 | -34.0% | Common Stock | 90400D108 |
| — | Cloudflare Inc | 580,000 | $931K | 0.2% | $1.44 | — | Convertible Bonds | 18915MAB3 |
| DDOG | Datadog Inc | 10,450 | $927K | 0.2% | $150.19 | -32.9% | Common Stock | 23804L103 |
| MPWR | Monolithic Power Systems Inc | 2,540 | $923K | 0.2% | $410.37 | +5.5% | Common Stock | 609839105 |
| HUBS | HubSpot Inc | 3,160 | $853K | 0.2% | $282.99 | +12.2% | Common Stock | 443573100 |
| FPI | Farmland Partners Inc | 62,998 | $798K | 0.2% | $10.36 | — | Common Stock | 31154R109 |
| FIVE | Five Below Inc | 5,080 | $699K | 0.2% | $163.70 | -19.8% | Common Stock | 33829M101 |
| NET | Cloudflare Inc | 12,240 | $677K | 0.2% | $93.16 | -36.3% | Common Stock | 18915M107 |
| — | Mirati Therapeutics Inc | 9,400 | $656K | 0.2% | $106.06 | — | Common Stock | 60468T105 |
| — | SVB Financial Group | 1,675 | $562K | 0.1% | $551.14 | — | Common Stock | 78486Q101 |
| SYNA | Synaptics Inc | 4,710 | $466K | 0.1% | $132.73 | -6.5% | Common Stock | 87157D109 |
| — | Splunk Inc | 5,836 | $439K | 0.1% | $139.49 | — | Common Stock | 848637104 |
| — | Model N Inc | 350,000 | $431K | 0.1% | $1.03 | — | Convertible Bonds | 607525AB8 |
| ADPT | Adaptive Biotechnologies | 57,205 | $407K | 0.1% | $18.86 | -50.1% | Common Stock | 00650F109 |
| DNLI | Denali Therapeutics Inc | 12,090 | $371K | 0.1% | $26.21 | +24.0% | Common Stock | 24823R105 |
| — | Broadcom Inc | 240 | $338K | 0.1% | $1503.20 | — | Preferred stock | 11135F200 |
| — | Tabula Rasa HealthCare Inc | 386,000 | $312K | 0.1% | $1.01 | — | Convertible Bonds | 873379AA9 |
| HELE | Helen of Troy Ltd | 3,105 | $299K | 0.1% | $211.90 | -39.4% | Common Stock | G4388N106 |
| D | Dominion Energy Inc. | 4,315 | $298K | 0.1% | $69.34 | -1.4% | Common Stock | 25746U109 |
| — | NuVasive Inc | 4,725 | $207K | 0.0% | $61.68 | — | Common Stock | 670704105 |
| — | Splunk Inc | 235,000 | $207K | 0.0% | $1.07 | — | Convertible Bonds | 848637AD6 |
| — | KBR Inc | 110,000 | $192K | 0.0% | $1.63 | — | Convertible Bonds | 48242WAB2 |
| EWBC | East West Bancorp Inc | 2,590 | $174K | 0.0% | $60.22 | +7.1% | Common Stock | 27579R104 |
| DOV | Dover Corp | 1,450 | $169K | 0.0% | $125.60 | -2.6% | Common Stock | 260003108 |
| CRWD | Crowdstrike Holdings Inc | 850 | $140K | 0.0% | $183.92 | -0.5% | Common Stock | 22788C105 |
| ZS | Zscaler Inc | 801 | $132K | 0.0% | $190.72 | -14.2% | Common Stock | 98980G102 |
| HRTX | Heron Therapeutics Inc | 27,700 | $117K | 0.0% | $4.14 | -5.6% | Common Stock | 427746102 |
| GSHD | Goosehead Insurance Inc | 2,245 | $80,000 | 0.0% | $95.56 | -45.7% | Common Stock | 38267D109 |
| EQX | Equinox Gold Corp | 21,885 | $80,000 | 0.0% | $9.65 | -59.7% | Common Stock | 29446Y502 |
| — | Fisker Inc | 10,380 | $78,000 | 0.0% | $15.37 | — | Common Stock | 33813J106 |
| TXG | 10X Genomics Inc | 2,510 | $71,000 | 0.0% | $84.99 | -55.2% | Common Stock | 88025U109 |
| SEER | Seer Inc | 7,695 | $60,000 | 0.0% | $33.38 | -70.9% | Common Stock | 81578P106 |
| RVLV | Revolve Group Inc | 520 | $11,000 | 0.0% | $64.65 | -59.3% | Common Stock | 76156B107 |
| NEE | NextEra Energy Inc | 7 | $1,000 | 0.0% | $77.12 | 0.0% | Common Stock | 65339F101 |
| TDUP | ThredUp Inc | 80 | $0 | 0.0% | $21.36 | -88.3% | Common Stock | 88556E102 |
| VRT | Vertiv Holdings Co | 10 | $0 | 0.0% | $22.94 | -51.2% | Common Stock | 92537N108 |