Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Jul 8, 2016
Total Value: $740M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 15,394,151 | $385M | 52.0% | $24.99 | — | — | COM | 42226A107 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,088,858 | $35.12M | 4.7% | $32.25 | — | — | COM | 73755L107 |
| — | DRESSER-RAND GROUP INC COM | 412,200 | $33.12M | 4.5% | $80.35 | — | — | CALL | 261608103 |
| — | FAMILY DLR STORES INC | 331,962 | $26.3M | 3.6% | $79.24 | — | — | COM | 307000109 |
| — | CITY NATL CORP | 266,884 | $23.77M | 3.2% | $89.08 | — | — | COM | 178566105 |
| — | SALIX PHARMACEUTICALS INC | 8,627,000 | $22.96M | 3.1% | $2.66 | — | — | NOTE 1.500% 3/1/19 | 795435AE6 |
| — | SIGMA-ALDRICH CORP. | 134,716 | $18.62M | 2.5% | $138.25 | — | — | COM | 826552101 |
| — | HOSPIRA INC | 167,755 | $14.74M | 2.0% | $87.84 | — | — | COM | 441060100 |
| — | EXELIS INC | 522,149 | $12.72M | 1.7% | $24.37 | — | — | COM | 30162A108 |
| — | FREESCALE SEMICONDUCTOR LTD | 275,597 | $11.23M | 1.5% | $40.76 | — | — | SHS | G3727Q101 |
| — | CAPITOL ACQUISITION CORP II | 928,710 | $9.389M | 1.3% | $10.11 | — | — | COM | 14056V105 |
| — | VIACOM INC NEW | 124,173 | $8.533M | 1.2% | $68.72 | — | — | CL A | 92553P102 |
| — | QUINPARIO ACQUISITION CORP 2 | 671,020 | $6.576M | 0.9% | $9.80 | — | — | COM | 74874U101 |
| — | LIBERTY GLOBAL PLC | 127,337 | $6.343M | 0.9% | $49.81 | — | — | SHS CL C | G5480U120 |
| — | DIRECTV | 71,850 | $6.114M | 0.8% | $85.09 | — | — | COM | 25490A309 |
| — | AVIV REIT INC MD | 163,218 | $5.957M | 0.8% | $36.50 | — | — | COM | 05381L101 |
| — | COURIER CORP | 241,898 | $5.922M | 0.8% | $24.48 | — | — | COM | 222660102 |
| — | HERITAGE FINL GROUP INC | 205,505 | $5.596M | 0.8% | $27.23 | — | — | COM | 42726X102 |
| — | DISCOVERY COMMUNICATNS NEW | 160,378 | $4.727M | 0.6% | $29.47 | — | — | COM SER C | 25470F302 |
| L | LOEWS CORP | 112,732 | $4.603M | 0.6% | $40.83 | — | — | COM | 540424108 |
| — | GLOBAL DEFENSE & NATL SEC SY | 440,818 | $4.567M | 0.6% | $10.36 | — | — | COM | 37953N108 |
| — | MAVENIR SYS INC | 256,329 | $4.547M | 0.6% | $17.74 | — | — | COM | 577675101 |
| — | CAMBRIDGE CAP ACQUISITION CO | 441,508 | $4.437M | 0.6% | $10.05 | — | — | COM | 13215Q106 |
| — | ADVENT SOFTWARE INC | 98,572 | $4.358M | 0.6% | $44.21 | — | — | COM | 007974108 |
| — | BRIDGE CAP HLDGS | 144,463 | $4.317M | 0.6% | $29.88 | — | — | COM | 108030107 |
| — | TERRAPIN 3 ACQUISITION CORP | 431,627 | $4.316M | 0.6% | $10.00 | — | — | COM CL A | 88104P104 |
| — | ROI ACQUISITION CORP II | 432,678 | $4.292M | 0.6% | $9.92 | — | — | COM | 74966G101 |
| — | HUDSON VALLEY HOLDING CORP | 152,136 | $3.889M | 0.5% | $25.56 | — | — | COM | 444172100 |
| — | DRESSER-RAND GROUP INC. | 39,620 | $3.184M | 0.4% | $80.36 | — | — | COM | 261608103 |
| — | RTI INTL METALS INC | 84,452 | $3.033M | 0.4% | $35.91 | — | — | COM | 74973W107 |
| CMCSA | COMCAST CORP NEW | 53,650 | $3.03M | 0.4% | $56.48 | — | — | CL A | 20030N101 |
| — | WL ROSS HLDG CORP | 291,809 | $2.918M | 0.4% | $10.00 | — | — | COM SHS | 92939D104 |
| — | AR CAP ACQUISITION CORP | 295,234 | $2.908M | 0.4% | $9.85 | — | — | COM | 00191R109 |
| — | BANK KY FINL CORP | 59,044 | $2.896M | 0.4% | $49.05 | — | — | COM | 062896105 |
| — | TRW AUTOMOTIVE HLDGS CORP | 5,724 | $2.862M | 0.4% | $500.00 | — | — | CALL | 87264S106 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $2.753M | 0.4% | $9.56 | — | — | COM | 448740100 |
| — | HARMONY MERGER CORP | 268,408 | $2.684M | 0.4% | $10.00 | — | — | UNIT 99/99/9999 | 413247206 |
| — | GARNERO GROUP ACQUISITION CO | 258,714 | $2.486M | 0.3% | $9.61 | — | — | SHS | G5866L108 |
| — | PHARMACYCLICS INC | 115,100 | $2.36M | 0.3% | $20.50 | — | — | CALL | 716933106 |
| — | TIME WARNER CABLE INC | 15,282 | $2.29M | 0.3% | $149.85 | — | — | COM | 88732J207 |
| — | CATAMARAN CORP | 34,047 | $2.08M | 0.3% | $61.09 | — | — | COM | 148887102 |
| MAC | MACERICH CO | 23,900 | $2.015M | 0.3% | $84.31 | — | — | COM | 554382101 |
| — | EMULEX CORP | 1,917,000 | $1.94M | 0.3% | $1.01 | — | — | NOTE 1.750%11/1 | 292475AF7 |
| WRB | W.R. BERKLEY CORP. | 37,764 | $1.907M | 0.3% | $50.50 | — | — | COM | 084423102 |
| NWS | NEWS CORP NEW | 116,588 | $1.85M | 0.3% | $15.87 | — | — | CL B | 65249B208 |
| — | TRW AUTOMOTIVE HLDGS CORP | 17,138 | $1.797M | 0.2% | $104.85 | — | — | COM | 87264S106 |
| — | PHARMACYCLICS INC | 4,793 | $1.227M | 0.2% | $256.00 | — | — | COM | 716933106 |
| — | ARUBA NETWORKS INC | 47,930 | $1.174M | 0.2% | $24.49 | — | — | COM | 043176106 |
| — | 1347 CAP CORP | 114,984 | $1.104M | 0.1% | $9.60 | — | — | COM | 68245V103 |
| — | SALIX PHARMACEUTICALS INC | 48,200 | $1.091M | 0.1% | $22.63 | — | — | CALL | 795435106 |
| — | NEXPOINT CR STRATEGIES FD | 84,069 | $1.023M | 0.1% | $12.17 | — | — | COM | 65340G106 |
| — | FINTECH ACQUISITION CORP | 95,860 | $992K | 0.1% | $10.35 | — | — | UNIT 99/99/9999 | 31809H209 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $939K | 0.1% | $9.80 | — | — | COM | 82936K102 |
| — | INTERNATIONAL GAME TECHNOLOG | 49,098 | $855K | 0.1% | $17.41 | — | — | COM | 459902102 |
| — | ACTAVIS PLC | 43,200 | $680K | 0.1% | $15.74 | — | — | CALL | G0083B108 |
| — | CATAMARAN CORP | 190,000 | $661K | 0.1% | $3.48 | — | — | CALL | 148887102 |
| — | HOSPIRA INC | 143,700 | $625K | 0.1% | $4.35 | — | — | CALL | 441060100 |
| — | SIGMA-ALDRICH CORP. | 4,200 | $581K | 0.1% | $138.33 | — | — | CALL | 826552101 |
| — | QUINPARIO ACQUISITION CORP 2 | 671,020 | $336K | 0.0% | $0.50 | — | — | *W EXP 01/01/202 | 74874U119 |
| — | GFI GROUP INC | 47,930 | $284K | 0.0% | $5.93 | — | — | COM | 361652209 |
| T | AT&T INC | 91,300 | $259K | 0.0% | $2.84 | — | — | PUT | 00206R102 |
| — | TALISMAN ENERGY INC | 84,500 | $155K | 0.0% | $1.83 | — | — | CALL | 87425E103 |
| — | ADVENT SOFTWARE INC | 3,400 | $146K | 0.0% | $42.94 | — | — | CALL | 007974108 |
| — | WL ROSS HLDG CORP | 170,605 | $111K | 0.0% | $0.65 | — | — | *W EXP 06/11/201 | 92939D112 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $107K | 0.0% | $0.37 | — | — | RIGHT 99/99/9999 | 448740126 |
| — | ARUBA NETWORKS INC | 47,900 | $81,000 | 0.0% | $1.69 | — | — | CALL | 043176106 |
| MAC | MACERICH CO | 23,900 | $72,000 | 0.0% | $3.01 | — | — | PUT | 554382101 |
| — | SALIX PHARMACEUTICALS INC | 231,400 | $67,000 | 0.0% | $0.29 | — | — | PUT | 795435106 |
| — | AR CAP ACQUISITION CORP | 134,804 | $61,000 | 0.0% | $0.45 | — | — | *W EXP 10/06/201 | 00191R117 |
| — | TALISMAN ENERGY INC | 174,800 | $61,000 | 0.0% | $0.35 | — | — | PUT | 87425E103 |
| — | GARNERO GROUP ACQUISITION CO | 258,714 | $49,000 | 0.0% | $0.19 | — | — | RIGHT 06/25/2016 | G5866L132 |
| — | OFFICE DEPOT INC | 95,900 | $38,000 | 0.0% | $0.40 | — | — | PUT | 676220106 |
| — | ROI ACQUISITION CORP II | 168,483 | $35,000 | 0.0% | $0.21 | — | — | *W EXP 09/17/201 | 74966G119 |
| — | CATAMARAN CORP | 138,100 | $30,000 | 0.0% | $0.22 | — | — | PUT | 148887102 |
| — | 1347 CAP CORP | 114,984 | $29,000 | 0.0% | $0.25 | — | — | RIGHT 07/21/2016 | 68245V111 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $28,000 | 0.0% | $0.29 | — | — | RIGHT 08/26/2016 | 82936K110 |
| — | HYDRA INDS ACQUISITION CORP | 167,965 | $27,000 | 0.0% | $0.16 | — | — | *W EXP 10/20/202 | 448740118 |
| — | EXELIS INC | 19,200 | $25,000 | 0.0% | $1.30 | — | — | CALL | 30162A108 |
| — | GFI GROUP INC | 230,500 | $23,000 | 0.0% | $0.10 | — | — | PUT | 361652209 |
| — | FAMILY DLR STORES INC | 93,800 | $18,000 | 0.0% | $0.19 | — | — | PUT | 307000109 |
| — | ORBITZ WORLDWIDE INC | 72,500 | $18,000 | 0.0% | $0.25 | — | — | PUT | 68557K109 |
| — | RIVERBED TECHNOLOGY INC | 19,200 | $15,000 | 0.0% | $0.78 | — | — | CALL | 768573107 |
| — | CAMBRIDGE CAP ACQUISITION CO | 58,535 | $14,000 | 0.0% | $0.24 | — | — | *W EXP 12/17/201 | 13215Q114 |
| — | GARNERO GROUP ACQUISITION CO | 95,533 | $11,000 | 0.0% | $0.12 | — | — | *W EXP 06/24/201 | G5866L116 |
| — | ORBITZ WORLDWIDE INC | 47,900 | $5,000 | 0.0% | $0.10 | — | — | CALL | 68557K109 |
| — | ARGO GROUP INTL HLDGS LTD | 88,783 | $4,000 | 0.0% | $0.05 | — | — | COM | G0464B107 |