MANGROVE PARTNERS IM, LLC Quant / Systematic

CIK: 0001535392 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $583,523 (96.5% shares, 3.5% debt)

Holdings (31)

SATS ECHOSTAR CORP 14.5%

Value ($000) $84,628 Shares 1,478,728 Est. Cost $35.31 Unrealized +35.0%

SXC SUNCOKE ENERGY INC 10.0%

Value ($000) $58,103 Shares 6,356,984 Est. Cost $6.26 Unrealized +50.2%

— EQUITY COMWLTH 9.9%

Value ($000) $57,642 Shares 1,896,125 Est. Cost $29.32 Unrealized —

— PENN VA CORP NEW 9.7%

Value ($000) $56,403 Shares 1,410,777 Est. Cost $47.24 Unrealized —

— BONANZA CREEK ENERGY INC 9.6%

Value ($000) $56,165 Shares 1,702,500 Est. Cost $32.05 Unrealized —

BTU PEABODY ENERGY CORP NEW 4.8%

Value ($000) $27,786 Shares 957,801 Est. Cost $22.36 Unrealized +9.7%

— ATLANTIC PWR CORP 4.8%

Value ($000) $27,744 Shares 11,324,092 Est. Cost $2.57 Unrealized —

— CAREER EDUCATION CORP 4.5%

Value ($000) $26,245 Shares 2,526,019 Est. Cost $6.63 Unrealized —

— MYLAN N V 4.3%

Value ($000) $25,313 Shares 806,902 Est. Cost $37.30 Unrealized —

— ANI PHARMACEUTICALS INC 3.5%

Value ($000) $20,315 Shares 18,779 Est. Cost $1056.23 Unrealized —

ANIP ANI PHARMACEUTICALS INC 3.4%

Value ($000) $19,753 Shares 376,314 Est. Cost $49.32 Unrealized -3.3%

HCC WARRIOR MET COAL INC 2.4%

Value ($000) $13,785 Shares 584,835 Est. Cost $17.37 Unrealized +32.1%

— OM ASSET MGMT PLC 2.2%

Value ($000) $13,023 Shares 872,883 Est. Cost $14.95 Unrealized —

— PENNYMAC FINL SVCS INC 2.2%

Value ($000) $12,760 Shares 716,835 Est. Cost $17.80 Unrealized —

— EAGLE BULK SHIPPING INC 1.8%

Value ($000) $10,771 Shares 2,377,767 Est. Cost $4.61 Unrealized —

— TIER REIT INC 1.7%

Value ($000) $10,199 Shares 528,467 Est. Cost $17.63 Unrealized —

INSW INTERNATIONAL SEAWAYS INC 1.4%

Value ($000) $7,922 Shares 402,144 Est. Cost $11.41 Unrealized +11.6%

GNK GENCO SHIPPING & TRADING LTD 1.3%

Value ($000) $7,863 Shares 678,412 Est. Cost $10.40 Unrealized +12.4%

— STEEL PARTNERS HLDGS L P 1.3%

Value ($000) $7,760 Shares 422,888 Est. Cost $13.68 Unrealized —

AER AERCAP HOLDINGS NV 1.1%

Value ($000) $6,287 Shares 123,016 Est. Cost $48.25 Unrealized 0.0%

— EROS INTL PLC 1.1%

Value ($000) $6,259 Shares 437,700 Est. Cost — Unrealized —

VRTS VIRTUS INVT PARTNERS INC 1.0%

Value ($000) $5,726 Shares 49,344 Est. Cost $82.70 Unrealized +5.2%

ALLY ALLY FINL INC 0.7%

Value ($000) $4,098 Shares 168,936 Est. Cost $17.41 Unrealized 0.0%

EZPW EZCORP INC 0.6%

Value ($000) $3,236 Shares 340,671 Est. Cost $8.73 Unrealized 0.0%

ABG ASBURY AUTOMOTIVE GROUP INC 0.5%

Value ($000) $2,881 Shares 47,155 Est. Cost $55.24 Unrealized 0.0%

— WESTMORELAND COAL CO 0.4%

Value ($000) $2,530 Shares 992,251 Est. Cost $6.74 Unrealized —

— DURECT CORP 0.4%

Value ($000) $2,251 Shares 1,271,591 Est. Cost $1.71 Unrealized —

— ZAFGEN INC 0.3%

Value ($000) $1,971 Shares 559,985 Est. Cost $3.52 Unrealized —

— BP PRUDHOE BAY RTY TR 0.3%

Value ($000) $1,569 Shares 69,872 Est. Cost $22.46 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 0.3%

Value ($000) $1,511 Shares 413,838 Est. Cost $3.65 Unrealized —

QURE UNIQURE NV 0.2%

Value ($000) $1,024 Shares 106,634 Est. Cost $7.06 Unrealized +14.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SATS	ECHOSTAR CORP	1,478,728	$84,628	14.5%	$35.31	+35.0%	CL A	278768106
SXC	SUNCOKE ENERGY INC	6,356,984	$58,103	10.0%	$6.26	+50.2%	COM	86722A103
—	EQUITY COMWLTH	1,896,125	$57,642	9.9%	$29.32	—	COM SH BEN INT	294628102
—	PENN VA CORP NEW	1,410,777	$56,403	9.7%	$47.24	—	COM	70788V102
—	BONANZA CREEK ENERGY INC	1,702,500	$56,165	9.6%	$32.05	—	COM NEW	097793400
BTU	PEABODY ENERGY CORP NEW	957,801	$27,786	4.8%	$22.36	+9.7%	COM	704551100
—	ATLANTIC PWR CORP	11,324,092	$27,744	4.8%	$2.57	—	COM NEW	04878Q863
—	CAREER EDUCATION CORP	2,526,019	$26,245	4.5%	$6.63	—	COM	141665109
—	MYLAN N V	806,902	$25,313	4.3%	$37.30	—	SHS EURO	N59465109
—	ANI PHARMACEUTICALS INC	18,779	$20,315	3.5%	$1056.23	—	NOTE 3.000%12/0	00182CAA1
ANIP	ANI PHARMACEUTICALS INC	376,314	$19,753	3.4%	$49.32	-3.3%	COM	00182C103
HCC	WARRIOR MET COAL INC	584,835	$13,785	2.4%	$17.37	+32.1%	COM	93627C101
—	OM ASSET MGMT PLC	872,883	$13,023	2.2%	$14.95	—	SHS	G67506108
—	PENNYMAC FINL SVCS INC	716,835	$12,760	2.2%	$17.80	—	CL A	70932B101
—	EAGLE BULK SHIPPING INC	2,377,767	$10,771	1.8%	$4.61	—	SHS NEW	Y2187A143
—	TIER REIT INC	528,467	$10,199	1.7%	$17.63	—	COM NEW	88650V208
INSW	INTERNATIONAL SEAWAYS INC	402,144	$7,922	1.4%	$11.41	+11.6%	COM	Y41053102
GNK	GENCO SHIPPING & TRADING LTD	678,412	$7,863	1.3%	$10.40	+12.4%	SHS	Y2685T131
—	STEEL PARTNERS HLDGS L P	422,888	$7,760	1.3%	$13.68	—	LTD PRTRSHIP U	85814R107
AER	AERCAP HOLDINGS NV	123,016	$6,287	1.1%	$48.25	0.0%	SHS	N00985106
—	EROS INTL PLC	437,700	$6,259	1.1%	—	—	Put	G3788M114
VRTS	VIRTUS INVT PARTNERS INC	49,344	$5,726	1.0%	$82.70	+5.2%	COM	92828Q109
ALLY	ALLY FINL INC	168,936	$4,098	0.7%	$17.41	0.0%	COM	02005N100
EZPW	EZCORP INC	340,671	$3,236	0.6%	$8.73	0.0%	CL A NON VTG	302301106
ABG	ASBURY AUTOMOTIVE GROUP INC	47,155	$2,881	0.5%	$55.24	0.0%	COM	043436104
—	WESTMORELAND COAL CO	992,251	$2,530	0.4%	$6.74	—	COM	960878106
—	DURECT CORP	1,271,591	$2,251	0.4%	$1.71	—	COM	266605104
—	ZAFGEN INC	559,985	$1,971	0.3%	$3.52	—	COM	98885E103
—	BP PRUDHOE BAY RTY TR	69,872	$1,569	0.3%	$22.46	—	UNIT BEN INT	055630107
—	ADVERUM BIOTECHNOLOGIES INC	413,838	$1,511	0.3%	$3.65	—	COM	00773U108
QURE	UNIQURE NV	106,634	$1,024	0.2%	$7.06	+14.0%	SHS	N90064101