MANGROVE PARTNERS IM, LLC Quant / Systematic

CIK: 0001535392 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value ($000): $741,265 (97.1% shares, 2.9% debt)

Holdings (34)

SATS ECHOSTAR CORP 11.9%

Value ($000) $88,576 Shares 1,478,728 Est. Cost $35.31 Unrealized +31.5%

— EQUITY COMWLTH 9.6%

Value ($000) $71,289 Shares 2,336,583 Est. Cost $29.54 Unrealized —

TSLA TESLA INC 8.4%

Value ($000) $62,270 Shares 200,000 Est. Cost — Unrealized —

— PENN VA CORP NEW 7.6%

Value ($000) $56,211 Shares 1,437,243 Est. Cost $47.09 Unrealized —

— BONANZA CREEK ENERGY INC 7.4%

Value ($000) $55,012 Shares 1,993,900 Est. Cost $31.40 Unrealized —

— PDC ENERGY INC 6.3%

Value ($000) $46,347 Shares 899,252 Est. Cost $51.54 Unrealized —

— MYLAN N V 5.2%

Value ($000) $38,371 Shares 906,902 Est. Cost $37.85 Unrealized —

BTU PEABODY ENERGY CORP NEW 5.1%

Value ($000) $37,709 Shares 957,801 Est. Cost $22.36 Unrealized +26.3%

SXC SUNCOKE ENERGY INC 5.0%

Value ($000) $37,354 Shares 3,115,439 Est. Cost $6.26 Unrealized +72.3%

— CAREER EDUCATION CORP 4.1%

Value ($000) $30,514 Shares 2,526,019 Est. Cost $6.63 Unrealized —

— ATLANTIC PWR CORP 3.6%

Value ($000) $26,954 Shares 11,469,584 Est. Cost $2.56 Unrealized —

ANIP ANI PHARMACEUTICALS INC 3.3%

Value ($000) $24,253 Shares 376,314 Est. Cost $49.32 Unrealized +26.1%

— ANI PHARMACEUTICALS INC 2.9%

Value ($000) $21,537 Shares 18,779 Est. Cost $1056.23 Unrealized —

— PENNYMAC FINL SVCS INC 2.2%

Value ($000) $16,021 Shares 716,835 Est. Cost $17.80 Unrealized —

GPRE GREEN PLAINS INC 2.1%

Value ($000) $15,809 Shares 938,224 Est. Cost $17.58 Unrealized 0.0%

— OM ASSET MGMT PLC 2.0%

Value ($000) $14,621 Shares 872,883 Est. Cost $14.95 Unrealized —

INSW INTERNATIONAL SEAWAYS INC 1.9%

Value ($000) $14,354 Shares 777,561 Est. Cost $11.55 Unrealized +1.3%

AER AERCAP HOLDINGS NV 1.6%

Value ($000) $11,733 Shares 223,016 Est. Cost $49.60 Unrealized +3.3%

— TIER REIT INC 1.5%

Value ($000) $10,775 Shares 528,467 Est. Cost $17.63 Unrealized —

— EAGLE BULK SHIPPING INC 1.4%

Value ($000) $10,652 Shares 2,377,767 Est. Cost $4.61 Unrealized —

GNK GENCO SHIPPING & TRADING LTD 1.2%

Value ($000) $9,036 Shares 678,412 Est. Cost $10.40 Unrealized +15.4%

— STEEL PARTNERS HLDGS L P 1.1%

Value ($000) $8,267 Shares 422,888 Est. Cost $13.68 Unrealized —

— ABRAXAS PETE CORP 1.1%

Value ($000) $8,213 Shares 3,338,485 Est. Cost $2.46 Unrealized —

VRTS VIRTUS INVT PARTNERS INC 0.8%

Value ($000) $5,677 Shares 49,344 Est. Cost $82.70 Unrealized +11.1%

— TWENTY FIRST CENTY FOX INC 0.7%

Value ($000) $5,106 Shares 149,650 Est. Cost $34.12 Unrealized —

CPRX CATALYST PHARMACEUTICALS INC 0.5%

Value ($000) $3,615 Shares 924,648 Est. Cost $3.30 Unrealized 0.0%

— ZAFGEN INC 0.4%

Value ($000) $2,715 Shares 587,629 Est. Cost $3.57 Unrealized —

— RAMACO RES INC 0.3%

Value ($000) $2,008 Shares 291,890 Est. Cost $6.88 Unrealized —

— BP PRUDHOE BAY RTY TR 0.2%

Value ($000) $1,853 Shares 92,200 Est. Cost $21.88 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 0.2%

Value ($000) $1,486 Shares 424,538 Est. Cost $3.65 Unrealized —

— WESTMORELAND COAL CO 0.2%

Value ($000) $1,249 Shares 1,032,339 Est. Cost $6.53 Unrealized —

ALDX ALDEYRA THERAPEUTICS INC 0.2%

Value ($000) $1,118 Shares 164,384 Est. Cost $6.59 Unrealized 0.0%

GNW GENWORTH FINL INC 0.1%

Value ($000) $427 Shares 137,200 Est. Cost — Unrealized —

— TEEKAY TANKERS LTD 0.0%

Value ($000) $133 Shares 94,878 Est. Cost $1.40 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SATS	ECHOSTAR CORP	1,478,728	$88,576	11.9%	$35.31	+31.5%	CL A	278768106
—	EQUITY COMWLTH	2,336,583	$71,289	9.6%	$29.54	—	BEN INT	294628102
TSLA	TESLA INC	200,000	$62,270	8.4%	—	—	Put	88160R101
—	PENN VA CORP NEW	1,437,243	$56,211	7.6%	$47.09	—	COM	70788V102
—	BONANZA CREEK ENERGY INC	1,993,900	$55,012	7.4%	$31.40	—	COM NEW	097793400
—	PDC ENERGY INC	899,252	$46,347	6.3%	$51.54	—	COM	69327R101
—	MYLAN N V	906,902	$38,371	5.2%	$37.85	—	SHS	N59465109
BTU	PEABODY ENERGY CORP NEW	957,801	$37,709	5.1%	$22.36	+26.3%	COM	704551100
SXC	SUNCOKE ENERGY INC	3,115,439	$37,354	5.0%	$6.26	+72.3%	COM	86722A103
—	CAREER EDUCATION CORP	2,526,019	$30,514	4.1%	$6.63	—	COM	141665109
—	ATLANTIC PWR CORP	11,469,584	$26,954	3.6%	$2.56	—	COM NEW	04878Q863
ANIP	ANI PHARMACEUTICALS INC	376,314	$24,253	3.3%	$49.32	+26.1%	COM	00182C103
—	ANI PHARMACEUTICALS INC	18,779	$21,537	2.9%	$1056.23	—	NOTE 3.000%12/0	00182CAA1
—	PENNYMAC FINL SVCS INC	716,835	$16,021	2.2%	$17.80	—	CL A	70932B101
GPRE	GREEN PLAINS INC	938,224	$15,809	2.1%	$17.58	0.0%	COM	393222104
—	OM ASSET MGMT PLC	872,883	$14,621	2.0%	$14.95	—	SHS	G67506108
INSW	INTERNATIONAL SEAWAYS INC	777,561	$14,354	1.9%	$11.55	+1.3%	COM	Y41053102
AER	AERCAP HOLDINGS NV	223,016	$11,733	1.6%	$49.60	+3.3%	SHS	N00985106
—	TIER REIT INC	528,467	$10,775	1.5%	$17.63	—	COM NEW	88650V208
—	EAGLE BULK SHIPPING INC	2,377,767	$10,652	1.4%	$4.61	—	SHS NEW	Y2187A143
GNK	GENCO SHIPPING & TRADING LTD	678,412	$9,036	1.2%	$10.40	+15.4%	SHS	Y2685T131
—	STEEL PARTNERS HLDGS L P	422,888	$8,267	1.1%	$13.68	—	UNIT	85814R107
—	ABRAXAS PETE CORP	3,338,485	$8,213	1.1%	$2.46	—	COM	003830106
VRTS	VIRTUS INVT PARTNERS INC	49,344	$5,677	0.8%	$82.70	+11.1%	COM	92828Q109
—	TWENTY FIRST CENTY FOX INC	149,650	$5,106	0.7%	$34.12	—	CL B	90130A200
CPRX	CATALYST PHARMACEUTICALS INC	924,648	$3,615	0.5%	$3.30	0.0%	COM	14888U101
—	ZAFGEN INC	587,629	$2,715	0.4%	$3.57	—	COM	98885E103
—	RAMACO RES INC	291,890	$2,008	0.3%	$6.88	—	COM	75134P303
—	BP PRUDHOE BAY RTY TR	92,200	$1,853	0.2%	$21.88	—	BEN INT	055630107
—	ADVERUM BIOTECHNOLOGIES INC	424,538	$1,486	0.2%	$3.65	—	COM	00773U108
—	WESTMORELAND COAL CO	1,032,339	$1,249	0.2%	$6.53	—	COM	960878106
ALDX	ALDEYRA THERAPEUTICS INC	164,384	$1,118	0.2%	$6.59	0.0%	COM	01438T106
GNW	GENWORTH FINL INC	137,200	$427	0.1%	—	—	Put	37247D106
—	TEEKAY TANKERS LTD	94,878	$133	0.0%	$1.40	—	CL A	Y8565N102