CIK: 0001535610 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $1,538,677 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERTEX PHARMACEUTICALS INC | 24,890 | $188,716 | 12.3% | — | — | Call | 92532F900 |
| — | MERCK & CO INC | 17,258 | $82,165 | 5.3% | — | — | Call | 58933Y905 |
| — | ACADIA PHARMACEUTICALS INC | 29,842 | $81,976 | 5.3% | — | — | Call | 004225908 |
| — | SAREPTA THERAPEUTICS INC | 13,028 | $61,531 | 4.0% | — | — | Put | 803607950 |
| — | ISHARES MSCI JAPAN ETF | 50,000 | $59,550 | 3.9% | — | — | Put | 464286958 |
| — | GILEAD SCIENCES INC | 8,506 | $53,452 | 3.5% | — | — | Put | 375558953 |
| — | VERTEX PHARMACEUTICALS INC | 6,551 | $49,670 | 3.2% | — | — | Put | 92532F950 |
| — | ISHARES 20+ YEAR TREASURY BOND ETF | 4,250 | $45,220 | 2.9% | — | — | Call | 464287902 |
| — | SPDR S&P 500 ETF TRUST TRUST UNITS | 2,250 | $37,823 | 2.5% | — | — | Put | 78462F953 |
| — | ISHARES RUSSELL 2000 ETF | 3,478 | $37,082 | 2.4% | — | — | Put | 464287955 |
| — | GLAXOSMITHKLINE PLC | 6,531 | $32,766 | 2.1% | — | — | Call | 37733W905 |
| — | REGENERON PHARMACEUTICALS INC | 1,001 | $31,318 | 2.0% | — | — | Call | 75886F907 |
| — | MEDIVATION INC | 4,918 | $29,478 | 1.9% | — | — | Put | 58501N951 |
| — | BRISTOL MYERS SQUIBB CO | 6,139 | $28,411 | 1.8% | — | — | Call | 110122908 |
| — | AEGERION PHARMACEUTICALS INC | 3,079 | $26,390 | 1.7% | — | — | Put | 00767E952 |
| VRTX | VERTEX PHARMACEUTICALS INC | 336,955 | $25,548 | 1.7% | $79.31 | +0.3% | COM | 92532F100 |
| SRPT | SAREPTA THERAPEUTICS INC | 522,041 | $24,656 | 1.6% | $36.12 | +6.6% | COM | 803607100 |
| — | ISHARES 20+ YEAR TREASURY BOND ETF | 2,250 | $23,940 | 1.6% | — | — | Put | 464287952 |
| — | ALLERGAN INC | 2,540 | $22,974 | 1.5% | — | — | Call | 018490902 |
| — | AEGERION PHARMACEUTICALS INC | 259,119 | $22,209 | 1.4% | $63.34 | — | COM | 00767E102 |
| — | BIOGEN IDEC INC | 874 | $21,042 | 1.4% | — | — | Call | 09062X903 |
| — | MANNKIND CORP | 35,130 | $20,024 | 1.3% | — | — | Call | 56400P901 |
| — | AEGERION PHARMACEUTICALS INC | 2,200 | $18,856 | 1.2% | — | — | Call | 00767E902 |
| — | ALLERGAN INC | 2,033 | $18,388 | 1.2% | — | — | Put | 018490952 |
| — | CELGENE CORP | 1,178 | $18,133 | 1.2% | — | — | Put | 151020954 |
| — | OPKO HEALTH INC | 19,032 | $16,767 | 1.1% | — | — | Call | 68375N903 |
| — | CELLDEX THERAPEUTICS INC | 4,582 | $16,234 | 1.1% | — | — | Call | 15117B903 |
| — | GILEAD SCIENCES INC | 2,500 | $15,710 | 1.0% | — | — | Call | 375558903 |
| — | REPROS THERAPEUTICS INC | 5,732 | $15,362 | 1.0% | — | — | Put | 76028H959 |
| — | CUBIST PHARMACEUTICALS INC | 2,198 | $13,968 | 0.9% | — | — | Call | 229678907 |
| — | WELLCARE HEALTH PLANS INC | 1,861 | $12,979 | 0.8% | — | — | Call | 94946T906 |
| — | ALEXION PHARMACEUTICALS INC | 1,116 | $12,963 | 0.8% | — | — | Call | 015351109 |
| — | SAREPTA THERAPEUTICS INC | 2,709 | $12,795 | 0.8% | — | — | Call | 803607900 |
| — | CELGENE CORP | 807 | $12,422 | 0.8% | — | — | Call | 151020904 |
| — | EDWARDS LIFESCIENCES CORP | 1,698 | $11,823 | 0.8% | — | — | Call | 28176E908 |
| ACAD | ACADIA PHARMACEUTICALS INC | 426,600 | $11,719 | 0.8% | $13.77 | +51.8% | COM | 004225108 |
| — | BAXTER INTERNATIONAL INC | 1,666 | $10,944 | 0.7% | — | — | Call | 071813909 |
| — | ARENA PHARMACEUTICALS INC | 20,560 | $10,835 | 0.7% | — | — | Call | 040047902 |
| — | ASTRAZENECA PLC-SPONS ADR | 2,060 | $10,698 | 0.7% | — | — | Put | 046353958 |
| GILD | GILEAD SCIENCES INC | 154,871 | $9,732 | 0.6% | $36.21 | +14.7% | COM | 375558103 |
| — | MANNKIND CORP | 15,865 | $9,043 | 0.6% | — | — | Put | 56400P951 |
| — | NEWLINK GENETICS CORP | 4,810 | $9,033 | 0.6% | — | — | Call | 651511907 |
| — | CYBERONICS INC | 1,693 | $8,590 | 0.6% | — | — | Put | 23251P952 |
| — | AMARIN CORPORATION PLC -ADR | 11,554 | $7,302 | 0.5% | — | — | Call | 023111906 |
| — | ACHILLION PHARMACEUTICALS INC | 24,139 | $7,290 | 0.5% | — | — | Call | 00448Q901 |
| — | ANTHERA PHARMACEUTICALS INC | 1,754,600 | $7,053 | 0.5% | $4.02 | — | COM | 03674U201 |
| — | MEDIVATION INC | 1,145 | $6,863 | 0.4% | — | — | Call | 58501N901 |
| — | MEDIVATION INC | 112,849 | $6,764 | 0.4% | $55.38 | — | COM | 58501N101 |
| — | INTERMUNE INC | 4,164 | $6,400 | 0.4% | — | — | Call | 45884X903 |
| — | PHARMACYCLICS INC | 450 | $6,229 | 0.4% | — | — | Call | 716933906 |
| — | OPKO HEALTH INC | 6,841 | $6,027 | 0.4% | — | — | Put | 68375N953 |
| — | GLAXOSMITHKLINE PLC | 1,180 | $5,920 | 0.4% | — | — | Put | 37733W955 |
| — | SYNAGEVA BIOPHARMA CORP | 920 | $5,825 | 0.4% | — | — | Call | 87159A903 |
| — | REGENERON PHARMACEUTICALS INC | 182 | $5,694 | 0.4% | — | — | Put | 75886F957 |
| — | MANNKIND CORP | 934,021 | $5,324 | 0.3% | $5.81 | — | COM | 56400P201 |
| — | BLACKBERRY LTD | 6,296 | $5,005 | 0.3% | — | — | Put | 09228F953 |
| — | AGENUS INC | 1,763,663 | $4,885 | 0.3% | $2.77 | — | COM | 00847G705 |
| — | PBF ENERGY INC | 1,995 | $4,479 | 0.3% | — | — | Call | 69318G906 |
| — | CELLDEX THERAPEUTICS INC | 1,138 | $4,032 | 0.3% | — | — | Put | 15117B953 |
| — | REPROS THERAPEUTICS INC | 147,783 | $3,961 | 0.3% | $23.30 | — | COM | 76028H209 |
| — | ONCOGENEX PHARMACEUTICAL INC | 410,577 | $3,806 | 0.2% | $9.78 | — | COM | 68230A106 |
| — | ISIS PHARMACEUTICALS INC | 1,002 | $3,762 | 0.2% | — | — | Put | 464330959 |
| — | OREXIGEN THERAPEUTICS INC | 6,093 | $3,741 | 0.2% | — | — | Call | 686164904 |
| — | TEVA PHARMACEUTICAL INDUSTRIES LTD | 950 | $3,589 | 0.2% | — | — | Put | 881624959 |
| NWBO | NORTHWEST BIOTHERAPEUTICS | 978,359 | $3,278 | 0.2% | $3.61 | -3.5% | COM | 66737P600 |
| EDAP | EDAP TMS SA -ADR | 1,259,500 | $3,187 | 0.2% | $2.72 | — | ADR | 268311107 |
| — | BIOMARIN PHARMACEUTICAL INC | 417 | $3,012 | 0.2% | — | — | Call | 09061G901 |
| — | ARIAD PHARMACEUTICALS INC | 1,629 | $2,997 | 0.2% | — | — | Put | 04033A950 |
| — | NOVAVAX INC | 875,000 | $2,765 | 0.2% | $3.16 | — | COM | 670002104 |
| — | INTERMUNE INC | 1,689 | $2,596 | 0.2% | — | — | Put | 45884X953 |
| — | TEVA PHARMACEUTICAL INDUSTRIES LTD | 667 | $2,520 | 0.2% | — | — | Call | 881624909 |
| — | ONYX PHARMACEUTICALS INC | 199 | $2,481 | 0.2% | — | — | Call | 683399909 |
| — | EXELIXIS INC | 4,167 | $2,425 | 0.2% | — | — | Call | 30161Q904 |
| — | THERAVANCE INC | 582 | $2,380 | 0.2% | — | — | Call | 88338T904 |
| — | REPROS THERAPEUTICS INC | 865 | $2,318 | 0.2% | — | — | Call | 76028H909 |
| — | KERYX BIOPHARMACEUTICALS | 2,281 | $2,304 | 0.1% | — | — | Put | 492515951 |
| — | HOLOGIC INC | 1,110 | $2,292 | 0.1% | — | — | Call | 436440901 |
| — | ACADIA PHARMACEUTICALS INC | 833 | $2,288 | 0.1% | — | — | Put | 004225958 |
| — | INSMED INC | 1,440 | $2,248 | 0.1% | — | — | Put | 457669957 |
| — | PHARMACYCLICS INC | 155 | $2,146 | 0.1% | — | — | Put | 716933956 |
| — | SOLAZYME INC | 198,350 | $2,136 | 0.1% | $10.77 | — | COM | 83415T101 |
| — | SOLAZYME INC | 1,964 | $2,115 | 0.1% | — | — | Put | 83415T950 |
| — | ENTREMED INC | 1,178,956 | $2,063 | 0.1% | $2.02 | — | COM | 29382F202 |
| — | ELI LILLY & CO | 407 | $2,048 | 0.1% | — | — | Put | 532457958 |
| — | XOMA CORP | 455,672 | $2,041 | 0.1% | $4.48 | — | COM | 98419J107 |
| — | MEDICINES CO | 605 | $2,028 | 0.1% | — | — | Call | 584688905 |
| — | VANDA PHARMACEUTICALS INC | 1,827 | $2,004 | 0.1% | — | — | Call | 921659908 |
| — | AMARIN CORPORATION PLC -ADR | 3,087 | $1,951 | 0.1% | — | — | Put | 023111956 |
| — | SYNTA PHARMACEUTICALS CORP | 2,991 | $1,887 | 0.1% | — | — | Put | 87162T956 |
| — | GALENA BIOPHARMA INC | 7,990 | $1,814 | 0.1% | — | — | Put | 363256958 |
| — | UNI-PIXEL INC | 998 | $1,769 | 0.1% | — | — | Put | 904572953 |
| — | ELAN CORPORATION PLC | 1,100 | $1,714 | 0.1% | — | — | Call | 284131908 |
| — | PHARMACYCLICS INC | 12,350 | $1,709 | 0.1% | $138.38 | — | COM | 716933106 |
| — | CEMPRA INC | 148,572 | $1,709 | 0.1% | $7.83 | — | COM | 15130J109 |
| LLY | ELI LILLY & CO | 33,156 | $1,669 | 0.1% | $41.66 | -1.6% | COM | 532457108 |
| — | VANDA PHARMACEUTICALS INC | 1,515 | $1,662 | 0.1% | — | — | Put | 921659958 |
| — | INCYTE CORP | 431 | $1,644 | 0.1% | — | — | Call | 45337C902 |
| — | OVASCIENCE INC | 162,000 | $1,605 | 0.1% | $9.91 | — | COM | 69014Q101 |
| — | ARIAD PHARMACEUTICALS INC | 870 | $1,601 | 0.1% | — | — | Call | 04033A900 |
| — | MAST THERAPEUTICS INC | 3,639,571 | $1,598 | 0.1% | $0.43 | — | COM | 576314108 |
| — | ACELRX PHARMACEUTICALS INC | 148,070 | $1,595 | 0.1% | $10.77 | — | COM | 00444T100 |
| — | SYNTA PHARMACEUTICALS CORP | 250,952 | $1,584 | 0.1% | $5.17 | — | COM | 87162T206 |
| — | ONCOGENEX PHARMACEUTICAL INC | 1,647 | $1,527 | 0.1% | — | — | Put | 68230A956 |
| — | ACHILLION PHARMACEUTICALS INC | 484,879 | $1,464 | 0.1% | $3.02 | — | COM | 00448Q201 |
| — | ARENA PHARMACEUTICALS INC | 2,769 | $1,459 | 0.1% | — | — | Put | 040047952 |
| — | AASTROM BIOSCIENCES INC | 5,189,214 | $1,437 | 0.1% | $0.28 | — | COM | 00253U305 |
| TGTX | TG THERAPEUTICS INC | 275,479 | $1,402 | 0.1% | $6.12 | 0.0% | COM | 88322Q108 |
| — | MERCK & CO INC | 293 | $1,395 | 0.1% | — | — | Put | 58933Y955 |
| AZN | ASTRAZENECA PLC-SPONS ADR | 26,585 | $1,381 | 0.1% | $51.95 | — | ADR | 046353108 |
| — | ONCOTHYREON INC | 659,600 | $1,359 | 0.1% | $2.06 | — | COM | 682324108 |
| — | UNITED THERAPEUTICS CORP | 168 | $1,325 | 0.1% | — | — | Call | 91307C902 |
| — | ASTRAZENECA PLC-SPONS ADR | 241 | $1,252 | 0.1% | — | — | Call | 046353908 |
| — | EXACT SCIENCES CORP | 1,025 | $1,211 | 0.1% | — | — | Call | 30063P905 |
| — | UNI-PIXEL INC | 677 | $1,200 | 0.1% | — | — | Call | 904572903 |
| — | AMARIN CORPORATION PLC -ADR | 183,845 | $1,162 | 0.1% | $5.80 | — | ADR | 023111206 |
| — | CELLDEX THERAPEUTICS INC | 31,979 | $1,133 | 0.1% | $35.43 | — | COM | 15117B103 |
| — | FIBROCELL SCIENCE INC | 251,000 | $1,099 | 0.1% | $4.38 | — | COM | 315721209 |
| TEVA | TEVA PHARMACEUTICAL INDUSTRIES LTD | 28,603 | $1,081 | 0.1% | $38.82 | — | COM | 881624209 |
| — | ISORAY INC | 1,663,098 | $1,079 | 0.1% | $0.65 | — | COM | 46489V104 |
| — | AVANIR PHARMACEUTICALS INC | 2,534 | $1,074 | 0.1% | — | — | Put | 05348P951 |
| — | ALEXZA PHARMACEUTICALS INC | 2,040 | $1,044 | 0.1% | — | — | Call | 015384909 |
| — | ACCURAY INC | 1,400 | $1,035 | 0.1% | — | — | Put | 004397955 |
| TMP | TONIX PHARMACEUTICALS HOLDING | 288,454 | $1,024 | 0.1% | $30.59 | 0.0% | COM | 890110109 |
| — | REXAHN PHARMACEUTICALS INC | 2,250,840 | $1,013 | 0.1% | $0.45 | — | COM | 761640101 |
| — | SUPERCONDUCTOR TECHNOLOGIES | 619,600 | $1,004 | 0.1% | $1.62 | — | COM | 867931404 |
| — | ZIOPHARM ONCOLOGY INC | 2,462 | $972 | 0.1% | — | — | Call | 98973P901 |
| — | NEKTAR THERAPEUTICS | 900 | $941 | 0.1% | — | — | Put | 640268958 |
| — | CONATUS PHARMACEUTICALS INC | 91,600 | $921 | 0.1% | $10.05 | — | COM | 20600T108 |
| — | IMMUNOCELLULAR THERAPEUTICS LTD | 3,557 | $914 | 0.1% | — | — | Put | 452536955 |
| — | INFINITY PHARMACEUTICALS INC | 508 | $886 | 0.1% | — | — | Call | 45665G903 |
| — | ASTEX PHARMACEUTICALS INC | 1,015 | $861 | 0.1% | — | — | Put | 04624B953 |
| — | ASTEX PHARMACEUTICALS INC | 99,703 | $845 | 0.1% | $8.48 | — | COM | 04624B103 |
| — | ACHILLION PHARMACEUTICALS INC | 2,654 | $802 | 0.1% | — | — | Put | 00448Q951 |
| — | SYNTA PHARMACEUTICALS CORP | 1,253 | $791 | 0.1% | — | — | Call | 87162T906 |
| — | MOMENTA PHARMACEUTICALS INC | 522 | $751 | 0.0% | — | — | Call | 60877T900 |
| — | CORONADO BIOSCIENCES INC | 1,066 | $748 | 0.0% | — | — | Call | 21976U909 |
| — | XOMA CORP | 1,656 | $742 | 0.0% | — | — | Put | 98419J957 |
| — | ASTEX PHARMACEUTICALS INC | 873 | $740 | 0.0% | — | — | Call | 04624B903 |
| ARAY | ACCURAY INC | 100,000 | $739 | 0.0% | $5.78 | +9.3% | COM | 004397105 |
| — | VICAL INC | 581,595 | $727 | 0.0% | $1.25 | — | COM | 925602104 |
| — | VIVUS INC | 775 | $722 | 0.0% | — | — | Call | 928551900 |
| — | ZIOPHARM ONCOLOGY INC | 1,803 | $712 | 0.0% | — | — | Put | 98973P951 |
| — | RIGEL PHARMACEUTICALS INC | 198,259 | $710 | 0.0% | $3.58 | — | COM | 766559603 |
| — | CELSION CORPORATION | 6,174 | $710 | 0.0% | — | — | Put | 15117N955 |
| — | GERON CORP | 2,080 | $697 | 0.0% | — | — | Put | 374163953 |
| — | NANOSPHERE INC | 345,121 | $690 | 0.0% | $2.00 | — | COM | 63009F105 |
| — | CELSION CORPORATION | 5,990 | $689 | 0.0% | — | — | Call | 15117N905 |
| — | NEKTAR THERAPEUTICS | 656 | $686 | 0.0% | — | — | Call | 640268908 |
| — | DYAX CORP | 99,458 | $682 | 0.0% | $6.86 | — | COM | 26746E103 |
| — | ARIAD PHARMACEUTICALS INC | 31,553 | $581 | 0.0% | $18.41 | — | COM | 04033A100 |
| — | VIVUS INC | 614 | $572 | 0.0% | — | — | Put | 928551950 |
| — | KERYX BIOPHARMACEUTICALS | 549 | $554 | 0.0% | — | — | Call | 492515901 |
| — | TRANSCEPT PHARMACEUTICALS INC | 173,500 | $552 | 0.0% | $3.02 | — | COM | 89354M106 |
| — | TRANSCEPT PHARMACEUTICALS INC | 1,733 | $551 | 0.0% | — | — | Put | 89354M956 |
| — | ENDOCYTE INC | 410 | $547 | 0.0% | — | — | Put | 29269A952 |
| — | ONYX PHARMACEUTICALS INC | 4,045 | $504 | 0.0% | $124.60 | — | COM | 683399109 |
| — | ISIS PHARMACEUTICALS INC | 130 | $488 | 0.0% | — | — | Call | 464330909 |
| — | KALOBIOS PHARMACEUTICALS INC | 105,408 | $476 | 0.0% | $4.52 | — | COM | 48344T100 |
| — | SALIX PHARMACEUTICALS LTD | 7,073 | $473 | 0.0% | $66.87 | — | COM | 795435106 |
| — | MEI PHARMA | 400 | $454 | 0.0% | — | — | Call | 55279B902 |
| — | BIOCRYST PHARMACEUTICALS INC | 613 | $446 | 0.0% | — | — | Call | 09058V903 |
| — | ISIS PHARMACEUTICALS INC | 11,663 | $438 | 0.0% | $37.55 | — | COM | 464330109 |
| — | DENDREON CORP | 1,436 | $421 | 0.0% | — | — | Put | 24823Q957 |
| — | CUBIST PHARMACEUTICALS INC | 62 | $394 | 0.0% | — | — | Put | 229678957 |
| — | KERYX BIOPHARMACEUTICALS | 37,890 | $383 | 0.0% | $7.47 | — | COM | 492515101 |
| — | GERON CORP | 1,122 | $376 | 0.0% | — | — | Call | 374163903 |
| — | ACORDA THERAPEUTICS INC | 108 | $369 | 0.0% | — | — | Call | 00484M106 |
| — | NUPATHE INC | 1,531 | $369 | 0.0% | — | — | Put | 67059M950 |
| GERN | GERON CORP | 109,375 | $366 | 0.0% | $1.64 | 0.0% | COM | 374163103 |
| NBIX | NEUROMETRIX INC | 218,849 | $361 | 0.0% | $13.75 | 0.0% | COM | 64125C109 |
| — | PLURISTEM THERAPEUTICS INC | 1,038 | $351 | 0.0% | — | — | Put | 72940R952 |
| — | OREXIGEN THERAPEUTICS INC | 562 | $345 | 0.0% | — | — | Put | 686164954 |
| — | CORONADO BIOSCIENCES INC | 433 | $304 | 0.0% | — | — | Put | 21976U959 |
| — | CYBERONICS INC | 5,977 | $303 | 0.0% | $51.96 | — | COM | 23251P102 |
| — | ISHARES MSCI JAPAN ETF | 25,000 | $298 | 0.0% | $11.92 | — | ETF | 464286848 |
| — | AVANIR PHARMACEUTICALS INC | 66,518 | $282 | 0.0% | $4.60 | — | CL A | 05348P401 |
| — | BRISTOL MYERS SQUIBB CO | 60 | $278 | 0.0% | — | — | Put | 110122958 |
| — | DENDREON CORP | 89,800 | $263 | 0.0% | $2.93 | — | COM | 24823Q107 |
| — | ARROWHEAD RESEARCH CORP | 439 | $250 | 0.0% | — | — | Call | 042797909 |
| — | ONCOTHYREON INC | 1,116 | $230 | 0.0% | — | — | Call | 682324908 |
| — | ACELRX PHARMACEUTICALS INC | 200 | $215 | 0.0% | — | — | Call | 00444T900 |
| — | ACCURAY INC | 254 | $188 | 0.0% | — | — | Call | 004397905 |
| — | ENDOCYTE INC | 107 | $143 | 0.0% | — | — | Call | 29269A902 |
| — | APRICUS BIOSCIENCES INC | 264 | $109 | 0.0% | — | — | Put | 03832V959 |
| — | AGENUS INC | 347 | $96 | 0.0% | — | — | Call | 00847G905 |
| — | CHEMOCENTRYX INC | 155 | $86 | 0.0% | — | — | Put | 16383L956 |
| — | SEQUENOM INC | 293 | $78 | 0.0% | — | — | Call | 817337905 |
| — | SEQUENOM INC | 205 | $55 | 0.0% | — | — | Put | 817337955 |
| — | OXYGEN BIOTHERAPEUTICS INC | 36,715 | $54 | 0.0% | $1.47 | — | COM | 69207P308 |
| — | SEQUENOM INC | 15,400 | $41 | 0.0% | $2.66 | — | COM | 817337405 |
| — | CYTRX CORP | 125 | $40 | 0.0% | — | — | Call | 232828909 |
| — | ATHERSYS INC | 245 | $40 | 0.0% | — | — | Put | 04744L956 |
| — | ONCOLYTICS BIOTECH INC | 100 | $24 | 0.0% | — | — | Call | 682310907 |
| — | ATHERSYS INC | 133 | $22 | 0.0% | — | — | Call | 04744L906 |