Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value: $447M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES | 270,000 | $28.78M | 6.4% | $106.61 | — | — | Put | 464287655 |
| — | SEARS HLDGS CORP | 391,000 | $23.26M | 5.2% | $59.49 | $42.08 | — | Call | 812350106 |
| EA | ELECTRONIC ARTS INC | 839,400 | $21.45M | 4.8% | $25.55 | — | — | Put | 285512109 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 527,400 | $16.35M | 3.7% | $31.00 * | $20.57 | +37.0% | Call | 45068B109 |
| — | LINKEDIN CORP | 65,000 | $15.99M | 3.6% | $246.06 | — | — | Put | 53578A108 |
| SXC | SUNCOKE ENERGY INC | 769,286 | $13.08M | 2.9% | $17.00 * | $15.30 | +3.9% | COM | 86722A103 |
| — | BRIDGEPOINT ED INC | 694,428 | $12.53M | 2.8% | $18.04 | $12.18 | — | COM | 10807M105 |
| — | XYRATEX LTD | 1,078,750 | $12.01M | 2.7% | $11.13 | $10.38 | — | COM | G98268108 |
| MPAA | MOTORCAR PTS AMER INC | 947,579 | $12.01M | 2.7% | $12.67 * | $6.77 | +41.9% | COM | 620071100 |
| LEN/B | LENNAR CORP | 392,000 | $11.23M | 2.5% | $28.65 * | $25.59 | -12.3% | CL B | 526057302 |
| — | IRON MTN INC | 400,000 | $10.81M | 2.4% | $27.02 | — | — | Call | 462846106 |
| — | IMPERIAL HLDGS INC | 1,587,611 | $10.05M | 2.2% | $6.33 | $6.85 | — | COM | 452834104 |
| IYR | ISHARES | 150,000 | $9.569M | 2.1% | $63.79 | — | — | Put | 464287739 |
| — | DOLAN CO | 4,049,878 | $9.153M | 2.0% | $2.26 | $1.65 | — | COM | 25659P402 |
| CTRN | CITI TRENDS INC | 498,293 | $8.71M | 1.9% | $17.48 * | $11.52 | +27.9% | COM | 17306X102 |
| NWSA | NEWS CORP NEW | 539,000 | $8.656M | 1.9% | $16.06 * | $14.03 | 0.0% | CL A | 65249B109 |
| — | TRANS WORLD ENTMT CORP | 1,845,684 | $8.546M | 1.9% | $4.63 | $4.86 | — | COM | 89336Q100 |
| — | VISTAPRINT N V | 150,000 | $8.49M | 1.9% | $56.60 | — | — | Call | N93540107 |
| SPY | SPDR S&P 500 ETF TR | 50,000 | $8.401M | 1.9% | $168.02 | — | — | Put | 78462F103 |
| IBB | ISHARES | 40,000 | $8.384M | 1.9% | $209.60 | — | — | Put | 464287556 |
| CROX | CROCS INC | 600,000 | $8.16M | 1.8% | $13.60 * | $14.51 | 0.0% | COM | 227046109 |
| — | ADEPT TECHNOLOGY INC | 1,077,398 | $7.757M | 1.7% | $7.20 | $5.37 | — | COM NEW | 006854202 |
| — | AUDIENCE INC | 643,628 | $7.234M | 1.6% | $11.24 | $11.67 | — | COM | 05070J102 |
| — | MFC INDL LTD | 801,815 | $6.735M | 1.5% | $8.40 | $8.07 | — | COM | 55278T105 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 185,800 | $6.412M | 1.4% | $34.51 | $37.55 | — | COM | 78377T107 |
| RM | REGIONAL MGMT CORP | 194,217 | $6.176M | 1.4% | $31.80 * | $18.93 | +23.8% | COM | 75902K106 |
| — | STAPLES INC | 413,300 | $6.055M | 1.4% | $14.65 | — | — | Call | 855030102 |
| — | CROWN MEDIA HLDGS INC | 1,794,946 | $5.528M | 1.2% | $3.08 | $2.47 | — | CL A | 228411104 |
| — | TANGOE INC | 225,000 | $5.362M | 1.2% | $23.83 | — | — | Put | 87582Y108 |
| RBCAA | REPUBLIC BANCORP KY | 193,506 | $5.331M | 1.2% | $27.55 * | $22.46 | +19.1% | CL A | 760281204 |
| IWM | ISHARES | 50,000 | $5.331M | 1.2% | $106.62 | — | — | Call | 464287655 |
| — | APOLLO GROUP INC | 251,700 | $5.238M | 1.2% | $20.81 | — | — | Call | 037604105 |
| IRBTQ | IROBOT CORP | 137,153 | $5.163M | 1.2% | $37.64 * | $31.24 | +14.7% | COM | 462726100 |
| — | BARNES & NOBLE INC | 397,687 | $5.146M | 1.2% | $12.94 | $13.60 | — | COM | 067774109 |
| — | COLE REAL ESTATE INVTS INC | 400,000 | $4.904M | 1.1% | $12.26 | $12.26 | — | COM | 19329V105 |
| — | SEARS HOMETOWN & OUTLET STOR | 152,489 | $4.842M | 1.1% | $31.75 | $41.37 | — | COM | 812362101 |
| — | SCICLONE PHARMACEUTICALS INC | 946,948 | $4.801M | 1.1% | $5.07 | $4.96 | — | COM | 80862K104 |
| — | FIDELITY NATIONAL FINANCIAL | 174,000 | $4.628M | 1.0% | $26.60 | $23.81 | — | CL A | 31620R105 |
| — | CASTLE A M & CO | 278,084 | $4.477M | 1.0% | $16.10 | $15.76 | — | COM | 148411101 |
| DLB | DOLBY LABORATORIES INC | 128,843 | $4.446M | 1.0% | $34.51 * | $28.91 | -0.8% | COM | 25659T107 |
| HURC | HURCO COMPANIES INC | 150,127 | $3.882M | 0.9% | $25.86 * | $27.23 | +4.4% | COM | 447324104 |
| — | OUTERWALL INC | 77,000 | $3.852M | 0.9% | $50.03 | $50.03 | — | COM | 690070107 |
| — | LIFE TIME FITNESS INC | 69,095 | $3.556M | 0.8% | $51.47 | $50.11 | — | COM | 53217R207 |
| CROX | CROCS INC | 251,400 | $3.419M | 0.8% | $13.60 * | $14.51 | 0.0% | Call | 227046109 |
| CDXS | CODEXIS INC | 1,941,242 | $3.417M | 0.8% | $1.76 * | $2.25 | -7.4% | COM | 192005106 |
| — | FX ENERGY INC | 994,445 | $3.411M | 0.8% | $3.43 | $3.43 | — | COM | 302695101 |
| — | ACTIVISION BLIZZARD INC | 200,000 | $3.336M | 0.7% | $16.68 | — | — | Call | 00507V109 |
| — | SELECT INCOME REIT | 120,000 | $3.096M | 0.7% | $25.80 | $25.80 | — | COM SH BEN INT | 81618T100 |
| — | TUESDAY MORNING CORP | 200,000 | $3.056M | 0.7% | $15.28 | — | — | Put | 899035505 |
| — | HEADWATERS INC | 319,969 | $2.877M | 0.6% | $8.99 | $8.84 | — | COM | 42210P102 |
| — | WASHINGTON POST CO | 4,660 | $2.849M | 0.6% | $611.37 | $497.36 | — | CL B | 939640108 |
| LNWO | SCIENTIFIC GAMES CORP | 163,815 | $2.649M | 0.6% | $16.17 * | $9.54 | +48.2% | CL A | 80874P109 |
| UFPT | UFP TECHNOLOGIES INC | 115,001 | $2.619M | 0.6% | $22.77 * | $19.28 | +9.8% | COM | 902673102 |
| — | EXAMWORKS GROUP INC | 100,000 | $2.599M | 0.6% | $25.99 | — | — | Put | 30066A105 |
| RLGT | RADIANT LOGISTICS INC | 1,113,193 | $2.538M | 0.6% | $2.28 * | $1.95 | -0.4% | COM | 75025X100 |
| NRC | NATIONAL RESH CORP | 124,636 | $2.347M | 0.5% | $18.83 * | $16.58 | +3.6% | CL A | 637372202 |
| — | MIDWAY GOLD CORP | 2,369,643 | $2.263M | 0.5% | $0.95 | $0.95 | — | COM | 598153104 |
| — | EBIX INC | 200,000 | $1.988M | 0.4% | $9.94 | $9.26 | — | Call | 278715206 |
| — | DOVER MOTORSPORTS INC | 827,689 | $1.986M | 0.4% | $2.40 | $2.16 | — | COM | 260174107 |
| — | FALCONSTOR SOFTWARE INC | 1,492,773 | $1.97M | 0.4% | $1.32 | $1.32 | — | COM | 306137100 |
| RUSHB | RUSH ENTERPRISES INC | 77,473 | $1.765M | 0.4% | $22.78 * | $8.52 | +4.7% | CL B | 781846308 |
| — | HOLLYWOOD MEDIA CORP | 1,080,572 | $1.74M | 0.4% | $1.61 | $1.34 | — | COM | 436233100 |
| — | REALOGY HLDGS CORP | 39,800 | $1.712M | 0.4% | $43.02 | — | — | Put | 75605Y106 |
| — | JONES GROUP INC | 100,000 | $1.501M | 0.3% | $15.01 | — | — | Put | 48020T101 |
| — | BAKER HUGHES INC | 30,500 | $1.498M | 0.3% | $49.11 | — | — | Call | 057224107 |
| EPM | EVOLUTION PETROLEUM CORP | 122,088 | $1.375M | 0.3% | $11.26 * | $5.30 | +9.2% | COM | 30049A107 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 32,176 | $997K | 0.2% | $30.99 * | $20.57 | +37.0% | COM | 45068B109 |
| SOHO | SOTHERLY HOTELS INC | 209,987 | $995K | 0.2% | $4.74 | $4.44 | — | COM | 83600C103 |
| GME | GAMESTOP CORP NEW | 20,000 | $993K | 0.2% | $49.65 | — | — | Put | 36467W109 |
| — | GREEN MTN COFFEE ROASTERS IN | 11,700 | $881K | 0.2% | $75.30 | — | — | Put | 393122106 |
| — | EMMIS COMMUNICATIONS CORP | 314,375 | $846K | 0.2% | $2.69 | $2.14 | — | CL A | 291525103 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 34,366 | $841K | 0.2% | $24.47 * | $19.17 | +15.9% | COM | 33766Y100 |
| AWRE | AWARE INC MASS | 150,525 | $822K | 0.2% | $5.46 * | $3.73 | +2.2% | COM | 05453N100 |
| — | TOWER GROUP INTL LTD | 100,100 | $701K | 0.2% | $7.00 | $7.00 | — | COM | G8988C105 |
| BONTQ | BON-TON STORES INC | 41,700 | $440K | 0.1% | $10.55 | — | — | Put | 09776J101 |
| — | CORINTHIAN COLLEGES INC | 178,500 | $393K | 0.1% | $2.20 | $2.24 | — | Call | 218868107 |
| — | PERFUMANIA HLDGS INC | 46,487 | $224K | 0.1% | $4.82 | $5.20 | — | COM NEW | 71376C100 |
| — | BLYTH INC | 10,000 | $138K | 0.0% | $13.80 | $13.96 | — | COM NEW | 09643P207 |