Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value: $617M (97.4% shares, 2.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES | 450,000 | $51.91M | 8.4% | $115.36 | $115.35 | — | Put | 464287655 |
| IWM | ISHARES | 378,000 | $43.61M | 7.1% | $115.36 | $115.35 | — | Call | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 190,000 | $35.09M | 5.7% | $184.69 | — | — | Put | 78462F103 |
| IBB | ISHARES | 120,000 | $27.25M | 4.4% | $227.06 | — | — | Put | 464287556 |
| EA | ELECTRONIC ARTS INC | 1,039,400 | $23.84M | 3.9% | $22.94 | — | — | Put | 285512109 |
| — | AEROPOSTALE | 2,222,200 | $20.2M | 3.3% | $9.09 | — | — | Put | 007865108 |
| — | SEARS HLDGS CORP | 391,000 | $19.17M | 3.1% | $49.04 | — | — | Call | 812350106 |
| — | LINKEDIN CORP | 65,000 | $14.09M | 2.3% | $216.83 | — | — | Put | 53578A108 |
| LEN/B | LENNAR CORP | 392,000 | $13.22M | 2.1% | $33.72 * | $25.59 | -5.0% | CL B | 526057302 |
| IYR | ISHARES | 200,000 | $12.62M | 2.0% | $63.08 | — | — | Put | 464287739 |
| CTRN | CITI TRENDS INC | 693,278 | $11.79M | 1.9% | $17.00 * | $12.54 | +20.8% | COM | 17306X102 |
| — | INNERWORKINGS INC | 1,454,927 | $11.33M | 1.8% | $7.79 | $7.79 | — | COM | 45773Y105 |
| — | AUDIENCE INC | 955,077 | $11.12M | 1.8% | $11.64 | $11.66 | — | COM | 05070J102 |
| — | LIBERTY INTERACTIVE CORP | 90,000 | $11.03M | 1.8% | $122.59 | $122.59 | — | LBT VENT COM A | 53071M880 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 324,200 | $10.89M | 1.8% | $33.58 * | $20.57 | +74.5% | Call | 45068B109 |
| — | IMPERIAL HLDGS INC | 1,643,776 | $10.75M | 1.7% | $6.54 | $6.84 | — | COM | 452834104 |
| GLD | SPDR GOLD TRUST | 90,000 | $10.45M | 1.7% | $116.12 | — | — | Put | 78463V107 |
| — | LIFE TIME FITNESS INC | 219,095 | $10.3M | 1.7% | $47.00 | $47.98 | — | COM | 53217R207 |
| NWSA | NEWS CORP NEW | 509,000 | $9.172M | 1.5% | $18.02 * | $14.03 | +8.0% | CL A | 65249B109 |
| CROX | CROCS INC | 575,000 | $9.154M | 1.5% | $15.92 * | $14.51 | -8.2% | COM | 227046109 |
| — | XYRATEX LTD | 688,750 | $9.153M | 1.5% | $13.29 | $10.38 | — | COM | G98268108 |
| — | VISTAPRINT N V | 150,000 | $8.528M | 1.4% | $56.85 | — | — | Call | N93540107 |
| — | XPO LOGISTICS INC | 5,000,000 | $8.422M | 1.4% | $1.68 | $1.68 | — | NOTE 4.500/0 | 983793AA8 |
| — | TRANS WORLD ENTMT CORP | 1,867,535 | $8.255M | 1.3% | $4.42 | $4.85 | — | COM | 89336Q100 |
| URI | UNITED RENTALS INC | 99,862 | $7.784M | 1.3% | $77.95 * | $64.88 | 0.0% | COM | 911363109 |
| — | SCICLONE PHARMACEUTICALS INC | 1,535,201 | $7.737M | 1.3% | $5.04 | $4.99 | — | COM | 80862K104 |
| — | ISIS PHARMACEUTICALS INC DEL | 3,000,000 | $7.479M | 1.2% | $2.49 | $2.49 | — | NOTE 2.750%10/0 | 464337AG9 |
| — | FIDELITY NATIONAL FINANCIAL | 214,000 | $6.944M | 1.1% | $32.45 | $25.42 | — | CL A | 31620R105 |
| — | APOLLO ED GROUP INC | 251,700 | $6.876M | 1.1% | $27.32 | — | — | Call | 037604105 |
| — | OUTERWALL INC | 100,000 | $6.727M | 1.1% | $67.27 | $50.03 | — | Call | 690070107 |
| SXC | SUNCOKE ENERGY INC | 288,342 | $6.577M | 1.1% | $22.81 * | $15.30 | +34.8% | COM | 86722A103 |
| — | STAPLES INC | 413,300 | $6.568M | 1.1% | $15.89 | — | — | Call | 855030102 |
| — | ADEPT TECHNOLOGY INC | 388,272 | $6.558M | 1.1% | $16.89 | $5.37 | — | COM NEW | 006854202 |
| — | COLE REAL ESTATE INVTS INC | 450,000 | $6.318M | 1.0% | $14.04 | $12.46 | — | COM | 19329V105 |
| CROX | CROCS INC | 374,800 | $5.966M | 1.0% | $15.92 * | $14.51 | -8.2% | Call | 227046109 |
| — | BAKER HUGHES INC | 100,500 | $5.553M | 0.9% | $55.25 | — | — | Call | 057224107 |
| MPAA | MOTORCAR PTS AMER INC | 287,579 | $5.55M | 0.9% | $19.30 * | $6.77 | +133.2% | COM | 620071100 |
| EBAY | EBAY INC | 100,000 | $5.487M | 0.9% | $54.87 * | $19.70 | 0.0% | Call | 278642103 |
| — | CROWN MEDIA HLDGS INC | 1,483,561 | $5.237M | 0.8% | $3.53 | $2.47 | — | CL A | 228411104 |
| RBCAA | REPUBLIC BANCORP KY | 183,835 | $4.511M | 0.7% | $24.54 | $22.46 | +7.7% | CL A | 760281204 |
| CDXS | CODEXIS INC | 2,914,833 | $4.154M | 0.7% | $1.43 * | $2.02 | -22.6% | COM | 192005106 |
| WRLD | WORLD ACCEP CORP DEL | 45,500 | $3.983M | 0.6% | $87.54 | — | — | Put | 981419104 |
| URI | UNITED RENTALS INC | 50,000 | $3.898M | 0.6% | $77.96 * | $64.88 | 0.0% | Call | 911363109 |
| HURC | HURCO COMPANIES INC | 150,127 | $3.755M | 0.6% | $25.01 | $27.23 | -7.6% | COM | 447324104 |
| — | ACTIVISION BLIZZARD INC | 200,000 | $3.566M | 0.6% | $17.83 | — | — | Call | 00507V109 |
| — | OWENS RLTY MTG INC | 287,969 | $3.49M | 0.6% | $12.12 | $12.12 | — | COM | 690828108 |
| DLB | DOLBY LABORATORIES INC | 88,843 | $3.426M | 0.6% | $38.56 * | $28.91 | +7.3% | COM | 25659T107 |
| — | BRIDGEPOINT ED INC | 191,826 | $3.397M | 0.6% | $17.71 | $12.18 | — | COM | 10807M105 |
| — | FALCONSTOR SOFTWARE INC | 2,511,339 | $3.39M | 0.5% | $1.35 | $1.33 | — | COM | 306137100 |
| EBAY | EBAY INC | 60,000 | $3.292M | 0.5% | $54.87 * | $19.70 | 0.0% | COM | 278642103 |
| — | SELECT INCOME REIT | 120,000 | $3.209M | 0.5% | $26.74 | $25.80 | — | COM SH BEN INT | 81618T100 |
| — | TUESDAY MORNING CORP | 200,000 | $3.192M | 0.5% | $15.96 | — | — | Put | 899035505 |
| — | ULTRATECH INC | 110,000 | $3.19M | 0.5% | $29.00 | $29.00 | — | COM | 904034105 |
| — | ANGIES LIST INC | 200,000 | $3.03M | 0.5% | $15.15 | — | — | Call | 034754101 |
| — | MIDWAY GOLD CORP | 3,718,409 | $3.012M | 0.5% | $0.81 | $0.90 | — | COM | 598153104 |
| RLGT | RADIANT LOGISTICS INC | 1,113,193 | $2.983M | 0.5% | $2.68 * | $1.95 | +17.5% | COM | 75025X100 |
| — | AUDIENCE INC | 250,000 | $2.91M | 0.5% | $11.64 | $11.66 | — | Call | 05070J102 |
| IWM | ISHARES | 24,620 | $2.84M | 0.5% | $115.35 | $115.35 | — | RUSSELL 2000 ETF | 464287655 |
| — | QAD INC | 174,310 | $2.791M | 0.5% | $16.01 | $16.01 | — | CL B | 74727D207 |
| — | DOLAN CO | 3,920,678 | $2.705M | 0.4% | $0.69 | $1.65 | — | COM | 25659P402 |
| — | SEARS HOMETOWN & OUTLET STOR | 99,489 | $2.537M | 0.4% | $25.50 | $41.37 | — | COM | 812362101 |
| — | HARVEST NATURAL RESOURCES IN | 550,000 | $2.486M | 0.4% | $4.52 | $4.52 | — | COM | 41754V103 |
| NRC | NATIONAL RESH CORP | 129,736 | $2.442M | 0.4% | $18.82 * | $16.62 | +5.6% | CL A | 637372202 |
| — | EXAMWORKS GROUP INC | 80,000 | $2.39M | 0.4% | $29.88 | — | — | Put | 30066A105 |
| — | LAKES ENTMNT INC | 603,567 | $2.384M | 0.4% | $3.95 | $3.95 | — | COM | 51206P109 |
| — | CORONADO BIOSCIENCES INC | 872,713 | $2.295M | 0.4% | $2.63 | $2.63 | — | COM | 21976U109 |
| — | DOVER MOTORSPORTS INC | 827,689 | $2.077M | 0.3% | $2.51 | $2.16 | — | COM | 260174107 |
| — | QAD INC | 113,484 | $2.004M | 0.3% | $17.66 | $17.66 | — | CL A | 74727D306 |
| — | AEROPOSTALE | 219,300 | $1.993M | 0.3% | $9.09 | — | — | Call | 007865108 |
| RUSHB | RUSH ENTERPRISES INC | 77,473 | $1.976M | 0.3% | $25.51 * | $8.52 | +13.4% | CL B | 781846308 |
| — | FX ENERGY INC | 522,863 | $1.914M | 0.3% | $3.66 | $3.43 | — | COM | 302695101 |
| EPM | EVOLUTION PETROLEUM CORP | 152,380 | $1.88M | 0.3% | $12.34 * | $5.45 | +11.0% | COM | 30049A107 |
| — | JGWPT HLDGS INC | 96,510 | $1.678M | 0.3% | $17.39 | $17.39 | — | CL A | 46617M109 |
| — | VALUECLICK INC | 70,500 | $1.648M | 0.3% | $23.38 | $23.38 | — | COM | 92046N102 |
| STC | STEWART INFORMATION SVCS COR | 48,352 | $1.56M | 0.3% | $32.26 * | $30.97 | 0.0% | COM | 860372101 |
| — | MFC INDL LTD | 195,104 | $1.559M | 0.3% | $7.99 | $8.07 | — | COM | 55278T105 |
| — | HOLLYWOOD MEDIA CORP | 1,080,572 | $1.513M | 0.2% | $1.40 | $1.34 | — | COM | 436233100 |
| — | RED LION HOTELS CORP | 245,210 | $1.484M | 0.2% | $6.05 | $6.05 | — | COM | 756764106 |
| UFPT | UFP TECHNOLOGIES INC | 48,973 | $1.235M | 0.2% | $25.22 * | $19.28 | +25.5% | COM | 902673102 |
| — | JONES GROUP INC | 79,000 | $1.182M | 0.2% | $14.96 | — | — | Put | 48020T101 |
| — | HEADWATERS INC | 114,999 | $1.126M | 0.2% | $9.79 | $8.84 | — | COM | 42210P102 |
| — | BARNES & NOBLE INC | 67,473 | $1.009M | 0.2% | $14.95 | $13.60 | — | COM | 067774109 |
| GME | GAMESTOP CORP NEW | 20,000 | $985K | 0.2% | $49.25 | — | — | Put | 36467W109 |
| AWRE | AWARE INC MASS | 156,725 | $958K | 0.2% | $6.11 * | $3.75 | +10.4% | COM | 05453N100 |
| — | GREEN MTN COFFEE ROASTERS IN | 11,700 | $884K | 0.1% | $75.56 | — | — | Put | 393122106 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 37,744 | $875K | 0.1% | $23.18 | $19.54 | +19.2% | COM | 33766Y100 |
| — | EMMIS COMMUNICATIONS CORP | 314,375 | $846K | 0.1% | $2.69 | $2.14 | — | CL A | 291525103 |
| BONTQ | BON-TON STORES INC | 41,700 | $677K | 0.1% | $16.24 | — | — | Put | 09776J101 |
| — | TOWER GROUP INTL LTD | 200,000 | $676K | 0.1% | $3.38 | $7.00 | — | Call | G8988C105 |
| GHC | GRAHAM HLDGS CO | 514 | $341K | 0.1% | $663.42 * | $339.79 | 0.0% | COM | 384637104 |
| — | CORINTHIAN COLLEGES INC | 178,500 | $318K | 0.1% | $1.78 | — | — | Call | 218868107 |
| — | MECHEL OAO | 712,281 | $281K | 0.0% | $0.39 | $0.39 | — | SPON ADR PFD | 583840509 |
| MSN | EMERSON RADIO CORP | 14,097 | $27,000 | 0.0% | $1.92 | $1.91 | 0.0% | COM NEW | 291087203 |