Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value: $680M (92.8% shares, 7.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 259,000 | $50.69M | 7.5% | $195.72 | — | — | Put | 78462F103 |
| IBB | ISHARES | 156,100 | $40.12M | 5.9% | $257.03 | — | — | Put | 464287556 |
| IWM | ISHARES | 240,000 | $28.51M | 4.2% | $118.81 | $116.10 | — | Put | 464287655 |
| — | PACIRA PHARMACEUTICALS INC | 6,600,000 | $24.75M | 3.6% | $3.75 | $3.75 | — | NOTE 3.250% 2/0 | 695127AB6 |
| EA | ELECTRONIC ARTS INC | 645,400 | $23.15M | 3.4% | $35.87 | — | — | Put | 285512109 |
| — | SEARS HLDGS CORP | 403,800 | $19.54M | 2.9% | $48.40 | — | — | Call | 812350106 |
| GLD | SPDR GOLD TRUST | 141,300 | $18.09M | 2.7% | $128.05 | — | — | Put | 78463V107 |
| IWM | ISHARES | 150,000 | $17.82M | 2.6% | $118.81 | $116.10 | — | Call | 464287655 |
| — | DIAMOND RESORTS INTL INC | 630,530 | $14.67M | 2.2% | $23.27 | $23.27 | — | COM | 25272T104 |
| LEN/B | LENNAR CORP | 386,551 | $13.73M | 2.0% | $35.53 * | $25.59 | +8.0% | CL B | 526057302 |
| — | LIBERTY INTERACTIVE CORP | 186,000 | $13.73M | 2.0% | $73.80 | $97.41 | — | LBT VENT COM A | 53071M880 |
| — | LIFE TIME FITNESS INC | 278,177 | $13.56M | 2.0% | $48.74 | $48.01 | — | COM | 53217R207 |
| DDD | 3-D SYS CORP DEL | 217,300 | $12.99M | 1.9% | $59.80 | — | — | Put | 88554D205 |
| — | ISIS PHARMACEUTICALS INC DEL | 5,650,000 | $12.5M | 1.8% | $2.21 | $2.53 | — | NOTE 2.750%10/0 | 464337AG9 |
| NWSA | NEWS CORP NEW | 680,000 | $12.2M | 1.8% | $17.94 * | $14.31 | +6.0% | CL A | 65249B109 |
| CROX | CROCS INC | 795,210 | $11.95M | 1.8% | $15.03 | $14.72 | +1.2% | COM | 227046109 |
| — | XPO LOGISTICS INC | 5,635,000 | $10.58M | 1.6% | $1.88 | $1.71 | — | NOTE 4.500%10/0 | 983793AA8 |
| — | IMPERIAL HLDGS INC | 1,525,360 | $10.4M | 1.5% | $6.82 | $6.84 | — | COM | 452834104 |
| — | SCICLONE PHARMACEUTICALS INC | 1,839,628 | $9.676M | 1.4% | $5.26 | $4.95 | — | COM | 80862K104 |
| PEP | PEPSICO INC | 103,400 | $9.238M | 1.4% | $89.34 | — | — | Call | 713448108 |
| — | SELECT INCOME REIT | 310,400 | $9.2M | 1.4% | $29.64 | $26.23 | — | Call | 81618T100 |
| RM | REGIONAL MGMT CORP | 579,954 | $8.972M | 1.3% | $15.47 * | $14.19 | 0.0% | COM | 75902K106 |
| — | QUESTCOR PHARMACEUTICALS INC | 95,000 | $8.787M | 1.3% | $92.49 | — | — | Put | 74835Y101 |
| SXC | SUNCOKE ENERGY INC | 406,442 | $8.739M | 1.3% | $21.50 * | $17.18 | +22.3% | COM | 86722A103 |
| GILD | GILEAD SCIENCES INC | 103,600 | $8.589M | 1.3% | $82.91 * | $54.49 | -0.8% | Put | 375558103 |
| — | TRANS WORLD ENTMT CORP | 2,247,067 | $8.539M | 1.3% | $3.80 | $4.66 | — | COM | 89336Q100 |
| LNWO | SCIENTIFIC GAMES CORP | 766,934 | $8.528M | 1.3% | $11.12 * | $10.80 | 0.0% | CL A | 80874P109 |
| EPM | EVOLUTION PETROLEUM CORP | 713,213 | $7.717M | 1.1% | $10.82 * | $5.98 | -2.2% | COM | 30049A107 |
| XBI | SPDR SERIES TRUST | 50,000 | $7.7M | 1.1% | $154.00 | — | — | Put | 78464A870 |
| — | BRIDGEPOINT ED INC | 573,660 | $7.618M | 1.1% | $13.28 | $13.64 | — | COM | 10807M105 |
| EBAY | EBAY INC | 150,000 | $7.509M | 1.1% | $50.06 * | $19.92 | -2.6% | Call | 278642103 |
| — | DEAN FOODS CO NEW | 414,300 | $7.288M | 1.1% | $17.59 | — | — | Call | 242370203 |
| — | FIDELITY NATIONAL FINANCIAL | 221,500 | $7.256M | 1.1% | $32.76 | $25.67 | — | CL A | 31620R105 |
| — | SODASTREAM INTERNATIONAL LTD | 215,000 | $7.224M | 1.1% | $33.60 | $33.60 | — | Call | M9068E105 |
| — | OWENS RLTY MTG INC | 335,768 | $6.531M | 1.0% | $19.45 | $12.92 | — | COM | 690828108 |
| — | CROWN MEDIA HLDGS INC | 1,789,494 | $6.496M | 1.0% | $3.63 | $2.70 | — | CL A | 228411104 |
| HURC | HURCO COMPANIES INC | 224,990 | $6.345M | 0.9% | $28.20 * | $26.49 | +3.4% | COM | 447324104 |
| CTRN | CITI TRENDS INC | 291,967 | $6.266M | 0.9% | $21.46 * | $12.54 | +38.8% | COM | 17306X102 |
| — | VISTAPRINT N V | 153,600 | $6.215M | 0.9% | $40.46 | — | — | Call | N93540107 |
| — | LINKEDIN CORP | 35,900 | $6.156M | 0.9% | $171.48 | — | — | Put | 53578A108 |
| — | CLIFTON BANCORP INC | 481,500 | $6.101M | 0.9% | $12.67 | $12.67 | — | COM | 186873105 |
| TBBK | BANCORP INC DEL | 504,093 | $6.004M | 0.9% | $11.91 * | $15.57 | 0.0% | COM | 05969A105 |
| — | MIDWAY GOLD CORP | 6,581,676 | $5.924M | 0.9% | $0.90 | $0.90 | — | COM | 598153104 |
| DLB | DOLBY LABORATORIES INC | 133,343 | $5.76M | 0.8% | $43.20 * | $31.35 | +14.9% | COM | 25659T107 |
| URI | UNITED RENTALS INC | 53,262 | $5.578M | 0.8% | $104.73 * | $66.78 | +41.7% | COM | 911363109 |
| — | AUDIENCE INC | 456,940 | $5.465M | 0.8% | $11.96 | $11.71 | — | COM | 05070J102 |
| CROX | CROCS INC | 356,700 | $5.361M | 0.8% | $15.03 | $14.72 | +1.2% | Call | 227046109 |
| STC | STEWART INFORMATION SVCS COR | 172,190 | $5.34M | 0.8% | $31.01 * | $32.90 | -2.9% | COM | 860372101 |
| — | PGT INC | 622,892 | $5.276M | 0.8% | $8.47 | $8.47 | — | COM | 69336V101 |
| URI | UNITED RENTALS INC | 50,000 | $5.237M | 0.8% | $104.74 * | $66.78 | +41.7% | Call | 911363109 |
| LNWO | SCIENTIFIC GAMES CORP | 455,700 | $5.067M | 0.7% | $11.12 * | $10.80 | 0.0% | Call | 80874P109 |
| — | FALCONSTOR SOFTWARE INC | 2,932,364 | $4.985M | 0.7% | $1.70 | $1.38 | — | COM | 306137100 |
| — | ACTUATE CORP | 1,039,100 | $4.957M | 0.7% | $4.77 | $4.77 | — | COM | 00508B102 |
| — | BRIDGEPOINT ED INC | 373,000 | $4.954M | 0.7% | $13.28 | $13.64 | — | Call | 10807M105 |
| — | APOLLO ED GROUP INC | 151,700 | $4.741M | 0.7% | $31.25 | — | — | Call | 037604105 |
| CDXS | CODEXIS INC | 3,154,920 | $4.606M | 0.7% | $1.46 * | $1.99 | -20.3% | COM | 192005106 |
| RBCAA | REPUBLIC BANCORP KY | 189,835 | $4.503M | 0.7% | $23.72 | $22.49 | +4.0% | CL A | 760281204 |
| ANF | ABERCROMBIE & FITCH CO | 103,600 | $4.481M | 0.7% | $43.25 * | $30.15 | 0.0% | Call | 002896207 |
| — | LIFE TIME FITNESS INC | 80,200 | $3.909M | 0.6% | $48.74 | $48.01 | — | Call | 53217R207 |
| TFSL | TFS FINL CORP | 273,387 | $3.898M | 0.6% | $14.26 * | $6.95 | 0.0% | COM | 87240R107 |
| — | LAKES ENTMNT INC | 819,227 | $3.859M | 0.6% | $4.71 | $4.21 | — | COM | 51206P109 |
| — | FULL CIRCLE CAP CORP | 444,146 | $3.469M | 0.5% | $7.81 | $7.80 | — | COM | 359671104 |
| — | CARROLS RESTAURANT GROUP INC | 481,328 | $3.427M | 0.5% | $7.12 | $7.12 | — | COM | 14574X104 |
| — | RED LION HOTELS CORP | 621,439 | $3.405M | 0.5% | $5.48 | $5.86 | — | COM | 756764106 |
| RLGT | RADIANT LOGISTICS INC | 1,108,193 | $3.358M | 0.5% | $3.03 | $1.98 | +54.8% | COM | 75025X100 |
| — | QAD INC | 182,671 | $3.315M | 0.5% | $18.15 | $16.10 | — | CL B | 74727D207 |
| ANF | ABERCROMBIE & FITCH CO | 64,908 | $2.807M | 0.4% | $43.25 * | $30.15 | 0.0% | CL A | 002896207 |
| — | TUESDAY MORNING CORP | 155,000 | $2.762M | 0.4% | $17.82 | — | — | Put | 899035505 |
| — | DOVER MOTORSPORTS INC | 947,152 | $2.737M | 0.4% | $2.89 | $2.22 | — | COM | 260174107 |
| — | QAD INC | 117,184 | $2.498M | 0.4% | $21.32 | $17.77 | — | CL A | 74727D306 |
| EBAY | EBAY INC | 48,802 | $2.443M | 0.4% | $50.06 * | $19.92 | -2.6% | COM | 278642103 |
| RUSHB | RUSH ENTERPRISES INC | 77,473 | $2.437M | 0.4% | $31.46 * | $8.52 | +37.9% | CL B | 781846308 |
| — | BAKER HUGHES INC | 30,500 | $2.271M | 0.3% | $74.46 | — | — | Call | 057224107 |
| NRC | NATIONAL RESH CORP | 158,562 | $2.218M | 0.3% | $13.99 * | $16.41 | -8.3% | CL A | 637372202 |
| — | SEARS HOMETOWN & OUTLET STOR | 102,989 | $2.211M | 0.3% | $21.47 | $40.69 | — | COM | 812362101 |
| — | SYNERGETICS USA INC | 594,980 | $1.844M | 0.3% | $3.10 | $3.10 | — | COM | 87160G107 |
| — | JGWPT HLDGS INC | 132,704 | $1.494M | 0.2% | $11.26 | $11.26 | — | CL A | 46617M109 |
| — | IMPERIAL HLDGS INC | 1,131,000 | $1.411M | 0.2% | $1.25 | $1.08 | — | DEBT 8.500% 2/1 | 452834AB0 |
| — | SODASTREAM INTERNATIONAL LTD | 35,000 | $1.176M | 0.2% | $33.60 | $33.60 | — | USD SHS | M9068E105 |
| — | ADEPT TECHNOLOGY INC | 109,098 | $1.144M | 0.2% | $10.49 | $10.49 | — | COM NEW | 006854202 |
| — | ALLIED NEVADA GOLD CORP | 300,000 | $1.143M | 0.2% | $3.81 | $4.40 | — | Call | 019344100 |
| CACH | CACHE INC | 673,500 | $1.084M | 0.2% | $1.61 * | $2.22 | 0.0% | COM NEW | 127150308 |
| — | EMMIS COMMUNICATIONS CORP | 324,875 | $971K | 0.1% | $2.99 | $2.17 | — | CL A | 291525103 |
| — | CLUBCORP HLDGS INC | 50,000 | $927K | 0.1% | $18.54 | $18.54 | — | COM | 18948M108 |
| — | INNERWORKINGS INC | 94,052 | $799K | 0.1% | $8.50 | $7.79 | — | COM | 45773Y105 |
| WHF | WHITEHORSE FIN INC | 51,800 | $741K | 0.1% | $14.31 * | $13.78 | 0.0% | COM | 96524V106 |
| LINC | LINCOLN EDL SVCS CORP | 145,268 | $652K | 0.1% | $4.49 * | $3.85 | 0.0% | COM | 533535100 |
| — | CORINTHIAN COLLEGES INC | 1,400,000 | $414K | 0.1% | $0.30 | $0.30 | — | COM | 218868107 |
| GHC | GRAHAM HLDGS CO | 514 | $369K | 0.1% | $717.90 * | $339.79 | +8.3% | COM | 384637104 |
| — | MECHEL OAO | 712,281 | $239K | 0.0% | $0.34 | $0.39 | — | SPON ADR PFD | 583840509 |
| URI | UNITED RENTALS INC | 1,600 | $168K | 0.0% | $105.00 * | $66.78 | +41.7% | Put | 911363109 |
| — | EPIQ SYS INC | 10,834 | $152K | 0.0% | $14.03 | $14.03 | — | COM | 26882D109 |
| — | BRIGHTCOVE INC | 10,846 | $114K | 0.0% | $10.51 | $10.51 | — | COM | 10921T101 |
| MSN | EMERSON RADIO CORP | 14,097 | $25,000 | 0.0% | $1.77 * | $1.91 | +1.8% | COM NEW | 291087203 |
| — | ALLIED NEVADA GOLD CORP | 5,000 | $19,000 | 0.0% | $3.80 | $4.40 | — | COM | 019344100 |