Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $815M (93.3% shares, 6.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 415,000 | $81.76M | 10.0% | $197.02 | — | — | Put | 78462F103 |
| IWM | ISHARES TR | 555,000 | $60.69M | 7.5% | $109.35 | — | — | Put | 464287655 |
| IBB | ISHARES TR | 146,300 | $40.03M | 4.9% | $273.63 | — | — | Put | 464287556 |
| IWM | ISHARES TR | 300,000 | $32.8M | 4.0% | $109.35 | — | — | Call | 464287655 |
| GLD | SPDR GOLD TRUST | 245,500 | $28.53M | 3.5% | $116.21 | — | — | Put | 78463V107 |
| — | PACIRA PHARMACEUTICALS INC | 6,600,000 | $25.84M | 3.2% | $3.92 | $3.75 | — | NOTE 3.250% 2/0 | 695127AB6 |
| EA | ELECTRONIC ARTS INC | 645,400 | $22.98M | 2.8% | $35.61 | — | — | Put | 285512109 |
| LNWO | SCIENTIFIC GAMES CORP | 2,014,800 | $21.7M | 2.7% | $10.77 * | $10.75 | -4.9% | Call | 80874P109 |
| — | LIFE TIME FITNESS INC | 373,377 | $18.83M | 2.3% | $50.44 | $48.63 | — | COM | 53217R207 |
| — | DIAMOND RESORTS INTL INC | 695,530 | $15.83M | 1.9% | $22.76 | $23.22 | — | COM | 25272T104 |
| — | SEARS HLDGS CORP | 403,800 | $15.18M | 1.9% | $37.59 | — | — | Call | 812350106 |
| — | ISIS PHARMACEUTICALS INC DEL | 5,650,000 | $13.77M | 1.7% | $2.44 | $2.53 | — | NOTE 2.750/0 | 464337AG9 |
| — | XPO LOGISTICS INC | 5,635,000 | $13.46M | 1.7% | $2.39 | $1.71 | — | NOTE 4.500/0 | 983793AA8 |
| LEN/B | LENNAR CORP | 409,113 | $13.1M | 1.6% | $32.01 * | $25.65 | +4.1% | CL B | 526057302 |
| — | SCICLONE PHARMACEUTICALS INC | 1,870,367 | $12.89M | 1.6% | $6.89 | $4.98 | — | COM | 80862K104 |
| NWSA | NEWS CORP NEW | 735,000 | $12.02M | 1.5% | $16.35 * | $14.40 | +7.3% | CL A | 65249B109 |
| DDD | 3-D SYS CORP DEL | 217,300 | $10.08M | 1.2% | $46.37 | — | — | Put | 88554D205 |
| AL | AIR LEASE CORP | 300,000 | $9.75M | 1.2% | $32.50 | — | — | Call | 00912X302 |
| — | IMPERIAL HLDGS INC | 1,505,360 | $9.71M | 1.2% | $6.45 | $6.84 | — | COM | 452834104 |
| HD | HOME DEPOT INC | 100,000 | $9.174M | 1.1% | $91.74 | — | — | Put | 437076102 |
| SXC | SUNCOKE ENERGY INC | 406,442 | $9.125M | 1.1% | $22.45 * | $17.18 | +34.6% | COM | 86722A103 |
| LNWO | SCIENTIFIC GAMES CORP | 836,084 | $9.005M | 1.1% | $10.77 * | $10.75 | -4.9% | CL A | 80874P109 |
| — | DEAN FOODS CO NEW | 647,600 | $8.58M | 1.1% | $13.25 | — | — | Call | 242370203 |
| EBAY | EBAY INC | 150,000 | $8.495M | 1.0% | $56.63 * | $19.92 | -0.6% | Call | 278642103 |
| CROX | CROCS INC | 675,110 | $8.493M | 1.0% | $12.58 * | $14.72 | +1.9% | COM | 227046109 |
| — | VISTAPRINT N V | 153,600 | $8.416M | 1.0% | $54.79 | — | — | Call | N93540107 |
| — | TRANS WORLD ENTMT CORP | 2,248,265 | $8.229M | 1.0% | $3.66 | $4.66 | — | COM | 89336Q100 |
| DLB | DOLBY LABORATORIES INC | 194,000 | $8.107M | 1.0% | $41.79 * | $31.35 | +21.9% | Call | 25659T107 |
| CDXS | CODEXIS INC | 3,486,853 | $7.915M | 1.0% | $2.27 * | $2.00 | +7.1% | COM | 192005106 |
| — | BRIDGEPOINT ED INC | 697,381 | $7.783M | 1.0% | $11.16 | $13.20 | — | COM | 10807M105 |
| RM | REGIONAL MGMT CORP | 430,924 | $7.735M | 0.9% | $17.95 * | $14.19 | -2.4% | COM | 75902K106 |
| — | LINKEDIN CORP | 35,900 | $7.46M | 0.9% | $207.80 | — | — | Put | 53578A108 |
| — | AMERICAN RLTY CAP PPTYS INC | 602,100 | $7.261M | 0.9% | $12.06 | — | — | Put | 02917T104 |
| — | PGT INC | 761,971 | $7.102M | 0.9% | $9.32 | $8.63 | — | COM | 69336V101 |
| — | LIBERTY INTERACTIVE CORP | 186,000 | $7.061M | 0.9% | $37.96 | $97.41 | — | LBT VENT COM A | 53071M880 |
| — | ELLIS PERRY INTL INC | 346,534 | $7.052M | 0.9% | $20.35 | $20.35 | — | COM | 288853104 |
| — | MIDWAY GOLD CORP | 6,581,676 | $6.845M | 0.8% | $1.04 | $0.90 | — | COM | 598153104 |
| EPM | EVOLUTION PETROLEUM CORP | 744,654 | $6.836M | 0.8% | $9.18 * | $5.95 | -10.7% | COM | 30049A107 |
| — | LIFE TIME FITNESS INC | 134,900 | $6.805M | 0.8% | $50.44 | $48.63 | — | Call | 53217R207 |
| — | OWENS RLTY MTG INC | 450,500 | $6.42M | 0.8% | $14.25 | $13.26 | — | COM | 690828108 |
| — | SODASTREAM INTERNATIONAL LTD | 215,000 | $6.341M | 0.8% | $29.49 | $30.25 | — | Call | M9068E105 |
| TBBK | BANCORP INC DEL | 737,260 | $6.333M | 0.8% | $8.59 * | $13.76 | -28.3% | COM | 05969A105 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 186,000 | $6.305M | 0.8% | $33.90 | $33.90 | — | COM SER A | 531465102 |
| FNF | FIDELITY NATIONAL FINANCIAL | 221,500 | $6.144M | 0.8% | $27.74 * | $12.73 | 0.0% | FNF GROUP COM | 31620R303 |
| — | CLIFTON BANCORP INC | 481,500 | $6.062M | 0.7% | $12.59 | $12.67 | — | COM | 186873105 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 1,381,600 | $5.928M | 0.7% | $4.29 * | $10.38 | 0.0% | Call | 45068B109 |
| URI | UNITED RENTALS INC | 53,262 | $5.917M | 0.7% | $111.09 | $66.78 | +63.1% | COM | 911363109 |
| — | TIME WARNER INC | 77,500 | $5.829M | 0.7% | $75.21 | — | — | Call | 887317303 |
| — | CROWN MEDIA HLDGS INC | 1,789,494 | $5.726M | 0.7% | $3.20 | $2.70 | — | CL A | 228411104 |
| CTRN | CITI TRENDS INC | 256,229 | $5.663M | 0.7% | $22.10 * | $12.54 | +61.7% | COM | 17306X102 |
| — | SODASTREAM INTERNATIONAL LTD | 190,000 | $5.603M | 0.7% | $29.49 | $30.25 | — | USD SHS | M9068E105 |
| URI | UNITED RENTALS INC | 50,000 | $5.555M | 0.7% | $111.10 | $66.78 | +63.1% | Call | 911363109 |
| IYR | ISHARES TR | 80,000 | $5.536M | 0.7% | $69.20 | — | — | Put | 464287739 |
| META | FACEBOOK INC | 70,000 | $5.533M | 0.7% | $79.04 | — | — | Put | 30303M102 |
| STC | STEWART INFORMATION SVCS COR | 172,190 | $5.054M | 0.6% | $29.35 * | $32.90 | -5.4% | COM | 860372101 |
| RBCAA | REPUBLIC BANCORP KY | 189,835 | $4.497M | 0.6% | $23.69 | $22.49 | +3.6% | CL A | 760281204 |
| CROX | CROCS INC | 356,700 | $4.487M | 0.6% | $12.58 * | $14.72 | +1.9% | Call | 227046109 |
| ANF | ABERCROMBIE & FITCH CO | 112,308 | $4.081M | 0.5% | $36.34 * | $30.92 | +3.4% | CL A | 002896207 |
| RLGT | RADIANT LOGISTICS INC | 1,108,193 | $4.078M | 0.5% | $3.68 * | $1.98 | +58.9% | COM | 75025X100 |
| — | ACTUATE CORP | 1,009,700 | $3.938M | 0.5% | $3.90 | $4.77 | — | COM | 00508B102 |
| TFSL | TFS FINL CORP | 273,387 | $3.915M | 0.5% | $14.32 * | $6.95 | +4.3% | COM | 87240R107 |
| — | APOLLO ED GROUP INC | 155,600 | $3.913M | 0.5% | $25.15 | — | — | Call | 037604105 |
| — | POTBELLY CORP | 326,400 | $3.806M | 0.5% | $11.66 | $11.66 | — | COM | 73754Y100 |
| ANF | ABERCROMBIE & FITCH CO | 103,600 | $3.765M | 0.5% | $36.34 * | $30.92 | +3.4% | Call | 002896207 |
| — | FALCONSTOR SOFTWARE INC | 3,220,486 | $3.704M | 0.5% | $1.15 | $1.36 | — | COM | 306137100 |
| — | SYNERGETICS USA INC | 1,082,792 | $3.692M | 0.5% | $3.41 | $3.24 | — | COM | 87160G107 |
| — | RED LION HOTELS CORP | 621,439 | $3.536M | 0.4% | $5.69 | $5.86 | — | COM | 756764106 |
| — | ADEPT TECHNOLOGY INC | 408,109 | $3.432M | 0.4% | $8.41 | $8.96 | — | COM NEW | 006854202 |
| DLB | DOLBY LABORATORIES INC | 81,472 | $3.405M | 0.4% | $41.79 * | $31.35 | +21.9% | COM | 25659T107 |
| — | BRIGHTCOVE INC | 593,374 | $3.311M | 0.4% | $5.58 | $5.67 | — | COM | 10921T101 |
| WDAY | WORKDAY INC | 38,600 | $3.185M | 0.4% | $82.51 | — | — | Put | 98138H101 |
| — | LAKES ENTMNT INC | 373,937 | $3.115M | 0.4% | $8.33 | $8.33 | — | COM NEW | 51206P208 |
| — | FULL CIRCLE CAP CORP | 474,820 | $3.034M | 0.4% | $6.39 | $7.71 | — | COM | 359671104 |
| — | QAD INC | 183,484 | $2.884M | 0.4% | $15.72 | $16.10 | — | CL B | 74727D207 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 660,000 | $2.831M | 0.3% | $4.29 * | $10.38 | 0.0% | COM | 45068B109 |
| — | PIER 1 IMPORTS INC | 230,000 | $2.735M | 0.3% | $11.89 | $11.89 | — | COM | 720279108 |
| — | PHARMATHENE INC | 1,520,000 | $2.706M | 0.3% | $1.78 | $1.78 | — | COM | 71714G102 |
| NRC | NATIONAL RESH CORP | 202,273 | $2.632M | 0.3% | $13.01 * | $15.83 | -13.1% | CL A | 637372202 |
| — | CONNS INC | 85,000 | $2.573M | 0.3% | $30.27 | $30.27 | — | COM | 208242107 |
| — | DOVER MOTORSPORTS INC | 947,152 | $2.188M | 0.3% | $2.31 | $2.22 | — | COM | 260174107 |
| — | QAD INC | 117,184 | $2.182M | 0.3% | $18.62 | $17.77 | — | CL A | 74727D306 |
| — | SOTHEBYS | 60,000 | $2.143M | 0.3% | $35.72 | — | — | Call | 835898107 |
| — | BAKER HUGHES INC | 31,500 | $2.049M | 0.3% | $65.05 | — | — | Call | 057224107 |
| LINC | LINCOLN EDL SVCS CORP | 602,295 | $1.692M | 0.2% | $2.81 * | $3.30 | -5.3% | COM | 533535100 |
| — | SEARS HOMETOWN & OUTLET STOR | 102,989 | $1.596M | 0.2% | $15.50 | $40.69 | — | COM | 812362101 |
| — | CLUBCORP HLDGS INC | 80,000 | $1.586M | 0.2% | $19.82 | $19.02 | — | COM | 18948M108 |
| — | IMPERIAL HLDGS INC | 1,131,000 | $1.35M | 0.2% | $1.19 | $1.08 | — | DEBT 8.500% 2/1 | 452834AB0 |
| CACH | CACHE INC | 1,272,952 | $1.072M | 0.1% | $0.84 * | $1.72 | -32.3% | COM NEW | 127150308 |
| — | ALLIED NEVADA GOLD CORP | 300,000 | $993K | 0.1% | $3.31 | $4.40 | — | Call | 019344100 |
| — | AUDIENCE INC | 129,915 | $961K | 0.1% | $7.40 | $11.71 | — | COM | 05070J102 |
| — | BRIDGEPOINT ED INC | 67,000 | $748K | 0.1% | $11.16 | $13.20 | — | Call | 10807M105 |
| — | EMMIS COMMUNICATIONS CORP | 332,079 | $701K | 0.1% | $2.11 | $2.17 | — | CL A | 291525103 |
| — | FIDELITY NATIONAL FINANCIAL | 44,224 | $609K | 0.1% | $13.77 | $13.77 | — | FNFV GROUP COM | 31620R402 |
| RUSHB | RUSH ENTERPRISES INC | 17,350 | $511K | 0.1% | $29.45 * | $8.52 | +45.6% | CL B | 781846308 |
| URI | UNITED RENTALS INC | 1,600 | $178K | 0.0% | $111.25 * | $66.78 | +63.1% | Put | 911363109 |
| — | CORINTHIAN COLLEGES INC | 1,400,000 | $155K | 0.0% | $0.11 | $0.30 | — | COM | 218868107 |
| — | ADEPT TECHNOLOGY INC | 13,300 | $112K | 0.0% | $8.42 | $8.96 | — | Call | 006854202 |
| — | MECHEL OAO | 712,281 | $85,000 | 0.0% | $0.12 | $0.39 | — | SPON ADR PFD | 583840509 |
| MSN | EMERSON RADIO CORP | 14,097 | $28,000 | 0.0% | $1.99 * | $1.91 | -4.9% | COM NEW | 291087203 |
| — | ALLIED NEVADA GOLD CORP | 5,000 | $17,000 | 0.0% | $3.40 | $4.40 | — | COM | 019344100 |