Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value: $623M (96.1% shares, 3.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 400,000 | $74.81M | 12.0% | $187.01 | — | — | Put | 78462F103 |
| IBB | ISHARES | 171,000 | $40.42M | 6.5% | $236.40 | — | — | Put | 464287556 |
| IWM | ISHARES | 250,000 | $29.09M | 4.7% | $116.34 | $116.10 | — | Put | 464287655 |
| — | SEARS HLDGS CORP | 391,000 | $18.67M | 3.0% | $47.76 | — | — | Call | 812350106 |
| — | LIFE TIME FITNESS INC | 300,939 | $14.47M | 2.3% | $48.10 | $48.01 | — | COM | 53217R207 |
| — | ISIS PHARMACEUTICALS INC DEL | 5,000,000 | $13.51M | 2.2% | $2.70 | $2.58 | — | NOTE 2.750/0 | 464337AG9 |
| EA | ELECTRONIC ARTS INC | 439,400 | $12.75M | 2.0% | $29.01 | — | — | Put | 285512109 |
| LEN/B | LENNAR CORP | 386,551 | $12.62M | 2.0% | $32.64 * | $25.59 | +7.0% | CL B | 526057302 |
| DDD | 3-D SYS CORP DEL | 210,000 | $12.42M | 2.0% | $59.15 | — | — | Put | 88554D205 |
| CROX | CROCS INC | 771,210 | $12.03M | 1.9% | $15.60 | $14.71 | +4.0% | COM | 227046109 |
| — | LIBERTY INTERACTIVE CORP | 90,000 | $11.73M | 1.9% | $130.33 | $122.59 | — | LBT VENT COM A | 53071M880 |
| IWM | ISHARES | 100,000 | $11.63M | 1.9% | $116.34 | $116.10 | — | RUSSELL 2000 ETF | 464287655 |
| GLD | SPDR GOLD TRUST | 90,000 | $11.13M | 1.8% | $123.61 | — | — | Put | 78463V107 |
| NWSA | NEWS CORP NEW | 559,000 | $9.626M | 1.5% | $17.22 * | $14.13 | +7.5% | CL A | 65249B109 |
| — | XPO LOGISTICS INC | 5,000,000 | $9.513M | 1.5% | $1.90 | $1.68 | — | NOTE 4.500/0 | 983793AA8 |
| — | IMPERIAL HLDGS INC | 1,643,776 | $9.452M | 1.5% | $5.75 | $6.84 | — | COM | 452834104 |
| — | SODASTREAM INTERNATIONAL LTD | 210,000 | $9.261M | 1.5% | $44.10 | — | — | Call | M9068E105 |
| GILD | GILEAD SCIENCES INC | 130,000 | $9.212M | 1.5% | $70.86 * | $54.49 | 0.0% | Put | 375558103 |
| WDAY | WORKDAY INC | 100,000 | $9.143M | 1.5% | $91.43 | — | — | Put | 98138H101 |
| — | SELECT INCOME REIT | 300,000 | $9.081M | 1.5% | $30.27 | $26.23 | — | Call | 81618T100 |
| SXC | SUNCOKE ENERGY INC | 373,842 | $8.539M | 1.4% | $22.84 * | $16.84 | +30.8% | COM | 86722A103 |
| PEP | PEPSICO INC | 100,000 | $8.35M | 1.3% | $83.50 | — | — | Call | 713448108 |
| AAPL | APPLE INC | 15,000 | $8.051M | 1.3% | $536.73 | — | — | Call | 037833100 |
| — | AEROPOSTALE | 1,600,000 | $8.032M | 1.3% | $5.02 | $5.02 | — | Put | 007865108 |
| — | SCICLONE PHARMACEUTICALS INC | 1,762,051 | $8.017M | 1.3% | $4.55 | $4.94 | — | COM | 80862K104 |
| — | AARONS INC | 260,995 | $7.892M | 1.3% | $30.24 | $30.24 | — | COM PAR $0.50 | 002535300 |
| — | TRANS WORLD ENTMT CORP | 2,118,967 | $7.692M | 1.2% | $3.63 | $4.71 | — | COM | 89336Q100 |
| — | VISTAPRINT N V | 150,000 | $7.383M | 1.2% | $49.22 | — | — | Call | N93540107 |
| HURC | HURCO COMPANIES INC | 255,034 | $6.804M | 1.1% | $26.68 * | $26.49 | -4.0% | COM | 447324104 |
| — | FIDELITY NATIONAL FINANCIAL | 214,000 | $6.728M | 1.1% | $31.44 | $25.42 | — | CL A | 31620R105 |
| — | BRIDGEPOINT ED INC | 450,860 | $6.713M | 1.1% | $14.89 | $13.74 | — | COM | 10807M105 |
| — | CROWN MEDIA HLDGS INC | 1,729,494 | $6.641M | 1.1% | $3.84 | $2.66 | — | CL A | 228411104 |
| — | BAKER HUGHES INC | 100,500 | $6.534M | 1.0% | $65.01 | — | — | Call | 057224107 |
| — | LINKEDIN CORP | 35,000 | $6.473M | 1.0% | $184.94 | — | — | Put | 53578A108 |
| — | QUESTCOR PHARMACEUTICALS INC | 95,000 | $6.169M | 1.0% | $64.94 | — | — | Put | 74835Y101 |
| CTRN | CITI TRENDS INC | 378,060 | $6.159M | 1.0% | $16.29 * | $12.54 | +22.8% | COM | 17306X102 |
| — | OWENS RLTY MTG INC | 413,487 | $6.099M | 1.0% | $14.75 | $12.92 | — | COM | 690828108 |
| CDXS | CODEXIS INC | 2,974,933 | $6.069M | 1.0% | $2.04 * | $2.01 | -9.3% | COM | 192005106 |
| — | INNERWORKINGS INC | 762,646 | $5.842M | 0.9% | $7.66 | $7.79 | — | COM | 45773Y105 |
| DLB | DOLBY LABORATORIES INC | 128,843 | $5.734M | 0.9% | $44.50 * | $31.19 | +16.2% | COM | 25659T107 |
| — | INTERNATIONAL GAME TECHNOLOG | 400,000 | $5.624M | 0.9% | $14.06 | $14.06 | — | COM | 459902102 |
| EBAY | EBAY INC | 100,000 | $5.524M | 0.9% | $55.24 * | $19.92 | +3.8% | Call | 278642103 |
| CROX | CROCS INC | 346,400 | $5.404M | 0.9% | $15.60 | $14.71 | +4.0% | Call | 227046109 |
| — | APOLLO ED GROUP INC | 151,700 | $5.194M | 0.8% | $34.24 | — | — | Call | 037604105 |
| EPM | EVOLUTION PETROLEUM CORP | 397,580 | $5.061M | 0.8% | $12.73 * | $6.09 | +6.5% | COM | 30049A107 |
| — | ULTRATECH INC | 170,000 | $4.962M | 0.8% | $29.19 | $29.07 | — | COM | 904034105 |
| — | XYRATEX LTD | 367,336 | $4.864M | 0.8% | $13.24 | $10.38 | — | COM | G98268108 |
| STC | STEWART INFORMATION SVCS COR | 136,290 | $4.788M | 0.8% | $35.13 * | $33.16 | +3.6% | COM | 860372101 |
| URI | UNITED RENTALS INC | 50,000 | $4.747M | 0.8% | $94.94 * | $64.88 | +26.5% | Call | 911363109 |
| URI | UNITED RENTALS INC | 49,862 | $4.734M | 0.8% | $94.94 * | $64.88 | +26.5% | COM | 911363109 |
| — | AUDIENCE INC | 376,240 | $4.703M | 0.8% | $12.50 | $11.66 | — | COM | 05070J102 |
| GILD | GILEAD SCIENCES INC | 65,000 | $4.606M | 0.7% | $70.86 * | $54.49 | 0.0% | COM | 375558103 |
| — | BRIDGEPOINT ED INC | 306,000 | $4.556M | 0.7% | $14.89 | $13.74 | — | Call | 10807M105 |
| EBAY | EBAY INC | 77,102 | $4.259M | 0.7% | $55.24 * | $19.92 | +3.8% | COM | 278642103 |
| — | FALCONSTOR SOFTWARE INC | 2,645,297 | $4.18M | 0.7% | $1.58 | $1.34 | — | COM | 306137100 |
| RBCAA | REPUBLIC BANCORP KY | 183,835 | $4.155M | 0.7% | $22.60 * | $22.46 | +5.2% | CL A | 760281204 |
| — | MIDWAY GOLD CORP | 3,832,091 | $4.024M | 0.6% | $1.05 | $0.90 | — | COM | 598153104 |
| — | SELECT INCOME REIT | 132,707 | $4.017M | 0.6% | $30.27 | $26.23 | — | COM SH BEN INT | 81618T100 |
| — | LAKES ENTMNT INC | 777,388 | $3.887M | 0.6% | $5.00 | $4.18 | — | COM | 51206P109 |
| WRLD | WORLD ACCEP CORP DEL | 45,500 | $3.416M | 0.5% | $75.08 * | $90.28 | 0.0% | Put | 981419104 |
| RLGT | RADIANT LOGISTICS INC | 1,073,193 | $3.316M | 0.5% | $3.09 * | $1.95 | +48.4% | COM | 75025X100 |
| — | AEROPOSTALE | 632,207 | $3.174M | 0.5% | $5.02 | $5.02 | — | COM | 007865108 |
| — | AUDIENCE INC | 250,000 | $3.125M | 0.5% | $12.50 | $11.66 | — | Call | 05070J102 |
| — | NATIONAL OILWELL VARCO INC | 40,000 | $3.115M | 0.5% | $77.88 | $77.88 | — | COM | 637071101 |
| — | RED LION HOTELS CORP | 519,243 | $3.027M | 0.5% | $5.83 | $5.93 | — | COM | 756764106 |
| — | QAD INC | 176,511 | $3.002M | 0.5% | $17.01 | $16.02 | — | CL B | 74727D207 |
| — | EXAMWORKS GROUP INC | 80,000 | $2.801M | 0.4% | $35.01 | — | — | Put | 30066A105 |
| WRLD | WORLD ACCEP CORP DEL | 32,600 | $2.448M | 0.4% | $75.09 * | $90.28 | 0.0% | COM | 981419104 |
| — | AUXILIUM PHARMACEUTICALS INC | 90,000 | $2.446M | 0.4% | $27.18 | $27.18 | — | COM | 05334D107 |
| — | SEARS HOMETOWN & OUTLET STOR | 99,489 | $2.353M | 0.4% | $23.65 | $41.37 | — | COM | 812362101 |
| — | QAD INC | 113,484 | $2.318M | 0.4% | $20.43 | $17.66 | — | CL A | 74727D306 |
| — | DOVER MOTORSPORTS INC | 905,830 | $2.265M | 0.4% | $2.50 | $2.19 | — | COM | 260174107 |
| NRC | NATIONAL RESH CORP | 136,451 | $2.264M | 0.4% | $16.59 | $16.63 | +0.7% | CL A | 637372202 |
| RUSHB | RUSH ENTERPRISES INC | 77,473 | $2.181M | 0.4% | $28.15 * | $8.52 | +16.1% | CL B | 781846308 |
| — | HARVEST NATURAL RESOURCES IN | 550,000 | $2.068M | 0.3% | $3.76 | $4.52 | — | COM | 41754V103 |
| — | CORONADO BIOSCIENCES INC | 872,713 | $1.728M | 0.3% | $1.98 | $2.63 | — | COM | 21976U109 |
| AAL | AMERICAN AIRLS GROUP INC | 40,000 | $1.464M | 0.2% | $36.60 | — | — | Call | 02376R102 |
| — | ALLIED NEVADA GOLD CORP | 300,000 | $1.293M | 0.2% | $4.31 | $4.40 | — | Call | 019344100 |
| — | IMPERIAL HLDGS INC | 1,131,000 | $1.222M | 0.2% | $1.08 | $1.08 | — | DEBT 8.500% 2/1 | 452834AB0 |
| — | EMMIS COMMUNICATIONS CORP | 314,375 | $1.006M | 0.2% | $3.20 | $2.14 | — | CL A | 291525103 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 39,246 | $838K | 0.1% | $21.35 * | $19.69 | +18.9% | COM | 33766Y100 |
| — | FULL CIRCLE CAP CORP | 106,612 | $829K | 0.1% | $7.78 | $7.78 | — | COM | 359671104 |
| GHC | GRAHAM HLDGS CO | 514 | $362K | 0.1% | $704.28 * | $339.79 | +5.7% | COM | 384637104 |
| — | PRGX GLOBAL INC | 43,547 | $302K | 0.0% | $6.94 | $6.94 | — | COM NEW | 69357C503 |
| — | GLOBAL GEOPHYSICAL SVCS INC | 1,961,000 | $235K | 0.0% | $0.12 | $0.12 | — | COM | 37946S107 |
| — | MECHEL OAO | 712,281 | $235K | 0.0% | $0.33 | $0.39 | — | SPON ADR PFD | 583840509 |
| MSN | EMERSON RADIO CORP | 14,097 | $29,000 | 0.0% | $2.06 * | $1.91 | +10.5% | COM NEW | 291087203 |
| — | ALLIED NEVADA GOLD CORP | 5,000 | $22,000 | 0.0% | $4.40 | $4.40 | — | COM | 019344100 |