CIK: 0001535610 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value ($000): $2,740,914 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ELI LILLY & CO | 26,671 | $222,676 | 8.1% | — | — | Call | 532457908 |
| — | SPDR S&P 500 ETF TRUST | 10,000 | $205,852 | 7.5% | — | — | Put | 78462F953 |
| — | ISHARES RUSSELL 2000 ETF | 14,637 | $182,756 | 6.7% | — | — | Put | 464287955 |
| — | BIOGEN IDEC INC | 4,345 | $175,512 | 6.4% | — | — | Call | 09062X903 |
| — | GILEAD SCIENCES INC | 12,877 | $150,764 | 5.5% | — | — | Call | 375558903 |
| — | MERCK & CO INC | 10,000 | $56,930 | 2.1% | — | — | Call | 58933Y905 |
| — | ABBVIE INC | 8,015 | $53,853 | 2.0% | — | — | Call | 00287Y909 |
| — | BIOMARIN PHARMACEUTICAL INC | 3,796 | $51,922 | 1.9% | — | — | Call | 09061G901 |
| — | ALNYLAM PHARMACEUTICALS INC | 4,157 | $49,830 | 1.8% | — | — | Call | 02043Q907 |
| — | REGENERON PHARMACEUTICALS INC | 907 | $46,269 | 1.7% | — | — | Put | 75886F957 |
| — | BIOGEN IDEC INC | 1,110 | $44,837 | 1.6% | — | — | Put | 09062X953 |
| — | HEALTH CARE SELECT SECTOR SPDR | 5,998 | $44,637 | 1.6% | — | — | Put | 81369Y959 |
| — | ISHARES 20+ YEAR TREASURY BOND ETF | 3,500 | $41,111 | 1.5% | — | — | Put | 464287952 |
| — | TENET HEALTHCARE CORP | 6,148 | $35,585 | 1.3% | — | — | Put | 88033G957 |
| — | GILEAD SCIENCES INC | 2,935 | $34,363 | 1.3% | — | — | Put | 375558953 |
| — | TEVA PHARMACEUTICAL INDUSTRIES LTD | 5,210 | $30,791 | 1.1% | — | — | Put | 881624959 |
| — | MERCK & CO INC | 5,234 | $29,797 | 1.1% | — | — | Put | 58933Y955 |
| TLT | ISHARES 20+ YEAR TREASURY BOND ETF | 246,000 | $28,895 | 1.1% | $120.44 | — | ETF | 464287432 |
| — | GW PHARMACEUTICALS PLC | 2,062 | $25,330 | 0.9% | — | — | Put | 36197T953 |
| — | ABBVIE INC | 3,704 | $24,887 | 0.9% | — | — | Put | 00287Y959 |
| — | EXXON MOBIL | 2,933 | $24,403 | 0.9% | — | — | Put | 30231G952 |
| — | BLUEBIRD BIO INC | 1,429 | $24,060 | 0.9% | — | — | Call | 09609G900 |
| — | BIOMARIN PHARMACEUTICAL INC | 1,652 | $22,596 | 0.8% | — | — | Put | 09061G951 |
| — | MYLAN N.V. | 3,256 | $22,095 | 0.8% | — | — | Put | N59465959 |
| — | MOBILEYE N.V. REG. | 4,122 | $21,917 | 0.8% | — | — | Put | N51488957 |
| — | SAREPTA THERAPEUTICS INC | 6,723 | $20,458 | 0.7% | — | — | Call | 803607900 |
| — | BRISTOL MYERS SQUIBB CO | 3,073 | $20,448 | 0.7% | — | — | Call | 110122908 |
| — | ELI LILLY & CO | 2,428 | $20,271 | 0.7% | — | — | Put | 532457958 |
| — | INTEROIL CORP | 3,356 | $20,203 | 0.7% | — | — | Put | 460951956 |
| — | MYLAN N.V. | 2,777 | $18,845 | 0.7% | — | — | Call | N59465909 |
| MRK | MERCK & CO INC | 314,285 | $17,892 | 0.7% | $39.78 | +1.1% | COM | 58933Y105 |
| — | PIONEER NATURAL RESOURCES CO | 1,236 | $17,142 | 0.6% | — | — | Put | 723787957 |
| — | PERRIGO CO | 925 | $17,097 | 0.6% | — | — | Call | G97822903 |
| — | SPDR S&P BIOTECH ETF | 664 | $16,749 | 0.6% | — | — | Put | 78464A950 |
| — | EDWARDS LIFESCIENCES CORP. | 1,167 | $16,622 | 0.6% | — | — | Put | 28176E958 |
| — | REGENERON PHARMACEUTICALS INC | 304 | $15,508 | 0.6% | — | — | Call | 75886F907 |
| — | GREAT BASIN SCIENTIFIC UNITS | 856,163 | $15,283 | 0.6% | $14.60 | — | UNIT | 39013L205 |
| — | BLUEBIRD BIO INC | 889 | $14,968 | 0.5% | — | — | Put | 09609G950 |
| XOM | EXXON MOBIL | 178,310 | $14,835 | 0.5% | $54.30 | 0.0% | COM | 30231G102 |
| — | ALEXION PHARMACEUTICALS INC | 804 | $14,534 | 0.5% | — | — | Put | 015351959 |
| — | NEWLINK GENETICS CORP | 3,123 | $13,826 | 0.5% | — | — | Call | 651511907 |
| — | MOBILEYE N.V. REG. | 2,546 | $13,537 | 0.5% | — | — | Call | N51488907 |
| — | RAPTOR PHARMACEUTICAL CORP | 8,571 | $13,534 | 0.5% | — | — | Call | 75382F906 |
| — | MEDICINES CO 1.375% | 11,213,000 | $13,414 | 0.5% | $1.19 | — | DBCV | 584688AC9 |
| — | REGULUS THERAPEUTIC INC | 11,811 | $12,945 | 0.5% | — | — | Call | 75915K901 |
| — | MEDICINES CO | 4,435 | $12,689 | 0.5% | — | — | Call | 584688905 |
| — | MANNKIND CORP | 21,444 | $12,202 | 0.4% | — | — | Put | 56400P951 |
| — | TENAX THERAPEUTICS INC | 2,151 | $12,168 | 0.4% | — | — | Call | 88032L900 |
| — | OPKO HEALTH INC | 7,496 | $12,054 | 0.4% | — | — | Put | 68375N953 |
| — | ANADARKO PETROLEUM CORP | 1,523 | $11,889 | 0.4% | — | — | Put | 032511957 |
| — | MALLINCKRODT PLC | 980 | $11,537 | 0.4% | — | — | Put | G5785G957 |
| — | THORATEC CORP | 2,486 | $11,080 | 0.4% | — | — | Call | 885175907 |
| — | DYNAVAX TECHNOLOGIES CORP | 4,533 | $10,619 | 0.4% | — | — | Call | 268158901 |
| — | PIONEER NATURAL RESOURCES CO | 76,273 | $10,578 | 0.4% | $138.69 | — | COM | 723787107 |
| — | EXACT SCIENCES CORP | 3,491 | $10,382 | 0.4% | — | — | Put | 30063P955 |
| — | CELLDEX THERAPEUTICS INC | 4,081 | $10,292 | 0.4% | — | — | Call | 15117B903 |
| — | OVASCIENCE INC | 355,000 | $10,270 | 0.4% | $2.26 | — | COM | 69014Q101 |
| — | HERON THERAPEUTICS INC | 3,285 | $10,236 | 0.4% | — | — | Call | 427746902 |
| — | SANGAMO BIOSCIENCES INC | 9,121 | $10,115 | 0.4% | — | — | Call | 800677906 |
| — | ZOGENIX INC | 5,963,095 | $10,018 | 0.4% | $1.37 | — | COM | 98978L105 |
| — | TENAX THERAPEUTICS INC | 2,686,247 | $9,913 | 0.4% | $3.82 | — | COM | 88032L100 |
| — | RECEPTOS INC | 505 | $9,598 | 0.4% | — | — | Call | 756207906 |
| — | HUMANA INC | 500 | $9,564 | 0.3% | — | — | Call | 444859902 |
| — | MANNKIND CORP | 16,456 | $9,363 | 0.3% | — | — | Call | 56400P901 |
| — | UNITED THERAPEUTICS CORP | 536 | $9,324 | 0.3% | — | — | Call | 91307C902 |
| — | INTEROIL CORP | 153,144 | $9,219 | 0.3% | $58.17 | — | COM | 460951106 |
| — | HALOZYME THERAPEUTICS INC | 4,014 | $9,064 | 0.3% | — | — | Call | 40637H909 |
| — | EXACT SCIENCES CORP | 3,007 | $8,943 | 0.3% | — | — | Call | 30063P905 |
| — | PLURISTEM THERAPEUTICS INC | 3,261,642 | $8,219 | 0.3% | $2.53 | — | COM | 72940R102 |
| — | BLUEPRINT MEDICINES ORD SHS | 301,804 | $7,995 | 0.3% | $26.49 | — | COM | 09627Y109 |
| — | BIOMARIN PHARMACEUTICAL 0.75% | 5,000,000 | $7,768 | 0.3% | $1.49 | — | NOTE | 09061GAE1 |
| — | NOVAVAX INC | 6,899 | $7,685 | 0.3% | — | — | Put | 670002954 |
| — | INOVIO PHARMACEUTICALS | 906,000 | $7,393 | 0.3% | $8.16 | — | COM | 45773H201 |
| — | OPKO HEALTH INC | 4,500 | $7,236 | 0.3% | — | — | Call | 68375N903 |
| — | RECEPTOS INC | 379 | $7,203 | 0.3% | — | — | Put | 756207956 |
| — | ANADARKO PETROLEUM CORP | 90,971 | $7,101 | 0.3% | $78.06 | — | COM | 032511107 |
| — | NORTHWEST BIOTHERAPEUTICS INC | 6,862 | $6,814 | 0.2% | — | — | Put | 66737P950 |
| — | ISIS PHARMACEUTICALS INC | 1,159 | $6,670 | 0.2% | — | — | Call | 464330909 |
| — | NEUROCRINE BIOSCIENCES INC | 1,383 | $6,605 | 0.2% | — | — | Call | 64125C909 |
| — | NIVALIS THERAPEUTICS | 430,041 | $6,515 | 0.2% | $15.15 | — | COM | 65481J109 |
| — | OVASCIENCE INC | 2,200 | $6,365 | 0.2% | — | — | Call | 69014Q901 |
| — | LIPOCINE INC | 725,000 | $6,221 | 0.2% | $8.58 | — | COM | 53630X104 |
| — | EXELIXIS INC 4.25% | 6,900,000 | $6,197 | 0.2% | $0.81 | — | NOTE | 30161QAC8 |
| — | NEWLINK GENETICS CORP | 1,397 | $6,185 | 0.2% | — | — | Put | 651511957 |
| — | ACHILLION PHARMACEUTICALS INC | 6,916 | $6,128 | 0.2% | — | — | Call | 00448Q901 |
| — | SPARK THERAPEUTICS INC | 898 | $5,412 | 0.2% | — | — | Call | 84652J903 |
| — | NOVAVAX INC | 4,700 | $5,236 | 0.2% | — | — | Call | 670002904 |
| — | AFFILIATED MANAGERS GROUP INC | 238 | $5,203 | 0.2% | — | — | Put | 008252958 |
| — | BELLICUM PHARMACEUTICALS INC | 241,039 | $5,127 | 0.2% | $22.97 | — | COM | 079481107 |
| — | SAREPTA THERAPEUTICS INC | 1,677 | $5,103 | 0.2% | — | — | Put | 803607950 |
| — | THERAPEUTICSMD INC | 6,457 | $5,075 | 0.2% | — | — | Call | 88338N907 |
| — | TRANSENTERIX INC | 1,685,800 | $5,057 | 0.2% | $3.00 | — | COM | 89366M201 |
| — | BARCLAYS BANK IPATH SandP 500 VIX | 450,000 | $5,031 | 0.2% | $11.18 | — | IPATH | 06740C519 |
| — | BIOCRYST PHARMACEUTICALS INC | 3,319 | $4,955 | 0.2% | — | — | Put | 09058V953 |
| — | ACADIA PHARMACEUTICALS INC | 1,173 | $4,913 | 0.2% | — | — | Call | 004225908 |
| — | DERMIRA ORD SHS | 276,994 | $4,861 | 0.2% | $18.06 | — | COM | 24983L104 |
| — | ONCOSEC MEDICAL INC | 767,733 | $4,860 | 0.2% | $6.33 | — | COM | 68234L207 |
| — | ENDO INTERNATIONAL PLC | 601 | $4,787 | 0.2% | — | — | Call | G30401906 |
| — | IPATH S&P 500 VIX MID-TERM FUTURES ETN | 4,270 | $4,774 | 0.2% | — | — | Call | 06740C909 |
| — | MALLINCKRODT PLC | 40,539 | $4,772 | 0.2% | $119.32 | — | SHS | G5785G107 |
| — | HCA HOLDINGS INC | 524 | $4,754 | 0.2% | — | — | Call | 40412C901 |
| — | ALNYLAM PHARMACEUTICALS INC | 395 | $4,735 | 0.2% | — | — | Put | 02043Q957 |
| — | SPARK THERAPEUTICS INC | 759 | $4,574 | 0.2% | — | — | Put | 84652J953 |
| — | ANADARKO PETROLEUM CORP | 580 | $4,527 | 0.2% | — | — | Call | 032511907 |
| — | COMMUNITY HEALTH SYSTEMS INC | 707 | $4,452 | 0.2% | — | — | Put | 203668958 |
| — | CELLDEX THERAPEUTICS INC | 1,762 | $4,444 | 0.2% | — | — | Put | 15117B953 |
| — | ZOGENIX INC | 25,485 | $4,281 | 0.2% | — | — | Call | 98978L905 |
| — | CIDARA THERAPEUTICS INC | 294,982 | $4,136 | 0.2% | $14.02 | — | COM | 171757107 |
| — | VIGGLE ORD SHS | 1,976,911 | $4,053 | 0.1% | $2.05 | — | COM | 92672V204 |
| — | IPATH S&P 500 VIX SHORT-TERM FUTURES ETN | 2,000 | $4,028 | 0.1% | — | — | Call | 06742E901 |
| LAB | FLUIDIGM CORP | 165,385 | $4,002 | 0.1% | $31.56 | 0.0% | COM | 34385P108 |
| — | MOBILEYE N.V. REG. | 73,832 | $3,926 | 0.1% | $42.03 | — | SHS | N51488117 |
| — | LION BIOTECHNOLOGIES INC | 427,244 | $3,918 | 0.1% | $11.75 | — | COM | 53619R102 |
| — | REGULUS THERAPEUTIC INC | 344,667 | $3,778 | 0.1% | $14.81 | — | COM | 75915K101 |
| — | AGIOS PHARMACEUTICALS INC | 336 | $3,734 | 0.1% | — | — | Put | 00847X954 |
| — | INTRA-CELLULAR THERAPIES INC | 1,141 | $3,645 | 0.1% | — | — | Call | 46116X901 |
| — | TEKMIRA PHARMACEUTICALS CORP | 305,351 | $3,621 | 0.1% | $14.99 | — | COM | 87911B209 |
| OPK | OPKO HEALTH INC | 223,126 | $3,588 | 0.1% | $13.53 | +14.9% | COM | 68375N103 |
| SGMO | SANGAMO BIOSCIENCES INC | 323,390 | $3,586 | 0.1% | $15.66 | -17.7% | COM | 800677106 |
| — | CHINA MOBILE LIMITED ADR | 559 | $3,583 | 0.1% | — | — | Call | 16941M909 |
| — | ZS PHARMA INC | 640 | $3,353 | 0.1% | — | — | Put | 98979G955 |
| — | QUEST RESOURCE HOLDING CORP | 3,068,192 | $3,314 | 0.1% | $1.65 | — | COM | 74836W104 |
| — | PUMA BIOTECHNOLOGY INC | 283 | $3,304 | 0.1% | — | — | Put | 74587V957 |
| — | ESPERION THERAPEUTICS INC | 399 | $3,262 | 0.1% | — | — | Put | 29664W955 |
| NWBO | NORTHWEST BIOTHERAPEUTICS INC | 328,400 | $3,261 | 0.1% | $8.76 | 0.0% | COM | 66737P600 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 197,800 | $3,212 | 0.1% | $24.80 | — | COM | 05337G107 |
| — | BARCLAYS BANK IPATH SandP 500 VIX | 158,000 | $3,182 | 0.1% | $20.14 | — | IPATH | 06742E711 |
| — | CESCA THERAPEUTICS INC. | 3,706,516 | $3,151 | 0.1% | $1.37 | — | COM | 157131103 |
| — | CYTORI THERAPEUTICS INC | 5,364,100 | $2,988 | 0.1% | $0.56 | — | COM | 23283K105 |
| — | ENDO INTERNATIONAL PLC | 37,358 | $2,976 | 0.1% | $86.64 | — | SHS | G30401106 |
| — | PTC THERAPEUTICS INC | 611 | $2,941 | 0.1% | — | — | Call | 69366J900 |
| — | HCA HOLDINGS INC | 324 | $2,939 | 0.1% | — | — | Put | 40412C951 |
| — | RICEBRAN TECHNOLOGIES ORD SHS | 845,857 | $2,876 | 0.1% | $4.09 | — | COM | 762831204 |
| — | ALEXION PHARMACEUTICALS INC | 15,895 | $2,873 | 0.1% | $180.75 | — | COM | 015351109 |
| — | FEI CO | 340 | $2,820 | 0.1% | — | — | Call | 30241L909 |
| ASND | ASCENDIS PHARMA ADR | 160,000 | $2,813 | 0.1% | $17.35 | — | ADR | 04351P101 |
| — | IMMUNOCELLULAR THERAPEUTICS | 5,871,816 | $2,771 | 0.1% | $0.48 | — | COM | 452536105 |
| — | CEMPRA INC | 79,553 | $2,733 | 0.1% | $34.31 | — | COM | 15130J109 |
| — | BRAINSTORM CELL THERAPEUTICS | 743,647 | $2,685 | 0.1% | $4.45 | — | COM | 10501E201 |
| — | APPLIED GENETIC TECHNOLOGIES CORP | 172,427 | $2,645 | 0.1% | $19.39 | — | COM | 03820J100 |
| — | ANACOR PHARMACEUTICALS INC | 339 | $2,625 | 0.1% | — | — | Call | 032420901 |
| — | SYNERGY PHARMACEUTICALS INC | 3,136 | $2,603 | 0.1% | — | — | Put | 871639958 |
| — | BIOCRYST PHARMACEUTICALS INC | 1,722 | $2,571 | 0.1% | — | — | Call | 09058V903 |
| — | DYNAVAX TECHNOLOGIES CORP | 1,096 | $2,567 | 0.1% | — | — | Put | 268158951 |
| LXRX | LEXICON PHARMACEUTICALS INC | 318,775 | $2,566 | 0.1% | $7.34 | 0.0% | COM | 528872302 |
| EW | EDWARDS LIFESCIENCES CORP. | 17,815 | $2,537 | 0.1% | $22.57 | 0.0% | COM | 28176E108 |
| — | PROGENICS PHARMACEUTICALS INC | 3,369 | $2,513 | 0.1% | — | — | Put | 743187956 |
| — | ANI PHARMACEUTICALS INC | 400 | $2,482 | 0.1% | — | — | Call | 00182C903 |
| — | IGNYTA INC. | 164,100 | $2,476 | 0.1% | $7.78 | — | COM | 451731103 |
| — | NEUROMETRIX EQUITY WARRANTS | 12,182,926 | $2,437 | 0.1% | $0.20 | — | *W | 641255138 |
| — | XOMA CORP | 6,056 | $2,350 | 0.1% | — | — | Call | 98419J907 |
| — | ANTERO MIDSTREAM PARTNERS LP | 812 | $2,326 | 0.1% | — | — | Call | 03673L903 |
| — | GENOCEA BIOSCIENCES INC | 168,580 | $2,315 | 0.1% | $12.62 | — | COM | 372427104 |
| — | FIBROGEN INC | 98,100 | $2,305 | 0.1% | $26.58 | — | COM | 31572Q808 |
| — | MEDICINES CO | 803 | $2,297 | 0.1% | — | — | Put | 584688955 |
| — | GW PHARMACEUTICALS PLC | 18,405 | $2,261 | 0.1% | $91.12 | — | ADS | 36197T103 |
| — | PUMA BIOTECHNOLOGY INC | 193 | $2,253 | 0.1% | — | — | Call | 74587V907 |
| — | XTL BIOPHARMACEUTICALS LTD | 1,150,981 | $2,210 | 0.1% | $2.30 | — | ADR | 98386D208 |
| SRPT | SAREPTA THERAPEUTICS INC | 71,600 | $2,179 | 0.1% | $25.25 | -19.0% | COM | 803607100 |
| — | INFINITY PHARMACEUTICALS INC | 1,971 | $2,158 | 0.1% | — | — | Call | 45665G903 |
| OCUL | OCULAR THERAPEUTIX ORD SHS | 100,000 | $2,103 | 0.1% | $24.78 | 0.0% | COM | 67576A100 |
| ALDX | ALDEYRA THERAPEUTICS INC | 266,953 | $2,072 | 0.1% | $8.62 | 0.0% | COM | 01438T106 |
| — | CARDICA INC | 4,134,400 | $2,063 | 0.1% | $0.77 | — | COM | 14141R101 |
| — | REVANCE THERAPEUTICS INC | 614 | $1,964 | 0.1% | — | — | Call | 761330909 |
| — | INFRAREIT INC | 690 | $1,957 | 0.1% | — | — | Call | 45685L900 |
| — | REPROS THERAPEUTICS INC | 2,709 | $1,937 | 0.1% | — | — | Put | 76028H959 |
| — | CONATUS PHARMACEUTICALS INC | 373,493 | $1,923 | 0.1% | $5.15 | — | COM | 20600T108 |
| — | HALOZYME THERAPEUTICS INC | 840 | $1,897 | 0.1% | — | — | Put | 40637H959 |
| — | VALEANT PHARMACEUTICALS INTERNATIONAL INC | 85 | $1,888 | 0.1% | — | — | Put | 91911K952 |
| — | OCATA THERAPEUTICS ORD SHS | 352,544 | $1,858 | 0.1% | $5.27 | — | COM | 67457L100 |
| — | PROGENICS PHARMACEUTICALS INC | 247,706 | $1,848 | 0.1% | $6.14 | — | COM | 743187106 |
| — | GW PHARMACEUTICALS PLC | 150 | $1,843 | 0.1% | — | — | Call | 36197T903 |
| — | SAGE THERAPEUTICS INC | 25,080 | $1,831 | 0.1% | $73.01 | — | COM | 78667J108 |
| — | FOAMIX PHARMACEUTICALS | 176,000 | $1,804 | 0.1% | $9.83 | — | SHS | M46135105 |
| — | ACADIA PHARMACEUTICALS INC | 430 | $1,801 | 0.1% | — | — | Put | 004225958 |
| — | ENDO INTERNATIONAL PLC | 224 | $1,784 | 0.1% | — | — | Put | G30401956 |
| — | AMICUS THERAPEUTICS INC | 1,257 | $1,779 | 0.1% | — | — | Put | 03152W959 |
| — | SUPERCONDUCTOR TECHNOLOGIES INC. | 1,692,586 | $1,777 | 0.1% | $1.37 | — | COM | 867931404 |
| REEMF | RARE ELEMENT RESOURCES LTD | 4,212,092 | $1,770 | 0.1% | $0.63 | 0.0% | COM | 75381M102 |
| PVCT | PROVECTUS BIOPHARMACEUTICALS INC. | 3,275,929 | $1,769 | 0.1% | $0.82 | 0.0% | COM | 74373P108 |
| — | CASTLIGHT HEALTH INC | 2,149 | $1,749 | 0.1% | — | — | Call | 14862Q900 |
| — | CEMPRA INC | 501 | $1,721 | 0.1% | — | — | Call | 15130J909 |
| — | TOKAI PHARMACEUTICALS INC. | 128,041 | $1,703 | 0.1% | $13.30 | — | COM | 88907J107 |
| — | CYCLACEL PHARMACEUTICALS INC | 2,099,851 | $1,680 | 0.1% | $0.90 | — | COM | 23254L306 |
| — | VERTEX PHARMACEUTICALS INC | 135 | $1,667 | 0.1% | — | — | Call | 92532F900 |
| — | CELLECTAR BIOSCIENCES INC | 570,380 | $1,643 | 0.1% | $2.31 | — | COM | 15117F203 |
| — | DYNAVAX TECHNOLOGIES CORP | 70,000 | $1,640 | 0.1% | $23.43 | — | COM | 268158201 |
| — | REPROS THERAPEUTICS INC | 2,277 | $1,628 | 0.1% | — | — | Call | 76028H909 |
| — | RAPTOR PHARMACEUTICAL CORP | 1,030 | $1,626 | 0.1% | — | — | Put | 75382F956 |
| — | NUVASIVE INC | 340 | $1,611 | 0.1% | — | — | Call | 670704905 |
| — | COMMUNITY HEALTH SYSTEMS INC | 255 | $1,606 | 0.1% | — | — | Call | 203668908 |
| — | INTREXON CORP | 324 | $1,581 | 0.1% | — | — | Call | 46122T902 |
| — | T2 BIOSYSTEMS INC | 97,208 | $1,578 | 0.1% | $17.85 | — | COM | 89853L104 |
| — | SUNESIS PHARMACEUTICALS INC | 5,097 | $1,534 | 0.1% | — | — | Put | 867328951 |
| — | PEREGRINE PHARMACEUTICALS INC | 67,578 | $1,533 | 0.1% | $22.68 | — | COM | 713661304 |
| — | MALLINCKRODT PLC | 127 | $1,495 | 0.1% | — | — | Call | G5785G907 |
| — | CELSION CORPORATION | 633,396 | $1,488 | 0.1% | $2.43 | — | COM | 15117N404 |
| — | OCERA THERAPEUTICS ORD SHS | 379,574 | $1,442 | 0.1% | $6.20 | — | COM | 67552A108 |
| — | MEDGENICS EQUITY WARRANTS | 1,439,840 | $1,440 | 0.1% | $1.00 | — | *W | 58436Q112 |
| — | PARATEK PHARMACEUTICALS INC | 55,613 | $1,433 | 0.1% | $25.77 | — | COM | 699374302 |
| — | ADVAXIS INC | 697 | $1,417 | 0.1% | — | — | Put | 007624958 |
| PRQR | PROQR THERAPEUTICS ORD SHS | 83,000 | $1,384 | 0.1% | $16.02 | +17.6% | SHS | N71542109 |
| — | ARIAD PHARMACEUTICALS INC | 165,270 | $1,367 | 0.0% | $7.42 | — | COM | 04033A100 |
| — | FORWARD PHARMA A/S | 35,050 | $1,334 | 0.0% | $28.31 | — | ADR | 34986J105 |
| TRUP | TRUPANION INC | 161,012 | $1,327 | 0.0% | $8.40 | -2.4% | COM | 898202106 |
| — | ARIAD PHARMACEUTICALS INC | 1,599 | $1,322 | 0.0% | — | — | Put | 04033A950 |
| — | CAPRICOR THERAPEUTICS INC | 258,400 | $1,305 | 0.0% | $5.05 | — | COM | 14070B101 |
| — | ZOSANO PHARMA ORD SHS | 173,225 | $1,256 | 0.0% | $9.59 | — | COM | 98979H103 |
| ORMP | ORAMED PHARMACEUTICALS | 212,017 | $1,204 | 0.0% | $6.38 | 0.0% | COM | 68403P203 |
| — | BIODEL INC | 1,149,394 | $1,184 | 0.0% | $1.16 | — | COM | 09064M204 |
| — | TESARO INC | 200 | $1,176 | 0.0% | — | — | Put | 881569957 |
| — | GALENA BIOPHARMA INC | 6,832 | $1,161 | 0.0% | — | — | Put | 363256958 |
| — | NEUROCRINE BIOSCIENCES INC | 241 | $1,151 | 0.0% | — | — | Put | 64125C959 |
| — | STEMCELLS INC | 2,117,234 | $1,144 | 0.0% | $1.21 | — | COM | 85857R204 |
| — | CTI BIOPHARMA CORP | 5,747 | $1,121 | 0.0% | — | — | Call | 12648L906 |
| — | SYNERGY PHARMACEUTICALS EQUITY WARRANTS | 296,606 | $1,112 | 0.0% | $1.23 | — | *W | 871639118 |
| — | ORGANOVO HOLDINGS INC. | 289,610 | $1,092 | 0.0% | $3.77 | — | COM | 68620A104 |
| — | FLUIDIGM CORP | 445 | $1,077 | 0.0% | — | — | Call | 34385P908 |
| — | UNIQURE B.V. | 382 | $1,031 | 0.0% | — | — | Call | N90064901 |
| — | ZAFGEN INC | 296 | $1,025 | 0.0% | — | — | Put | 98885E953 |
| — | ENTEROMEDICS INC | 1,650,232 | $1,023 | 0.0% | $0.62 | — | COM | 29365M208 |
| — | PLURISTEM THERAPEUTICS INC | 3,953 | $996 | 0.0% | — | — | Put | 72940R952 |
| — | INSMED INC | 399 | $974 | 0.0% | — | — | Put | 457669957 |
| — | AMICUS THERAPEUTICS INC | 633 | $896 | 0.0% | — | — | Call | 03152W909 |
| — | OMEROS CORP | 497 | $894 | 0.0% | — | — | Call | 682143902 |
| — | CALADRIUS BIOSCIENCES INC | 475,363 | $889 | 0.0% | $1.87 | — | COM | 128058104 |
| CHRS | COHERUS BIOSCIENCES INC. | 30,000 | $867 | 0.0% | $25.28 | 0.0% | COM | 19249H103 |
| — | EXELIXIS INC | 2,276 | $856 | 0.0% | — | — | Call | 30161Q904 |
| — | MANNKIND CORP | 147,304 | $838 | 0.0% | $5.53 | — | COM | 56400P201 |
| — | ABEONA THERAPEUTICS | 159,758 | $808 | 0.0% | $5.06 | — | COM | 00289Y107 |
| — | INSMED INC | 326 | $796 | 0.0% | — | — | Call | 457669907 |
| — | ALLIQUA BIOMEDICAL INC | 150,000 | $791 | 0.0% | $5.27 | — | COM | 019621200 |
| — | TEKMIRA PHARMACEUTICALS CORP | 657 | $779 | 0.0% | — | — | Call | 87911B909 |
| — | ZS PHARMA INC | 14,848 | $778 | 0.0% | $52.40 | — | COM | 98979G105 |
| — | CYTOKINETICS INC | 1,143 | $768 | 0.0% | — | — | Put | 23282W955 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 96,100 | $765 | 0.0% | $8.95 | — | COM | 09060J106 |
| — | SUNESIS PHARMACEUTICALS INC | 245,112 | $738 | 0.0% | $2.45 | — | COM | 867328601 |
| — | NEUROMETRIX INC. | 798,939 | $727 | 0.0% | $1.39 | — | COM | 641255302 |
| — | NXSTAGE MEDICAL INC | 50,542 | $722 | 0.0% | $14.29 | — | COM | 67072V103 |
| — | IDERA PHARMACEUTICALS INC | 1,924 | $714 | 0.0% | — | — | Call | 45168K906 |
| — | ACELRX PHARMACEUTICALS INC | 1,658 | $703 | 0.0% | — | — | Call | 00444T900 |
| — | JUNO THERAPEUTICS | 130 | $693 | 0.0% | — | — | Put | 48205A959 |
| — | BELLICUM PHARMACEUTICALS INC | 325 | $691 | 0.0% | — | — | Put | 079481957 |
| — | EDAP TMS SA | 2,061 | $670 | 0.0% | — | — | Put | 268311957 |
| — | ROCKWELL MEDICAL INC | 412 | $664 | 0.0% | — | — | Put | 774374952 |
| — | AMARIN CORPORATION PLC | 2,673 | $658 | 0.0% | — | — | Call | 023111906 |
| — | TRANSITION THERAPEUTICS INC | 302,837 | $636 | 0.0% | $6.29 | — | COM | 893716209 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 789 | $628 | 0.0% | — | — | Put | 09060J956 |
| — | KITE PHARMA INC | 102 | $622 | 0.0% | — | — | Put | 49803L959 |
| — | COLLABRX INC | 883,324 | $610 | 0.0% | $1.09 | — | COM | 19422J108 |
| — | ACELRX PHARMACEUTICALS INC | 142,700 | $605 | 0.0% | $3.86 | — | COM | 00444T100 |
| — | JUNO THERAPEUTICS | 11,333 | $604 | 0.0% | $53.30 | — | COM | 48205A109 |
| — | OVASCIENCE INC | 200 | $579 | 0.0% | — | — | Put | 69014Q951 |
| — | CHINA BIOLOGIC PRODUCTS INC | 5,000 | $576 | 0.0% | $115.20 | — | COM | 16938C106 |
| — | PTC THERAPEUTICS INC | 119 | $573 | 0.0% | — | — | Put | 69366J950 |
| — | GEVO INC | 175,000 | $572 | 0.0% | $3.27 | — | COM | 374396208 |
| — | NANOSPHERE INC | 169,031 | $548 | 0.0% | $3.24 | — | COM | 63009F204 |
| — | MELA SCIENCES INC. | 454,352 | $523 | 0.0% | $1.24 | — | COM | 55277R308 |
| — | TESARO INC | 89 | $523 | 0.0% | — | — | Call | 881569907 |
| — | BIOLASE INC | 300,000 | $522 | 0.0% | $2.02 | — | COM | 090911108 |
| — | MEI PHARMA ORD SHS | 295,491 | $505 | 0.0% | $5.18 | — | COM | 55279B202 |
| — | CELLECTAR BIOSCIENCES WARRANTS | 656,513 | $492 | 0.0% | $0.61 | — | *W | 15117F112 |
| — | NOVO-NORDISK ADR | 84 | $460 | 0.0% | — | — | Put | 670100955 |
| — | XOMA CORP | 1,181 | $458 | 0.0% | — | — | Put | 98419J957 |
| — | PROGENICS PHARMACEUTICALS INC | 609 | $454 | 0.0% | — | — | Call | 743187906 |
| — | INTREXON CORP | 90 | $439 | 0.0% | — | — | Put | 46122T952 |
| — | SKYSTAR BIO PHARMACEUTICAL CO. | 156,026 | $415 | 0.0% | $4.19 | — | COM | 830884300 |
| — | ZAFGEN INC | 110 | $381 | 0.0% | — | — | Call | 98885E903 |
| — | EXELIXIS INC | 1,014 | $381 | 0.0% | — | — | Put | 30161Q954 |
| — | CEL SCI EQUITY WARRANTS | 1,845,841 | $369 | 0.0% | $0.42 | — | *W | 150837177 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 458 | $365 | 0.0% | — | — | Call | 09060J906 |
| — | HEARTWARE INTERNATIONAL INC | 50 | $363 | 0.0% | — | — | Call | 422368900 |
| — | OXIGENE INC | 258,435 | $362 | 0.0% | $1.40 | — | COM | 691828404 |
| — | BELLICUM PHARMACEUTICALS INC | 161 | $342 | 0.0% | — | — | Call | 079481907 |
| — | INFINITY PHARMACEUTICALS INC | 300 | $329 | 0.0% | — | — | Put | 45665G953 |
| — | DYAX CORP | 123 | $326 | 0.0% | — | — | Call | 26746E903 |
| — | TEVA PHARMACEUTICAL INDUSTRIES LTD | 54 | $319 | 0.0% | — | — | Call | 881624909 |
| — | CYNAPSUS THERAPEUTICS INC | 19,303 | $314 | 0.0% | $16.27 | — | COM | 23257Y859 |
| — | APPLIED DNA SCIENCES EQUITY WARRANTS | 205,347 | $306 | 0.0% | $1.06 | — | *W | 03815U110 |
| — | VITAL THERAPIES INC | 145 | $306 | 0.0% | — | — | Put | 92847R954 |
| — | AGIOS PHARMACEUTICALS INC | 27 | $300 | 0.0% | — | — | Call | 00847X904 |
| — | REPROS THERAPEUTICS INC | 41,643 | $298 | 0.0% | $7.16 | — | COM | 76028H209 |
| — | APPLIED DNA SCIENCES INC | 93,368 | $289 | 0.0% | $2.59 | — | COM | 03815U201 |
| — | ROCKWELL MEDICAL INC | 17,759 | $286 | 0.0% | $16.10 | — | COM | 774374102 |
| — | BELLEROPHON THERAPEUTICS ORD SHS | 35,727 | $283 | 0.0% | $8.97 | — | COM | 078771102 |
| — | AMARIN CORPORATION PLC | 1,118 | $275 | 0.0% | — | — | Put | 023111956 |
| — | ATHERSYS INC | 2,244 | $272 | 0.0% | — | — | Put | 04744L956 |
| — | CYMABAY THERAPEUTICS INC | 100,000 | $269 | 0.0% | $6.84 | — | COM | 23257D103 |
| — | THORATEC CORP | 60 | $267 | 0.0% | — | — | Put | 885175957 |
| — | XENOPORT INC | 434 | $266 | 0.0% | — | — | Call | 98411C900 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 29,026 | $260 | 0.0% | $0.32 | — | COM | 890260201 |
| — | INSPIREMD ORD SHS | 927,876 | $260 | 0.0% | $0.66 | — | COM | 45779A309 |
| — | HEAT BIOLOGICS INC | 43,034 | $258 | 0.0% | $6.36 | — | COM | 42237K102 |
| TEVA | TEVA PHARMACEUTICAL INDUSTRIES LTD | 4,173 | $247 | 0.0% | $59.19 | — | ADR | 881624209 |
| AR | ANTERO RESOURCES CORP | 8,580 | $246 | 0.0% | $39.69 | 0.0% | COM | 03674X106 |
| — | INTELLIPHARMACEUTICS INTERNATIONAL INC | 826 | $243 | 0.0% | — | — | Put | 458173951 |
| — | OHR PHARMACEUTICAL ORD SHS | 89,982 | $226 | 0.0% | $4.33 | — | COM | 67778H200 |
| — | KITE PHARMA INC | 3,672 | $224 | 0.0% | $61.00 | — | COM | 49803L109 |
| ARDX | ARDELYX INC | 13,757 | $220 | 0.0% | $18.73 | -32.7% | COM | 039697107 |
| — | DYAX CORP | 75 | $200 | 0.0% | — | — | Put | 26746E953 |
| — | KERYX BIOPHARMACEUTICALS | 188 | $188 | 0.0% | — | — | Put | 492515951 |
| — | HISTOGENICS CORP | 27,505 | $178 | 0.0% | $11.00 | — | COM | 43358V109 |
| — | ACHILLION PHARMACEUTICALS INC | 18,835 | $167 | 0.0% | $12.12 | — | COM | 00448Q201 |
| — | PROVECTUS BIOPHARMACEUTICALS EQUITY WARRANTS | 749,337 | $164 | 0.0% | $0.22 | — | *W | 74373P116 |
| — | GREAT BASIN SCIENTIFIC INC | 51,771 | $153 | 0.0% | $2.96 | — | COM | 39013L106 |
| — | CELSION CORPORATION | 546 | $128 | 0.0% | — | — | Put | 15117N954 |
| — | APRICUS BIOSCIENCES INC | 712 | $122 | 0.0% | — | — | Put | 03832V959 |
| — | IDERA PHARMACEUTICALS INC | 257 | $95 | 0.0% | — | — | Put | 45168K956 |
| — | OPEXA THERAPEUTICS EQUITY WARRANTS | 545,505 | $93 | 0.0% | $0.17 | — | *W | 68372T129 |
| — | IDERA PHARMACEUTICALS INC | 23,297 | $86 | 0.0% | $3.71 | — | COM | 45168K306 |
| — | ACELRX PHARMACEUTICALS INC | 186 | $79 | 0.0% | — | — | Put | 00444T950 |
| — | LPATH INC | 268,658 | $74 | 0.0% | $3.52 | — | COM | 548910306 |
| — | APRICUS BIOSCIENCES INC | 37,160 | $64 | 0.0% | $1.72 | — | COM | 03832V109 |
| — | CYTRX CORP | 173 | $64 | 0.0% | — | — | Put | 232828959 |
| — | BIODEL INC | 182 | $19 | 0.0% | — | — | Put | 09064M954 |
| — | ORIENT PAPER INC | 103 | $17 | 0.0% | — | — | Put | 68619F955 |
| — | BIO PATH HOLDINGS INC. | 13,873 | $16 | 0.0% | $1.15 | — | COM | 09057N102 |
| — | CASI PHARMACEUTICALS INC. | 243,201 | $0 | 0.0% | — | — | COM | 14757U109 |