CIK: 0001388838 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $353,757 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 560,350 | $63,605 | 18.0% | $110.02 | +4.9% | CL B NEW | 084670702 |
| AIG | AMERICAN INTL GROUP INC | 1,269,200 | $61,721 | 17.4% | $32.51 | +10.8% | COM NEW | 026874784 |
| MU | MICRON TECHNOLOGY INC | 2,000,000 | $34,938 | 9.9% | $14.15 | 0.0% | COM | 595112103 |
| C | CITIGROUP INC | 707,635 | $34,327 | 9.7% | $35.76 | +5.2% | COM NEW | 172967424 |
| — | SANOFI | 16,825,566 | $33,988 | 9.6% | $2.02 | — | RIGHT 12/31/2020 | 80105N113 |
| HIMX | HIMAX TECHNOLOGIES INC | 2,882,502 | $28,825 | 8.1% | $5.22 | — | SPONSORED ADR | 43289P106 |
| — | NATIONAL BK GREECE S A | 1,530,000 | $18,666 | 5.3% | $12.01 | — | ADR PRF SER A | 633643507 |
| MS | MORGAN STANLEY | 463,800 | $12,499 | 3.5% | $17.33 | +13.4% | COM NEW | 617446448 |
| BAC | BANK OF AMERICA CORPORATION | 685,466 | $9,459 | 2.7% | $10.03 | +12.0% | COM | 060505104 |
| — | TURQUOISE HILL RES LTD | 2,013,172 | $8,898 | 2.5% | $5.68 | — | COM | 900435108 |
| — | ISHARES | 653,045 | $7,784 | 2.2% | $11.22 | — | MSCI JAPAN ETF | 464286848 |
| — | AMERICAN INTL GROUP INC | 193,062 | $3,659 | 1.0% | $18.24 | — | *W EXP 01/19/202 | 026874156 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 21 | $3,579 | 1.0% | $165023.42 | +4.8% | CL A | 084670108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 69,649 | $3,385 | 1.0% | $44.70 | — | ALLWRLD EX US | 922042775 |
| VTI | VANGUARD INDEX FDS | 29,972 | $2,627 | 0.7% | $82.80 | — | TOTAL STK MKT | 922908769 |
| — | ROYAL BK SCOTLAND GROUP PLC | 126,910 | $2,556 | 0.7% | $20.67 | — | ADR PREF SHS R | 780097747 |
| — | PANHANDLE OIL AND GAS INC | 67,200 | $1,900 | 0.5% | $28.50 | — | CL A | 698477106 |
| — | PROSHARES TR | 89,636 | $1,656 | 0.5% | $20.63 | — | PSHS SHTRUSS2000 | 74347R826 |
| VV | VANGUARD INDEX FDS | 20,272 | $1,568 | 0.4% | $73.43 | — | LARGE CAP ETF | 922908637 |
| — | JPMORGAN CHASE & CO | 90,710 | $1,520 | 0.4% | $15.60 | — | *W EXP 10/28/201 | 46634E114 |
| — | DEUTSCHE BK AG LONDON BRH | 83,000 | $1,453 | 0.4% | $18.69 | — | 3X INV JAP GOV | 25154P188 |
| L | LOEWS CORP | 20,000 | $935 | 0.3% | $42.08 | +2.8% | COM | 540424108 |
| — | RESOLUTE FST PRODS INC | 60,000 | $793 | 0.2% | $13.17 | — | COM | 76117W109 |
| — | 1ST CENTURY BANCSHARES INC | 105,000 | $789 | 0.2% | $7.51 | — | COM | 31943X102 |
| — | ELLSWORTH FUND LTD | 90,978 | $716 | 0.2% | $7.66 | — | COM | 289074106 |
| — | LEUCADIA NATL CORP | 25,000 | $681 | 0.2% | $26.24 | — | COM | 527288104 |
| — | CHESAPEAKE ENERGY CORP | 25,000 | $647 | 0.2% | $20.40 | — | COM | 165167107 |
| — | ALPS ETF TR | 13,074 | $550 | 0.2% | $39.92 | — | JEFF TRJ CRB GLO | 00162Q304 |
| — | ROYAL BK SCOTLAND GROUP PLC | 26,133 | $545 | 0.2% | $21.05 | — | ADR PREF SER N | 780097770 |
| ACTG | ACACIA RESH CORP | 22,122 | $510 | 0.1% | $22.10 | -5.7% | ACACIA TCH COM | 003881307 |
| — | BANCROFT FUND LTD | 27,485 | $493 | 0.1% | $17.32 | — | COM | 059695106 |
| — | POWERSHS DB US DOLLAR INDEX | 22,000 | $476 | 0.1% | $21.64 | — | DOLL INDX BULL | 73936D107 |
| — | GENERAL ELECTRIC CO | 18,237 | $436 | 0.1% | $23.29 | — | COM | 369604103 |
| — | TESSERA TECHNOLOGIES INC | 22,000 | $425 | 0.1% | $20.40 | — | COM | 88164L100 |
| VB | VANGUARD INDEX FDS | 3,974 | $407 | 0.1% | $93.80 | — | SMALL CP ETF | 922908751 |
| — | COHEN & STEERS CLOSED END OP | 32,608 | $402 | 0.1% | $13.13 | — | COM | 19248P106 |
| — | NORTHERN TIER ENERGY LP | 20,000 | $394 | 0.1% | $24.00 | — | COM UN REPR PART | 665826103 |
| — | POWERSHARES QQQ TRUST | 5,000 | $394 | 0.1% | $78.80 | — | UNIT SER 1 | 73935A104 |
| GS | GOLDMAN SACHS GROUP INC | 2,400 | $380 | 0.1% | $127.13 | 0.0% | COM | 38141G104 |
| THC | TENET HEALTHCARE CORP | 9,000 | $371 | 0.1% | $44.45 | -5.9% | COM NEW | 88033G407 |
| — | PUTNAM MUN OPPORTUNITIES TR | 31,615 | $346 | 0.1% | $11.21 | — | SH BEN INT | 746922103 |
| F | FORD MTR CO DEL | 20,000 | $337 | 0.1% | $7.82 | +15.3% | COM PAR $0.01 | 345370860 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 22,501 | $284 | 0.1% | $13.81 | — | COM | 09254C107 |
| VNQ | VANGUARD INDEX FDS | 4,233 | $280 | 0.1% | $68.63 | — | REIT ETF | 922908553 |
| TRC | TEJON RANCH CO | 9,000 | $278 | 0.1% | $30.38 | 0.0% | COM | 879080109 |
| — | ROYAL BK SCOTLAND GROUP PLC | 13,136 | $270 | 0.1% | $21.01 | — | ADR PFD SER P | 780097762 |
| — | SPDR INDEX SHS FDS | 7,621 | $249 | 0.1% | $28.83 | — | S&P INTL SMLCP | 78463x871 |
| HYG | ISHARES | 2,618 | $240 | 0.1% | $91.00 | — | IBOXX HI YD ETF | 464288513 |
| BA | BOEING CO | 2,000 | $235 | 0.1% | $91.56 | 0.0% | COM | 097023105 |
| — | DU PONT E I DE NEMOURS & CO | 4,000 | $234 | 0.1% | $58.50 | — | COM | 263534109 |
| — | AON PLC | 3,000 | $223 | 0.1% | $64.29 | — | SHS CL A | G0408V102 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 17,399 | $216 | 0.1% | $12.79 | — | COM | 09254A101 |
| MUNI | PIMCO ETF TR | 4,080 | $213 | 0.1% | $51.81 | — | INTER MUN BD ST | 72201R866 |
| HON | HONEYWELL INTL INC | 2,500 | $208 | 0.1% | $57.46 | 0.0% | COM | 438516106 |
| — | FRANKLIN TEMPLETON LTD DUR I | 15,298 | $199 | 0.1% | $13.42 | — | COM | 35472t101 |
| — | BLACKROCK MUNIYIELD CALIF FD | 12,994 | $186 | 0.1% | $15.26 | — | COM | 09254M105 |
| LUV | SOUTHWEST AIRLS CO | 10,000 | $146 | 0.0% | $11.89 | 0.0% | COM | 844741108 |
| — | MVC CAPITAL INC | 10,000 | $131 | 0.0% | $13.10 | — | COM | 553829102 |
| — | BGC PARTNERS INC | 23,000 | $130 | 0.0% | $5.65 | — | CL A | 05541T101 |
| FEIM | FREQUENCY ELECTRS INC | 10,000 | $117 | 0.0% | $7.91 | +8.8% | COM | 358010106 |
| — | MAGAL SECURITY SYS LTD | 29,613 | $103 | 0.0% | $3.61 | — | ORD | M6786D104 |
| — | INVESCO MUNI INCOME OPP TRST | 14,000 | $89 | 0.0% | $6.55 | — | COM | 46132X101 |
| — | LIONBRIDGE TECHNOLOGIES INC | 14,082 | $52 | 0.0% | $2.91 | — | COM | 536252109 |
| KIDBQ | KID BRANDS INC | 23,000 | $34 | 0.0% | $1.48 | 0.0% | COM | 49375T100 |