CIK: 0001041773 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value ($000): $485,439 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ACWI | ISHARES TR | 754,391 | $75,376 | 15.5% | $69.83 | — | MSCI ACWI ETF | 464288257 |
| SPY | SPDR S&P 500 ETF TR | 161,041 | $69,110 | 14.2% | $319.22 | — | TR UNIT | 78462F103 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 4,637,241 | $68,816 | 14.2% | $8.18 | +11.7% | COM STK | 05684B107 |
| DJP | BARCLAYS BANK PLC | 811,873 | $23,750 | 4.9% | $23.77 | — | DJUBS CMDT ETN36 | 06738C778 |
| IVV | ISHARES TR | 54,167 | $23,341 | 4.8% | $261.81 | — | CORE S&P500 ETF | 464287200 |
| NMFC | NEW MTN FIN CORP | 1,476,272 | $19,647 | 4.0% | $6.39 | +27.6% | COM | 647551100 |
| IGSB | ISHARES TR | 359,530 | $19,619 | 4.0% | $58.65 | — | ISHS 1-5YR INVS | 464288646 |
| MCHI | ISHARES TR | 251,894 | $17,017 | 3.5% | $72.14 | — | MSCI CHINA ETF | 46429B671 |
| GLD | SPDR GOLD TR | 68,402 | $11,232 | 2.3% | $160.34 | — | GOLD SHS | 78463V107 |
| SHY | ISHARES TR | 116,889 | $10,069 | 2.1% | $85.55 | — | 1 3 YR TREAS BD | 464287457 |
| EFA | ISHARES TR | 116,386 | $9,076 | 1.9% | $67.30 | — | MSCI EAFE ETF | 464287465 |
| IWM | ISHARES TR | 41,260 | $9,029 | 1.9% | $175.02 | — | RUSSELL 2000 ETF | 464287655 |
| QQQ | INVESCO QQQ TR | 23,367 | $8,365 | 1.7% | $343.09 | — | UNIT SER 1 | 46090E103 |
| EEM | ISHARES TR | 164,220 | $8,274 | 1.7% | $42.66 | — | MSCI EMG MKT ETF | 464287234 |
| BBDC | BARINGS BDC INC | 742,920 | $8,188 | 1.7% | $5.40 | +23.8% | COM | 06759L103 |
| SGRY | SURGERY PARTNERS INC | 152,916 | $6,475 | 1.3% | $9.44 | +440.8% | COM | 86881A100 |
| XLF | SELECT SECTOR SPDR TR | 157,834 | $5,924 | 1.2% | $33.44 | — | FINANCIAL | 81369Y605 |
| KRE | SPDR SER TR | 62,612 | $4,241 | 0.9% | $66.33 | — | S&P REGL BKG | 78464A698 |
| AAPL | APPLE INC | 28,333 | $4,011 | 0.8% | $82.52 | +74.4% | COM | 037833100 |
| IWD | ISHARES TR | 22,261 | $3,484 | 0.7% | $133.52 | — | RUS 1000 VAL ETF | 464287598 |
| IWF | ISHARES TR | 12,337 | $3,380 | 0.7% | $158.13 | — | RUS 1000 GRW ETF | 464287614 |
| — | BANCOLOMBIA S A | 95,778 | $3,316 | 0.7% | $34.62 | — | SPON ADR PREF | 05968L102 |
| EMB | ISHARES TR | 28,232 | $3,108 | 0.6% | $111.43 | — | JPMORGAN USD EMG | 464288281 |
| FOR | FORESTAR GROUP INC | 153,467 | $2,858 | 0.6% | $20.39 | -1.0% | COM | 346232101 |
| MS | MORGAN STANLEY | 26,941 | $2,621 | 0.5% | $34.36 | +149.4% | COM NEW | 617446448 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 6 | $2,468 | 0.5% | $302764.90 | +39.6% | CL A | 084670108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,970 | $2,447 | 0.5% | $218.77 | +28.4% | CL B NEW | 084670702 |
| AHCO | ADAPTHEALTH CORP | 100,790 | $2,347 | 0.5% | $27.21 | -11.1% | COMMON STOCK | 00653Q102 |
| AMZN | AMAZON COM INC | 710 | $2,334 | 0.5% | $80.54 | +114.2% | COM | 023135106 |
| BAC | BK OF AMERICA CORP | 51,292 | $2,177 | 0.4% | $27.59 | +30.8% | COM | 060505104 |
| SJNK | SPDR SER TR | 77,450 | $2,121 | 0.4% | $27.34 | — | BLOOMBERG SRT TR | 78468R408 |
| MSFT | MICROSOFT CORP | 7,196 | $2,031 | 0.4% | $115.86 | +142.3% | COM | 594918104 |
| FNV | FRANCO NEV CORP | 14,300 | $1,858 | 0.4% | $70.38 | +99.9% | COM | 351858105 |
| KWEB | KRANESHARES TR | 38,319 | $1,814 | 0.4% | $47.34 | — | CSI CHI INTERNET | 500767306 |
| GOOG | ALPHABET INC | 673 | $1,794 | 0.4% | $61.35 | +123.0% | CAP STK CL C | 02079K107 |
| VB | VANGUARD INDEX FDS | 8,115 | $1,775 | 0.4% | $192.63 | — | SMALL CP ETF | 922908751 |
| DIS | DISNEY WALT CO | 10,180 | $1,723 | 0.4% | $114.51 | +52.1% | COM | 254687106 |
| DBEF | DBX ETF TR | 43,150 | $1,629 | 0.3% | $30.33 | — | XTRACK MSCI EAFE | 233051200 |
| BABA | ALIBABA GROUP HLDG LTD | 10,994 | $1,629 | 0.3% | $177.84 | — | SPONSORED ADS | 01609W102 |
| IVW | ISHARES TR | 22,043 | $1,629 | 0.3% | $79.82 | — | S&P 500 GRWT ETF | 464287309 |
| VGK | VANGUARD INTL EQUITY INDEX F | 24,447 | $1,603 | 0.3% | $56.16 | — | FTSE EUROPE ETF | 922042874 |
| MRNA | MODERNA INC | 3,644 | $1,402 | 0.3% | $233.88 | +57.7% | COM | 60770K107 |
| BX | BLACKSTONE INC | 11,727 | $1,365 | 0.3% | $39.45 | +154.3% | COM | 09260D107 |
| UYG | PROSHARES TR | 18,250 | $1,157 | 0.2% | $52.77 | — | ULTRA FNCLS NEW | 74347X633 |
| META | FACEBOOK INC | 3,368 | $1,143 | 0.2% | $185.56 | +92.7% | CL A | 30303M102 |
| SHW | SHERWIN WILLIAMS CO | 4,026 | $1,126 | 0.2% | $215.18 | +30.8% | COM | 824348106 |
| GE | GENERAL ELECTRIC CO | 10,460 | $1,077 | 0.2% | $62.95 | 0.0% | COM NEW | 369604301 |
| — | TELUS INTL CDA INC | 30,000 | $1,050 | 0.2% | $27.98 | — | SUB VTG SHS | 87975H100 |
| HEZU | ISHARES TR | 28,749 | $1,037 | 0.2% | $29.39 | — | CUR HD EURZN ETF | 46434V639 |
| SNOW | SNOWFLAKE INC | 3,428 | $1,037 | 0.2% | $266.89 | +6.6% | CL A | 833445109 |
| IVE | ISHARES TR | 6,947 | $1,010 | 0.2% | $115.15 | — | S&P 500 VAL ETF | 464287408 |
| IQV | IQVIA HLDGS INC | 3,719 | $891 | 0.2% | $108.02 | +133.7% | COM | 46266C105 |
| — | APOLLO GLOBAL MGMT INC | 14,332 | $883 | 0.2% | $38.03 | — | COM CL A | 03768E105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 16,924 | $846 | 0.2% | $41.09 | — | FTSE EMR MKT ETF | 922042858 |
| SPGI | S&P GLOBAL INC | 1,929 | $819 | 0.2% | $116.30 | +259.2% | COM | 78409V104 |
| C | CITIGROUP INC | 11,677 | $819 | 0.2% | $49.00 | +21.8% | COM NEW | 172967424 |
| JD | JD.COM INC | 11,316 | $818 | 0.2% | $30.60 | — | SPON ADR CL A | 47215P106 |
| DASH | DOORDASH INC | 3,749 | $772 | 0.2% | $146.63 | +30.4% | CL A | 25809K105 |
| IYR | ISHARES TR | 7,347 | $752 | 0.2% | $102.27 | — | U.S. REAL ES ETF | 464287739 |
| TSLA | TESLA INC | 905 | $702 | 0.1% | $100.95 | +133.1% | COM | 88160R101 |
| — | TWITTER INC | 11,188 | $675 | 0.1% | $32.68 | — | COM | 90184L102 |
| DHI | D R HORTON INC | 7,649 | $642 | 0.1% | $44.72 | +97.1% | COM | 23331A109 |
| KBE | SPDR SER TR | 11,011 | $584 | 0.1% | $51.86 | — | S&P BK ETF | 78464A797 |
| JPM | JPMORGAN CHASE & CO | 3,489 | $572 | 0.1% | $84.74 | +65.6% | COM | 46625H100 |
| XLE | SELECT SECTOR SPDR TR | 10,569 | $550 | 0.1% | $48.97 | — | ENERGY | 81369Y506 |
| IJH | ISHARES TR | 2,010 | $529 | 0.1% | $173.88 | — | CORE S&P MCP ETF | 464287507 |
| BKLN | INVESCO EXCH TRADED FD TR II | 23,800 | $526 | 0.1% | $22.14 | — | SR LN ETF | 46138G508 |
| WHF | WHITEHORSE FIN INC | 34,479 | $525 | 0.1% | $15.54 | -0.5% | COM | 96524V106 |
| CSCO | CISCO SYS INC | 9,612 | $523 | 0.1% | $27.46 | +79.3% | COM | 17275R102 |
| V | VISA INC | 2,326 | $518 | 0.1% | $160.12 | +41.8% | COM CL A | 92826C839 |
| STPZ | PIMCO ETF TR | 9,398 | $516 | 0.1% | $52.13 | — | 1-5 US TIP IDX | 72201R205 |
| ACWX | ISHARES TR | 8,908 | $494 | 0.1% | $50.30 | — | MSCI ACWI EX US | 464288240 |
| GOOGL | ALPHABET INC | 183 | $489 | 0.1% | $78.38 | +72.3% | CAP STK CL A | 02079K305 |
| BND | VANGUARD BD INDEX FDS | 5,587 | $478 | 0.1% | $81.34 | — | TOTAL BND MRKT | 921937835 |
| SPOT | SPOTIFY TECHNOLOGY S A | 2,114 | $476 | 0.1% | $182.38 | +29.2% | SHS | L8681T102 |
| LMT | LOCKHEED MARTIN CORP | 1,345 | $465 | 0.1% | $270.47 | +18.6% | COM | 539830109 |
| XLI | SELECT SECTOR SPDR TR | 4,599 | $450 | 0.1% | $98.80 | — | SBI INT-INDS | 81369Y704 |
| HEFA | ISHARES TR | 12,685 | $436 | 0.1% | $34.37 | — | HDG MSCI EAFE | 46434V803 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 4,814 | $413 | 0.1% | $65.24 | +18.6% | COM | 75513E101 |
| XLB | SELECT SECTOR SPDR TR | 5,027 | $398 | 0.1% | $79.13 | — | SBI MATERIALS | 81369Y100 |
| UNH | UNITEDHEALTH GROUP INC | 994 | $389 | 0.1% | $246.68 | +56.0% | COM | 91324P102 |
| FE | FIRSTENERGY CORP | 10,379 | $370 | 0.1% | $23.30 | +36.4% | COM | 337932107 |
| VZ | VERIZON COMMUNICATIONS INC | 6,823 | $368 | 0.1% | $35.27 | +20.0% | COM | 92343V104 |
| AGG | ISHARES TR | 3,097 | $356 | 0.1% | $111.84 | — | CORE US AGGBD ET | 464287226 |
| IGF | ISHARES TR | 6,706 | $308 | 0.1% | $45.93 | — | GLB INFRASTR ETF | 464288372 |
| LQD | ISHARES TR | 2,298 | $306 | 0.1% | $114.98 | — | IBOXX INV CP ETF | 464287242 |
| XLY | SELECT SECTOR SPDR TR | 1,682 | $302 | 0.1% | $110.33 | — | SBI CONS DISCR | 81369Y407 |
| PAVE | GLOBAL X FDS | 11,839 | $301 | 0.1% | $25.42 | — | US INFR DEV ETF | 37954Y673 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,012 | $248 | 0.1% | $82.34 | — | SHRT TRM CORP BD | 92206C409 |
| BIV | VANGUARD BD INDEX FDS | 2,668 | $239 | 0.0% | $88.83 | — | INTERMED TERM | 921937819 |
| — | TILRAY INC | 20,000 | $226 | 0.0% | — | — | Call | 88688T100 |
| QSR | RESTAURANT BRANDS INTL INC | 3,502 | $214 | 0.0% | $46.17 | +38.7% | COM | 76131D103 |
| VBR | VANGUARD INDEX FDS | 1,259 | $213 | 0.0% | $119.48 | — | SM CP VAL ETF | 922908611 |
| PEP | PEPSICO INC | 1,390 | $209 | 0.0% | $126.17 | +7.0% | COM | 713448108 |
| NFLX | NETFLIX INC | 339 | $207 | 0.0% | $52.92 | +4.0% | COM | 64110L106 |
| CMF | ISHARES TR | 3,257 | $202 | 0.0% | $62.02 | — | CALIF MUN BD ETF | 464288356 |
| RLX | RLX TECHNOLOGY INC | 22,711 | $102 | 0.0% | $4.49 | — | SPONSORED ADS | 74969N103 |
| — | ROOT INC | 10,000 | $53 | 0.0% | $12.70 | — | COM CL A | 77664L108 |
| ABEV | AMBEV SA | 12,847 | $35 | 0.0% | $2.64 | — | SPONSORED ADR | 02319V103 |
| — | PROSPECT CAP CORP | 30,000 | $32 | 0.0% | $1.07 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | RECRO PHARMA INC | 15,608 | $32 | 0.0% | $2.31 | — | COM | 75629F109 |
| — | TILRAY INC | 30,000 | $29 | 0.0% | $0.97 | — | NOTE 5.000%10/0 | 88688TAB6 |
| — | BEST INC | 16,249 | $27 | 0.0% | $1.84 | — | SPONSORED ADS | 08653C106 |