B. Riley Financial, Inc. Quant / Systematic

CIK: 0001464790 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 13, 2021

Total Value ($000): $898,173 (100.0% shares, 0.0% debt)

Holdings (34)

BW BABCOCK & WILCOX ENTERPRISES 28.8%

Value ($000) $258,450 Shares 27,291,437 Est. Cost $4.35 Unrealized +47.7%

— FRANCHISE GROUP INC 14.7%

Value ($000) $132,094 Shares 3,658,103 Est. Cost $23.07 Unrealized —

EOSE EOS ENERGY ENTERPRISES INC 14.3%

Value ($000) $128,797 Shares 6,531,279 Est. Cost $14.41 Unrealized +55.4%

ALTG ALTA EQUIPMENT GROUP INC 8.5%

Value ($000) $76,028 Shares 5,848,317 Est. Cost $8.01 Unrealized +26.5%

— QUANTUM CORP 7.9%

Value ($000) $71,201 Shares 8,547,611 Est. Cost $3.01 Unrealized —

— PROSHARES TR 5.7%

Value ($000) $50,896 Shares 3,879,300 Est. Cost $14.97 Unrealized —

GSL GLOBAL SHIP LEASE INC NEW 3.4%

Value ($000) $30,876 Shares 2,189,824 Est. Cost $7.30 Unrealized +94.0%

SPY SPDR S&P 500 ETF TR 3.1%

Value ($000) $27,743 Shares 70,000 Est. Cost — Unrealized —

— SELECT INTERIOR CONCEPTS INC 2.6%

Value ($000) $23,386 Shares 3,248,000 Est. Cost $9.90 Unrealized —

QQQ INVESCO QQQ TR 2.5%

Value ($000) $22,339 Shares 70,000 Est. Cost — Unrealized —

RILY B. RILEY FINANCIAL INC 2.0%

Value ($000) $17,924 Shares 317,915 Est. Cost $26.07 Unrealized +106.8%

IWM ISHARES TR 1.7%

Value ($000) $15,466 Shares 70,000 Est. Cost — Unrealized —

— SONIM TECHNOLOGIES INC 1.0%

Value ($000) $8,560 Shares 10,439,577 Est. Cost $3.03 Unrealized —

— AFRICAN GOLD ACQUISITION COR 0.8%

Value ($000) $7,515 Shares 760,619 Est. Cost $9.88 Unrealized —

— AFRICAN GOLD ACQUISITION COR 0.6%

Value ($000) $5,370 Shares 561,112 Est. Cost $9.57 Unrealized —

— ALTA EQUIPMENT GROUP INC 0.5%

Value ($000) $4,898 Shares 1,399,420 Est. Cost $0.78 Unrealized —

MCHX MARCHEX INC 0.5%

Value ($000) $4,360 Shares 1,551,550 Est. Cost $2.92 Unrealized 0.0%

— EOS ENERGY ENTERPRISES INC 0.4%

Value ($000) $3,150 Shares 350,000 Est. Cost $8.31 Unrealized —

KVHI KVH INDS INC 0.3%

Value ($000) $2,549 Shares 201,015 Est. Cost $13.26 Unrealized 0.0%

— APOLLO STRATEGIC GRWT CPTL I 0.2%

Value ($000) $1,992 Shares 199,598 Est. Cost $9.98 Unrealized —

SPH SUBURBAN PROPANE PARTNERS L 0.1%

Value ($000) $934 Shares 63,000 Est. Cost $14.83 Unrealized —

— SOFTWARE ACQUISITN GRUP INC 0.1%

Value ($000) $856 Shares 84,988 Est. Cost $10.07 Unrealized —

XACCX 180 DEGREE CAP CORP 0.1%

Value ($000) $758 Shares 102,455 Est. Cost $7.40 Unrealized —

— DCP MIDSTREAM LP 0.1%

Value ($000) $590 Shares 27,252 Est. Cost $21.65 Unrealized —

— AFRICAN GOLD ACQUISITION COR 0.0%

Value ($000) $263 Shares 548,018 Est. Cost $0.48 Unrealized —

— REINVENT TECHNOLOGY PARTNERS 0.0%

Value ($000) $249 Shares 24,834 Est. Cost $10.03 Unrealized —

— ROMAN DBDR TECH ACQUISITION 0.0%

Value ($000) $193 Shares 254,539 Est. Cost $1.22 Unrealized —

— LANDSEA HOMES CORP 0.0%

Value ($000) $180 Shares 18,815 Est. Cost $9.57 Unrealized —

— TWIN RIDGE CAPITAL ACQUIS CO 0.0%

Value ($000) $129 Shares 13,010 Est. Cost $9.92 Unrealized —

— GOLAR LNG LTD 0.0%

Value ($000) $111 Shares 115,000 Est. Cost $0.97 Unrealized —

— TUATARA CAPITAL ACQUISITN CO 0.0%

Value ($000) $104 Shares 10,403 Est. Cost $10.00 Unrealized —

— HPX CORP 0.0%

Value ($000) $98 Shares 10,000 Est. Cost $9.80 Unrealized —

— SPARTACUS ACQUISITION CORP 0.0%

Value ($000) $64 Shares 100,000 Est. Cost $1.12 Unrealized —

WTTR SELECT ENERGY SVCS INC 0.0%

Value ($000) $50 Shares 10,000 Est. Cost $5.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BW	BABCOCK & WILCOX ENTERPRISES	27,291,437	$258,450	28.8%	$4.35	+47.7%	COM	05614L209
—	FRANCHISE GROUP INC	3,658,103	$132,094	14.7%	$23.07	—	COM	35180X105
EOSE	EOS ENERGY ENTERPRISES INC	6,531,279	$128,797	14.3%	$14.41	+55.4%	COM CL A	29415C101
ALTG	ALTA EQUIPMENT GROUP INC	5,848,317	$76,028	8.5%	$8.01	+26.5%	COMMON STOCK	02128L106
—	QUANTUM CORP	8,547,611	$71,201	7.9%	$3.01	—	COM NEW	747906501
—	PROSHARES TR	3,879,300	$50,896	5.7%	$14.97	—	ULTRAPRO SHT QQQ	74347G861
GSL	GLOBAL SHIP LEASE INC NEW	2,189,824	$30,876	3.4%	$7.30	+94.0%	COM CL A	Y27183600
SPY	SPDR S&P 500 ETF TR	70,000	$27,743	3.1%	—	—	Put	78462F103
—	SELECT INTERIOR CONCEPTS INC	3,248,000	$23,386	2.6%	$9.90	—	CL A	816120307
QQQ	INVESCO QQQ TR	70,000	$22,339	2.5%	—	—	Put	46090E103
RILY	B. RILEY FINANCIAL INC	317,915	$17,924	2.0%	$26.07	+106.8%	COM	05580M108
IWM	ISHARES TR	70,000	$15,466	1.7%	—	—	Put	464287655
—	SONIM TECHNOLOGIES INC	10,439,577	$8,560	1.0%	$3.03	—	COM	83548F101
—	AFRICAN GOLD ACQUISITION COR	760,619	$7,515	0.8%	$9.88	—	UNIT 99/99/9999	G0112R116
—	AFRICAN GOLD ACQUISITION COR	561,112	$5,370	0.6%	$9.57	—	SHS CL A	G0112R108
—	ALTA EQUIPMENT GROUP INC	1,399,420	$4,898	0.5%	$0.78	—	*W EXP 02/14/202	02128L114
MCHX	MARCHEX INC	1,551,550	$4,360	0.5%	$2.92	0.0%	CL B	56624R108
—	EOS ENERGY ENTERPRISES INC	350,000	$3,150	0.4%	$8.31	—	*W EXP 05/06/202	29415C119
KVHI	KVH INDS INC	201,015	$2,549	0.3%	$13.26	0.0%	COM	482738101
—	APOLLO STRATEGIC GRWT CPTL I	199,598	$1,992	0.2%	$9.98	—	UNIT 99/99/9999	G0412A110
SPH	SUBURBAN PROPANE PARTNERS L	63,000	$934	0.1%	$14.83	—	UNIT LTD PARTN	864482104
—	SOFTWARE ACQUISITN GRUP INC	84,988	$856	0.1%	$10.07	—	COM CL A	83407F101
XACCX	180 DEGREE CAP CORP	102,455	$758	0.1%	$7.40	—	COM NEW	68235B208
—	DCP MIDSTREAM LP	27,252	$590	0.1%	$21.65	—	COM UT LTD PTN	23311P100
—	AFRICAN GOLD ACQUISITION COR	548,018	$263	0.0%	$0.48	—	*W EXP 03/31/202	G0112R124
—	REINVENT TECHNOLOGY PARTNERS	24,834	$249	0.0%	$10.03	—	UNIT 03/12/2026	G7484L114
—	ROMAN DBDR TECH ACQUISITION	254,539	$193	0.0%	$1.22	—	*W EXP 10/31/202	77584N119
—	LANDSEA HOMES CORP	18,815	$180	0.0%	$9.57	—	COM	51509P103
—	TWIN RIDGE CAPITAL ACQUIS CO	13,010	$129	0.0%	$9.92	—	UNIT 99/99/9999	G9151L112
—	GOLAR LNG LTD	115,000	$111	0.0%	$0.97	—	NOTE 2.750% 2/1	38046YAB7
—	TUATARA CAPITAL ACQUISITN CO	10,403	$104	0.0%	$10.00	—	UNIT 99/99/9999	G9118J127
—	HPX CORP	10,000	$98	0.0%	$9.80	—	SHS CL A	G32219100
—	SPARTACUS ACQUISITION CORP	100,000	$64	0.0%	$1.12	—	*W EXP 10/31/202	84677L117
WTTR	SELECT ENERGY SVCS INC	10,000	$50	0.0%	$5.00	—	CL A COM	81617J301