Location: Los Angeles, CA
CIK: 0001079935 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 6, 2013
Total Value: $174M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DEM | WISDOMTREE TRUST | 466,881 | $24.13M | 13.9% | $48.72 | — | EMERG MKTS ETF | 97717W315 |
| XLF | SELECT SECTOR SPDR TR | 484,468 | $9.643M | 5.6% | $19.48 | — | SBI INT-FINL | 81369Y605 |
| VNQ | VANGUARD INDEX FDS | 143,377 | $9.483M | 5.5% | $68.32 | — | REIT ETF | 922908553 |
| — | SELECT SECTOR SPDR TR | 113,944 | $9.447M | 5.4% | $78.74 | — | SBI INT-ENERGY | 81369y506 |
| XLI | SELECT SECTOR SPDR TR | 192,438 | $8.93M | 5.1% | $46.40 | — | SBI INT-INDS | 81369Y704 |
| — | POWERSHARES GLOBAL ETF TRUST | 300,870 | $7.51M | 4.3% | $24.99 | — | WK VRDO TX FR | 73936T433 |
| DWM | WISDOMTREE TRUST | 92,949 | $4.805M | 2.8% | $48.44 | — | DEFA FD | 97717W703 |
| IVW | ISHARES TR | 52,878 | $4.725M | 2.7% | $84.78 | — | S&P 500 GROWTH | 464287309 |
| IVE | ISHARES TR | 58,448 | $4.578M | 2.6% | $76.14 | — | S&P 500 VALUE | 464287408 |
| — | KAYNE ANDERSON MLP INVSMT CO | 122,816 | $4.403M | 2.5% | $38.60 | — | COM | 486606106 |
| EOG | EOG RES INC | 25,893 | $4.383M | 2.5% | $47.52 | +18.6% | COM | 26875P101 |
| F | FORD MTR CO DEL | 254,484 | $4.293M | 2.5% | $7.75 | +16.3% | COM PAR $0.01 | 345370860 |
| AAPL | APPLE INC | 8,984 | $4.283M | 2.5% | $13.44 | +6.2% | COM | 037833100 |
| MCK | MCKESSON CORP | 33,056 | $4.241M | 2.4% | $102.54 | +9.4% | COM | 58155Q103 |
| VEU | VANGUARD INTL EQUITY INDEX F | 86,314 | $4.195M | 2.4% | $45.23 | — | ALLWRLD EX US | 922042775 |
| VOE | VANGUARD INDEX FDS | 57,166 | $4.186M | 2.4% | $69.50 | — | MCAP VL IDXVIP | 922908512 |
| VOT | VANGUARD INDEX FDS | 49,094 | $4.183M | 2.4% | $79.43 | — | MCAP GR IDXVIP | 922908538 |
| — | CLAYMORE EXCHANGE TR FD TR | 176,589 | $3.994M | 2.3% | $22.38 | — | GUGG CRP BD 2017 | 18383M548 |
| PPG | PPG INDS INC | 23,817 | $3.979M | 2.3% | $60.18 | +7.4% | COM | 693506107 |
| — | ACE LTD | 40,557 | $3.794M | 2.2% | $89.84 | — | COM | H0023R105 |
| — | JPMORGAN CHASE & CO | 72,223 | $3.733M | 2.2% | $52.69 | — | COM | 46625h100 |
| CVS | CVS CAREMARK CORPORATION | 65,030 | $3.69M | 2.1% | $41.59 | +2.9% | COM | 126650100 |
| UNH | UNITEDHEALTH GROUP INC | 48,247 | $3.455M | 2.0% | $58.63 | 0.0% | COM | 91324P102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 148,728 | $3.308M | 1.9% | $22.24 | — | GUGG CRP BD 2016 | 18383M555 |
| — | PRECISION CASTPARTS CORP | 14,527 | $3.301M | 1.9% | $227.23 | — | COM | 740189105 |
| IGSB | ISHARES TR | 31,315 | $3.297M | 1.9% | $105.02 | — | BARCLYS 1-3YR CR | 464288646 |
| CSCO | CISCO SYS INC | 135,910 | $3.185M | 1.8% | $15.50 | +9.2% | COM | 17275R102 |
| — | SOUTHWESTERN ENERGY CO | 78,312 | $2.849M | 1.6% | $36.38 | — | COM | 845467109 |
| — | UBS AG JERSEY BRH | 69,122 | $2.683M | 1.5% | $39.16 | — | ALERIAN INFRST | 902641646 |
| — | JPMORGAN CHASE & CO | 58,811 | $2.623M | 1.5% | $46.64 | — | ALERIAN ML ETN | 46625H365 |
| — | RYDEX ETF TRUST | 23,820 | $1.513M | 0.9% | $57.92 | — | GUG S&P 500 PU GR | 78355W403 |
| DWX | SPDR INDEX SHS FDS | 31,248 | $1.458M | 0.8% | $44.78 | — | S&P INTL ETF | 78463X772 |
| VBR | VANGUARD INDEX FDS | 12,400 | $1.119M | 0.6% | $84.70 | — | SM CAP VAL ETF | 922908611 |
| VBK | VANGUARD INDEX FDS | 8,800 | $1.007M | 0.6% | $104.77 | — | SML CP GRW ETF | 922908595 |
| — | MARKET VECTORS ETF TR | 39,104 | $977K | 0.6% | $24.95 | — | INVT GRD FL RT | 57060U514 |
| VO | VANGUARD INDEX FDS | 7,611 | $780K | 0.4% | $96.66 | — | MID CAP ETF | 922908629 |
| — | ISHARES TR | 10,832 | $579K | 0.3% | $53.45 | — | 2016 S&P AMTFR | 464289313 |
| DES | WISDOMTREE TRUST | 9,099 | $570K | 0.3% | $59.25 | — | SMALLCAP DIVID | 97717W604 |
| AIVL | WISDOMTREE TRUST | 8,635 | $549K | 0.3% | $62.41 | — | DIV EX-FINL FD | 97717W406 |
| — | BLACKROCK ENH CAP & INC FD | 40,506 | $524K | 0.3% | $12.70 | — | COM | 09256A109 |
| — | ISHARES TR | 7,571 | $416K | 0.2% | $54.95 | — | 2017 S&P AMTFR | 464289271 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,210 | $363K | 0.2% | $67.12 | — | DIV APP ETF | 921908844 |
| — | CLAYMORE EXCHANGE TRD FD TR | 12,775 | $341K | 0.2% | $26.69 | — | GUG BLT2016 HY | 18383M415 |
| BIDU | BAIDU INC | 2,000 | $310K | 0.2% | $155.00 | — | SPON ADR REP A | 056752108 |
| VB | VANGUARD INDEX FDS | 2,844 | $291K | 0.2% | $102.32 | — | SMALL CP ETF | 922908751 |
| TXN | TEXAS INSTRS INC | 6,865 | $277K | 0.2% | $27.71 | 0.0% | COM | 882508104 |
| — | YOUKU TUDOU INC | 10,000 | $274K | 0.2% | $27.40 | — | SPONSORED ADR | 98742U100 |
| — | BLACKROCK INC | 1,000 | $271K | 0.2% | $257.00 | — | COM | 09247X101 |
| CMF | ISHARES TR | 2,137 | $233K | 0.1% | $107.98 | — | S&P CAL AMTFR MN | 464288356 |
| BSV | VANGUARD BD INDEX FD INC | 2,669 | $215K | 0.1% | $80.14 | — | SHORT TRM BOND | 921937827 |
| — | KYTHERA BIOPHARMACEUTICALS I | 4,388 | $200K | 0.1% | $45.58 | — | COM | 501570105 |
| — | ARMOUR RESIDENTIAL REIT INC | 10,000 | $42,000 | 0.0% | $4.70 | — | COM | 042315101 |