Location: Dallas, TX
CIK: 0001541055 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $212M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BXC | BLUELINX HLDGS INC | 477,985 | $23.36M | 11.0% | $48.88 * | $25.08 | +100.5% | COM NEW | 09624H208 |
| GSL | GLOBAL SHIP LEASE INC NEW | 892,460 | $21.16M | 10.0% | $23.71 * | $7.32 | +174.0% | COM CL A | Y27183600 |
| GDX | VANECK ETF TRUST | 512,628 | $15.11M | 7.1% | $29.47 | $28.85 | — | GOLD MINERS ETF | 92189F106 |
| — | AFRICAN GOLD ACQUISITION COR | 1,226,573 | $11.92M | 5.6% | $9.72 | $9.65 | — | SHS CL A | G0112R108 |
| — | B RILEY PRIN 250 MERGER CORP | 1,162,865 | $11.23M | 5.3% | $9.66 | $9.66 | — | CLASS A COM | 05602L104 |
| VPG | VISHAY PRECISION GROUP INC | 322,779 | $11.22M | 5.3% | $34.77 * | $15.27 | +137.6% | COM | 92835K103 |
| RILY | B. RILEY FINANCIAL INC | 171,565 | $10.13M | 4.8% | $59.04 * | $11.29 | +480.4% | COM | 05580M108 |
| SXC | SUNCOKE ENERGY INC | 1,511,080 | $9.49M | 4.5% | $6.28 * | $8.57 | -19.9% | COM | 86722A103 |
| — | XPERI HOLDING CORP | 437,213 | $8.237M | 3.9% | $18.84 | $14.47 | — | COM | 98390M103 |
| NOG | NORTHERN OIL AND GAS INC MN | 360,392 | $7.712M | 3.6% | $21.40 * | $8.22 | +112.5% | COM | 665531307 |
| KRP | KIMBELL RTY PARTNERS LP | 417,625 | $5.901M | 2.8% | $14.13 | $12.66 | — | UNIT | 49435R102 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 80,481 | $5.552M | 2.6% | $68.99 | $37.95 | — | SPONSORED ADR | 82706C108 |
| PPTA | PERPETUA RESOURCES CORP | 1,066,492 | $5.311M | 2.5% | $4.98 * | $5.58 | 0.0% | COM | 714266103 |
| INSE | INSPIRED ENTMT INC | 434,357 | $5.082M | 2.4% | $11.70 | $10.11 | +15.3% | COM | 45782N108 |
| DVN | DEVON ENERGY CORP NEW | 134,117 | $4.762M | 2.3% | $35.51 * | $20.30 | +10.9% | COM | 25179M103 |
| GDXJ | VANECK ETF TRUST | 116,715 | $4.475M | 2.1% | $38.34 | $43.82 | — | JUNIOR GOLD MINE | 92189F791 |
| — | B RILEY PRINCIPAL 150 MERGER | 368,128 | $3.589M | 1.7% | $9.75 | $9.75 | — | COM CL A | 05601V103 |
| — | MACONDRAY CAP ACQUISITN CORP | 326,580 | $3.259M | 1.5% | $9.98 | $9.98 | — | UNIT 05/31/2028 | G5853A123 |
| — | PDC ENERGY INC | 68,012 | $3.223M | 1.5% | $47.39 | $31.54 | — | COM | 69327R101 |
| — | 890 5TH AVE PARTNERS INC | 318,559 | $3.157M | 1.5% | $9.91 | $5.10 | — | COM CL A | 28250A105 |
| SD | SANDRIDGE ENERGY INC | 234,320 | $3.049M | 1.4% | $13.01 * | $4.72 | +75.2% | COM NEW | 80007P869 |
| — | WARRIOR TECHNOLOGIES ACQUI C | 299,500 | $2.938M | 1.4% | $9.81 | $9.68 | — | COM CL A | 936273101 |
| — | LANDSEA HOMES CORP | 311,307 | $2.696M | 1.3% | $8.66 | $9.12 | — | COM | 51509P103 |
| BW | BABCOCK & WILCOX ENTERPRISES | 377,873 | $2.422M | 1.1% | $6.41 * | $6.42 | +8.7% | COM | 05614L209 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 907,355 | $2.178M | 1.0% | $2.40 | $3.59 | — | COM | 87157B103 |
| DELL | DELL TECHNOLOGIES INC | 20,856 | $2.17M | 1.0% | $104.05 * | $25.39 | +80.0% | CL C | 24703L202 |
| — | ROTH CH ACQUISITION III CO | 205,086 | $2.038M | 1.0% | $9.94 | $9.87 | — | COM | 77867Q102 |
| VRA | VERA BRADLEY INC | 192,015 | $1.807M | 0.9% | $9.41 * | $11.43 | -4.1% | COM | 92335C106 |
| — | ETF MANAGERS TR | 149,443 | $1.765M | 0.8% | $11.81 | $14.72 | — | PRIME JUNIR SLVR | 26924G102 |
| — | HEALTHCARE SERVICES ACQU COR | 169,356 | $1.651M | 0.8% | $9.75 | $9.68 | — | COM CL A | 42227K104 |
| — | COLOMBIER ACQUISITION CORP | 140,002 | $1.382M | 0.7% | $9.87 | $9.92 | — | UNIT 99/99/9999 | 19533H207 |
| GLD | SPDR GOLD TR | 8,048 | $1.322M | 0.6% | $164.26 | $128.10 | — | GOLD SHS | 78463V107 |
| — | LAKESHORE ACQUISITION I CORP | 119,984 | $1.208M | 0.6% | $10.07 | $10.22 | — | UNIT 06/04/2026 | G53521129 |
| — | SELECT INTERIOR CONCEPTS INC | 74,910 | $1.08M | 0.5% | $14.42 | $10.60 | — | CL A | 816120307 |
| — | COLOMBIER ACQUISITION CORP | 109,023 | $1.054M | 0.5% | $9.67 | $9.67 | — | CL A | 19533H108 |
| RDNW | RUMBLEON INC | 25,742 | $1.003M | 0.5% | $38.96 * | $36.44 | 0.0% | COM CL B | 781386305 |
| ASO | ACADEMY SPORTS & OUTDOORS IN | 24,193 | $968K | 0.5% | $40.01 * | $38.63 | 0.0% | COM | 00402L107 |
| NEM | NEWMONT CORP | 17,200 | $934K | 0.4% | $54.30 * | $51.35 | 0.0% | COM | 651639106 |
| AEM | AGNICO EAGLE MINES LTD | 15,199 | $788K | 0.4% | $51.85 | $47.59 | +9.3% | COM | 008474108 |
| — | AFRICAN GOLD ACQUISITION COR | 1,425,039 | $684K | 0.3% | $0.48 | $0.61 | — | *W EXP 03/31/202 | G0112R124 |
| — | IMEDIA BRANDS INC | 98,155 | $564K | 0.3% | $5.75 | $8.05 | — | COM CL A | 452465206 |
| — | CANOO INC | 66,100 | $508K | 0.2% | $7.69 | — | — | Call | 13803R102 |
| — | REALOGY HLDGS CORP | 27,648 | $485K | 0.2% | $17.54 | $18.22 | — | COM | 75605Y106 |
| — | CHAVANT CAPITAL ACQUISITN CO | 40,125 | $423K | 0.2% | $10.54 | $10.54 | — | UNIT 07/16/2026 | G2058L129 |
| — | EXCHANGE TRADED CONCEPTS TR | 4,654 | $358K | 0.2% | $76.92 | $76.92 | — | NORTH SHOR GBL | 301505715 |
| PLAB | PHOTRONICS INC | 25,470 | $347K | 0.2% | $13.62 | $12.78 | +6.1% | COM | 719405102 |
| — | B RILEY PRIN 250 MERGER CORP | 395,717 | $287K | 0.1% | $0.73 | $0.73 | — | *W EXP 04/01/202 | 05602L112 |
| CULP | CULP INC | 21,229 | $273K | 0.1% | $12.86 * | $10.26 | +32.2% | COM | 230215105 |
| — | GREENIDGE GENERATION HLDGS I | 8,296 | $212K | 0.1% | $25.55 | $25.55 | — | CLASS A COM | 39531G100 |
| — | BARRICK GOLD CORP | 10,589 | $191K | 0.1% | $18.04 | $20.68 | — | COM | 067901108 |
| — | B RILEY PRINCIPAL 150 MERGER | 14,912 | $151K | 0.1% | $10.13 | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | ROTH CH ACQUISITION IV CO | 11,941 | $120K | 0.1% | $10.05 | $10.05 | — | UNIT 07/01/2026 | 77867P203 |
| — | OMNICHANNEL ACQUISITION CORP | 12,125 | $120K | 0.1% | $9.90 | $9.81 | — | COM CL A | 68218L108 |
| NGD | NEW GOLD INC CDA | 106,679 | $113K | 0.1% | $1.06 * | $1.88 | -27.0% | COM | 644535106 |
| — | B RILEY PRINCIPAL 150 MERGER | 122,708 | $95,000 | 0.0% | $0.77 | $1.11 | — | *W EXP 03/01/202 | 05601V111 |
| — | WARRIOR TECHNOLOGIES ACQUI C | 150,000 | $82,000 | 0.0% | $0.55 | $0.76 | — | *W EXP 03/31/202 | 936273119 |
| — | ROTH CH ACQUISITION III CO | 51,271 | $66,000 | 0.0% | $1.29 | $1.64 | — | *W EXP 02/26/202 | 77867Q110 |
| — | CIPHER MINING INC | 21,310 | $49,000 | 0.0% | $2.30 | $2.30 | — | *W EXP 10/22/202 | 17253J114 |
| — | HEALTHCARE SERVICES ACQU COR | 69,051 | $46,000 | 0.0% | $0.67 | $0.64 | — | *W EXP 99/99/999 | 42227K112 |
| — | 890 5TH AVE PARTNERS INC | 33,296 | $41,000 | 0.0% | $1.23 | $9.69 | — | *W EXP 01/12/202 | 28250A113 |
| — | COLOMBIER ACQUISITION CORP | 36,341 | $20,000 | 0.0% | $0.55 | $0.55 | — | *W EXP 99/99/999 | 19533H116 |