ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001549408 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Jul 22, 2016

Total Value ($000): $72,942 (100.0% shares, 0.0% debt)

Holdings (57)

COF CAPITAL ONE FINL CORP 14.0%
Value ($000) $10,212 Shares 160,790 Est. Cost $66.87 Unrealized -12.3%
KMB KIMBERLY CLARK CORP 3.9%
Value ($000) $2,864 Shares 20,834 Est. Cost $91.32 Unrealized +2.9%
KELLOGG CO 3.3%
Value ($000) $2,378 Shares 29,127 Est. Cost $50.30 Unrealized +1.2%
SJM SMUCKER J M CO 3.2%
Value ($000) $2,305 Shares 15,126 Est. Cost $99.14 Unrealized 0.0%
O REALTY INCOME CORP 3.0%
Value ($000) $2,212 Shares 31,895 Est. Cost $38.59 Unrealized 0.0%
RAYTHEON CO 3.0%
Value ($000) $2,207 Shares 16,232 Est. Cost $122.60 Unrealized
T AT&T INC 3.0%
Value ($000) $2,195 Shares 50,791 Est. Cost $15.11 Unrealized 0.0%
NEE NEXTERA ENERGY INC 3.0%
Value ($000) $2,191 Shares 16,799 Est. Cost $23.49 Unrealized 0.0%
PG PROCTER & GAMBLE CO 3.0%
Value ($000) $2,188 Shares 25,847 Est. Cost $63.33 Unrealized 0.0%
WEC WEC ENERGY GROUP INC 3.0%
Value ($000) $2,173 Shares 33,280 Est. Cost $44.11 Unrealized 0.0%
CLX CLOROX CO DEL 3.0%
Value ($000) $2,164 Shares 15,638 Est. Cost $98.68 Unrealized 0.0%
REYNOLDS AMERICAN INC 2.9%
Value ($000) $2,118 Shares 39,266 Est. Cost $48.88 Unrealized
DR PEPPER SNAPPLE GROUP INC 2.9%
Value ($000) $2,115 Shares 21,888 Est. Cost $96.63 Unrealized
WMT WAL-MART STORES INC 2.9%
Value ($000) $2,099 Shares 28,751 Est. Cost $19.52 Unrealized 0.0%
ED CONSOLIDATED EDISON INC 2.9%
Value ($000) $2,083 Shares 25,890 Est. Cost $53.16 Unrealized 0.0%
SO SOUTHERN CO 2.8%
Value ($000) $2,068 Shares 38,564 Est. Cost $33.63 Unrealized 0.0%
DRI DARDEN RESTAURANTS INC 2.6%
Value ($000) $1,882 Shares 29,718 Est. Cost $49.81 Unrealized 0.0%
MAT MATTEL INC 2.5%
Value ($000) $1,822 Shares 58,236 Est. Cost $31.72 Unrealized 0.0%
HRB BLOCK H & R INC 2.4%
Value ($000) $1,731 Shares 75,241 Est. Cost $21.14 Unrealized -27.6%
TEVA TEVA PHARMACEUTICAL INDS LTD 2.1%
Value ($000) $1,541 Shares 30,669 Est. Cost $50.25 Unrealized
DELAWARE ENHANCED GBL DIV & 1.7%
Value ($000) $1,204 Shares 125,075 Est. Cost $11.26 Unrealized
ISHARES TR 1.5%
Value ($000) $1,104 Shares 107,581 Est. Cost $10.26 Unrealized
MMM 3M CO 1.5%
Value ($000) $1,086 Shares 6,200 Est. Cost $92.17 Unrealized +11.2%
HON HONEYWELL INTL INC 1.4%
Value ($000) $1,047 Shares 9,000 Est. Cost $74.62 Unrealized +12.8%
MO ALTRIA GROUP INC 1.3%
Value ($000) $960 Shares 13,919 Est. Cost $25.87 Unrealized +28.4%
HARRIS CORP DEL 1.3%
Value ($000) $937 Shares 11,232 Est. Cost $83.42 Unrealized
DIS DISNEY WALT CO 1.2%
Value ($000) $910 Shares 9,301 Est. Cost $101.61 Unrealized -9.3%
GENERAL ELECTRIC CO 1.2%
Value ($000) $850 Shares 27,000 Est. Cost $31.62 Unrealized
DOUBLELINE OPPORTUNISTIC CR 1.1%
Value ($000) $809 Shares 30,201 Est. Cost $24.57 Unrealized
XLE SELECT SECTOR SPDR TR 1.1%
Value ($000) $770 Shares 11,287 Est. Cost $64.09 Unrealized
IBB ISHARES TR 1.0%
Value ($000) $731 Shares 2,839 Est. Cost $303.29 Unrealized
POWERSHARES ETF TRUST II 1.0%
Value ($000) $703 Shares 30,598 Est. Cost $22.98 Unrealized
MSFT MICROSOFT CORP 1.0%
Value ($000) $695 Shares 13,588 Est. Cost $42.87 Unrealized +7.3%
COACH INC 1.0%
Value ($000) $693 Shares 17,018 Est. Cost $40.72 Unrealized
FLOT ISHARES TR 0.9%
Value ($000) $658 Shares 13,003 Est. Cost $50.51 Unrealized
WM WASTE MGMT INC DEL 0.9%
Value ($000) $630 Shares 9,500 Est. Cost $44.07 Unrealized +15.0%
NEURALSTEM INC 0.9%
Value ($000) $622 Shares 2,137,061 Est. Cost $2.72 Unrealized
MDT MEDTRONIC PLC 0.8%
Value ($000) $607 Shares 7,000 Est. Cost $58.59 Unrealized +8.4%
DUK DUKE ENERGY CORP NEW 0.8%
Value ($000) $596 Shares 6,944 Est. Cost $53.82 Unrealized 0.0%
XEVMX EATON VANCE CALIF MUN BD FD 0.8%
Value ($000) $592 Shares 42,807 Est. Cost $11.77 Unrealized
SPY SPDR S&P 500 ETF TR 0.8%
Value ($000) $573 Shares 2,735 Est. Cost $209.51 Unrealized
WESTERN ASSET HIGH INCM OPP 0.8%
Value ($000) $562 Shares 114,755 Est. Cost $5.36 Unrealized
PFE PFIZER INC 0.7%
Value ($000) $533 Shares 15,137 Est. Cost $20.71 Unrealized +1.7%
ETN EATON CORP PLC 0.7%
Value ($000) $496 Shares 8,300 Est. Cost $43.05 Unrealized +15.6%
MRK MERCK & CO INC 0.7%
Value ($000) $476 Shares 8,258 Est. Cost $39.36 Unrealized +0.3%
CHICAGO BRIDGE & IRON CO N V 0.6%
Value ($000) $450 Shares 13,000 Est. Cost $38.97 Unrealized
EATON VANCE LTD DUR INCOME F 0.6%
Value ($000) $431 Shares 32,097 Est. Cost $14.12 Unrealized
CMI CUMMINS INC 0.5%
Value ($000) $337 Shares 3,000 Est. Cost $75.80 Unrealized +15.7%
JOHNSON CTLS INC 0.5%
Value ($000) $332 Shares 7,500 Est. Cost $39.47 Unrealized
GOOG ALPHABET INC 0.4%
Value ($000) $316 Shares 456 Est. Cost $35.55 Unrealized +0.3%
ITW ILLINOIS TOOL WKS INC 0.4%
Value ($000) $312 Shares 3,000 Est. Cost $73.25 Unrealized +13.7%
ALLIANZGI NFJ DIVID INT & PR 0.4%
Value ($000) $281 Shares 22,822 Est. Cost $15.82 Unrealized
JPM JPMORGAN CHASE & CO 0.4%
Value ($000) $280 Shares 4,500 Est. Cost $49.53 Unrealized -2.4%
NUVEEN CAL AMT-FREE MUN INC 0.3%
Value ($000) $237 Shares 13,888 Est. Cost $14.95 Unrealized
BLACKROCK LTD DURATION INC T 0.3%
Value ($000) $222 Shares 14,561 Est. Cost $15.72 Unrealized
WESTERN ASSET HIGH INCM FD I 0.3%
Value ($000) $184 Shares 26,585 Est. Cost $8.19 Unrealized
KURA KURA ONCOLOGY INC 0.2%
Value ($000) $168 Shares 62,000 Est. Cost $3.11 Unrealized 0.0%