ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

Location: Mercer Island, WA

CIK: 0001549408 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $72.08M (100.0% shares, 0.0% debt)

Holdings (60)

COF CAPITAL ONE FINL CORP 15.7%
Value $11.35M Shares 157,990 Est. Cost $66.87 Unrealized -12.9%
PFE PFIZER INC 3.4%
Value $2.472M Shares 72,984 Est. Cost $21.94 Unrealized +1.5%
NAVI NAVIENT CORP 3.4%
Value $2.431M Shares 168,006 Est. Cost $13.93 Unrealized 0.0%
MSI MOTOROLA SOLUTIONS INC 3.3%
Value $2.389M Shares 31,321 Est. Cost $63.32 Unrealized 0.0%
OKE ONEOK INC NEW 3.1%
Value $2.226M Shares 43,312 Est. Cost $26.73 Unrealized 0.0%
WYNN WYNN RESORTS LTD 3.0%
Value $2.179M Shares 22,367 Est. Cost $87.18 Unrealized 0.0%
HD HOME DEPOT INC 2.9%
Value $2.069M Shares 16,675 Est. Cost $106.34 Unrealized 0.0%
EMN EASTMAN CHEM CO 2.8%
Value $2.041M Shares 30,158 Est. Cost $49.22 Unrealized 0.0%
VTR VENTAS INC 2.8%
Value $1.988M Shares 28,147 Est. Cost $48.34 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP 2.7%
Value $1.979M Shares 8,257 Est. Cost $194.84 Unrealized 0.0%
MCD MCDONALDS CORP 2.7%
Value $1.973M Shares 17,105 Est. Cost $94.54 Unrealized 0.0%
SYNGENTA AG 2.7%
Value $1.969M Shares 22,481 Est. Cost $87.59 Unrealized
CHRW C H ROBINSON WORLDWIDE INC 2.7%
Value $1.935M Shares 27,458 Est. Cost $56.18 Unrealized 0.0%
IRM IRON MTN INC NEW 2.7%
Value $1.932M Shares 51,483 Est. Cost $22.75 Unrealized 0.0%
ED CONSOLIDATED EDISON INC 2.7%
Value $1.932M Shares 25,661 Est. Cost $53.16 Unrealized +4.3%
EIX EDISON INTL 2.7%
Value $1.926M Shares 26,652 Est. Cost $51.05 Unrealized 0.0%
MUR MURPHY OIL CORP 2.2%
Value $1.61M Shares 52,952 Est. Cost $20.29 Unrealized 0.0%
DISCOVER FINL SVCS 2.0%
Value $1.453M Shares 25,702 Est. Cost $56.53 Unrealized
WY WEYERHAEUSER CO 2.0%
Value $1.41M Shares 44,138 Est. Cost $21.93 Unrealized 0.0%
GWW GRAINGER W W INC 1.8%
Value $1.326M Shares 5,899 Est. Cost $194.57 Unrealized 0.0%
DELAWARE ENHANCED GBL DIV & 1.8%
Value $1.266M Shares 125,075 Est. Cost $11.26 Unrealized
ISHARES TR 1.6%
Value $1.131M Shares 107,581 Est. Cost $10.26 Unrealized
EXR EXTRA SPACE STORAGE INC 1.5%
Value $1.115M Shares 14,045 Est. Cost $59.19 Unrealized 0.0%
DOW CHEM CO 1.5%
Value $1.102M Shares 22,369 Est. Cost $49.26 Unrealized
MMM 3M CO 1.5%
Value $1.093M Shares 6,200 Est. Cost $92.17 Unrealized +18.5%
HON HONEYWELL INTL INC 1.4%
Value $1.014M Shares 8,700 Est. Cost $74.62 Unrealized +15.3%
IBB ISHARES TR 1.3%
Value $939K Shares 3,244 Est. Cost $301.56 Unrealized
BMY BRISTOL MYERS SQUIBB CO 1.2%
Value $878K Shares 16,283 Est. Cost $46.14 Unrealized 0.0%
DIS DISNEY WALT CO 1.2%
Value $873K Shares 9,401 Est. Cost $101.47 Unrealized -12.4%
KMB KIMBERLY CLARK CORP 1.1%
Value $782K Shares 6,200 Est. Cost $91.32 Unrealized +2.4%
DOUBLELINE OPPORTUNISTIC CR 1.1%
Value $776K Shares 30,201 Est. Cost $24.57 Unrealized
POWERSHARES ETF TRUST II 1.0%
Value $710K Shares 30,598 Est. Cost $22.98 Unrealized
NEURALSTEM INC 0.9%
Value $684K Shares 2,137,061 Est. Cost $2.72 Unrealized
MO ALTRIA GROUP INC 0.9%
Value $681K Shares 10,768 Est. Cost $25.87 Unrealized +34.3%
FLOT ISHARES TR 0.9%
Value $660K Shares 13,003 Est. Cost $50.51 Unrealized
SYY SYSCO CORP 0.9%
Value $623K Shares 12,703 Est. Cost $40.25 Unrealized 0.0%
MDT MEDTRONIC PLC 0.8%
Value $605K Shares 7,000 Est. Cost $58.59 Unrealized +17.4%
MSFT MICROSOFT CORP 0.8%
Value $581K Shares 13,588 Est. Cost $42.87 Unrealized +17.3%
WESTERN ASSET HIGH INCM OPP 0.8%
Value $580K Shares 114,755 Est. Cost $5.36 Unrealized
WM WASTE MGMT INC DEL 0.8%
Value $574K Shares 9,000 Est. Cost $44.07 Unrealized +25.1%
XEVMX EATON VANCE CALIF MUN BD FD 0.7%
Value $513K Shares 37,840 Est. Cost $11.77 Unrealized
ETN EATON CORP PLC 0.7%
Value $493K Shares 7,500 Est. Cost $43.05 Unrealized +22.9%
WHR WHIRLPOOL CORP 0.6%
Value $466K Shares 2,876 Est. Cost $177.14 Unrealized 0.0%
MRK MERCK & CO INC 0.6%
Value $453K Shares 8,258 Est. Cost $39.36 Unrealized +11.1%
CMI CUMMINS INC 0.6%
Value $449K Shares 3,500 Est. Cost $78.51 Unrealized +20.7%
EATON VANCE LTD DUR INCOME F 0.6%
Value $440K Shares 32,097 Est. Cost $14.12 Unrealized
IEF ISHARES TR 0.6%
Value $419K Shares 3,741 Est. Cost $112.00 Unrealized
KURA KURA ONCOLOGY INC 0.6%
Value $402K Shares 64,300 Est. Cost $3.18 Unrealized +59.3%
ITW ILLINOIS TOOL WKS INC 0.5%
Value $372K Shares 3,100 Est. Cost $73.88 Unrealized +25.7%
CHICAGO BRIDGE & IRON CO N V 0.5%
Value $356K Shares 12,700 Est. Cost $38.97 Unrealized
SPY SPDR S&P 500 ETF TR 0.4%
Value $324K Shares 1,501 Est. Cost $209.51 Unrealized
GOOG ALPHABET INC 0.4%
Value $316K Shares 406 Est. Cost $35.55 Unrealized +6.0%
ALLIANZGI NFJ DIVID INT & PR 0.4%
Value $288K Shares 22,822 Est. Cost $15.82 Unrealized
KELLOGG CO 0.4%
Value $271K Shares 3,500 Est. Cost $50.30 Unrealized +8.7%
JPM JPMORGAN CHASE & CO 0.4%
Value $266K Shares 4,000 Est. Cost $49.53 Unrealized +2.7%
TLT ISHARES TR 0.3%
Value $235K Shares 1,710 Est. Cost $137.43 Unrealized
NUVEEN CAL AMT-FREE MUN INC 0.3%
Value $231K Shares 13,888 Est. Cost $14.95 Unrealized
BLACKROCK LTD DURATION INC T 0.3%
Value $226K Shares 14,561 Est. Cost $15.72 Unrealized
WESTERN ASSET HIGH INCM FD I 0.3%
Value $191K Shares 26,585 Est. Cost $8.19 Unrealized
SPECTRUM PHARMACEUTICALS INC 0.2%
Value $115K Shares 24,577 Est. Cost $4.68 Unrealized