CIK: 0001491072 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $308,641 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AMZN | AMAZON COM INC | 44,500 | $30,077 | 9.7% | — | — | Put | 023135106 |
| — | AVAGO TECHNOLOGIES LTD | 200,000 | $29,030 | 9.4% | — | — | Put | Y0486S104 |
| AAPL | APPLE INC | 252,000 | $26,526 | 8.6% | — | — | Put | 037833100 |
| CRUS | CIRRUS LOGIC INC | 743,200 | $21,947 | 7.1% | — | — | Put | 172755100 |
| INTC | INTEL CORP | 400,000 | $13,780 | 4.5% | — | — | Put | 458140100 |
| META | FACEBOOK INC | 130,000 | $13,606 | 4.4% | — | — | Put | 30303M102 |
| SWKS | SKYWORKS SOLUTIONS INC | 150,000 | $11,525 | 3.7% | — | — | Put | 83088M102 |
| TBBK | BANCORP INC DEL | 1,549,212 | $9,868 | 3.2% | $9.06 | -19.7% | COM | 05969A105 |
| VC | VISTEON CORP | 83,947 | $9,612 | 3.1% | $56.50 | +15.5% | COM NEW | 92839U206 |
| — | ELLIS PERRY INTL INC | 517,624 | $9,535 | 3.1% | $22.42 | — | COM | 288853104 |
| CSWC | CAPITAL SOUTHWEST CORP | 680,000 | $9,438 | 3.1% | — | — | Call | 140501107 |
| — | CENTRAL GOLDTRUST | 230,763 | $8,700 | 2.8% | $39.30 | — | TR UNIT | 153546106 |
| NFLX | NETFLIX INC | 70,000 | $8,007 | 2.6% | — | — | Put | 64110L106 |
| EVC | ENTRAVISION COMMUNICATIONS C | 1,022,521 | $7,884 | 2.6% | $4.59 | +7.9% | CL A | 29382R107 |
| — | TRIBUNE MEDIA CO | 180,000 | $6,086 | 2.0% | $57.09 | — | Call | 896047503 |
| VMC | VULCAN MATLS CO | 60,000 | $5,698 | 1.8% | $79.81 | +11.4% | COM | 929160109 |
| ADI | ANALOG DEVICES INC | 100,000 | $5,532 | 1.8% | — | — | Put | 032654105 |
| MSFT | MICROSOFT CORP | 94,787 | $5,259 | 1.7% | $39.88 | +15.2% | COM | 594918104 |
| — | LAM RESEARCH CORP | 64,000 | $5,083 | 1.6% | — | — | Put | 512807108 |
| DXJ | WISDOMTREE TR | 100,000 | $5,008 | 1.6% | $50.07 | — | JAPN HEDGE EQT | 97717W851 |
| — | YAHOO INC | 150,000 | $4,989 | 1.6% | $39.29 | — | COM | 984332106 |
| BAC | BANK AMER CORP | 274,000 | $4,611 | 1.5% | $13.55 | +0.0% | COM | 060505104 |
| — | DS HEALTHCARE GROUP INC | 1,473,643 | $3,787 | 1.2% | $2.57 | — | COM | 23336Q109 |
| STKS | THE ONE GROUP HOSPITALITY IN | 1,244,473 | $3,696 | 1.2% | $3.45 | — | COM | 88338K103 |
| YELP | YELP INC | 118,287 | $3,407 | 1.1% | $27.74 | -5.3% | CL A | 985817105 |
| — | MEI PHARMA INC | 1,944,479 | $3,111 | 1.0% | $1.60 | — | COM NEW | 55279B202 |
| — | RANDGOLD RES LTD | 46,200 | $2,861 | 0.9% | $66.52 | — | ADR | 752344309 |
| — | QUANTUM CORP | 3,011,316 | $2,801 | 0.9% | $0.70 | — | COM DSSG | 747906204 |
| — | AFFIMED N V | 373,344 | $2,658 | 0.9% | $7.12 | — | COM | N01045108 |
| — | FRONTIER COMMUNICATIONS CORP | 500,000 | $2,335 | 0.8% | $4.95 | — | COM | 35906A108 |
| JPM | JPMORGAN CHASE & CO | 30,000 | $1,981 | 0.6% | $44.70 | +11.1% | COM | 46625H100 |
| — | ANCHOR BANCORP WA | 75,251 | $1,948 | 0.6% | $20.40 | — | COM | 032838104 |
| BB | BLACKBERRY LTD | 201,200 | $1,867 | 0.6% | $10.22 | -24.8% | COM | 09228F103 |
| — | ONCOTHYREON INC | 827,203 | $1,836 | 0.6% | $2.22 | — | COM | 682324108 |
| SXC | SUNCOKE ENERGY INC | 473,033 | $1,641 | 0.5% | $8.18 | -41.4% | COM | 86722A103 |
| — | VAPOR CORP DEL | 145,198 | $1,581 | 0.5% | $10.89 | — | UNIT 99/99/9999 | 922099502 |
| — | CERES INC | 4,728,318 | $1,537 | 0.5% | $0.33 | — | COM NEW | 156773400 |
| — | TEEKAY CORPORATION | 125,000 | $1,234 | 0.4% | $9.87 | — | COM | Y8564W103 |
| — | CENTRAL FD CDA LTD | 120,000 | $1,199 | 0.4% | $11.58 | — | CL A | 153501101 |
| — | POTASH CORP SASK INC | 65,000 | $1,113 | 0.4% | $35.32 | — | COM | 73755L107 |
| — | SPHERE 3D CORP NEW | 705,668 | $1,069 | 0.3% | $1.51 | — | COM | 84841L100 |
| — | MOBILE TELESYSTEMS PJSC | 170,000 | $1,051 | 0.3% | $10.10 | — | SPONSORED ADR | 607409109 |
| — | SILVER STD RES INC | 194,447 | $1,007 | 0.3% | $5.18 | — | COM | 82823L106 |
| — | SPHERIX INC | 3,989,259 | $584 | 0.2% | $0.15 | — | COM PAR $0.01 | 84842R304 |
| — | SKYLINE MED INC | 83,333 | $583 | 0.2% | $7.00 | — | UNIT 99/99/9999 | 83084T408 |
| — | PENDRELL CORP | 928,449 | $465 | 0.2% | $0.50 | — | COM | 70686R104 |
| — | OCULUS INNOVATIVE SCIENCES I | 328,994 | $378 | 0.1% | $0.45 | — | *W EXP 01/21/202 | 67575P116 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 30,737 | $371 | 0.1% | $12.07 | — | SPONDS ADR | 00653A107 |
| — | LINNCO LLC | 357,296 | $364 | 0.1% | $1.02 | — | COM SHS LTD INT | 535782106 |
| APT | ALPHA PRO TECH LTD | 201,210 | $352 | 0.1% | $1.88 | 0.0% | COM | 020772109 |
| — | SYNTA PHARMACEUTICALS CORP | 989,204 | $348 | 0.1% | $0.35 | — | COM | 87162T206 |
| — | ALLIQUA BIOMEDICAL INC | 160,925 | $344 | 0.1% | $2.14 | — | COM NEW | 019621200 |
| — | FORBES ENERGY SVCS LTD | 1,182,424 | $343 | 0.1% | $1.21 | — | COM | 345143101 |
| ECTM | ECA MARCELLUS TR I | 223,876 | $338 | 0.1% | $1.51 | — | COM UNIT | 26827L109 |
| — | QLT INC | 127,000 | $338 | 0.1% | $2.66 | — | COM | 746927102 |
| — | ROSETTA GENOMICS LTD | 274,545 | $338 | 0.1% | $1.23 | — | SHS NEW NIS 0.6 | M82183126 |
| EVARF | LOMBARD MED INC | 249,603 | $337 | 0.1% | $2.40 | 0.0% | COM | G55598109 |
| — | LEAPFROG ENTERPRISES INC | 475,038 | $337 | 0.1% | $0.71 | — | CL A | 52186N106 |
| — | VIRNETX HLDG CORP | 129,174 | $332 | 0.1% | $2.57 | — | COM | 92823T108 |
| — | FEMALE HEALTH CO | 228,300 | $331 | 0.1% | $1.45 | — | COM | 314462102 |
| — | RXI PHARMACEUTICALS CORP NEW | 858,068 | $328 | 0.1% | $0.38 | — | COM NEW | 74979C303 |
| — | SUPPORT COM INC | 318,200 | $321 | 0.1% | $1.01 | — | COM | 86858W101 |
| — | ANTARES PHARMA INC | 265,425 | $321 | 0.1% | $1.21 | — | COM | 036642106 |
| ROYTL | PACIFIC COAST OIL TR | 238,873 | $315 | 0.1% | $1.32 | — | UNIT BEN INT | 694103102 |
| — | KINDRED BIOSCIENCES INC | 91,470 | $311 | 0.1% | $3.40 | — | COM | 494577109 |
| — | TEARLAB CORP | 223,700 | $311 | 0.1% | $1.39 | — | COM | 878193101 |
| — | LIMELIGHT NETWORKS INC | 212,239 | $310 | 0.1% | $1.46 | — | COM | 53261M104 |
| — | ROKA BIOSCIENCE INC | 248,553 | $306 | 0.1% | $1.23 | — | COM | 775431109 |
| — | VERASTEM INC | 162,286 | $302 | 0.1% | $1.86 | — | COM | 92337C104 |
| — | MOSYS INC | 277,342 | $302 | 0.1% | $1.09 | — | COM | 619718109 |
| — | PIXELWORKS INC | 113,400 | $270 | 0.1% | $2.38 | — | COM NEW | 72581M305 |
| — | ETFS PLATINUM TR | 3,000 | $257 | 0.1% | $117.00 | — | SH BEN INT | 26922V101 |
| — | TETRAPHASE PHARMACEUTICALS I | 25,500 | $256 | 0.1% | $10.04 | — | COM | 88165N105 |
| — | PERSEON CORP | 1,047,703 | $251 | 0.1% | $0.24 | — | *W EXP 99/99/999 | 715270112 |
| — | AMERICAN CARESOURCE HLDGS IN | 584,945 | $240 | 0.1% | $0.41 | — | COM NEW | 02505A202 |
| — | PLATINUM GROUP METALS LTD | 1,537,500 | $217 | 0.1% | $0.14 | — | COM NEW | 72765Q205 |
| — | WI-LAN INC | 158,000 | $211 | 0.1% | $1.34 | — | COM | 928972108 |
| CPHRF | CIPHER PHARMACEUTICALS INC | 41,500 | $195 | 0.1% | $4.32 | 0.0% | COM | 17253X105 |
| — | ARADIGM CORP | 48,542 | $193 | 0.1% | $3.98 | — | COM NO PAR NEW | 038505400 |
| — | EVINE LIVE INC | 107,900 | $192 | 0.1% | $1.78 | — | CL A | 300487105 |
| — | RUBICON TECHNOLOGY INC | 138,955 | $158 | 0.1% | $1.14 | — | COM | 78112T107 |
| — | CARDICA INC | 791,350 | $122 | 0.0% | $0.15 | — | COM | 14141R101 |
| — | CONATUS PHARMACEUTICALS INC | 41,300 | $119 | 0.0% | $2.88 | — | COM | 20600T108 |
| — | ATOSSA GENETICS INC | 317,925 | $102 | 0.0% | $0.32 | — | COM | 04962H100 |
| KIQSF | KELSO TECHNOLOGIES INC | 89,500 | $96 | 0.0% | $1.14 | 0.0% | COM NEW | 48826D201 |
| WRN | WESTERN COPPER & GOLD CORP | 323,500 | $89 | 0.0% | $0.28 | 0.0% | COM | 95805V108 |
| — | NOVOGEN LIMITED | 40,800 | $85 | 0.0% | — | — | Call | 67010F202 |
| — | QUALSTAR CORP | 104,083 | $80 | 0.0% | $0.77 | — | COM | 74758R109 |
| DNN | DENISON MINES CORP | 150,000 | $76 | 0.0% | $0.42 | 0.0% | COM | 248356107 |
| — | NXT ID INC | 269,900 | $65 | 0.0% | $0.74 | — | *W EXP 02/09/201 | 67091J123 |
| — | PLURISTEM THERAPEUTICS INC | 54,437 | $62 | 0.0% | $1.14 | — | COM | 72940R102 |
| — | GOLDEN MINERALS CO | 241,193 | $48 | 0.0% | $0.20 | — | COM | 381119106 |
| — | SUNESIS PHARMACEUTICALS INC | 45,000 | $40 | 0.0% | $0.89 | — | COM NEW | 867328601 |
| — | BEBE STORES INC | 68,496 | $39 | 0.0% | $0.57 | — | COM | 075571109 |
| — | DRAGONWAVE INC | 200,000 | $30 | 0.0% | $0.06 | — | *W EXP 08/01/201 | 26144M129 |
| ENZN | ENZON PHARMACEUTICALS INC | 25,000 | $17 | 0.0% | $0.10 | 0.0% | COM | 293904108 |