Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
AMZN	AMAZON COM INC	60,000	$44.99M	14.1%	—	—	Put	023135106
SPY	SPDR S&P 500 ETF TR	128,925	$28.82M	9.0%	$219.83	—	TR UNIT	78462F103
—	BROADCOM LTD	155,000	$27.4M	8.6%	—	—	Put	Y09827959
BAC	BANK AMER CORP	1,218,425	$26.93M	8.4%	$11.14	+40.7%	COM	060505104
—	BELLATRIX EXPLORATION LTD	18,000,000	$23.04M	7.2%	$1.25	—	COM	078314101
MSFT	MICROSOFT CORP	319,787	$19.87M	6.2%	$44.20	+22.0%	COM	594918104
IBM	INTERNATIONAL BUSINESS MACHS	80,000	$13.28M	4.2%	—	—	Put	459200101
VMC	VULCAN MATLS CO	83,800	$10.49M	3.3%	$81.87	+36.5%	COM	929160109
—	CIRRUS LOGIC INC	181,500	$10.26M	3.2%	—	—	Put	172755950
—	ELLIS PERRY INTL INC	387,790	$9.66M	3.0%	$22.06	—	COM	288853104
EVC	ENTRAVISION COMMUNICATIONS C	1,235,000	$8.645M	2.7%	$4.55	-7.6%	CL A	29382R107
DXJ	WISDOMTREE TR	165,000	$8.174M	2.6%	$45.62	—	JAPN HEDGE EQT	97717W851
MSI	MOTOROLA SOLUTIONS INC	96,600	$8.007M	2.5%	—	—	Put	620076307
—	SKYWORKS SOLUTIONS INC	100,000	$7.466M	2.3%	—	—	Put	83088M952
—	ROYAL BK CDA MONTREAL QUE	110,000	$7.448M	2.3%	—	—	Put	780087902
—	TEEKAY CORPORATION	763,597	$6.132M	1.9%	$8.61	—	COM	Y8564W103
—	RANDGOLD RES LTD	68,504	$5.23M	1.6%	$81.34	—	ADR	752344309
CAT	CATERPILLAR INC DEL	50,000	$4.637M	1.5%	$73.74	0.0%	COM	149123101
STKS	THE ONE GROUP HOSPITALITY IN	1,728,915	$3.838M	1.2%	$3.24	—	COM	88338K103
—	DU PONT E I DE NEMOURS & CO	50,000	$3.67M	1.1%	$70.82	—	COM	263534109
—	INTEL CORP	100,000	$3.627M	1.1%	—	—	Put	458140950
JPM	JPMORGAN CHASE & CO	30,000	$2.589M	0.8%	$44.70	+34.0%	COM	46625H100
—	MOBILE TELESYSTEMS PJSC	226,292	$2.062M	0.6%	$9.65	—	SPONSORED ADR	607409109
—	ANCHOR BANCORP WA	74,603	$2.029M	0.6%	$20.40	—	COM	032838104
—	MEI PHARMA INC	1,366,859	$1.968M	0.6%	$1.44	—	COM NEW	55279B202
—	SERVICEMASTER GLOBAL HLDGS I	50,000	$1.884M	0.6%	$39.80	—	COM	81761R109
—	CENTRAL FD CDA LTD	120,000	$1.355M	0.4%	$11.58	—	CL A	153501101
HIHO	HIGHWAY HLDGS LTD	618,702	$1.273M	0.4%	$3.79	0.0%	ORD	G4481U106
—	22ND CENTY GROUP INC	1,080,750	$1.178M	0.4%	$1.09	—	COM	90137F103
—	POTASH CORP SASK INC	65,000	$1.176M	0.4%	$35.32	—	COM	73755L107
—	NOVAN INC	40,986	$1.107M	0.3%	$27.01	—	COM	66988N106
QRVO	QORVO INC	20,000	$1.055M	0.3%	—	—	Put	74736K101
—	SONOMA PHARMACEUTICALS INC	202,014	$1.018M	0.3%	$5.04	—	*W EXP 01/21/202	83558L113
—	CASCADIAN THERAPEUTICS INC	229,286	$988K	0.3%	$4.31	—	COM NEW	14740B606
—	ALON USA PARTNERS LP	100,000	$960K	0.3%	$9.60	—	UT LTDPART INT	02052T109
CMG	CHIPOTLE MEXICAN GRILL INC	2,300	$868K	0.3%	$8.22	-4.1%	COM	169656105
AUPH	AURINIA PHARMACEUTICALS INC	388,008	$815K	0.3%	$3.22	0.0%	COM	05156V102
—	REXAHN PHARMACEUTICALS INC	5,409,500	$768K	0.2%	$0.21	—	COM	761640101
—	NXT ID INC	269,900	$742K	0.2%	$0.74	—	*W EXP 02/09/201	67091J123
—	HEMISPHERX BIOPHARMA INC	1,071,627	$739K	0.2%	$1.26	—	COM NEW	42366C301
—	AFFIMED N V	363,161	$654K	0.2%	$7.12	—	COM	N01045108
—	OVASCIENCE INC	416,297	$637K	0.2%	$1.53	—	COM	69014Q101
ARWR	ARROWHEAD PHARMACEUTICALS IN	353,428	$548K	0.2%	$4.26	0.0%	COM	04280A100
—	CVR REFNG LP	50,000	$520K	0.2%	$10.40	—	COMUNIT REP LT	12663P107
—	NIVALIS THERAPEUTICS INC	188,287	$422K	0.1%	$2.24	—	COM	65481J109
ADAPY	ADAPTIMMUNE THERAPEUTICS PLC	103,282	$418K	0.1%	$4.05	—	SPONDS ADR	00653A107
—	CHIASMA INC	205,380	$400K	0.1%	$1.95	—	COM	16706W102
—	VERASTEM INC	344,443	$386K	0.1%	$1.12	—	COM	92337C104
—	ADVERUM BIOTECHNOLOGIES INC	128,539	$373K	0.1%	$2.90	—	COM	00773U108
—	CELLECT BIOTECHNOLOGY LTD	113,347	$350K	0.1%	$3.09	—	*W EXP 07/28/202	15116C110
—	COMBIMATRIX CORPORATION	123,238	$327K	0.1%	$3.61	—	*W EXP 03/18/202	20009T147
SGMO	SANGAMO BIOSCIENCES INC	100,209	$306K	0.1%	$3.64	0.0%	COM	800677106
—	IZEA INC	66,734	$301K	0.1%	$4.51	—	COM	46603N301
—	ALCOBRA LTD	142,973	$300K	0.1%	$2.10	—	SHS	M2239P109
—	TUESDAY MORNING CORP	54,611	$295K	0.1%	$5.40	—	COM NEW	899035505
REFR	RESEARCH FRONTIERS INC	158,937	$289K	0.1%	$2.07	0.0%	COM	760911107
—	CAPNIA INC	355,497	$288K	0.1%	$0.81	—	COM	14066L105
—	DICERNA PHARMACEUTICALS INC	99,658	$287K	0.1%	$2.88	—	COM	253031108
—	NUVECTRA CORP	56,253	$283K	0.1%	$5.03	—	COM	67075N108
—	BIOBLAST PHARMA LTD	270,793	$282K	0.1%	$1.04	—	SHS	M20156101
—	ONCOSEC MED INC	227,293	$280K	0.1%	$1.23	—	COM NEW	68234L207
—	ENDOCYTE INC	108,426	$276K	0.1%	$2.55	—	COM	29269A102
—	AETERNA ZENTARIS INC	56,800	$275K	0.1%	$4.84	—	COM NO PAR	007975402
—	VITAL THERAPIES INC	62,137	$270K	0.1%	$4.35	—	COM	92847R104
—	APPLIED DNA SCIENCES INC	143,838	$266K	0.1%	$1.85	—	COM NEW	03815U201
—	APRICUS BIOSCIENCES INC	202,475	$263K	0.1%	$1.30	—	COM NEW	03832V307
—	PAIN THERAPEUTICS INC	459,667	$262K	0.1%	$0.57	—	COM	69562K100
—	ETFS PLATINUM TR	3,000	$259K	0.1%	$117.00	—	SH BEN INT	26922V101
ABUS	ARBUTUS BIOPHARMA CORP	105,085	$257K	0.1%	$2.91	0.0%	COM	03879J100
—	SPARK NETWORKS INC	299,107	$251K	0.1%	$0.84	—	COM	84651P100
—	UQM TECHNOLOGIES INC	565,204	$243K	0.1%	$0.43	—	COM	903213106
—	IMMUNOCELLULAR THERAPEUTICS	117,188	$240K	0.1%	$2.05	—	*W EXP 08/12/202	452536121
—	ISORAY INC	404,895	$235K	0.1%	$0.58	—	COM	46489V104
—	PSIVIDA CORP	131,463	$225K	0.1%	$1.71	—	COM	74440J101
—	STRONGBRIDGE BIOPHARMA PLC	92,219	$221K	0.1%	$2.40	—	SHS USD	G85347105
—	ONCONOVA THERAPEUTICS INC	93,750	$213K	0.1%	$2.27	—	*W EXP 07/07/202	68232V116
MPVDF	MOUNTAIN PROV DIAMONDS INC	31,700	$213K	0.1%	$4.87	+2.0%	COM NEW	62426E402
—	STANLEY FURNITURE CO INC	235,047	$212K	0.1%	$0.90	—	COM NEW	854305208
—	CHARLES & COLVARD LTD	184,742	$203K	0.1%	$1.10	—	COM	159765106
—	CELSION CORPORATION	657,890	$200K	0.1%	$0.30	—	COM PAR	15117N404
RFIL	RF INDS LTD	109,234	$191K	0.1%	$1.59	0.0%	COM PAR $0.01	749552105
FTEK	FUEL TECH INC	143,845	$165K	0.1%	$1.27	0.0%	COM	359523107
—	NABRIVA THERAPEUTICS AG	26,029	$155K	0.0%	$5.95	—	SPONSORED ADR	62957M104
—	INVENTERGY GLOBAL INC	205,149	$154K	0.0%	$0.75	—	COM NEW	46123X409
—	JAGUAR ANIMAL HEALTH INC	188,200	$135K	0.0%	$0.72	—	COM	47008L106
—	ENTERTAINMENT GAMING ASIA IN	51,831	$72,000	0.0%	$1.39	—	COM PAR	29383V305
—	SECOND SIGHT MED PRODS INC	31,097	$61,000	0.0%	$1.96	—	COM	81362J100
CPSH	CPS TECHNOLOGIES CORP	19,506	$36,000	0.0%	$1.40	0.0%	COM	12619F104