CIK: 0001491072 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value ($000): $319,685 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AMZN | AMAZON COM INC | 60,000 | $44,992 | 14.1% | — | — | Put | 023135106 |
| SPY | SPDR S&P 500 ETF TR | 128,925 | $28,819 | 9.0% | $219.83 | — | TR UNIT | 78462F103 |
| — | BROADCOM LTD | 155,000 | $27,399 | 8.6% | — | — | Put | Y09827959 |
| BAC | BANK AMER CORP | 1,218,425 | $26,927 | 8.4% | $11.14 | +40.7% | COM | 060505104 |
| — | BELLATRIX EXPLORATION LTD | 18,000,000 | $23,040 | 7.2% | $1.25 | — | COM | 078314101 |
| MSFT | MICROSOFT CORP | 319,787 | $19,872 | 6.2% | $44.20 | +22.0% | COM | 594918104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 80,000 | $13,279 | 4.2% | — | — | Put | 459200101 |
| VMC | VULCAN MATLS CO | 83,800 | $10,488 | 3.3% | $81.87 | +36.5% | COM | 929160109 |
| — | CIRRUS LOGIC INC | 181,500 | $10,262 | 3.2% | — | — | Put | 172755950 |
| — | ELLIS PERRY INTL INC | 387,790 | $9,660 | 3.0% | $22.06 | — | COM | 288853104 |
| EVC | ENTRAVISION COMMUNICATIONS C | 1,235,000 | $8,645 | 2.7% | $4.55 | -7.6% | CL A | 29382R107 |
| DXJ | WISDOMTREE TR | 165,000 | $8,174 | 2.6% | $45.62 | — | JAPN HEDGE EQT | 97717W851 |
| MSI | MOTOROLA SOLUTIONS INC | 96,600 | $8,007 | 2.5% | — | — | Put | 620076307 |
| — | SKYWORKS SOLUTIONS INC | 100,000 | $7,466 | 2.3% | — | — | Put | 83088M952 |
| — | ROYAL BK CDA MONTREAL QUE | 110,000 | $7,448 | 2.3% | — | — | Put | 780087902 |
| — | TEEKAY CORPORATION | 763,597 | $6,132 | 1.9% | $8.61 | — | COM | Y8564W103 |
| — | RANDGOLD RES LTD | 68,504 | $5,230 | 1.6% | $81.34 | — | ADR | 752344309 |
| CAT | CATERPILLAR INC DEL | 50,000 | $4,637 | 1.5% | $73.74 | 0.0% | COM | 149123101 |
| STKS | THE ONE GROUP HOSPITALITY IN | 1,728,915 | $3,838 | 1.2% | $3.24 | — | COM | 88338K103 |
| — | DU PONT E I DE NEMOURS & CO | 50,000 | $3,670 | 1.1% | $70.82 | — | COM | 263534109 |
| — | INTEL CORP | 100,000 | $3,627 | 1.1% | — | — | Put | 458140950 |
| JPM | JPMORGAN CHASE & CO | 30,000 | $2,589 | 0.8% | $44.70 | +34.0% | COM | 46625H100 |
| — | MOBILE TELESYSTEMS PJSC | 226,292 | $2,062 | 0.6% | $9.65 | — | SPONSORED ADR | 607409109 |
| — | ANCHOR BANCORP WA | 74,603 | $2,029 | 0.6% | $20.40 | — | COM | 032838104 |
| — | MEI PHARMA INC | 1,366,859 | $1,968 | 0.6% | $1.44 | — | COM NEW | 55279B202 |
| — | SERVICEMASTER GLOBAL HLDGS I | 50,000 | $1,884 | 0.6% | $39.80 | — | COM | 81761R109 |
| — | CENTRAL FD CDA LTD | 120,000 | $1,355 | 0.4% | $11.58 | — | CL A | 153501101 |
| HIHO | HIGHWAY HLDGS LTD | 618,702 | $1,273 | 0.4% | $3.79 | 0.0% | ORD | G4481U106 |
| — | 22ND CENTY GROUP INC | 1,080,750 | $1,178 | 0.4% | $1.09 | — | COM | 90137F103 |
| — | POTASH CORP SASK INC | 65,000 | $1,176 | 0.4% | $35.32 | — | COM | 73755L107 |
| — | NOVAN INC | 40,986 | $1,107 | 0.3% | $27.01 | — | COM | 66988N106 |
| QRVO | QORVO INC | 20,000 | $1,055 | 0.3% | — | — | Put | 74736K101 |
| — | SONOMA PHARMACEUTICALS INC | 202,014 | $1,018 | 0.3% | $5.04 | — | *W EXP 01/21/202 | 83558L113 |
| — | CASCADIAN THERAPEUTICS INC | 229,286 | $988 | 0.3% | $4.31 | — | COM NEW | 14740B606 |
| — | ALON USA PARTNERS LP | 100,000 | $960 | 0.3% | $9.60 | — | UT LTDPART INT | 02052T109 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2,300 | $868 | 0.3% | $8.22 | -4.1% | COM | 169656105 |
| AUPH | AURINIA PHARMACEUTICALS INC | 388,008 | $815 | 0.3% | $3.22 | 0.0% | COM | 05156V102 |
| — | REXAHN PHARMACEUTICALS INC | 5,409,500 | $768 | 0.2% | $0.21 | — | COM | 761640101 |
| — | NXT ID INC | 269,900 | $742 | 0.2% | $0.74 | — | *W EXP 02/09/201 | 67091J123 |
| — | HEMISPHERX BIOPHARMA INC | 1,071,627 | $739 | 0.2% | $1.26 | — | COM NEW | 42366C301 |
| — | AFFIMED N V | 363,161 | $654 | 0.2% | $7.12 | — | COM | N01045108 |
| — | OVASCIENCE INC | 416,297 | $637 | 0.2% | $1.53 | — | COM | 69014Q101 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 353,428 | $548 | 0.2% | $4.26 | 0.0% | COM | 04280A100 |
| — | CVR REFNG LP | 50,000 | $520 | 0.2% | $10.40 | — | COMUNIT REP LT | 12663P107 |
| — | NIVALIS THERAPEUTICS INC | 188,287 | $422 | 0.1% | $2.24 | — | COM | 65481J109 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 103,282 | $418 | 0.1% | $4.05 | — | SPONDS ADR | 00653A107 |
| — | CHIASMA INC | 205,380 | $400 | 0.1% | $1.95 | — | COM | 16706W102 |
| — | VERASTEM INC | 344,443 | $386 | 0.1% | $1.12 | — | COM | 92337C104 |
| — | ADVERUM BIOTECHNOLOGIES INC | 128,539 | $373 | 0.1% | $2.90 | — | COM | 00773U108 |
| — | CELLECT BIOTECHNOLOGY LTD | 113,347 | $350 | 0.1% | $3.09 | — | *W EXP 07/28/202 | 15116C110 |
| — | COMBIMATRIX CORPORATION | 123,238 | $327 | 0.1% | $3.61 | — | *W EXP 03/18/202 | 20009T147 |
| SGMO | SANGAMO BIOSCIENCES INC | 100,209 | $306 | 0.1% | $3.64 | 0.0% | COM | 800677106 |
| — | IZEA INC | 66,734 | $301 | 0.1% | $4.51 | — | COM | 46603N301 |
| — | ALCOBRA LTD | 142,973 | $300 | 0.1% | $2.10 | — | SHS | M2239P109 |
| — | TUESDAY MORNING CORP | 54,611 | $295 | 0.1% | $5.40 | — | COM NEW | 899035505 |
| REFR | RESEARCH FRONTIERS INC | 158,937 | $289 | 0.1% | $2.07 | 0.0% | COM | 760911107 |
| — | CAPNIA INC | 355,497 | $288 | 0.1% | $0.81 | — | COM | 14066L105 |
| — | DICERNA PHARMACEUTICALS INC | 99,658 | $287 | 0.1% | $2.88 | — | COM | 253031108 |
| — | NUVECTRA CORP | 56,253 | $283 | 0.1% | $5.03 | — | COM | 67075N108 |
| — | BIOBLAST PHARMA LTD | 270,793 | $282 | 0.1% | $1.04 | — | SHS | M20156101 |
| — | ONCOSEC MED INC | 227,293 | $280 | 0.1% | $1.23 | — | COM NEW | 68234L207 |
| — | ENDOCYTE INC | 108,426 | $276 | 0.1% | $2.55 | — | COM | 29269A102 |
| — | AETERNA ZENTARIS INC | 56,800 | $275 | 0.1% | $4.84 | — | COM NO PAR | 007975402 |
| — | VITAL THERAPIES INC | 62,137 | $270 | 0.1% | $4.35 | — | COM | 92847R104 |
| — | APPLIED DNA SCIENCES INC | 143,838 | $266 | 0.1% | $1.85 | — | COM NEW | 03815U201 |
| — | APRICUS BIOSCIENCES INC | 202,475 | $263 | 0.1% | $1.30 | — | COM NEW | 03832V307 |
| — | PAIN THERAPEUTICS INC | 459,667 | $262 | 0.1% | $0.57 | — | COM | 69562K100 |
| — | ETFS PLATINUM TR | 3,000 | $259 | 0.1% | $117.00 | — | SH BEN INT | 26922V101 |
| ABUS | ARBUTUS BIOPHARMA CORP | 105,085 | $257 | 0.1% | $2.91 | 0.0% | COM | 03879J100 |
| — | SPARK NETWORKS INC | 299,107 | $251 | 0.1% | $0.84 | — | COM | 84651P100 |
| — | UQM TECHNOLOGIES INC | 565,204 | $243 | 0.1% | $0.43 | — | COM | 903213106 |
| — | IMMUNOCELLULAR THERAPEUTICS | 117,188 | $240 | 0.1% | $2.05 | — | *W EXP 08/12/202 | 452536121 |
| — | ISORAY INC | 404,895 | $235 | 0.1% | $0.58 | — | COM | 46489V104 |
| — | PSIVIDA CORP | 131,463 | $225 | 0.1% | $1.71 | — | COM | 74440J101 |
| — | STRONGBRIDGE BIOPHARMA PLC | 92,219 | $221 | 0.1% | $2.40 | — | SHS USD | G85347105 |
| MPVDF | MOUNTAIN PROV DIAMONDS INC | 31,700 | $213 | 0.1% | $4.87 | +2.0% | COM NEW | 62426E402 |
| — | ONCONOVA THERAPEUTICS INC | 93,750 | $213 | 0.1% | $2.27 | — | *W EXP 07/07/202 | 68232V116 |
| — | STANLEY FURNITURE CO INC | 235,047 | $212 | 0.1% | $0.90 | — | COM NEW | 854305208 |
| — | CHARLES & COLVARD LTD | 184,742 | $203 | 0.1% | $1.10 | — | COM | 159765106 |
| — | CELSION CORPORATION | 657,890 | $200 | 0.1% | $0.30 | — | COM PAR | 15117N404 |
| RFIL | RF INDS LTD | 109,234 | $191 | 0.1% | $1.59 | 0.0% | COM PAR $0.01 | 749552105 |
| FTEK | FUEL TECH INC | 143,845 | $165 | 0.1% | $1.27 | 0.0% | COM | 359523107 |
| — | NABRIVA THERAPEUTICS AG | 26,029 | $155 | 0.0% | $5.95 | — | SPONSORED ADR | 62957M104 |
| — | INVENTERGY GLOBAL INC | 205,149 | $154 | 0.0% | $0.75 | — | COM NEW | 46123X409 |
| — | JAGUAR ANIMAL HEALTH INC | 188,200 | $135 | 0.0% | $0.72 | — | COM | 47008L106 |
| — | ENTERTAINMENT GAMING ASIA IN | 51,831 | $72 | 0.0% | $1.39 | — | COM PAR | 29383V305 |
| — | SECOND SIGHT MED PRODS INC | 31,097 | $61 | 0.0% | $1.96 | — | COM | 81362J100 |
| CPSH | CPS TECHNOLOGIES CORP | 19,506 | $36 | 0.0% | $1.40 | 0.0% | COM | 12619F104 |