Lynrock Lake LP Diversified Active

CIK: 0001734341 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $1,620,230 (100.0% shares, 0.0% debt)

Holdings (38)

TDC TERADATA CORP DEL 16.2%

Value ($000) $261,898 Shares 4,566,666 Est. Cost $23.88 Unrealized +115.9%

— CALAMP CORP 12.6%

Value ($000) $203,645 Shares 220,934,000 Est. Cost $0.80 Unrealized —

— QUOTIENT TECHNOLOGY INC 10.9%

Value ($000) $176,602 Shares 178,837,000 Est. Cost $0.95 Unrealized —

RMBS RAMBUS INC DEL 10.5%

Value ($000) $170,200 Shares 7,666,666 Est. Cost $16.07 Unrealized +46.4%

— VEECO INSTRS INC DEL 10.0%

Value ($000) $162,722 Shares 132,500,000 Est. Cost $1.06 Unrealized —

— VEECO INSTRS INC DEL 6.9%

Value ($000) $111,142 Shares 111,388,000 Est. Cost $0.84 Unrealized —

ALLT ALLOT LTD 6.6%

Value ($000) $107,537 Shares 7,236,666 Est. Cost $7.82 Unrealized +116.5%

— WISDOMTREE INVTS INC 4.6%

Value ($000) $74,082 Shares 63,250,000 Est. Cost $1.17 Unrealized —

— LIMELIGHT NETWORKS INC 4.4%

Value ($000) $71,078 Shares 81,465,000 Est. Cost $0.87 Unrealized —

ONTF ON24 INC 2.2%

Value ($000) $36,095 Shares 1,810,166 Est. Cost $27.78 Unrealized 0.0%

— QUOTIENT TECHNOLOGY INC 1.9%

Value ($000) $30,004 Shares 5,155,253 Est. Cost $6.69 Unrealized —

— RAMBUS INC DEL 1.6%

Value ($000) $25,226 Shares 19,934,000 Est. Cost $1.16 Unrealized —

— ABSOLUTE SOFTWARE CORP 1.5%

Value ($000) $24,373 Shares 2,217,700 Est. Cost $11.90 Unrealized —

GPRO GOPRO INC 1.1%

Value ($000) $18,408 Shares 1,966,666 Est. Cost $10.19 Unrealized -0.8%

— SEQUANS COMMUNICATIONS S A 1.1%

Value ($000) $18,060 Shares 4,113,827 Est. Cost $5.79 Unrealized —

MX MAGNACHIP SEMICONDUCTOR CORP 1.0%

Value ($000) $16,703 Shares 940,498 Est. Cost $20.69 Unrealized -3.7%

ASUR ASURE SOFTWARE INC 0.9%

Value ($000) $13,818 Shares 1,533,600 Est. Cost $8.09 Unrealized +8.7%

AIOT POWERFLEET INC 0.8%

Value ($000) $13,087 Shares 1,953,221 Est. Cost $7.11 Unrealized -2.4%

— DSP GROUPS INC 0.7%

Value ($000) $11,869 Shares 541,724 Est. Cost $12.35 Unrealized —

RDCM RADCOM LTD 0.6%

Value ($000) $10,413 Shares 913,412 Est. Cost $10.14 Unrealized +7.9%

— BENEFITFOCUS INC 0.6%

Value ($000) $9,360 Shares 843,206 Est. Cost $11.29 Unrealized —

— VISHAY INTERTECHNOLOGY INC 0.5%

Value ($000) $7,899 Shares 7,652,000 Est. Cost $1.03 Unrealized —

— LIMELIGHT NETWORKS INC 0.5%

Value ($000) $7,382 Shares 3,101,479 Est. Cost $2.38 Unrealized —

VECO VEECO INSTRS INC DEL 0.4%

Value ($000) $7,255 Shares 326,666 Est. Cost $22.60 Unrealized -1.4%

— FIREEYE INC 0.4%

Value ($000) $7,166 Shares 402,566 Est. Cost $20.22 Unrealized —

PDFS PDF SOLUTIONS INC 0.4%

Value ($000) $6,857 Shares 297,631 Est. Cost $20.44 Unrealized +0.8%

ARLO ARLO TECHNOLOGIES INC 0.3%

Value ($000) $4,877 Shares 760,856 Est. Cost $6.22 Unrealized 0.0%

— SERVICESOURCE INTL INC 0.3%

Value ($000) $4,588 Shares 3,398,672 Est. Cost $1.40 Unrealized —

— LIGHTNING EMOTORS INC 0.1%

Value ($000) $1,759 Shares 205,787 Est. Cost $8.31 Unrealized —

ATEN A10 NETWORKS INC 0.1%

Value ($000) $1,262 Shares 93,609 Est. Cost $7.78 Unrealized +55.9%

— XPERI HOLDING CORP 0.1%

Value ($000) $1,256 Shares 66,666 Est. Cost $18.84 Unrealized —

LTRX LANTRONIX INC 0.1%

Value ($000) $970 Shares 166,666 Est. Cost $3.33 Unrealized +64.9%

AIRG AIRGAIN INC 0.1%

Value ($000) $824 Shares 65,372 Est. Cost $9.47 Unrealized +64.9%

OSS ONE STOP SYS INC 0.0%

Value ($000) $638 Shares 126,868 Est. Cost $5.55 Unrealized 0.0%

MRAM EVERSPIN TECHNOLOGIES INC 0.0%

Value ($000) $482 Shares 74,352 Est. Cost $6.13 Unrealized 0.0%

— LIGHTNING EMOTORS INC 0.0%

Value ($000) $248 Shares 154,340 Est. Cost $1.65 Unrealized —

UEIC UNIVERSAL ELECTRS INC 0.0%

Value ($000) $225 Shares 4,566 Est. Cost $57.73 Unrealized -15.9%

— KALEYRA INC 0.0%

Value ($000) $220 Shares 20,000 Est. Cost $12.25 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TDC	TERADATA CORP DEL	4,566,666	$261,898	16.2%	$23.88	+115.9%	COM	88076W103
—	CALAMP CORP	220,934,000	$203,645	12.6%	$0.80	—	NOTE 2.000% 8/0	128126AD1
—	QUOTIENT TECHNOLOGY INC	178,837,000	$176,602	10.9%	$0.95	—	NOTE 1.750%12/0	749119AB9
RMBS	RAMBUS INC DEL	7,666,666	$170,200	10.5%	$16.07	+46.4%	COM	750917106
—	VEECO INSTRS INC DEL	132,500,000	$162,722	10.0%	$1.06	—	NOTE 3.500% 1/1	922417AG5
—	VEECO INSTRS INC DEL	111,388,000	$111,142	6.9%	$0.84	—	NOTE 2.700% 1/1	922417AD2
ALLT	ALLOT LTD	7,236,666	$107,537	6.6%	$7.82	+116.5%	SHS	M0854Q105
—	WISDOMTREE INVTS INC	63,250,000	$74,082	4.6%	$1.17	—	NOTE 4.250% 6/1	97717PAB0
—	LIMELIGHT NETWORKS INC	81,465,000	$71,078	4.4%	$0.87	—	NOTE 3.500% 8/0	53261MAB0
ONTF	ON24 INC	1,810,166	$36,095	2.2%	$27.78	0.0%	COM	68339B104
—	QUOTIENT TECHNOLOGY INC	5,155,253	$30,004	1.9%	$6.69	—	COM	749119103
—	RAMBUS INC DEL	19,934,000	$25,226	1.6%	$1.16	—	NOTE 1.375% 2/0	750917AG1
—	ABSOLUTE SOFTWARE CORP	2,217,700	$24,373	1.5%	$11.90	—	COM	00386B109
GPRO	GOPRO INC	1,966,666	$18,408	1.1%	$10.19	-0.8%	CL A	38268T103
—	SEQUANS COMMUNICATIONS S A	4,113,827	$18,060	1.1%	$5.79	—	SPONSORED ADS	817323207
MX	MAGNACHIP SEMICONDUCTOR CORP	940,498	$16,703	1.0%	$20.69	-3.7%	COM	55933J203
ASUR	ASURE SOFTWARE INC	1,533,600	$13,818	0.9%	$8.09	+8.7%	COM	04649U102
AIOT	POWERFLEET INC	1,953,221	$13,087	0.8%	$7.11	-2.4%	COM	73931J109
—	DSP GROUPS INC	541,724	$11,869	0.7%	$12.35	—	COM	23332B106
RDCM	RADCOM LTD	913,412	$10,413	0.6%	$10.14	+7.9%	SHS NEW	M81865111
—	BENEFITFOCUS INC	843,206	$9,360	0.6%	$11.29	—	COM	08180D106
—	VISHAY INTERTECHNOLOGY INC	7,652,000	$7,899	0.5%	$1.03	—	NOTE 2.250% 6/1	928298AP3
—	LIMELIGHT NETWORKS INC	3,101,479	$7,382	0.5%	$2.38	—	COM	53261M104
VECO	VEECO INSTRS INC DEL	326,666	$7,255	0.4%	$22.60	-1.4%	COM	922417100
—	FIREEYE INC	402,566	$7,166	0.4%	$20.22	—	COM	31816Q101
PDFS	PDF SOLUTIONS INC	297,631	$6,857	0.4%	$20.44	+0.8%	COM	693282105
ARLO	ARLO TECHNOLOGIES INC	760,856	$4,877	0.3%	$6.22	0.0%	COM	04206A101
—	SERVICESOURCE INTL INC	3,398,672	$4,588	0.3%	$1.40	—	COM	81763U100
—	LIGHTNING EMOTORS INC	205,787	$1,759	0.1%	$8.31	—	COM	53228T101
ATEN	A10 NETWORKS INC	93,609	$1,262	0.1%	$7.78	+55.9%	COM	002121101
—	XPERI HOLDING CORP	66,666	$1,256	0.1%	$18.84	—	COM	98390M103
LTRX	LANTRONIX INC	166,666	$970	0.1%	$3.33	+64.9%	COM NEW	516548203
AIRG	AIRGAIN INC	65,372	$824	0.1%	$9.47	+64.9%	COM	00938A104
OSS	ONE STOP SYS INC	126,868	$638	0.0%	$5.55	0.0%	COM	68247W109
MRAM	EVERSPIN TECHNOLOGIES INC	74,352	$482	0.0%	$6.13	0.0%	COM	30041T104
—	LIGHTNING EMOTORS INC	154,340	$248	0.0%	$1.65	—	*W EXP 08/18/202	53228T119
UEIC	UNIVERSAL ELECTRS INC	4,566	$225	0.0%	$57.73	-15.9%	COM	913483103
—	KALEYRA INC	20,000	$220	0.0%	$12.25	—	COM	483379103