DAFNA Capital Management LLC Diversified Active

CIK: 0001389933 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value ($000): $265,897 (98.5% shares, 1.5% debt)

Holdings (89)

STXS STEREOTAXIS INC 18.1%
Value ($000) $48,019 Shares 13,680,554 Est. Cost $0.97 Unrealized +202.6%
SAGE THERAPEUTICS INC 6.6%
Value ($000) $17,509 Shares 124,806 Est. Cost $158.36 Unrealized
ALDER BIOPHARMACEUTICALS INC 4.5%
Value ($000) $11,995 Shares 636,013 Est. Cost $16.80 Unrealized
BLUEPRINT MEDICINES CORP 3.4%
Value ($000) $9,053 Shares 123,218 Est. Cost $51.64 Unrealized
GLPG GALAPAGOS NV 3.0%
Value ($000) $8,016 Shares 52,509 Est. Cost $75.63 Unrealized
ATRC ATRICURE INC 3.0%
Value ($000) $7,949 Shares 318,729 Est. Cost $13.70 Unrealized +108.4%
FATE FATE THERAPEUTICS INC 2.7%
Value ($000) $7,299 Shares 470,000 Est. Cost $19.02 Unrealized +0.8%
CARA THERAPEUTICS INC 2.6%
Value ($000) $6,927 Shares 378,924 Est. Cost $18.36 Unrealized
IBB ISHARES TR NASDAQ BIOTECH 2.4%
Value ($000) $6,458 Shares 64,900 Est. Cost $120.65 Unrealized
ASND ASCENDIS PHARMA A S 2.2%
Value ($000) $5,825 Shares 60,480 Est. Cost $56.66 Unrealized
NBIX NEUROCRINE BIOSCIENCES INC 2.2%
Value ($000) $5,813 Shares 64,508 Est. Cost $58.26 Unrealized +60.4%
ZOGENIX INC 2.1%
Value ($000) $5,716 Shares 142,764 Est. Cost $35.09 Unrealized
AERIE PHARMACEUTICALS INC 2.1%
Value ($000) $5,531 Shares 287,748 Est. Cost $32.97 Unrealized
DXCM DEXCOM INC 2.0%
Value ($000) $5,423 Shares 36,338 Est. Cost $17.91 Unrealized +116.9%
CYTK CYTOKINETICS INC 1.8%
Value ($000) $4,765 Shares 418,727 Est. Cost $7.84 Unrealized +60.0%
ARENA PHARMACEUTICALS INC 1.6%
Value ($000) $4,300 Shares 93,942 Est. Cost $39.72 Unrealized
LUMINEX CORP 1.6%
Value ($000) $4,214 Shares 204,091 Est. Cost $20.87 Unrealized
APLS APELLIS PHARMACEUTICALS INC 1.5%
Value ($000) $4,090 Shares 169,800 Est. Cost $27.52 Unrealized 0.0%
WVE WAVE LIFE SCIENCES LTD 1.5%
Value ($000) $4,056 Shares 197,554 Est. Cost $39.36 Unrealized -41.8%
BIOHAVEN PHARMACEUTICALS HOLD 1.5%
Value ($000) $3,963 Shares 95,000 Est. Cost $38.72 Unrealized
MENLO THERAPEUTICS INC 1.4%
Value ($000) $3,839 Shares 856,936 Est. Cost $5.94 Unrealized
ARQULE INC 1.4%
Value ($000) $3,802 Shares 530,262 Est. Cost $5.73 Unrealized
RADIUS HEALTH INC 1.4%
Value ($000) $3,665 Shares 4,000,000 Est. Cost $1.00 Unrealized
TRANSLATE BIO INC 1.4%
Value ($000) $3,610 Shares 364,229 Est. Cost $11.24 Unrealized
AKBA AKEBIA THERAPEUTICS INC 1.2%
Value ($000) $3,246 Shares 828,038 Est. Cost $11.62 Unrealized -63.1%
XENE XENON PHARMACEUTICALS INC 1.1%
Value ($000) $2,979 Shares 330,667 Est. Cost $7.72 Unrealized +22.5%
ARDX ARDELYX INC 1.0%
Value ($000) $2,728 Shares 580,524 Est. Cost $5.98 Unrealized -41.9%
MGNX MACROGENICS INC 1.0%
Value ($000) $2,552 Shares 200,000 Est. Cost $16.30 Unrealized -11.7%
ARGX ARGENX SE 0.9%
Value ($000) $2,504 Shares 21,969 Est. Cost $63.62 Unrealized
BLUEBIRD BIO INC 0.9%
Value ($000) $2,341 Shares 25,500 Est. Cost $136.36 Unrealized
KADMON HOLDINGS INC 0.8%
Value ($000) $2,233 Shares 886,177 Est. Cost $2.65 Unrealized
CARDIOVASCULAR SYSTEMS INC 0.8%
Value ($000) $2,195 Shares 46,200 Est. Cost $31.77 Unrealized
ALEC ALECTOR INC 0.8%
Value ($000) $2,091 Shares 145,000 Est. Cost $18.19 Unrealized -0.8%
ARAY ACCURAY INC 0.7%
Value ($000) $1,868 Shares 674,300 Est. Cost $3.88 Unrealized -14.5%
BIOTELEMETRY INC 0.7%
Value ($000) $1,845 Shares 45,300 Est. Cost $25.31 Unrealized
NEVRO CORP 0.7%
Value ($000) $1,823 Shares 21,210 Est. Cost $38.90 Unrealized
CYMABAY THERAPEUTICS INC 0.7%
Value ($000) $1,792 Shares 349,996 Est. Cost $7.74 Unrealized
ARCT ARCTURUS THERAPEUTICS HLDG I 0.7%
Value ($000) $1,786 Shares 173,914 Est. Cost $10.76 Unrealized +0.4%
TURNING POINT THERAPEUTICS I 0.7%
Value ($000) $1,779 Shares 47,308 Est. Cost $37.60 Unrealized
DICERNA PHARMACEUTICALS INC 0.6%
Value ($000) $1,699 Shares 118,314 Est. Cost $12.56 Unrealized
ELOXX PHARMACEUTICALS INC 0.6%
Value ($000) $1,695 Shares 375,000 Est. Cost $9.97 Unrealized
ACHILLION PHARMACEUTICALS 0.6%
Value ($000) $1,580 Shares 438,884 Est. Cost $5.03 Unrealized
GNCAQ GENOCEA BIOSCIENCES INC 0.6%
Value ($000) $1,573 Shares 542,564 Est. Cost $5.22 Unrealized -34.6%
KURA KURA ONCOLOGY INC 0.6%
Value ($000) $1,572 Shares 103,658 Est. Cost $16.19 Unrealized +9.9%
PRQR PROQR THERAPEUTICS N V 0.6%
Value ($000) $1,506 Shares 261,521 Est. Cost $6.55 Unrealized +22.0%
PHASEBIO PHARMACEUTICALS INC 0.6%
Value ($000) $1,503 Shares 360,542 Est. Cost $7.12 Unrealized
APPLIED GENETIC TECHNOL CORP 0.6%
Value ($000) $1,494 Shares 359,190 Est. Cost $12.15 Unrealized
CORBUS PHARMACEUTICALS HLDGS 0.5%
Value ($000) $1,448 Shares 297,300 Est. Cost $6.39 Unrealized
VKTX VIKING THERAPEUTICS INC 0.5%
Value ($000) $1,439 Shares 209,200 Est. Cost $11.47 Unrealized -35.2%
BCRX BIOCRYST PHARMACEUTICALS INC 0.5%
Value ($000) $1,385 Shares 483,388 Est. Cost $5.68 Unrealized -45.2%
NATUS MEDICAL INC 0.5%
Value ($000) $1,366 Shares 42,900 Est. Cost $33.36 Unrealized
SCYNEXIS INC 0.5%
Value ($000) $1,356 Shares 1,272,927 Est. Cost $2.06 Unrealized
EPIZYME INC 0.5%
Value ($000) $1,258 Shares 121,986 Est. Cost $12.55 Unrealized
AUTL AUTOLUS THERAPEUTICS PLC 0.5%
Value ($000) $1,242 Shares 100,000 Est. Cost $16.10 Unrealized
JNJ JOHNSON AND JOHNSON 0.5%
Value ($000) $1,216 Shares 9,400 Est. Cost $59.66 Unrealized +84.4%
GAMIDA CELL LTD 0.4%
Value ($000) $1,182 Shares 272,909 Est. Cost $5.08 Unrealized
INGN INOGEN INC 0.4%
Value ($000) $1,102 Shares 23,000 Est. Cost $97.05 Unrealized -46.3%
SYNLOGIC INC 0.4%
Value ($000) $991 Shares 432,830 Est. Cost $2.29 Unrealized
FOAMIX PHARMACEUTICALS LTD 0.3%
Value ($000) $929 Shares 305,500 Est. Cost $6.14 Unrealized
PREVAIL THERAPEUTICS INC 0.3%
Value ($000) $921 Shares 75,000 Est. Cost $13.20 Unrealized
BIOXCEL THERAPEUTICS INC 0.3%
Value ($000) $898 Shares 127,500 Est. Cost $7.04 Unrealized
STIM NEURONETICS INC 0.3%
Value ($000) $883 Shares 106,247 Est. Cost $10.93 Unrealized 0.0%
MERSANA THERAPEUTICS INC 0.3%
Value ($000) $793 Shares 501,736 Est. Cost $3.60 Unrealized
CTMX CYTOMX THERAPEUTICS INC 0.3%
Value ($000) $738 Shares 100,000 Est. Cost $9.86 Unrealized 0.0%
DERMIRA INC 0.3%
Value ($000) $665 Shares 104,000 Est. Cost $12.62 Unrealized
SUNESIS PHARMACEUTICALS INC 0.2%
Value ($000) $663 Shares 920,995 Est. Cost $0.72 Unrealized
MDGL MADRIGAL PHARMACEUTICALS INC 0.2%
Value ($000) $569 Shares 6,600 Est. Cost $154.76 Unrealized -39.4%
RADIUS HEALTH INC 0.2%
Value ($000) $567 Shares 22,000 Est. Cost $21.68 Unrealized
OBSEVA SA 0.2%
Value ($000) $535 Shares 64,231 Est. Cost $12.76 Unrealized
INSM INSMED INC 0.2%
Value ($000) $529 Shares 30,000 Est. Cost $27.86 Unrealized -30.7%
ASSEMBLY BIOSCIENCES INC 0.2%
Value ($000) $497 Shares 50,573 Est. Cost $25.68 Unrealized
MASI MASIMO CORPORATION 0.2%
Value ($000) $446 Shares 3,000 Est. Cost $43.65 Unrealized +248.0%
GRITSTONE ONCOLOGY INC 0.2%
Value ($000) $432 Shares 50,000 Est. Cost $11.14 Unrealized
SPRO SPERO THERAPEUTICS INC 0.2%
Value ($000) $418 Shares 39,395 Est. Cost $11.61 Unrealized -9.2%
DEXCOM INC 0.1%
Value ($000) $397 Shares 250,000 Est. Cost $1.15 Unrealized
SUTRO BIOPHARMA INC 0.1%
Value ($000) $364 Shares 40,000 Est. Cost $13.14 Unrealized
URGN UROGEN PHARMA LTD 0.1%
Value ($000) $357 Shares 15,000 Est. Cost $51.86 Unrealized -37.0%
RIGEL PHARMACEUTICALS INC 0.1%
Value ($000) $295 Shares 157,700 Est. Cost $3.40 Unrealized
KALV KALVISTA PHARMACEUTICALS INC 0.1%
Value ($000) $287 Shares 24,725 Est. Cost $15.77 Unrealized +2.4%
ALDX ALDEYRA THERAPEUTICS INC 0.1%
Value ($000) $264 Shares 50,000 Est. Cost $10.25 Unrealized -47.5%
ZAFGEN INC 0.1%
Value ($000) $226 Shares 305,500 Est. Cost $4.13 Unrealized
BELLICUM PHARMACEUTICALS INC 0.1%
Value ($000) $210 Shares 200,000 Est. Cost $2.00 Unrealized
CIDARA THERAPEUTICS INC 0.1%
Value ($000) $199 Shares 99,993 Est. Cost $5.69 Unrealized
KARUNA THERAPEUTICS INC 0.1%
Value ($000) $183 Shares 11,192 Est. Cost $19.61 Unrealized
EVELO BIOSCIENCES INC 0.0%
Value ($000) $122 Shares 20,000 Est. Cost $6.10 Unrealized
ADVAXIS INC 0.0%
Value ($000) $93 Shares 350,000 Est. Cost $0.27 Unrealized
LCTX LINEAGE CELL THERAPEUTICS IN 0.0%
Value ($000) $93 Shares 95,000 Est. Cost $1.03 Unrealized 0.0%
AILERON THERAPEUTICS INC 0.0%
Value ($000) $67 Shares 99,502 Est. Cost $1.95 Unrealized
ORMP ORAMED PHARMACEUTICALS INC 0.0%
Value ($000) $51 Shares 16,000 Est. Cost $3.56 Unrealized -12.8%