Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $266M (98.5% shares, 1.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| STXS | STEREOTAXIS INC | 13,680,554 | $48.02M | 18.1% | $0.97 | +202.6% | COM NEW | 85916J409 |
| — | SAGE THERAPEUTICS INC | 124,806 | $17.51M | 6.6% | $158.36 | — | COM | 78667J108 |
| — | ALDER BIOPHARMACEUTICALS INC | 636,013 | $11.99M | 4.5% | $16.80 | — | COM | 014339105 |
| — | BLUEPRINT MEDICINES CORP | 123,218 | $9.053M | 3.4% | $51.64 | — | COM | 09627Y109 |
| GLPG | GALAPAGOS NV | 52,509 | $8.016M | 3.0% | $75.63 | — | SPON ADR | 36315X101 |
| ATRC | ATRICURE INC | 318,729 | $7.949M | 3.0% | $13.70 | +108.4% | COM | 04963C209 |
| FATE | FATE THERAPEUTICS INC | 470,000 | $7.299M | 2.7% | $19.02 | +0.8% | COM | 31189P102 |
| — | CARA THERAPEUTICS INC | 378,924 | $6.927M | 2.6% | $18.36 | — | COM | 140755109 |
| IBB | ISHARES TR NASDAQ BIOTECH | 64,900 | $6.458M | 2.4% | $120.65 | — | ETF | 464287556 |
| ASND | ASCENDIS PHARMA A S | 60,480 | $5.825M | 2.2% | $56.66 | — | SPONSORED ADR | 04351P101 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 64,508 | $5.813M | 2.2% | $58.26 | +60.4% | COM | 64125C109 |
| — | ZOGENIX INC | 142,764 | $5.716M | 2.1% | $35.09 | — | COM NEW | 98978L204 |
| — | AERIE PHARMACEUTICALS INC | 287,748 | $5.531M | 2.1% | $32.97 | — | COM | 00771V108 |
| DXCM | DEXCOM INC | 36,338 | $5.423M | 2.0% | $17.91 | +116.9% | COM | 252131107 |
| CYTK | CYTOKINETICS INC | 418,727 | $4.765M | 1.8% | $7.84 | +60.0% | COM NEW | 23282W605 |
| — | ARENA PHARMACEUTICALS INC | 93,942 | $4.3M | 1.6% | $39.72 | — | COM NEW | 040047607 |
| — | LUMINEX CORP | 204,091 | $4.214M | 1.6% | $20.87 | — | COM | 55027E102 |
| APLS | APELLIS PHARMACEUTICALS INC | 169,800 | $4.09M | 1.5% | $27.52 | 0.0% | COM | 03753U106 |
| WVE | WAVE LIFE SCIENCES LTD | 197,554 | $4.056M | 1.5% | $39.36 | -41.8% | SHS | Y95308105 |
| — | BIOHAVEN PHARMACEUTICALS HOLD | 95,000 | $3.963M | 1.5% | $38.72 | — | COM | G11196105 |
| — | MENLO THERAPEUTICS INC | 856,936 | $3.839M | 1.4% | $5.94 | — | COM | 586858102 |
| — | ARQULE INC | 530,262 | $3.802M | 1.4% | $5.73 | — | COM | 04269E107 |
| — | RADIUS HEALTH INC | 4,000,000 | $3.665M | 1.4% | $1.00 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | TRANSLATE BIO INC | 364,229 | $3.61M | 1.4% | $11.24 | — | COM | 89374L104 |
| AKBA | AKEBIA THERAPEUTICS INC | 828,038 | $3.246M | 1.2% | $11.62 | -63.1% | COM | 00972D105 |
| XENE | XENON PHARMACEUTICALS INC | 330,667 | $2.979M | 1.1% | $7.72 | +22.5% | COM | 98420N105 |
| ARDX | ARDELYX INC | 580,524 | $2.728M | 1.0% | $5.98 | -41.9% | COM | 039697107 |
| MGNX | MACROGENICS INC | 200,000 | $2.552M | 1.0% | $16.30 | -11.7% | COM | 556099109 |
| ARGX | ARGENX SE | 21,969 | $2.504M | 0.9% | $63.62 | — | SPONSORED ADR | 04016X101 |
| — | BLUEBIRD BIO INC | 25,500 | $2.341M | 0.9% | $136.36 | — | COM | 09609G100 |
| — | KADMON HOLDINGS INC | 886,177 | $2.233M | 0.8% | $2.65 | — | COM | 48283N106 |
| — | CARDIOVASCULAR SYSTEMS INC | 46,200 | $2.195M | 0.8% | $31.77 | — | COM | 141619106 |
| ALEC | ALECTOR INC | 145,000 | $2.091M | 0.8% | $18.19 | -0.8% | COM | 014442107 |
| ARAY | ACCURAY INC | 674,300 | $1.868M | 0.7% | $3.88 | -14.5% | COM | 004397105 |
| — | BIOTELEMETRY INC | 45,300 | $1.845M | 0.7% | $25.31 | — | COM | 090672106 |
| — | NEVRO CORP | 21,210 | $1.823M | 0.7% | $38.90 | — | COM | 64157F103 |
| — | CYMABAY THERAPEUTICS INC | 349,996 | $1.792M | 0.7% | $7.74 | — | COM | 23257D103 |
| ARCT | ARCTURUS THERAPEUTICS HLDG I | 173,914 | $1.786M | 0.7% | $10.76 | +0.4% | COM | 03969T109 |
| — | TURNING POINT THERAPEUTICS I | 47,308 | $1.779M | 0.7% | $37.60 | — | COM | 90041T108 |
| — | DICERNA PHARMACEUTICALS INC | 118,314 | $1.699M | 0.6% | $12.56 | — | COM | 253031108 |
| — | ELOXX PHARMACEUTICALS INC | 375,000 | $1.695M | 0.6% | $9.97 | — | COM | 29014R103 |
| — | ACHILLION PHARMACEUTICALS | 438,884 | $1.58M | 0.6% | $5.03 | — | COM | 00448Q201 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 542,564 | $1.573M | 0.6% | $5.22 | -34.6% | COM NEW | 372427401 |
| KURA | KURA ONCOLOGY INC | 103,658 | $1.572M | 0.6% | $16.19 | +9.9% | COM | 50127T109 |
| PRQR | PROQR THERAPEUTICS N V | 261,521 | $1.506M | 0.6% | $6.55 | +22.0% | SHS EURO | N71542109 |
| — | PHASEBIO PHARMACEUTICALS INC | 360,542 | $1.503M | 0.6% | $7.12 | — | COM | 717224109 |
| — | APPLIED GENETIC TECHNOL CORP | 359,190 | $1.494M | 0.6% | $12.15 | — | COM | 03820J100 |
| — | CORBUS PHARMACEUTICALS HLDGS | 297,300 | $1.448M | 0.5% | $6.39 | — | COM | 21833P103 |
| VKTX | VIKING THERAPEUTICS INC | 209,200 | $1.439M | 0.5% | $11.47 | -35.2% | COM | 92686J106 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 483,388 | $1.385M | 0.5% | $5.68 | -45.2% | COM | 09058V103 |
| — | NATUS MEDICAL INC | 42,900 | $1.366M | 0.5% | $33.36 | — | COM | 639050103 |
| — | SCYNEXIS INC | 1,272,927 | $1.356M | 0.5% | $2.06 | — | COM | 811292101 |
| — | EPIZYME INC | 121,986 | $1.258M | 0.5% | $12.55 | — | COM | 29428V104 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 100,000 | $1.242M | 0.5% | $16.10 | — | SPON ADS | 05280R100 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $1.216M | 0.5% | $59.66 | +84.4% | COM | 478160104 |
| — | GAMIDA CELL LTD | 272,909 | $1.182M | 0.4% | $5.08 | — | SHS | M47364100 |
| INGN | INOGEN INC | 23,000 | $1.102M | 0.4% | $97.05 | -46.3% | COM | 45780L104 |
| — | SYNLOGIC INC | 432,830 | $991K | 0.4% | $2.29 | — | COM | 87166L100 |
| — | FOAMIX PHARMACEUTICALS LTD | 305,500 | $929K | 0.3% | $6.14 | — | SHS | M46135105 |
| — | PREVAIL THERAPEUTICS INC | 75,000 | $921K | 0.3% | $13.20 | — | COM | 74140Y101 |
| — | BIOXCEL THERAPEUTICS INC | 127,500 | $898K | 0.3% | $7.04 | — | COM | 09075P105 |
| STIM | NEURONETICS INC | 106,247 | $883K | 0.3% | $10.93 | 0.0% | COM | 64131A105 |
| — | MERSANA THERAPEUTICS INC | 501,736 | $793K | 0.3% | $3.60 | — | COM | 59045L106 |
| CTMX | CYTOMX THERAPEUTICS INC | 100,000 | $738K | 0.3% | $9.86 | 0.0% | COM | 23284F105 |
| — | DERMIRA INC | 104,000 | $665K | 0.3% | $12.62 | — | COM | 24983L104 |
| — | SUNESIS PHARMACEUTICALS INC | 920,995 | $663K | 0.2% | $0.72 | — | COM | 867328700 |
| MDGL | MADRIGAL PHARMACEUTICALS INC | 6,600 | $569K | 0.2% | $154.76 | -39.4% | COM | 558868105 |
| — | RADIUS HEALTH INC | 22,000 | $567K | 0.2% | $21.68 | — | COM NEW | 750469207 |
| — | OBSEVA SA | 64,231 | $535K | 0.2% | $12.76 | — | COM | H5861P103 |
| INSM | INSMED INC | 30,000 | $529K | 0.2% | $27.86 | -30.7% | COM PAR $.01 | 457669307 |
| — | ASSEMBLY BIOSCIENCES INC | 50,573 | $497K | 0.2% | $25.68 | — | COM | 045396108 |
| MASI | MASIMO CORPORATION | 3,000 | $446K | 0.2% | $43.65 | +248.0% | COM | 574795100 |
| — | GRITSTONE ONCOLOGY INC | 50,000 | $432K | 0.2% | $11.14 | — | COM | 39868T105 |
| SPRO | SPERO THERAPEUTICS INC | 39,395 | $418K | 0.2% | $11.61 | -9.2% | COM | 84833T103 |
| — | DEXCOM INC | 250,000 | $397K | 0.1% | $1.15 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | SUTRO BIOPHARMA INC | 40,000 | $364K | 0.1% | $13.14 | — | COM | 869367102 |
| URGN | UROGEN PHARMA LTD | 15,000 | $357K | 0.1% | $51.86 | -37.0% | COM | M96088105 |
| — | RIGEL PHARMACEUTICALS INC | 157,700 | $295K | 0.1% | $3.40 | — | COM NEW | 766559603 |
| KALV | KALVISTA PHARMACEUTICALS INC | 24,725 | $287K | 0.1% | $15.77 | +2.4% | COM | 483497103 |
| ALDX | ALDEYRA THERAPEUTICS INC | 50,000 | $264K | 0.1% | $10.25 | -47.5% | COM | 01438T106 |
| — | ZAFGEN INC | 305,500 | $226K | 0.1% | $4.13 | — | COM | 98885E103 |
| — | BELLICUM PHARMACEUTICALS INC | 200,000 | $210K | 0.1% | $2.00 | — | COM | 079481107 |
| — | CIDARA THERAPEUTICS INC | 99,993 | $199K | 0.1% | $5.69 | — | COM | 171757107 |
| — | KARUNA THERAPEUTICS INC | 11,192 | $183K | 0.1% | $19.61 | — | COM | 48576A100 |
| — | EVELO BIOSCIENCES INC | 20,000 | $122K | 0.0% | $6.10 | — | COM | 299734103 |
| — | ADVAXIS INC | 350,000 | $93,000 | 0.0% | $0.27 | — | COM NEW | 007624307 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 95,000 | $93,000 | 0.0% | $1.03 | 0.0% | COM | 53566P109 |
| — | AILERON THERAPEUTICS INC | 99,502 | $67,000 | 0.0% | $1.95 | — | COM | 00887A105 |
| ORMP | ORAMED PHARMACEUTICALS INC | 16,000 | $51,000 | 0.0% | $3.56 | -12.8% | COM NEW | 68403P203 |