DAFNA Capital Management LLC Diversified Active

CIK: 0001389933 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $291,332 (98.6% shares, 1.4% debt)

Holdings (81)

STXS STEREOTAXIS INC 24.8%
Value ($000) $72,370 Shares 13,680,554 Est. Cost $0.97 Unrealized +311.2%
PRQR PROQR THERAPEUTICS N V 3.8%
Value ($000) $11,040 Shares 1,114,000 Est. Cost $7.50 Unrealized +3.9%
ATRC ATRICURE INC 3.6%
Value ($000) $10,362 Shares 318,729 Est. Cost $13.70 Unrealized +107.8%
ARQULE INC 3.4%
Value ($000) $9,935 Shares 497,762 Est. Cost $5.73 Unrealized
BLUEPRINT MEDICINES CORP 3.4%
Value ($000) $9,871 Shares 123,218 Est. Cost $51.64 Unrealized
GLPG GALAPAGOS NV 3.3%
Value ($000) $9,721 Shares 47,000 Est. Cost $75.63 Unrealized
FATE FATE THERAPEUTICS INC 3.2%
Value ($000) $9,198 Shares 470,000 Est. Cost $19.02 Unrealized -16.5%
SAGE THERAPEUTICS INC 3.1%
Value ($000) $9,010 Shares 124,806 Est. Cost $158.36 Unrealized
DXCM DEXCOM INC 2.7%
Value ($000) $7,949 Shares 36,338 Est. Cost $17.91 Unrealized +164.8%
IBB ISHARES TR NASDAQ BIOTECH 2.7%
Value ($000) $7,821 Shares 64,900 Est. Cost $120.65 Unrealized
NBIX NEUROCRINE BIOSCIENCES INC 2.3%
Value ($000) $6,558 Shares 61,008 Est. Cost $58.26 Unrealized +79.7%
AERIE PHARMACEUTICALS INC 2.2%
Value ($000) $6,474 Shares 267,839 Est. Cost $32.97 Unrealized
ZOGENIX INC 1.9%
Value ($000) $5,565 Shares 106,749 Est. Cost $35.09 Unrealized
CARA THERAPEUTICS INC 1.8%
Value ($000) $5,293 Shares 328,533 Est. Cost $18.36 Unrealized
AKBA AKEBIA THERAPEUTICS INC 1.7%
Value ($000) $4,870 Shares 770,538 Est. Cost $11.62 Unrealized -59.1%
LUMINEX CORP 1.6%
Value ($000) $4,727 Shares 204,091 Est. Cost $20.87 Unrealized
ARENA PHARMACEUTICALS INC 1.5%
Value ($000) $4,494 Shares 98,942 Est. Cost $40.00 Unrealized
CYTK CYTOKINETICS INC 1.5%
Value ($000) $4,443 Shares 418,727 Est. Cost $7.84 Unrealized +30.9%
BIOHAVEN PHARMACEUTICALS HOLD 1.4%
Value ($000) $4,067 Shares 74,700 Est. Cost $38.72 Unrealized
ASND ASCENDIS PHARMA A S 1.3%
Value ($000) $3,909 Shares 28,100 Est. Cost $56.66 Unrealized
MENLO THERAPEUTICS INC 1.3%
Value ($000) $3,701 Shares 797,565 Est. Cost $5.94 Unrealized
RADIUS HEALTH INC 1.2%
Value ($000) $3,395 Shares 4,000,000 Est. Cost $1.00 Unrealized
XENE XENON PHARMACEUTICALS INC 1.1%
Value ($000) $3,262 Shares 248,854 Est. Cost $7.72 Unrealized +36.3%
AFFIMED NV 1.1%
Value ($000) $3,106 Shares 1,133,559 Est. Cost $2.74 Unrealized
ACHILLION PHARMACEUTICALS 0.9%
Value ($000) $2,646 Shares 438,884 Est. Cost $5.03 Unrealized
DICERNA PHARMACEUTICALS INC 0.9%
Value ($000) $2,606 Shares 118,314 Est. Cost $12.56 Unrealized
BIOTELEMETRY INC 0.9%
Value ($000) $2,560 Shares 55,300 Est. Cost $29.11 Unrealized
ALEC ALECTOR INC 0.9%
Value ($000) $2,498 Shares 145,000 Est. Cost $18.19 Unrealized -6.5%
KURA KURA ONCOLOGY INC 0.8%
Value ($000) $2,385 Shares 173,475 Est. Cost $15.64 Unrealized -5.3%
CARDIOVASCULAR SYSTEMS INC 0.8%
Value ($000) $2,245 Shares 46,200 Est. Cost $31.77 Unrealized
BLUEBIRD BIO INC 0.8%
Value ($000) $2,238 Shares 25,500 Est. Cost $136.36 Unrealized
PHASEBIO PHARMACEUTICALS INC 0.8%
Value ($000) $2,203 Shares 360,542 Est. Cost $7.12 Unrealized
ARAY ACCURAY INC 0.7%
Value ($000) $1,902 Shares 674,300 Est. Cost $3.88 Unrealized -28.5%
TURNING POINT THERAPEUTICS I 0.7%
Value ($000) $1,894 Shares 30,408 Est. Cost $37.60 Unrealized
ARCT ARCTURUS THERAPEUTICS HLDG I 0.6%
Value ($000) $1,890 Shares 173,914 Est. Cost $10.76 Unrealized -2.7%
OTONOMY INC 0.6%
Value ($000) $1,797 Shares 469,135 Est. Cost $3.83 Unrealized
STIM NEURONETICS INC 0.6%
Value ($000) $1,777 Shares 395,772 Est. Cost $7.48 Unrealized -16.9%
BCRX BIOCRYST PHARMACEUTICALS INC 0.6%
Value ($000) $1,773 Shares 514,051 Est. Cost $5.49 Unrealized -54.2%
KADMON HOLDINGS INC 0.6%
Value ($000) $1,696 Shares 374,423 Est. Cost $2.65 Unrealized
VKTX VIKING THERAPEUTICS INC 0.6%
Value ($000) $1,678 Shares 209,200 Est. Cost $11.47 Unrealized -36.4%
EPIZYME INC 0.6%
Value ($000) $1,673 Shares 68,000 Est. Cost $12.55 Unrealized
MGNX MACROGENICS INC 0.6%
Value ($000) $1,632 Shares 150,000 Est. Cost $16.30 Unrealized -39.3%
APPLIED GENETIC TECHNOL CORP 0.6%
Value ($000) $1,624 Shares 359,190 Est. Cost $12.15 Unrealized
CORBUS PHARMACEUTICALS HLDGS 0.6%
Value ($000) $1,623 Shares 297,300 Est. Cost $6.39 Unrealized
INGN INOGEN INC 0.5%
Value ($000) $1,572 Shares 23,000 Est. Cost $97.05 Unrealized -35.4%
ELOXX PHARMACEUTICALS INC 0.5%
Value ($000) $1,515 Shares 205,825 Est. Cost $9.97 Unrealized
ARDX ARDELYX INC 0.5%
Value ($000) $1,500 Shares 199,850 Est. Cost $5.98 Unrealized +1.6%
TRANSLATE BIO INC 0.5%
Value ($000) $1,464 Shares 179,845 Est. Cost $11.24 Unrealized
NATUS MEDICAL INC 0.5%
Value ($000) $1,415 Shares 42,900 Est. Cost $33.36 Unrealized
JNJ JOHNSON AND JOHNSON 0.5%
Value ($000) $1,371 Shares 9,400 Est. Cost $59.66 Unrealized +91.3%
AUTL AUTOLUS THERAPEUTICS PLC 0.5%
Value ($000) $1,320 Shares 100,000 Est. Cost $16.10 Unrealized
SYNLOGIC INC 0.4%
Value ($000) $1,292 Shares 500,731 Est. Cost $2.33 Unrealized
APLS APELLIS PHARMACEUTICALS INC 0.4%
Value ($000) $1,245 Shares 40,657 Est. Cost $27.52 Unrealized +0.6%
MDGL MADRIGAL PHARMACEUTICALS INC 0.4%
Value ($000) $1,239 Shares 13,600 Est. Cost $125.02 Unrealized -22.4%
PREVAIL THERAPEUTICS INC 0.4%
Value ($000) $1,187 Shares 75,000 Est. Cost $13.20 Unrealized
NEXTCURE INC 0.4%
Value ($000) $1,127 Shares 20,000 Est. Cost $56.35 Unrealized
GNCAQ GENOCEA BIOSCIENCES INC 0.4%
Value ($000) $1,123 Shares 542,564 Est. Cost $5.22 Unrealized -54.5%
SCYNEXIS INC 0.4%
Value ($000) $1,099 Shares 1,207,413 Est. Cost $2.06 Unrealized
ARGX ARGENX SE 0.3%
Value ($000) $975 Shares 6,071 Est. Cost $63.62 Unrealized
MILLENDO THERAPEUTICS INC 0.3%
Value ($000) $873 Shares 129,525 Est. Cost $6.74 Unrealized
CTMX CYTOMX THERAPEUTICS INC 0.3%
Value ($000) $831 Shares 100,000 Est. Cost $9.86 Unrealized -31.6%
EXICURE INC 0.3%
Value ($000) $787 Shares 275,000 Est. Cost $2.86 Unrealized
ASSEMBLY BIOSCIENCES INC 0.2%
Value ($000) $728 Shares 35,573 Est. Cost $25.68 Unrealized
INSM INSMED INC 0.2%
Value ($000) $716 Shares 30,000 Est. Cost $27.86 Unrealized -27.0%
GAMIDA CELL LTD 0.2%
Value ($000) $640 Shares 148,781 Est. Cost $5.08 Unrealized
MORPHIC HOLDING INC 0.2%
Value ($000) $635 Shares 37,000 Est. Cost $17.16 Unrealized
MERSANA THERAPEUTICS INC 0.2%
Value ($000) $621 Shares 108,463 Est. Cost $3.60 Unrealized
DEXCOM INC 0.2%
Value ($000) $556 Shares 250,000 Est. Cost $1.15 Unrealized
MASI MASIMO CORPORATION 0.2%
Value ($000) $474 Shares 3,000 Est. Cost $43.65 Unrealized +244.4%
GRITSTONE ONCOLOGY INC 0.2%
Value ($000) $449 Shares 50,000 Est. Cost $11.14 Unrealized
RADIUS HEALTH INC 0.2%
Value ($000) $444 Shares 22,000 Est. Cost $21.68 Unrealized
KALV KALVISTA PHARMACEUTICALS INC 0.2%
Value ($000) $440 Shares 24,725 Est. Cost $15.77 Unrealized -17.3%
SUTRO BIOPHARMA INC 0.2%
Value ($000) $440 Shares 40,000 Est. Cost $13.14 Unrealized
ZAFGEN INC 0.1%
Value ($000) $339 Shares 305,500 Est. Cost $4.13 Unrealized
RIGEL PHARMACEUTICALS INC 0.1%
Value ($000) $337 Shares 157,700 Est. Cost $3.40 Unrealized
ADVAXIS INC 0.1%
Value ($000) $300 Shares 350,000 Est. Cost $0.27 Unrealized
WVE WAVE LIFE SCIENCES LTD 0.1%
Value ($000) $296 Shares 36,960 Est. Cost $39.36 Unrealized -37.7%
ASLAN PHARMACEUTICALS LTD 0.1%
Value ($000) $239 Shares 117,682 Est. Cost $2.03 Unrealized
URGN UROGEN PHARMA LTD 0.0%
Value ($000) $133 Shares 3,987 Est. Cost $51.86 Unrealized -47.4%
LCTX LINEAGE CELL THERAPEUTICS IN 0.0%
Value ($000) $85 Shares 95,000 Est. Cost $1.03 Unrealized -19.2%
EVELO BIOSCIENCES INC 0.0%
Value ($000) $44 Shares 10,726 Est. Cost $6.10 Unrealized