Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 23, 2017
Total Value: $131M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 150,958 | $19.55M | 14.9% | $129.52 | $95.93 | +35.0% | TOTAL STK MKT | 922908769 |
| SPY | SPDR S&P 500 ETF TR | 54,141 | $13.6M | 10.4% | $251.23 | $217.71 | +15.4% | TR UNIT | 78462F103 |
| CME | CME GROUP INC | 84,971 | $11.53M | 8.8% | $135.68 * | $48.63 | +106.1% | COM CL A | 12572Q105 |
| TOTL | SSGA ACTIVE ETF TR | 173,593 | $8.553M | 6.5% | $49.27 | $49.33 | -0.1% | SPDR TR TACTIC | 78467V848 |
| VXUS | VANGUARD STAR FD | 128,200 | $7.016M | 5.4% | $54.73 | $49.03 | +11.6% | VG TL INTL STK F | 921909768 |
| — | SPDR SERIES TRUST | 187,261 | $6.989M | 5.3% | $37.32 | $37.04 | — | BLOOMBERG BRCLYS | 78464A417 |
| HYG | ISHARES TR | 58,302 | $5.175M | 3.9% | $88.76 | $86.95 | +2.1% | IBOXX HI YD ETF | 464288513 |
| MINT | PIMCO ETF TR | 47,566 | $4.842M | 3.7% | $101.80 | $101.72 | +0.1% | ENHAN SHRT MA AC | 72201R833 |
| AAPL | APPLE INC | 20,324 | $3.132M | 2.4% | $154.10 * | $20.40 | +76.3% | COM | 037833100 |
| HYS | PIMCO ETF TR | 27,974 | $2.84M | 2.2% | $101.52 | $100.11 | +1.4% | 0-5 HIGH YIELD | 72201R783 |
| ABFL | TRIMTABS ETF TR | 84,462 | $2.635M | 2.0% | $31.20 | $29.04 | +7.4% | FLOAT SHRINK | 89628W302 |
| BND | VANGUARD BD INDEX FD INC | 27,786 | $2.277M | 1.7% | $81.95 | $81.91 | +0.1% | TOTAL BND MRKT | 921937835 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 17,097 | $1.621M | 1.2% | $94.81 | $73.08 | +29.7% | DIV APP ETF | 921908844 |
| — | QUIDEL CORP | 975,000 | $1.488M | 1.1% | $1.53 | $1.13 | — | NOTE 3.250%12/1 | 74838JAA9 |
| VEU | VANGUARD INTL EQUITY INDEX F | 26,376 | $1.39M | 1.1% | $52.70 | $50.70 | +4.0% | ALLWRLD EX US | 922042775 |
| — | LIVE NATION ENTERTAINMENT IN | 1,010,000 | $1.345M | 1.0% | $1.33 | $1.09 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| CBOE | CBOE HLDGS INC | 12,149 | $1.308M | 1.0% | $107.66 * | $42.59 | +127.4% | COM | 12503M108 |
| — | CITRIX SYS INC | 1,030,000 | $1.198M | 0.9% | $1.16 | $1.16 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | VECTOR GROUP LTD | 1,025,000 | $1.18M | 0.9% | $1.15 | $1.14 | — | FRNT 4/1 | 92240MBC1 |
| — | CEMEX SAB DE CV | 1,045,000 | $1.176M | 0.9% | $1.13 | $1.16 | — | NOTE 3.720% 3/1 | 151290BR3 |
| — | CSG SYS INTL INC | 1,065,000 | $1.143M | 0.9% | $1.07 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | CALAMP CORP | 1,050,000 | $1.128M | 0.9% | $1.07 | $1.07 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 1,060,000 | $1.127M | 0.9% | $1.06 | $1.02 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | KB HOME | 1,050,000 | $1.107M | 0.8% | $1.05 | $1.00 | — | NOTE 1.375% 2/0 | 48666KAS8 |
| — | NATIONAL HEALTH INVS INC | 945,000 | $1.103M | 0.8% | $1.17 | $1.17 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | WRIGHT MED GROUP INC | 985,000 | $1.069M | 0.8% | $1.09 | $1.19 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | ELECTRONICS FOR IMAGING INC | 1,020,000 | $1.062M | 0.8% | $1.04 | $1.06 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | PROSPECT CAPITAL CORPORATION | 1,020,000 | $1.052M | 0.8% | $1.03 | $1.02 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | VERINT SYS INC | 1,045,000 | $1.029M | 0.8% | $0.98 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | MACQUARIE INFRASTRUCTURE COR | 960,000 | $1.028M | 0.8% | $1.07 | $4.90 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | PENNYMAC CORP | 1,010,000 | $1.024M | 0.8% | $1.01 | $1.00 | — | NOTE 5.375% 5/0 | 70932AAB9 |
| — | ECHO GLOBAL LOGISTICS INC | 1,040,000 | $1.014M | 0.8% | $0.97 | $0.96 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| EFA | ISHARES TR | 14,537 | $995K | 0.8% | $68.45 | $65.12 | +5.2% | MSCI EAFE ETF | 464287465 |
| — | EZCORP INC | 1,005,000 | $990K | 0.8% | $0.99 | $0.94 | — | NOTE 2.625% 6/1 | 302301AB2 |
| — | GOGO INC | 1,045,000 | $964K | 0.7% | $0.92 | $0.77 | — | NOTE 3.750% 3/0 | 38046CAB5 |
| — | ROVI CORP | 950,000 | $957K | 0.7% | $1.01 | $1.01 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | HURON CONSULTING GROUP INC | 1,010,000 | $951K | 0.7% | $0.94 | $0.95 | — | NOTE 1.250%10/0 | 447462AB8 |
| — | PANDORA MEDIA INC | 1,010,000 | $951K | 0.7% | $0.94 | $0.95 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | SEACOR HOLDINGS INC | 1,040,000 | $943K | 0.7% | $0.91 | $0.87 | — | NOTE 3.000%11/1 | 81170YAB5 |
| PNC | PNC FINL SVCS GROUP INC | 5,789 | $780K | 0.6% | $134.74 * | $64.27 | +58.1% | COM | 693475105 |
| JPM | JPMORGAN CHASE & CO | 7,762 | $741K | 0.6% | $95.47 * | $44.16 | +72.7% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 8,951 | $667K | 0.5% | $74.52 * | $33.68 | +102.4% | COM | 594918104 |
| AMZN | AMAZON COM INC | 687 | $660K | 0.5% | $960.70 * | $38.64 | +24.4% | COM | 023135106 |
| INTC | INTEL CORP | 15,450 | $588K | 0.4% | $38.06 * | $18.60 | +70.8% | COM | 458140100 |
| — | JAZZ INVESTMENTS I LTD | 535,000 | $567K | 0.4% | $1.06 | $1.10 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | RPM INTL INC | 475,000 | $551K | 0.4% | $1.16 | $1.16 | — | NOTE 2.250%12/1 | 749685AT0 |
| — | COLONY CAP INC | 505,000 | $511K | 0.4% | $1.01 | $7.03 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| JNJ | JOHNSON & JOHNSON | 3,802 | $494K | 0.4% | $129.93 * | $74.97 | +37.9% | COM | 478160104 |
| — | THERAVANCE INC | 485,000 | $475K | 0.4% | $0.98 | $0.92 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| T | AT&T INC | 11,605 | $455K | 0.3% | $39.21 * | $11.62 | +40.1% | COM | 00206R102 |
| — | ACORDA THERAPEUTICS INC | 500,000 | $454K | 0.3% | $0.91 | $0.83 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| RITM | NEW RESIDENTIAL INVT CORP | 26,075 | $436K | 0.3% | $16.72 | $16.30 | — | COM NEW | 64828T201 |
| EEM | ISHARES TR | 9,712 | $435K | 0.3% | $44.79 | $41.71 | +7.4% | MSCI EMG MKT ETF | 464287234 |
| IWM | ISHARES TR | 2,408 | $357K | 0.3% | $148.26 | $113.49 | +30.6% | RUSSELL 2000 ETF | 464287655 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,814 | $340K | 0.3% | $120.82 * | $43.82 | +37.9% | MIDCP 400 IDX | 921932885 |
| VZ | VERIZON COMMUNICATIONS INC | 6,833 | $338K | 0.3% | $49.47 * | $28.35 | +12.2% | COM | 92343V104 |
| DIS | DISNEY WALT CO | 3,310 | $326K | 0.2% | $98.49 * | $84.68 | +9.7% | COM DISNEY | 254687106 |
| PG | PROCTER AND GAMBLE CO | 3,366 | $306K | 0.2% | $90.91 * | $63.13 | +15.7% | COM | 742718109 |
| — | GENERAL ELECTRIC CO | 12,296 | $297K | 0.2% | $24.15 | $28.49 | — | COM | 369604103 |
| ABBV | ABBVIE INC | 3,307 | $294K | 0.2% | $88.90 * | $40.97 | +53.0% | COM | 00287Y109 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,930 | $288K | 0.2% | $58.42 | $55.91 | +4.3% | FTSE EUROPE ETF | 922042874 |
| VB | VANGUARD INDEX FDS | 1,874 | $265K | 0.2% | $141.41 | $134.13 | +5.4% | SMALL CP ETF | 922908751 |
| — | COLONY NORTHSTAR INC | 19,643 | $247K | 0.2% | $12.57 | $14.10 | — | CL A COM | 19625W104 |
| VOO | VANGUARD INDEX FDS | 1,050 | $242K | 0.2% | $230.48 | $220.10 | +4.8% | S&P 500 ETF SHS | 922908363 |
| NTNX | NUTANIX INC | 10,500 | $235K | 0.2% | $22.38 | $21.88 | +2.4% | CL A | 67059N108 |
| — | WALGREENS BOOTS ALLIANCE INC | 2,931 | $226K | 0.2% | $77.11 | $667.57 | — | COM | 931427108 |
| META | FACEBOOK INC | 1,305 | $223K | 0.2% | $170.88 | $147.65 | +14.9% | CL A | 30303M102 |
| CAT | CATERPILLAR INC DEL | 1,611 | $201K | 0.2% | $124.77 * | $96.02 | +8.4% | COM | 149123101 |
| — | RTW HLDGS INC | 190,000 | $200K | 0.2% | $1.05 | $1.05 | — | NOTE 5.625%11/1 | 749772AB5 |
| — | VALEANT PHARMACEUTICALS INTL | 11,894 | $170K | 0.1% | $14.29 | $14.52 | — | COM | 91911K102 |
| — | ARVINMERITOR INC | 110,000 | $129K | 0.1% | $1.17 | $1.17 | — | FRNT 4.000% 2/1 | 043353AH4 |
| — | DNP SELECT INCOME FD | 10,139 | $116K | 0.1% | $11.44 | $11.44 | — | COM | 23325P104 |