Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 30, 2018
Total Value: $144M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 152,540 | $20.94M | 14.6% | $137.25 | $96.33 | +42.5% | TOTAL STK MKT | 922908769 |
| SPY | SPDR S&P 500 ETF TR | 61,805 | $16.49M | 11.5% | $266.86 | $222.96 | +19.7% | TR UNIT | 78462F103 |
| — | POWERSHARES ETF TR II | 704,850 | $13.36M | 9.3% | $18.95 | $18.95 | — | FDM HG YLD RAFI | 73936T557 |
| CME | CME GROUP INC | 79,521 | $11.61M | 8.1% | $146.05 * | $48.63 | +128.2% | COM CL A | 12572Q105 |
| TOTL | SSGA ACTIVE ETF TR | 179,109 | $8.712M | 6.1% | $48.64 | $49.31 | -1.4% | SPDR TR TACTIC | 78467V848 |
| VXUS | VANGUARD STAR FD | 134,314 | $7.63M | 5.3% | $56.81 | $49.34 | +15.1% | VG TL INTL STK F | 921909768 |
| MINT | PIMCO ETF TR | 51,669 | $5.247M | 3.6% | $101.55 | $101.72 | -0.2% | ENHAN SHRT MA AC | 72201R833 |
| HYG | ISHARES TR | 47,375 | $4.134M | 2.9% | $87.26 | $86.95 | +0.4% | IBOXX HI YD ETF | 464288513 |
| AAPL | APPLE INC | 21,161 | $3.581M | 2.5% | $169.23 * | $21.14 | +87.5% | COM | 037833100 |
| ABFL | TRIMTABS ETF TR | 84,407 | $2.846M | 2.0% | $33.72 | $29.04 | +16.1% | ALL CAP US FREE | 89628W302 |
| HYS | PIMCO ETF TR | 25,000 | $2.522M | 1.8% | $100.88 | $100.11 | +0.4% | 0-5 HIGH YIELD | 72201R783 |
| BND | VANGUARD BD INDEX FD INC | 29,402 | $2.398M | 1.7% | $81.56 | $81.90 | -0.4% | TOTAL BND MRKT | 921937835 |
| VIG | VANGUARD SPECIALIZED FUNDS | 17,133 | $1.748M | 1.2% | $102.03 | $73.08 | +39.6% | DIV APP ETF | 921908844 |
| VEU | VANGUARD INTL EQUITY INDEX F | 26,646 | $1.458M | 1.0% | $54.72 | $50.73 | +7.9% | ALLWRLD EX US | 922042775 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,682 | $1.455M | 1.0% | $124.55 * | $42.59 | +163.8% | COM | 12503M108 |
| — | QUIDEL CORP | 845,000 | $1.278M | 0.9% | $1.51 | $1.13 | — | NOTE 3.250%12/1 | 74838JAA9 |
| — | CITRIX SYS INC | 955,000 | $1.237M | 0.9% | $1.30 | $1.16 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | VECTOR GROUP LTD | 1,020,000 | $1.185M | 0.8% | $1.16 | $1.14 | — | FRNT 4/1 | 92240MBC1 |
| — | LIVE NATION ENTERTAINMENT IN | 910,000 | $1.179M | 0.8% | $1.30 | $1.09 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| — | NUVASIVE INC | 985,000 | $1.163M | 0.8% | $1.18 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | CSG SYS INTL INC | 990,000 | $1.091M | 0.8% | $1.10 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | EZCORP INC | 1,030,000 | $1.063M | 0.7% | $1.03 | $0.94 | — | NOTE 2.625% 6/1 | 302301AB2 |
| — | CALAMP CORP | 975,000 | $1.035M | 0.7% | $1.06 | $1.07 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 940,000 | $1.013M | 0.7% | $1.08 | $1.02 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | ECHO GLOBAL LOGISTICS INC | 970,000 | $1.008M | 0.7% | $1.04 | $0.96 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | CEMEX SAB DE CV | 940,000 | $983K | 0.7% | $1.05 | $1.16 | — | NOTE 3.720% 3/1 | 151290BR3 |
| — | NATIONAL HEALTH INVS INC | 865,000 | $980K | 0.7% | $1.13 | $1.17 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | PROSPECT CAPITAL CORPORATION | 950,000 | $965K | 0.7% | $1.02 | $1.02 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | HURON CONSULTING GROUP INC | 1,015,000 | $950K | 0.7% | $0.94 | $0.95 | — | NOTE 1.250%10/0 | 447462AB8 |
| — | VERINT SYS INC | 975,000 | $950K | 0.7% | $0.97 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | PENNYMAC CORP | 945,000 | $941K | 0.7% | $1.00 | $1.00 | — | NOTE 5.375% 5/0 | 70932AAB9 |
| — | ROVI CORP | 990,000 | $936K | 0.7% | $0.95 | $1.00 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | MACQUARIE INFRASTRUCTURE COR | 890,000 | $931K | 0.6% | $1.05 | $4.90 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | SEACOR HOLDINGS INC | 975,000 | $926K | 0.6% | $0.95 | $0.87 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | ELECTRONICS FOR IMAGING INC | 950,000 | $920K | 0.6% | $0.97 | $1.06 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | WRIGHT MED GROUP INC | 880,000 | $911K | 0.6% | $1.04 | $1.19 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | GOGO INC | 905,000 | $841K | 0.6% | $0.93 | $0.77 | — | NOTE 3.750% 3/0 | 38046CAB5 |
| EFA | ISHARES TR | 11,911 | $837K | 0.6% | $70.27 | $65.12 | +8.0% | MSCI EAFE ETF | 464287465 |
| PNC | PNC FINL SVCS GROUP INC | 5,782 | $834K | 0.6% | $144.24 * | $64.27 | +70.2% | COM | 693475105 |
| MSFT | MICROSOFT CORP | 9,697 | $830K | 0.6% | $85.59 * | $36.88 | +113.3% | COM | 594918104 |
| — | PANDORA MEDIA INC | 910,000 | $807K | 0.6% | $0.89 | $0.95 | — | NOTE 1.750%12/0 | 698354AB3 |
| AMZN | AMAZON COM INC | 679 | $794K | 0.6% | $1169.37 * | $38.64 | +51.3% | COM | 023135106 |
| JPM | JPMORGAN CHASE & CO | 6,984 | $747K | 0.5% | $106.96 * | $44.16 | +94.6% | COM | 46625H100 |
| INTC | INTEL CORP | 15,875 | $733K | 0.5% | $46.17 * | $19.08 | +103.1% | COM | 458140100 |
| GOOG | ALPHABET INC | 574 | $601K | 0.4% | $1047.04 * | $50.52 | +2.8% | CAP STK CL C | 02079K107 |
| — | RPM INTL INC | 505,000 | $583K | 0.4% | $1.15 | $1.16 | — | NOTE 2.250%12/1 | 749685AT0 |
| JNJ | JOHNSON & JOHNSON | 3,910 | $546K | 0.4% | $139.64 * | $75.96 | +47.1% | COM | 478160104 |
| — | COLONY CAP INC | 535,000 | $541K | 0.4% | $1.01 | $6.69 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| GOOGL | ALPHABET INC | 503 | $530K | 0.4% | $1053.68 * | $51.24 | +2.0% | CAP STK CL A | 02079K305 |
| — | THERAVANCE INC | 500,000 | $499K | 0.3% | $1.00 | $0.92 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | ACORDA THERAPEUTICS INC | 535,000 | $453K | 0.3% | $0.85 | $0.83 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| T | AT&T INC | 11,606 | $451K | 0.3% | $38.86 * | $11.62 | +41.4% | COM | 00206R102 |
| — | JAZZ INVESTMENTS I LTD | 400,000 | $405K | 0.3% | $1.01 | $1.10 | — | NOTE 1.875% 8/1 | 472145AB7 |
| HD | HOME DEPOT INC | 2,020 | $383K | 0.3% | $189.60 * | $141.67 | +10.2% | COM | 437076102 |
| EEM | ISHARES TR | 7,966 | $375K | 0.3% | $47.08 | $41.71 | +13.0% | MSCI EMG MKT ETF | 464287234 |
| VZ | VERIZON COMMUNICATIONS INC | 6,841 | $362K | 0.3% | $52.92 * | $28.35 | +21.4% | COM | 92343V104 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,814 | $360K | 0.3% | $127.93 * | $43.82 | +45.9% | MIDCP 400 IDX | 921932885 |
| DIS | DISNEY WALT CO | 3,310 | $356K | 0.2% | $107.55 * | $84.68 | +20.6% | COM DISNEY | 254687106 |
| — | VALEANT PHARMACEUTICALS INTL | 16,394 | $341K | 0.2% | $20.80 | $16.25 | — | COM | 91911K102 |
| ABBV | ABBVIE INC | 3,527 | $341K | 0.2% | $96.68 * | $42.59 | +61.3% | COM | 00287Y109 |
| — | PDC ENERGY INC | 345,000 | $337K | 0.2% | $0.98 | $0.98 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| PG | PROCTER AND GAMBLE CO | 3,410 | $313K | 0.2% | $91.79 * | $63.25 | +17.5% | COM | 742718109 |
| IWM | ISHARES TR | 2,008 | $306K | 0.2% | $152.39 | $113.49 | +34.3% | RUSSELL 2000 ETF | 464287655 |
| NTNX | NUTANIX INC | 8,400 | $296K | 0.2% | $35.24 | $21.88 | +61.3% | CL A | 67059N108 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,930 | $292K | 0.2% | $59.23 | $55.91 | +5.8% | FTSE EUROPE ETF | 922042874 |
| — | UNITED TECHNOLOGIES CORP | 1,874 | $277K | 0.2% | $147.81 | $147.81 | — | COM | 913017109 |
| VOO | VANGUARD INDEX FDS | 1,050 | $258K | 0.2% | $245.71 | $220.10 | +11.4% | S&P 500 ETF SHS | 922908363 |
| CAT | CATERPILLAR INC DEL | 1,581 | $249K | 0.2% | $157.50 * | $96.02 | +37.8% | COM | 149123101 |
| META | FACEBOOK INC | 1,374 | $242K | 0.2% | $176.13 | $149.05 | +17.6% | CL A | 30303M102 |
| — | RTW HLDGS INC | 230,000 | $233K | 0.2% | $1.01 | $1.05 | — | NOTE 5.625%11/1 | 749772AB5 |
| BABA | ALIBABA GROUP HLDG LTD | 1,287 | $222K | 0.2% | $172.49 | $179.17 | -3.8% | SPONSORED ADS | 01609W102 |
| — | GENERAL ELECTRIC CO | 12,311 | $215K | 0.1% | $17.46 | $28.49 | — | COM | 369604103 |
| — | WALGREENS BOOTS ALLIANCE INC | 2,941 | $214K | 0.1% | $72.76 | $667.57 | — | COM | 931427108 |
| BAC | BANK AMER CORP | 7,056 | $208K | 0.1% | $29.48 * | $22.78 | +7.4% | COM | 060505104 |
| RITM | NEW RESIDENTIAL INVT CORP | 10,075 | $180K | 0.1% | $17.87 | $16.30 | — | COM NEW | 64828T201 |
| — | J2 GLOBAL INC | 140,000 | $174K | 0.1% | $1.24 | $1.24 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | COLONY NORTHSTAR INC | 10,871 | $124K | 0.1% | $11.41 | $14.10 | — | CL A COM | 19625W104 |
| — | DNP SELECT INCOME FD | 10,312 | $111K | 0.1% | $10.76 | $11.43 | — | COM | 23325P104 |
| — | INTERDIGITAL INC | 70,000 | $84,000 | 0.1% | $1.20 | $1.20 | — | NOTE 1.500% 3/0 | 458660AD9 |
| NOK | NOKIA CORP | 11,512 | $54,000 | 0.0% | $4.69 | $5.15 | -9.6% | SPONSORED ADR | 654902204 |
| — | SM ENERGY CO | 40,000 | $39,000 | 0.0% | $0.97 | $0.97 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | CIENA CORP | 30,000 | $39,000 | 0.0% | $1.30 | $1.30 | — | DEBT 4.000%12/1 | 171779AK7 |
| — | BIOMARIN PHARMACEUTICAL INC | 30,000 | $36,000 | 0.0% | $1.20 | $1.20 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | HERBALIFE LTD | 30,000 | $30,000 | 0.0% | $1.00 | $1.00 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | PRICELINE GRP INC | 20,000 | $23,000 | 0.0% | $1.15 | $1.15 | — | NOTE 0.900% 9/1 | 741503AX4 |