Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	HIGH INCOME SECS	1,882,423	$16.75M	6.3%	$9.48	—	SHS BEN INT	42968F108
—	ALLIANCE CALIF MUNI INCOME	1,085,386	$14.85M	5.6%	$13.15	—	COM	018546101
—	CENTRAL SECS CORP COM	547,534	$13.6M	5.1%	$21.33	—	COM	155123102
XXCHNXX	CHINA FUND INC	687,746	$11.62M	4.4%	$19.39	—	COM	169373107
—	GENERAL AMERICAN INVESTORS	374,568	$10.65M	4.0%	$33.57	—	COM	368802104
—	HILL INTL INC COM	2,525,797	$7.779M	2.9%	$3.08	—	COM	431466101
—	SOURCE CAPITAL INC	237,079	$7.717M	2.9%	$39.00	—	COM	836144105
—	BOULDER GROWTH & INCM FD INC	692,485	$7.223M	2.7%	$8.68	—	COM	101507101
—	PURE ACQUISTION	663,936	$6.533M	2.4%	$9.64	—	COM	74621Q106
—	TAIWAN FD INC	425,044	$6.444M	2.4%	$20.47	—	COM	874036106
—	MORGAN STANLEY ASIA PAC FD	336,107	$5.529M	2.1%	$9.38	—	COM	61744U106
—	KBL MERGER CORP IV	536,510	$5.472M	2.1%	$9.87	—	COM	48242A104
—	CM SEVEN STAR ACQUISTION	551,779	$5.169M	1.9%	$9.69	—	SHS	G2345N102
SPY	SPDR S&P 500	20,659	$5.163M	1.9%	$249.92	—	COM	78462F103
—	ADAMS EXPRESS COMPANY	386,007	$4.871M	1.8%	$13.58	—	COM	006212104
—	BRANDYWINE GLOBAL INCOME	465,027	$4.827M	1.8%	$17.75	—	COM	10537L104
—	LAZARD WORLD DIVIDEND & INCOME	541,802	$4.616M	1.7%	$10.74	—	COM	521076109
—	BLACK RIDGE ACQUISITION CORP COM	444,292	$4.461M	1.7%	$9.73	—	COM	09216T107
—	BROOKFIELD PROPERTY REIT I-A	274,755	$4.424M	1.7%	$16.10	—	COM	11282X103
—	EATON VANCE MUN BD FD II	377,331	$4.154M	1.6%	$11.29	—	COM	27827k109
—	NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND	342,376	$3.855M	1.4%	$11.26	—	COM	67060D107
—	DIVIDEND & INCOME FD COM NEW	392,043	$3.736M	1.4%	$10.20	—	COM NEW	25538A204
—	MORGAN STANLEY EMER MKT	229,864	$3.703M	1.4%	$16.11	—	COM	61744G107
—	TRI CONTL CORP COM	152,665	$3.591M	1.3%	$11.64	—	COM	895436103
—	FORUM MERGER II CORPCL A	357,482	$3.543M	1.3%	$9.91	—	COM	34986F103
—	INVESCO HIGH INCOME TRUST	281,331	$3.525M	1.3%	$13.00	—	COM	46131F101
—	JAPAN SMALLER CAPTLZTN FD INC	397,335	$3.306M	1.2%	$10.13	—	COM	47109U104
—	TKK SYMPHONY ACQUISTION	327,662	$3.162M	1.2%	$9.50	—	COM	G88950103
—	UNIONACQUISITION CORP.	313,480	$3.157M	1.2%	$10.07	—	Common Stocks	G9366W101
—	BLACKROCK NEW YORK MUN INCOME QUALITY TR COM	256,234	$3.095M	1.2%	$12.55	—	COM	09249U105
—	GIGCAPITAL INC	293,722	$2.967M	1.1%	$9.71	—	COM	37518N106
—	MODERN MEDIA ACQUISITION COR	322,486	$2.743M	1.0%	$9.81	—	COM	60765P103
—	DUFF & PHELPS UTIL & CORP BOND	326,757	$2.682M	1.0%	$8.34	—	COM	26432k108
—	ALLEGRO MERGER CORP.	255,552	$2.492M	0.9%	$9.75	—	COM	01749N103
—	BIG ROCK PARTNERS ACQUISTION	237,225	$2.411M	0.9%	$9.79	—	COM	089482103
—	ABERDEEN EMERGING MKT EQ	372,420	$2.365M	0.9%	$6.42	—	COM	00301W105
—	BISON CAPITAL ACQUISITION	225,111	$2.34M	0.9%	$10.00	—	COM	G1142P104
—	PENSARE ACQUISITION CORP	207,208	$2.099M	0.8%	$9.73	—	COM	70957E105
—	TRIDENT ACQUISTION CORP	206,900	$2.063M	0.8%	$9.97	—	COM	89615T106
—	FORUM MERGER II CORP	198,743	$2.011M	0.8%	$10.11	—	Units	34986F202
—	MVC CAPITAL INC	242,311	$1.989M	0.7%	$12.69	—	COM	553829102
—	TRINITY MERGER CORP	206,038	$1.98M	0.7%	$9.73	—	COM	89653L106
—	THUNDER BRIDGE ACQUISTION	193,204	$1.96M	0.7%	$10.03	—	Units	G8857R118
—	MTECH ACQUISITION CORP.	191,906	$1.936M	0.7%	$9.61	—	COM	55378W107
—	DTF TAX FREE INCOME	150,107	$1.858M	0.7%	$12.57	—	COM	23334J107
—	MEXICO EQUITY & INCOME	182,281	$1.836M	0.7%	$10.91	—	COM	592834105
XJEQX	ABERDEEN JAPAN EQUITY FD	267,186	$1.734M	0.7%	$8.69	—	COM	00306J109
EEM	ISHARES MSCI EMERGING MKT ETF	44,350	$1.732M	0.6%	$42.92	—	COM	464287234
—	CONSTELLATION ALPHA CAPITAL CORP	156,892	$1.602M	0.6%	$9.90	—	SHS	G2379F108
—	HIGHLAND FLOATING FLOATING RATE OPPORTUNITIES FD SH BEN INT	22,863	$1.577M	0.6%	$68.98	—	COM	43010E404
TPHS	TRINITY PLACE HOLDINGS INC	355,006	$1.541M	0.6%	$6.46	-18.9%	COM	89656D101
—	ALBERTON ACQUISITIONCORP	150,000	$1.506M	0.6%	$10.04	—	UNITS	G35006116
—	LF CAP ACQUISITION CORP	151,500	$1.482M	0.6%	$9.78	—	COM	50200K108
—	TIBERIUS ACQUISTION	142,445	$1.454M	0.5%	$10.06	—	Units	88633A206
—	LF CAPITAL ACQUISTION	139,249	$1.412M	0.5%	$10.07	—	Units	50200K207
—	EDTECHX HLDGS ACQUISITION CORP UNIT	137,000	$1.369M	0.5%	$9.99	—	UNITS	28138X202
—	TIBERIUS ACQUISTION CORP.	136,000	$1.333M	0.5%	$9.80	—	COM	88633A107
—	ROYCE VALUE TRUST	110,925	$1.309M	0.5%	$11.80	—	COM	780910105
—	SWISS HELVETIA FUND	167,088	$1.153M	0.4%	$11.75	—	COM	870875101
—	LEISURE ACQUISITION	116,391	$1.143M	0.4%	$9.82	—	COM	52539T107
—	TRIDENT ACQUISTION	177,262	$1.086M	0.4%	$10.08	—	UNITS	89615T205
—	BLACKROCK INCOME TR	182,356	$1.028M	0.4%	$5.74	—	COM	09247F100
LOAC	LONGEVITY ACQUISTION CORP	99,286	$998K	0.4%	$10.05	—	COM	G56372132
—	LEGACY ACQUISITION	98,100	$963K	0.4%	$9.82	—	COM	524643103
—	HAYMAKER ACQ	94,546	$946K	0.4%	$9.73	—	COM	420870107
EQS	EQUUS TOTAL RETURN INC	476,164	$933K	0.3%	$2.32	-13.3%	COM	294766100
—	TENZING ACQUISITION CORP	91,989	$926K	0.3%	$10.06	—	Units	G8708A124
—	BLACKROCK DEBT STAT	94,732	$926K	0.3%	$9.77	—	COM	09255R202
—	TWELVE SEAS INVESTMENT	81,000	$830K	0.3%	$10.06	—	Units	G9145A123
—	ASIA PAC FD INC COM	68,441	$782K	0.3%	$13.83	—	COM	044901106
—	CF FIN ACQUISITION CORP UNIT	75,000	$750K	0.3%	$10.00	—	UNITS	12528N206
—	PURE ACQUISTION WTS	657,339	$749K	0.3%	$1.22	—	Warrants	74621Q114
—	MUDRICK CAPITAL ACQUISTION	67,142	$705K	0.3%	$10.22	—	Units	624745204
—	OPES ACQUISITION CORP COM	68,870	$684K	0.3%	$9.93	—	COM	68373P100
—	SCHULTZ SPEC PURP	65,000	$647K	0.2%	$9.95	—	UNITS	80821R208
—	OPES ACQUISTION CORP.	61,519	$632K	0.2%	$10.05	—	Units	68373P209
—	GRAF INDL CORP UNIT	61,003	$610K	0.2%	$10.00	—	UNITS	384278206
—	FIRST TR ABERDEN GLBL OPP FD	64,795	$608K	0.2%	$9.61	—	COM	337319107
—	MUDRICK CAPITAL ACQUISTION	56,682	$559K	0.2%	$9.86	—	COM	624745105
RVPH	TENZING ACQUISTION	54,305	$533K	0.2%	$9.81	—	Com	G8708A116
—	VECTOIQ ACQUISTION CORP	54,025	$524K	0.2%	$9.70	—	COM	92243N103
TOTA	TOTTENHAM ACQUISTION	52,474	$514K	0.2%	$9.80	—	COM	G8959N106
—	GREENLAND ACQUISITION CORP USDORD SHS ISIN#VGG409811392	49,500	$490K	0.2%	$9.90	—	COM	G40981139
—	VECTOIQ ACQUISTION	39,181	$395K	0.1%	$10.07	—	Units	92243N202
—	HL ACQUISITIONS CORP	35,081	$344K	0.1%	$9.81	—	COM	G4603R106
—	GORDON POINT ACQ	33,000	$330K	0.1%	$10.00	—	COM	382788107
—	SENTINEL ENERGY SVCS INC DEL CL A	27,396	$275K	0.1%	$10.04	—	COM	81728P105
—	GSV CAPITAL CORP	48,058	$251K	0.1%	$9.37	—	COM	36191J101
—	GREAT ELM CAP CORP	31,543	$251K	0.1%	$11.67	—	COM	390320109
—	HAYMAKER ACQUISITION CORP. WTS	52,956	$249K	0.1%	$0.87	—	Warrants	420870115
—	VANTAGE ENERGY ACQUISITION CORP COM CL A	31,913	$239K	0.1%	$9.95	—	com	92211L105
—	TKK SYMPHONY ACQUISITION CORP RTS	658,776	$227K	0.1%	$0.45	—	rights	G88950137
—	LONGEVITY ACQUISTION CORP	21,500	$218K	0.1%	$10.24	—	Units	G56372108
—	KBL MERGER CORP IV-RTS	521,535	$200K	0.1%	$0.36	—	Rights	48242A120
—	DD3 ACQUISTION UNITS	20,000	$200K	0.1%	$10.00	—	UNITS	G2692M129
—	NUVEEN PFD CONV INCOME	26,600	$197K	0.1%	$7.41	—	COM	67073D102
—	CM SEVEN STAR ACQUISITION CORP RTS EXP 2018	509,739	$191K	0.1%	$0.32	—	Rights	G2345N136
RWGE	REGALWOOD GLOBAL ENERGY	18,696	$184K	0.1%	$9.73	—	COM	G74760102
—	ALLEGRO MERGER CORP	233,080	$155K	0.1%	$0.67	—	Rights	01749N129
—	HL ACQUISITION	13,950	$144K	0.1%	$10.06	—	Units	G4603R114
BBDC	BARINGS BDC INC	13,666	$123K	0.0%	$5.31	-3.9%	COM	06759L103
—	UNIONACQUISITION CORP.	313,480	$119K	0.0%	$0.38	—	Rights	G9366W135
—	LEGACY ACQUISITION	11,400	$116K	0.0%	$10.00	—	Units	524643202
—	MTECH ACQUISITION CORP	204,934	$113K	0.0%	$0.66	—	Warrants	55378W115
—	BLACK RIDGE ACQUISTION CORP CW	353,600	$113K	0.0%	$0.35	—	Warrants	09216T115
—	BLACK RIDGE ACQUISITION CORP RTS EXP	370,875	$111K	0.0%	$0.30	—	Rights	09216T123
—	TRINITY MERGER CORP	260,000	$103K	0.0%	$0.40	—	Warrants	89653L114
—	CHURCHILL CAP CORP UNIT	10,000	$101K	0.0%	$10.10	—	Units	17142R202
—	CHASERG TECY ACQ UTS	10,000	$100K	0.0%	$10.00	—	UNITS	16166A202
—	TKK SYMPHONY ACQUISTION WT	656,776	$99,000	0.0%	$0.24	—	Warrants	G88950129
—	BIG ROCK PARTNERS ACQUISTION-RT	244,162	$96,000	0.0%	$0.35	—	Rights	089482129
—	BIG ROCK PARTNERS ACQUISTION-CW22	143,131	$85,000	0.0%	$0.37	—	Warrants	089482111
—	UNIONACQUISITION CORP.	313,480	$78,000	0.0%	$0.25	—	Warrants	G9366W127
—	MODERN MEDIA ACQUISITION-RTS	311,607	$78,000	0.0%	$0.37	—	Rights	60765P129
—	GIGCAPITAL INC-RTS	273,652	$75,000	0.0%	$0.36	—	Rights	37518N114
—	ALLEGRO MERGER CORP	223,830	$67,000	0.0%	$0.30	—	Warrants	01749N111
—	LF CAPITAL ACQUIS 25 WTS WARRANTS EXP 06/22/25	151,500	$65,000	0.0%	$0.43	—	Warrants	50200K116
—	FORUM MERGER II CORPWT EXP 09/30/2025	142,539	$64,000	0.0%	$0.45	—	Warrants	34986F111
—	TRIDENT ACQUISITIONSCORP WTS	204,170	$61,000	0.0%	$0.30	—	Warrants	89615T114
—	TOTTENHAM ACQUISTION	58,630	$59,000	0.0%	$9.40	—	Unit	G8959N130
—	BISON CAPITAL ACQUISITION CO-RT	195,414	$55,000	0.0%	$0.50	—	Rights	G1142P138
—	LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19	68,615	$54,000	0.0%	$0.79	—	Warrants	52539T011
—	TIBERIUS ACQUISTION CORP.	136,000	$53,000	0.0%	$0.39	—	Warrants	88633A115
—	GIGCAPITAL INC-CW23	206,749	$52,000	0.0%	$0.44	—	Warrants	37518N122
—	KBL MERGER CORP IV-CW22	530,535	$48,000	0.0%	$0.24	—	Warrants	48242A112
—	MODERN MEDIA ACQUISITIO-CW22	166,578	$45,000	0.0%	$0.52	—	Warrants	60765P111
—	REEBONZ HOLDING	21,544	$45,000	0.0%	$2.09	—	COM	G7457R106
—	SMAAASH ENT	21,544	$44,000	0.0%	$2.04	—	COM	831550108
—	CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022	280,143	$42,000	0.0%	$0.33	—	Warrants	G2345N110
—	SMAAASH ENT	235,028	$41,000	0.0%	$0.17	—	Warrants	831550116
—	PENSARE ACQUISITION CORP	119,019	$35,000	0.0%	$0.72	—	Rights	70957E121
—	REEBONZ HOLDING L 23 WTF WARRANTS EXP 12/19/23	124,762	$26,000	0.0%	$0.21	—	Warrants	G7457R114
—	MUDRICK CAPITAL ACQUISTION	56,682	$26,000	0.0%	$0.46	—	Warrants	624745113
—	VECTOIQ ACQUISTION CORP	54,025	$23,000	0.0%	$0.43	—	Warrants	92243N111
—	LONGEVITY ACQUISTION CORP	99,286	$21,000	0.0%	$0.21	—	Rights	G56372124
—	BISON CAPITAL ACQUISITION CO-CW22	97,707	$20,000	0.0%	$0.40	—	Warrants	G1142P112
—	LONGEVITY ACQUISTION CORP	105,456	$19,000	0.0%	$0.18	—	Warrants	G56372116
—	OPES ACQUISITION CORP WT EXP EXP 03/13/23	66,670	$19,000	0.0%	$0.28	—	Warrants	68373P118
—	ORGANOGENESIS HLDGS INC WT EXP EXP 12/10/23	145,240	$19,000	0.0%	$0.13	—	Warrants	68621F110
—	TENZING ACQUISTION	54,305	$18,000	0.0%	$0.33	—	Warrants	G8708A108
—	CONCRETE PUMPING HLDGS INC WARRANT EXP 08/01/2022	23,500	$18,000	0.0%	$0.77	—	Warrants	206704116
—	HUNTER MARITIME ACQUISITION WTS	113,735	$12,000	0.0%	$0.32	—	W EXP 99/99/999	Y37828129
—	TOTTENHAM ACQUISTION	52,474	$12,000	0.0%	$0.23	—	Rights	G8959N122
—	VANTAGE ENERGY ACQUISITION CORP WTS	22,800	$11,000	0.0%	$1.07	—	Warrants	92211L113
—	HL ACQUISITIONS C 26 WTS WARRANTS EXP 07/01/26	35,081	$11,000	0.0%	$0.31	—	Warrants	G4603R122
—	PHUNWARE	40,413	$10,000	0.0%	$0.25	—	Warrants	71948P118
—	GREENLAND ACQUISITION CORP USDRT 1/10 OF 1 ORD SHSISIN#VGG409811137	49,500	$10,000	0.0%	$0.20	—	Rights	G40981113
—	SENTINEL ENERGY SVCS INC DEL WT	10,802	$9,000	0.0%	$0.83	—	Warrants	81728P113
—	GREENLAND ACQUISITION CORP USDRED WT PUR 1/2 ONE ORD SH ISIN#VGG409811053	49,500	$8,000	0.0%	$0.16	—	Warrants	G40981105
—	CONSTELLATION ALPHA CAPITAL-RT	54,854	$8,000	0.0%	$0.36	—	Rights	G2379F132
—	CONSTELLATION ALPHA CAPITAL-CW22	48,854	$6,000	0.0%	$0.24	—	Warrants	G2379F116
—	TOTTENHAM ACQUISTION	52,474	$6,000	0.0%	$0.11	—	Warrants	G8959N114
—	PENSARE ACQUISITION CORP	21,154	$4,000	0.0%	$0.63	—	Warrants	70957E113