Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $267M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HIGH INCOME SECS | 1,882,423 | $16.75M | 6.3% | $8.90 | $9.48 | — | SHS BEN INT | 42968F108 |
| — | ALLIANCE CALIF MUNI INCOME | 1,085,386 | $14.85M | 5.6% | $13.68 | $13.15 | — | COM | 018546101 |
| — | CENTRAL SECS CORP COM | 547,534 | $13.6M | 5.1% | $24.83 | $21.33 | — | COM | 155123102 |
| XXCHNXX | CHINA FUND INC | 687,746 | $11.62M | 4.4% | $16.89 | $19.39 | — | COM | 169373107 |
| — | GENERAL AMERICAN INVESTORS | 374,568 | $10.65M | 4.0% | $28.44 | $33.57 | — | COM | 368802104 |
| — | HILL INTL INC COM | 2,525,797 | $7.779M | 2.9% | $3.08 | $3.08 | — | COM | 431466101 |
| — | SOURCE CAPITAL INC | 237,079 | $7.717M | 2.9% | $32.55 | $39.00 | — | COM | 836144105 |
| — | BOULDER GROWTH & INCM FD INC | 692,485 | $7.223M | 2.7% | $10.43 | $8.68 | — | COM | 101507101 |
| — | PURE ACQUISTION | 663,936 | $6.533M | 2.4% | $9.84 | $9.64 | — | COM | 74621Q106 |
| — | TAIWAN FD INC | 425,044 | $6.444M | 2.4% | $15.16 | $20.47 | — | COM | 874036106 |
| — | MORGAN STANLEY ASIA PAC FD | 336,107 | $5.529M | 2.1% | $16.45 | $9.38 | — | COM | 61744U106 |
| — | KBL MERGER CORP IV | 536,510 | $5.472M | 2.1% | $10.20 | $9.87 | — | COM | 48242A104 |
| — | CM SEVEN STAR ACQUISTION | 551,779 | $5.169M | 1.9% | $9.37 | $9.69 | — | SHS | G2345N102 |
| SPY | SPDR S&P 500 | 20,659 | $5.163M | 1.9% | $249.92 | $249.92 | — | COM | 78462F103 |
| — | ADAMS EXPRESS COMPANY | 386,007 | $4.871M | 1.8% | $12.62 | $13.58 | — | COM | 006212104 |
| — | BRANDYWINE GLOBAL INCOME | 465,027 | $4.827M | 1.8% | $10.38 | $17.75 | — | COM | 10537L104 |
| — | LAZARD WORLD DIVIDEND & INCOME | 541,802 | $4.616M | 1.7% | $8.52 | $10.74 | — | COM | 521076109 |
| — | BLACK RIDGE ACQUISITION CORP COM | 444,292 | $4.461M | 1.7% | $10.04 | $9.73 | — | COM | 09216T107 |
| — | BROOKFIELD PROPERTY REIT I-A | 274,755 | $4.424M | 1.7% | $16.10 | $16.10 | — | COM | 11282X103 |
| — | EATON VANCE MUN BD FD II | 377,331 | $4.154M | 1.6% | $11.01 | $11.29 | — | COM | 27827k109 |
| — | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND | 342,376 | $3.855M | 1.4% | $11.26 | $11.26 | — | COM | 67060D107 |
| — | DIVIDEND & INCOME FD COM NEW | 392,043 | $3.736M | 1.4% | $9.53 | $10.20 | — | COM NEW | 25538A204 |
| — | MORGAN STANLEY EMER MKT | 229,864 | $3.703M | 1.4% | $16.11 | $16.11 | — | COM | 61744G107 |
| — | TRI CONTL CORP COM | 152,665 | $3.591M | 1.3% | $23.52 | $11.64 | — | COM | 895436103 |
| — | FORUM MERGER II CORPCL A | 357,482 | $3.543M | 1.3% | $9.91 | $9.91 | — | COM | 34986F103 |
| — | INVESCO HIGH INCOME TRUST | 281,331 | $3.525M | 1.3% | $12.53 | $13.00 | — | COM | 46131F101 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 397,335 | $3.306M | 1.2% | $8.32 | $10.13 | — | COM | 47109U104 |
| — | TKK SYMPHONY ACQUISTION | 327,662 | $3.162M | 1.2% | $9.65 | $9.50 | — | COM | G88950103 |
| — | UNIONACQUISITION CORP. | 313,480 | $3.157M | 1.2% | $10.07 | $10.07 | — | Common Stocks | G9366W101 |
| — | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | 256,234 | $3.095M | 1.2% | $12.08 | $12.55 | — | COM | 09249U105 |
| — | GIGCAPITAL INC | 293,722 | $2.967M | 1.1% | $10.10 | $9.71 | — | COM | 37518N106 |
| — | MODERN MEDIA ACQUISITION COR | 322,486 | $2.743M | 1.0% | $8.51 | $9.81 | — | COM | 60765P103 |
| — | DUFF & PHELPS UTIL & CORP BOND | 326,757 | $2.682M | 1.0% | $8.21 | $8.34 | — | COM | 26432k108 |
| — | ALLEGRO MERGER CORP. | 255,552 | $2.492M | 0.9% | $9.75 | $9.75 | — | COM | 01749N103 |
| — | BIG ROCK PARTNERS ACQUISTION | 237,225 | $2.411M | 0.9% | $10.16 | $9.79 | — | COM | 089482103 |
| — | ABERDEEN EMERGING MKT EQ | 372,420 | $2.365M | 0.9% | $6.35 | $6.42 | — | COM | 00301W105 |
| — | BISON CAPITAL ACQUISITION | 225,111 | $2.34M | 0.9% | $10.39 | $10.00 | — | COM | G1142P104 |
| — | PENSARE ACQUISITION CORP | 207,208 | $2.099M | 0.8% | $10.13 | $9.73 | — | COM | 70957E105 |
| — | TRIDENT ACQUISTION CORP | 206,900 | $2.063M | 0.8% | $9.97 | $9.97 | — | COM | 89615T106 |
| — | FORUM MERGER II CORP | 198,743 | $2.011M | 0.8% | $10.12 | $10.11 | — | Units | 34986F202 |
| — | MVC CAPITAL INC | 242,311 | $1.989M | 0.7% | $8.21 | $12.69 | — | COM | 553829102 |
| — | TRINITY MERGER CORP | 206,038 | $1.98M | 0.7% | $9.61 | $9.73 | — | COM | 89653L106 |
| — | THUNDER BRIDGE ACQUISTION | 193,204 | $1.96M | 0.7% | $10.14 | $10.03 | — | Units | G8857R118 |
| — | MTECH ACQUISITION CORP. | 191,906 | $1.936M | 0.7% | $10.09 | $9.61 | — | COM | 55378W107 |
| — | DTF TAX FREE INCOME | 150,107 | $1.858M | 0.7% | $12.38 | $12.57 | — | COM | 23334J107 |
| — | MEXICO EQUITY & INCOME | 182,281 | $1.836M | 0.7% | $10.07 | $10.91 | — | COM | 592834105 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 267,186 | $1.734M | 0.7% | $6.49 | $8.69 | — | COM | 00306J109 |
| EEM | ISHARES MSCI EMERGING MKT ETF | 44,350 | $1.732M | 0.6% | $39.05 | $42.92 | — | COM | 464287234 |
| — | CONSTELLATION ALPHA CAPITAL CORP | 156,892 | $1.602M | 0.6% | $10.21 | $9.90 | — | SHS | G2379F108 |
| — | HIGHLAND FLOATING FLOATING RATE OPPORTUNITIES FD SH BEN INT | 22,863 | $1.577M | 0.6% | $68.98 | $68.98 | — | COM | 43010E404 |
| TPHS | TRINITY PLACE HOLDINGS INC | 355,006 | $1.541M | 0.6% | $4.34 * | $6.46 | -18.9% | COM | 89656D101 |
| — | ALBERTON ACQUISITIONCORP | 150,000 | $1.506M | 0.6% | $10.04 | $10.04 | — | UNITS | G35006116 |
| — | LF CAP ACQUISITION CORP | 151,500 | $1.482M | 0.6% | $9.78 | $9.78 | — | COM | 50200K108 |
| — | TIBERIUS ACQUISTION | 142,445 | $1.454M | 0.5% | $10.21 | $10.06 | — | Units | 88633A206 |
| — | LF CAPITAL ACQUISTION | 139,249 | $1.412M | 0.5% | $10.14 | $10.07 | — | Units | 50200K207 |
| — | EDTECHX HLDGS ACQUISITION CORP UNIT | 137,000 | $1.369M | 0.5% | $9.99 | $9.99 | — | UNITS | 28138X202 |
| — | TIBERIUS ACQUISTION CORP. | 136,000 | $1.333M | 0.5% | $9.80 | $9.80 | — | COM | 88633A107 |
| — | ROYCE VALUE TRUST | 110,925 | $1.309M | 0.5% | $11.80 | $11.80 | — | COM | 780910105 |
| — | SWISS HELVETIA FUND | 167,088 | $1.153M | 0.4% | $6.90 | $11.75 | — | COM | 870875101 |
| — | LEISURE ACQUISITION | 116,391 | $1.143M | 0.4% | $9.82 | $9.82 | — | COM | 52539T107 |
| — | TRIDENT ACQUISTION | 177,262 | $1.086M | 0.4% | $6.13 | $10.08 | — | UNITS | 89615T205 |
| — | BLACKROCK INCOME TR | 182,356 | $1.028M | 0.4% | $5.64 | $5.74 | — | COM | 09247F100 |
| LOAC | LONGEVITY ACQUISTION CORP | 99,286 | $998K | 0.4% | $10.05 | $10.05 | — | COM | G56372132 |
| — | LEGACY ACQUISITION | 98,100 | $963K | 0.4% | $9.82 | $9.82 | — | COM | 524643103 |
| — | HAYMAKER ACQ | 94,546 | $946K | 0.4% | $10.01 | $9.73 | — | COM | 420870107 |
| EQS | EQUUS TOTAL RETURN INC | 476,164 | $933K | 0.3% | $1.96 * | $2.32 | -13.3% | COM | 294766100 |
| — | TENZING ACQUISITION CORP | 91,989 | $926K | 0.3% | $10.07 | $10.06 | — | Units | G8708A124 |
| — | BLACKROCK DEBT STAT | 94,732 | $926K | 0.3% | $9.77 | $9.77 | — | COM | 09255R202 |
| — | TWELVE SEAS INVESTMENT | 81,000 | $830K | 0.3% | $10.25 | $10.06 | — | Units | G9145A123 |
| — | ASIA PAC FD INC COM | 68,441 | $782K | 0.3% | $11.43 | $13.83 | — | COM | 044901106 |
| — | CF FIN ACQUISITION CORP UNIT | 75,000 | $750K | 0.3% | $10.00 | $10.00 | — | UNITS | 12528N206 |
| — | PURE ACQUISTION WTS | 657,339 | $749K | 0.3% | $1.14 | $1.22 | — | Warrants | 74621Q114 |
| — | MUDRICK CAPITAL ACQUISTION | 67,142 | $705K | 0.3% | $10.50 | $10.22 | — | Units | 624745204 |
| — | OPES ACQUISITION CORP COM | 68,870 | $684K | 0.3% | $9.93 | $9.93 | — | COM | 68373P100 |
| — | SCHULTZ SPEC PURP | 65,000 | $647K | 0.2% | $9.95 | $9.95 | — | UNITS | 80821R208 |
| — | OPES ACQUISTION CORP. | 61,519 | $632K | 0.2% | $10.27 | $10.05 | — | Units | 68373P209 |
| — | GRAF INDL CORP UNIT | 61,003 | $610K | 0.2% | $10.00 | $10.00 | — | UNITS | 384278206 |
| — | FIRST TR ABERDEN GLBL OPP FD | 64,795 | $608K | 0.2% | $9.38 | $9.61 | — | COM | 337319107 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $559K | 0.2% | $9.86 | $9.86 | — | COM | 624745105 |
| RVPH | TENZING ACQUISTION | 54,305 | $533K | 0.2% | $9.81 | $9.81 | — | Com | G8708A116 |
| — | VECTOIQ ACQUISTION CORP | 54,025 | $524K | 0.2% | $9.70 | $9.70 | — | COM | 92243N103 |
| TOTA | TOTTENHAM ACQUISTION | 52,474 | $514K | 0.2% | $9.80 | $9.80 | — | COM | G8959N106 |
| — | GREENLAND ACQUISITION CORP USDORD SHS ISIN#VGG409811392 | 49,500 | $490K | 0.2% | $9.90 | $9.90 | — | COM | G40981139 |
| — | VECTOIQ ACQUISTION | 39,181 | $395K | 0.1% | $10.08 | $10.07 | — | Units | 92243N202 |
| — | HL ACQUISITIONS CORP | 35,081 | $344K | 0.1% | $9.81 | $9.81 | — | COM | G4603R106 |
| — | GORDON POINT ACQ | 33,000 | $330K | 0.1% | $10.00 | $10.00 | — | COM | 382788107 |
| — | SENTINEL ENERGY SVCS INC DEL CL A | 27,396 | $275K | 0.1% | $10.04 | $10.04 | — | COM | 81728P105 |
| — | GSV CAPITAL CORP | 48,058 | $251K | 0.1% | $5.22 | $9.37 | — | COM | 36191J101 |
| — | GREAT ELM CAP CORP | 31,543 | $251K | 0.1% | $7.96 | $11.67 | — | COM | 390320109 |
| — | HAYMAKER ACQUISITION CORP. WTS | 52,956 | $249K | 0.1% | $4.70 | $0.87 | — | Warrants | 420870115 |
| — | VANTAGE ENERGY ACQUISITION CORP COM CL A | 31,913 | $239K | 0.1% | $7.49 | $9.95 | — | com | 92211L105 |
| — | TKK SYMPHONY ACQUISITION CORP RTS | 658,776 | $227K | 0.1% | $0.34 | $0.45 | — | rights | G88950137 |
| — | LONGEVITY ACQUISTION CORP | 21,500 | $218K | 0.1% | $10.14 | $10.24 | — | Units | G56372108 |
| — | KBL MERGER CORP IV-RTS | 521,535 | $200K | 0.1% | $0.38 | $0.36 | — | Rights | 48242A120 |
| — | DD3 ACQUISTION UNITS | 20,000 | $200K | 0.1% | $10.00 | $10.00 | — | UNITS | G2692M129 |
| — | NUVEEN PFD CONV INCOME | 26,600 | $197K | 0.1% | $7.41 | $7.41 | — | COM | 67073D102 |
| — | CM SEVEN STAR ACQUISITION CORP RTS EXP 2018 | 509,739 | $191K | 0.1% | $0.37 | $0.32 | — | Rights | G2345N136 |
| RWGE | REGALWOOD GLOBAL ENERGY | 18,696 | $184K | 0.1% | $9.84 | $9.73 | — | COM | G74760102 |
| — | ALLEGRO MERGER CORP | 233,080 | $155K | 0.1% | $0.67 | $0.67 | — | Rights | 01749N129 |
| — | HL ACQUISITION | 13,950 | $144K | 0.1% | $10.32 | $10.06 | — | Units | G4603R114 |
| BBDC | BARINGS BDC INC | 13,666 | $123K | 0.0% | $9.00 * | $5.31 | -3.9% | COM | 06759L103 |
| — | UNIONACQUISITION CORP. | 313,480 | $119K | 0.0% | $0.38 | $0.38 | — | Rights | G9366W135 |
| — | LEGACY ACQUISITION | 11,400 | $116K | 0.0% | $10.18 | $10.00 | — | Units | 524643202 |
| — | MTECH ACQUISITION CORP | 204,934 | $113K | 0.0% | $0.55 | $0.66 | — | Warrants | 55378W115 |
| — | BLACK RIDGE ACQUISTION CORP CW | 353,600 | $113K | 0.0% | $0.32 | $0.35 | — | Warrants | 09216T115 |
| — | BLACK RIDGE ACQUISITION CORP RTS EXP | 370,875 | $111K | 0.0% | $0.30 | $0.30 | — | Rights | 09216T123 |
| — | TRINITY MERGER CORP | 260,000 | $103K | 0.0% | $0.40 | $0.40 | — | Warrants | 89653L114 |
| — | CHURCHILL CAP CORP UNIT | 10,000 | $101K | 0.0% | $10.10 | $10.10 | — | Units | 17142R202 |
| — | CHASERG TECY ACQ UTS | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | UNITS | 16166A202 |
| — | TKK SYMPHONY ACQUISTION WT | 656,776 | $99,000 | 0.0% | $0.15 | $0.24 | — | Warrants | G88950129 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 244,162 | $96,000 | 0.0% | $0.39 | $0.35 | — | Rights | 089482129 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 143,131 | $85,000 | 0.0% | $0.59 | $0.37 | — | Warrants | 089482111 |
| — | UNIONACQUISITION CORP. | 313,480 | $78,000 | 0.0% | $0.25 | $0.25 | — | Warrants | G9366W127 |
| — | MODERN MEDIA ACQUISITION-RTS | 311,607 | $78,000 | 0.0% | $0.25 | $0.37 | — | Rights | 60765P129 |
| — | GIGCAPITAL INC-RTS | 273,652 | $75,000 | 0.0% | $0.27 | $0.36 | — | Rights | 37518N114 |
| — | ALLEGRO MERGER CORP | 223,830 | $67,000 | 0.0% | $0.30 | $0.30 | — | Warrants | 01749N111 |
| — | LF CAPITAL ACQUIS 25 WTS WARRANTS EXP 06/22/25 | 151,500 | $65,000 | 0.0% | $0.43 | $0.43 | — | Warrants | 50200K116 |
| — | FORUM MERGER II CORPWT EXP 09/30/2025 | 142,539 | $64,000 | 0.0% | $0.45 | $0.45 | — | Warrants | 34986F111 |
| — | TRIDENT ACQUISITIONSCORP WTS | 204,170 | $61,000 | 0.0% | $0.30 | $0.30 | — | Warrants | 89615T114 |
| — | TOTTENHAM ACQUISTION | 58,630 | $59,000 | 0.0% | $1.01 | $9.40 | — | Unit | G8959N130 |
| — | BISON CAPITAL ACQUISITION CO-RT | 195,414 | $55,000 | 0.0% | $0.28 | $0.50 | — | Rights | G1142P138 |
| — | LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19 | 68,615 | $54,000 | 0.0% | $0.79 | $0.79 | — | Warrants | 52539T011 |
| — | TIBERIUS ACQUISTION CORP. | 136,000 | $53,000 | 0.0% | $0.39 | $0.39 | — | Warrants | 88633A115 |
| — | GIGCAPITAL INC-CW23 | 206,749 | $52,000 | 0.0% | $0.25 | $0.44 | — | Warrants | 37518N122 |
| — | KBL MERGER CORP IV-CW22 | 530,535 | $48,000 | 0.0% | $0.09 | $0.24 | — | Warrants | 48242A112 |
| — | MODERN MEDIA ACQUISITIO-CW22 | 166,578 | $45,000 | 0.0% | $0.27 | $0.52 | — | Warrants | 60765P111 |
| — | REEBONZ HOLDING | 21,544 | $45,000 | 0.0% | $2.09 | $2.09 | — | COM | G7457R106 |
| — | SMAAASH ENT | 21,544 | $44,000 | 0.0% | $2.04 | $2.04 | — | COM | 831550108 |
| — | CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022 | 280,143 | $42,000 | 0.0% | $0.15 | $0.33 | — | Warrants | G2345N110 |
| — | SMAAASH ENT | 235,028 | $41,000 | 0.0% | $0.17 | $0.17 | — | Warrants | 831550116 |
| — | PENSARE ACQUISITION CORP | 119,019 | $35,000 | 0.0% | $0.29 | $0.72 | — | Rights | 70957E121 |
| — | REEBONZ HOLDING L 23 WTF WARRANTS EXP 12/19/23 | 124,762 | $26,000 | 0.0% | $0.21 | $0.21 | — | Warrants | G7457R114 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $26,000 | 0.0% | $0.46 | $0.46 | — | Warrants | 624745113 |
| — | VECTOIQ ACQUISTION CORP | 54,025 | $23,000 | 0.0% | $0.43 | $0.43 | — | Warrants | 92243N111 |
| — | LONGEVITY ACQUISTION CORP | 99,286 | $21,000 | 0.0% | $0.21 | $0.21 | — | Rights | G56372124 |
| — | BISON CAPITAL ACQUISITION CO-CW22 | 97,707 | $20,000 | 0.0% | $0.20 | $0.40 | — | Warrants | G1142P112 |
| — | OPES ACQUISITION CORP WT EXP EXP 03/13/23 | 66,670 | $19,000 | 0.0% | $0.28 | $0.28 | — | Warrants | 68373P118 |
| — | ORGANOGENESIS HLDGS INC WT EXP EXP 12/10/23 | 145,240 | $19,000 | 0.0% | $0.13 | $0.13 | — | Warrants | 68621F110 |
| — | LONGEVITY ACQUISTION CORP | 105,456 | $19,000 | 0.0% | $0.18 | $0.18 | — | Warrants | G56372116 |
| — | CONCRETE PUMPING HLDGS INC WARRANT EXP 08/01/2022 | 23,500 | $18,000 | 0.0% | $0.77 | $0.77 | — | Warrants | 206704116 |
| — | TENZING ACQUISTION | 54,305 | $18,000 | 0.0% | $0.33 | $0.33 | — | Warrants | G8708A108 |
| — | HUNTER MARITIME ACQUISITION WTS | 113,735 | $12,000 | 0.0% | $0.11 | $0.32 | — | W EXP 99/99/999 | Y37828129 |
| — | TOTTENHAM ACQUISTION | 52,474 | $12,000 | 0.0% | $0.23 | $0.23 | — | Rights | G8959N122 |
| — | HL ACQUISITIONS C 26 WTS WARRANTS EXP 07/01/26 | 35,081 | $11,000 | 0.0% | $0.31 | $0.31 | — | Warrants | G4603R122 |
| — | VANTAGE ENERGY ACQUISITION CORP WTS | 22,800 | $11,000 | 0.0% | $0.48 | $1.07 | — | Warrants | 92211L113 |
| — | GREENLAND ACQUISITION CORP USDRT 1/10 OF 1 ORD SHSISIN#VGG409811137 | 49,500 | $10,000 | 0.0% | $0.20 | $0.20 | — | Rights | G40981113 |
| — | PHUNWARE | 40,413 | $10,000 | 0.0% | $0.25 | $0.25 | — | Warrants | 71948P118 |
| — | SENTINEL ENERGY SVCS INC DEL WT | 10,802 | $9,000 | 0.0% | $0.83 | $0.83 | — | Warrants | 81728P113 |
| — | CONSTELLATION ALPHA CAPITAL-RT | 54,854 | $8,000 | 0.0% | $0.15 | $0.36 | — | Rights | G2379F132 |
| — | GREENLAND ACQUISITION CORP USDRED WT PUR 1/2 ONE ORD SH ISIN#VGG409811053 | 49,500 | $8,000 | 0.0% | $0.16 | $0.16 | — | Warrants | G40981105 |
| — | CONSTELLATION ALPHA CAPITAL-CW22 | 48,854 | $6,000 | 0.0% | $0.12 | $0.24 | — | Warrants | G2379F116 |
| — | TOTTENHAM ACQUISTION | 52,474 | $6,000 | 0.0% | $0.11 | $0.11 | — | Warrants | G8959N114 |
| — | PENSARE ACQUISITION CORP | 21,154 | $4,000 | 0.0% | $0.19 | $0.63 | — | Warrants | 70957E113 |