Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $225M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALLIANCE CALIF MUNI INCOME | 1,012,453 | $14.96M | 6.6% | $13.15 | — | COM | 018546101 |
| — | CENTRAL SECS CORP COM | 344,881 | $9.881M | 4.4% | $21.33 | — | COM | 155123102 |
| — | GENERAL AMERICAN INVESTORS | 290,602 | $9.68M | 4.3% | $33.57 | — | COM | 368802104 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES FD INC COM | 722,246 | $8.154M | 3.6% | $11.29 | — | Com | 64128C106 |
| — | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND | 673,877 | $8.12M | 3.6% | $11.65 | — | COM | 67060D107 |
| — | BOULDER GROWTH & INCM FD INC | 698,685 | $7.532M | 3.3% | $8.68 | — | COM | 101507101 |
| — | MORGAN STANLEY ASIA PAC FD | 435,553 | $7.121M | 3.2% | $10.97 | — | COM | 61744U106 |
| — | TAIWAN FD INC | 390,990 | $7.003M | 3.1% | $20.47 | — | COM | 874036106 |
| — | BRANDYWINE GLOBAL INCOME | 604,953 | $6.739M | 3.0% | $16.22 | — | COM | 10537L104 |
| — | PURE ACQUISTION | 611,804 | $6.13M | 2.7% | $9.64 | — | COM | 74621Q106 |
| — | SOURCE CAPITAL INC | 169,644 | $6.107M | 2.7% | $39.00 | — | COM | 836144105 |
| — | ADAMS EXPRESS COMPANY | 380,079 | $5.488M | 2.4% | $13.58 | — | COM | 006212104 |
| — | HILL INTL INC COM | 1,699,691 | $4.963M | 2.2% | $3.08 | — | COM | 431466101 |
| — | INVESCO HIGH INCOME TRUST | 323,775 | $4.643M | 2.1% | $13.18 | — | COM | 46131F101 |
| — | DIVIDEND & INCOME FD COM NEW | 397,817 | $4.519M | 2.0% | $10.22 | — | COM NEW | 25538A204 |
| — | BLACK RIDGE ACQUISITION CORP COM | 401,655 | $4.099M | 1.8% | $9.73 | — | COM | 09216T107 |
| — | EATON VANCE MUN BD FD COM | 312,894 | $3.88M | 1.7% | $11.29 | — | Com | 27827k109 |
| — | LAZARD WORLD DIVIDEND & INCOME | 370,743 | $3.678M | 1.6% | $10.74 | — | COM | 521076109 |
| — | NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | 251,252 | $3.636M | 1.6% | $14.47 | — | COM | 670980101 |
| — | INVESCO DYNAMIC CR OPPORTUNITIES FD COM | 325,536 | $3.532M | 1.6% | $10.85 | — | COM | 46132R104 |
| — | VANTAGE ENERGY ACQUISITION CORP COM CL A | 341,313 | $3.488M | 1.5% | $10.19 | — | com | 92211L105 |
| — | NUVEEN CREDIT STRATEGIES | 430,778 | $3.327M | 1.5% | $7.70 | — | COM | 67073D102 |
| — | CM SEVEN STAR ACQUISTION | 461,237 | $3.313M | 1.5% | $9.69 | — | SHS | G2345N102 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 353,923 | $3.104M | 1.4% | $10.13 | — | COM | 47109U104 |
| — | TKK SYMPHONY ACQUISTION | 300,239 | $2.975M | 1.3% | $9.50 | — | COM | G88950103 |
| — | BIG ROCK PARTNERS ACQUISTION | 263,447 | $2.726M | 1.2% | $9.85 | — | COM | 089482103 |
| — | ABERDEEN EMERGING MKT EQ | 374,308 | $2.721M | 1.2% | $6.42 | — | COM | 00301W105 |
| — | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | 194,070 | $2.485M | 1.1% | $12.55 | — | COM | 09249U105 |
| — | DUFF & PHELPS UTIL & CORP BOND | 271,878 | $2.338M | 1.0% | $8.34 | — | COM | 26432k108 |
| — | ALLEGRO MERGER CORP. | 223,830 | $2.223M | 1.0% | $9.75 | — | COM | 01749N103 |
| — | MVC CAPITAL INC | 242,311 | $2.198M | 1.0% | $12.69 | — | COM | 553829102 |
| — | TRIDENT ACQUISTION CORP | 206,900 | $2.108M | 0.9% | $9.97 | — | COM | 89615T106 |
| — | MEXICO EQUITY & INCOME | 194,621 | $2.066M | 0.9% | $10.89 | — | COM | 592834105 |
| — | HIGH INCOME SECS | 220,000 | $1.989M | 0.9% | $9.48 | — | SHS BEN INT | 42968F108 |
| — | BLACKROCK DEBT STAT | 183,638 | $1.969M | 0.9% | $10.23 | — | COM | 09255R202 |
| — | TRI CONTL CORP COM | 69,686 | $1.833M | 0.8% | $11.64 | — | COM | 895436103 |
| — | DTF TAX FREE INCOME | 137,755 | $1.822M | 0.8% | $12.57 | — | COM | 23334J107 |
| — | LF CAP ACQUISITION CORP | 177,750 | $1.786M | 0.8% | $9.82 | — | COM | 50200K108 |
| — | MTECH ACQUISITION CORP. | 175,546 | $1.772M | 0.8% | $9.61 | — | COM | 55378W107 |
| — | GIGCAPITAL INC | 171,750 | $1.752M | 0.8% | $9.71 | — | COM | 37518N106 |
| — | TRINITY MERGER CORP | 163,767 | $1.674M | 0.7% | $9.73 | — | COM | 89653L106 |
| — | PENSARE ACQUISITION CORP | 161,583 | $1.656M | 0.7% | $9.73 | — | COM | 70957E105 |
| — | FORUM MERGER II CORPCL A | 166,343 | $1.648M | 0.7% | $9.91 | — | COM | 34986F103 |
| — | TIBERIUS ACQUISTION CORP. | 162,500 | $1.638M | 0.7% | $9.85 | — | COM | 88633A107 |
| — | THUNDER BRDG ACQUISITION LTD USD CL A ORD SHS | 156,452 | $1.596M | 0.7% | $10.20 | — | COM | G8857R100 |
| — | AMCI ACQUISITION CORP | 155,200 | $1.562M | 0.7% | $10.06 | — | Units | 00165R200 |
| — | DIAMONDPEAK HLDGS CORP UNIT 1 COM CL A& 1/3 RED WT EXP | 144,920 | $1.451M | 0.6% | $10.01 | — | Units | 25280H209 |
| — | BROOKFIELD PROPERTY REIT I-A | 70,751 | $1.45M | 0.6% | $16.10 | — | COM | 11282X103 |
| — | ACAMAR PARTNERS AC 25UTS | 141,400 | $1.414M | 0.6% | $10.00 | — | UNITS | 004285201 |
| — | LEISURE ACQUISITION | 133,389 | $1.334M | 0.6% | $9.84 | — | COM | 52539T107 |
| — | RMG ACQUISITION C 24 UTS EXP 02/07/24 | 129,350 | $1.297M | 0.6% | $10.03 | — | UNITS | 749641205 |
| ALAC | ALBERTON ACQUISITIONCORP | 130,000 | $1.294M | 0.6% | $9.95 | — | COM | G35006108 |
| — | MONOCLE ACQUISITION CORP UNIT | 122,000 | $1.23M | 0.5% | $10.08 | — | Units | 609754205 |
| — | SWISS HELVETIA FUND | 155,364 | $1.184M | 0.5% | $11.75 | — | COM | 870875101 |
| LOAC | LONGEVITY ACQUISTION CORP | 115,786 | $1.157M | 0.5% | $10.04 | — | COM | G56372132 |
| — | BOXWOOD MERGER CORP | 111,450 | $1.122M | 0.5% | $10.07 | — | Units | 10316T200 |
| — | EDTECHX HLDGS ACQUISITION CORP COM | 102,825 | $1.036M | 0.5% | $10.08 | — | COM | 28138X103 |
| — | ROYCE VALUE TRUST | 70,579 | $971K | 0.4% | $11.80 | — | COM | 780910105 |
| — | WESTERN ASSET HIGH INCM FD II | 145,345 | $942K | 0.4% | $6.48 | — | COM | 95766J102 |
| — | LEGACY ACQUISITION | 92,984 | $934K | 0.4% | $9.82 | — | COM | 524643103 |
| TPHS | TRINITY PLACE HOLDINGS INC | 231,323 | $925K | 0.4% | $6.46 | -35.3% | COM | 89656D101 |
| — | TWELVE SEAS INVESTMENT | 81,000 | $846K | 0.4% | $10.06 | — | Units | G9145A123 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 115,992 | $809K | 0.4% | $8.69 | — | COM | 00306J109 |
| — | CF FIN ACQUISITION CORP UNIT | 75,000 | $765K | 0.3% | $10.00 | — | UNITS | 12528N206 |
| — | WEALTHBRIDGE ACQUISITION LTD USD UNITS | 72,438 | $729K | 0.3% | $10.06 | — | Units | G4887W102 |
| — | MODERN MEDIA ACQUISITION COR | 68,200 | $707K | 0.3% | $9.81 | — | COM | 60765P103 |
| — | OPES ACQUISITION CORP COM | 69,370 | $704K | 0.3% | $9.93 | — | COM | 68373P100 |
| — | MFS CALIF MUN FD | 60,203 | $686K | 0.3% | $11.39 | — | Com | 59318C106 |
| — | SCHULTZ SPEC PURP | 65,000 | $654K | 0.3% | $9.95 | — | UNITS | 80821R208 |
| — | GRAF INDL CORP UNIT | 61,003 | $617K | 0.3% | $10.00 | — | UNITS | 384278206 |
| — | PURE ACQUISTION WTS | 535,276 | $586K | 0.3% | $1.22 | — | Warrants | 74621Q114 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $571K | 0.3% | $9.86 | — | COM | 624745105 |
| RVPH | TENZING ACQUISTION | 54,305 | $547K | 0.2% | $9.81 | — | Com | G8708A116 |
| — | VECTOIQ ACQUISTION CORP | 54,025 | $540K | 0.2% | $9.70 | — | COM | 92243N103 |
| — | ANDINA ACQUISTION CORP III | 163,850 | $539K | 0.2% | $3.29 | — | com | G04415108 |
| SPY | SPDR S&P 500 | 1,906 | $538K | 0.2% | $249.92 | — | COM | 78462F103 |
| — | OPES ACQUISTION CORP. | 51,413 | $533K | 0.2% | $10.05 | — | Units | 68373P209 |
| TOTA | TOTTENHAM ACQUISTION | 52,474 | $527K | 0.2% | $9.80 | — | COM | G8959N106 |
| — | TUSCAN HLDGS CORP UNIT 1 COM & 1 WT EXP | 50,000 | $521K | 0.2% | $10.42 | — | UNITS | 90069K203 |
| — | WESTERN ASSET HI INC OPP | 103,144 | $498K | 0.2% | $4.83 | — | COM | 95766K109 |
| — | PIVOTAL ACQUISITION | 49,000 | $497K | 0.2% | $10.14 | — | UNITS | 72583A200 |
| — | GREENLAND ACQUISITION CORP USDORD SHS ISIN#VGG409811392 | 44,500 | $448K | 0.2% | $9.90 | — | COM | G40981139 |
| — | DD3 ACQUISITION CORP F | 42,400 | $417K | 0.2% | $9.83 | — | COM | G2692M103 |
| — | 8I ENTERPRISES AC 25 UTF EXP 10/01/25 | 40,000 | $402K | 0.2% | $10.05 | — | Com | G2956M138 |
| — | HL ACQUISITIONS CORP | 35,081 | $349K | 0.2% | $9.81 | — | COM | G4603R106 |
| — | VECTOIQ ACQUISTION | 32,956 | $344K | 0.2% | $10.07 | — | Units | 92243N202 |
| — | GORDON POINT ACQ | 33,000 | $337K | 0.1% | $10.00 | — | COM | 382788107 |
| EQS | EQUUS TOTAL RETURN INC | 172,477 | $330K | 0.1% | $2.32 | -17.3% | COM | 294766100 |
| — | EDTECHX HLDGS ACQUISITION CORP UNIT | 29,773 | $304K | 0.1% | $9.99 | — | UNITS | 28138X202 |
| — | WESTERN ASSET GLD HI INCOME | 29,800 | $280K | 0.1% | $9.40 | — | COM | 95766B109 |
| — | ANDINA ACQUISITION CORP III UNITS | 27,500 | $278K | 0.1% | $10.11 | — | Units | G04415116 |
| — | LF CAPITAL ACQUISTION | 26,000 | $270K | 0.1% | $10.07 | — | Units | 50200K207 |
| — | SENTINEL ENERGY SVCS INC DEL CL A | 26,454 | $266K | 0.1% | $10.04 | — | COM | 81728P105 |
| — | FIRST TR ABERDEN GLBL OPP FD | 19,449 | $195K | 0.1% | $9.61 | — | COM | 337319107 |
| — | TKK SYMPHONY ACQUISITION CORP RTS | 600,853 | $192K | 0.1% | $0.45 | — | rights | G88950137 |
| RWGE | REGALWOOD GLOBAL ENERGY | 18,696 | $189K | 0.1% | $9.73 | — | COM | G74760102 |
| — | HL ACQUISITION | 13,950 | $145K | 0.1% | $10.06 | — | Units | G4603R114 |
| — | LEGACY ACQUISITION | 11,400 | $117K | 0.1% | $10.00 | — | Units | 524643202 |
| — | IVY HIGH INCOME OPPORTUN | 8,428 | $114K | 0.1% | $13.53 | — | COM | 465893105 |
| — | MTECH ACQUISITION CORP | 171,457 | $110K | 0.0% | $0.66 | — | Warrants | 55378W115 |
| — | BLACK RIDGE ACQUISITION CORP RTS EXP | 302,785 | $106K | 0.0% | $0.30 | — | Rights | 09216T123 |
| — | ALLEGRO MERGER CORP | 388,628 | $105K | 0.0% | $0.51 | — | Rights | 01749N129 |
| — | CHASERG TECY ACQ UTS | 10,300 | $104K | 0.0% | $10.00 | — | UNITS | 16166A202 |
| — | KBL MERGER CORP IV-RTS | 450,800 | $104K | 0.0% | $0.36 | — | Rights | 48242A120 |
| — | ALLEGRO MERGER CORP | 393,628 | $101K | 0.0% | $0.28 | — | Warrants | 01749N111 |
| — | THUNDER BRDG ACQUISITION LTD WTS TO PUR SHS ISIN#KYG8857R1267 | 136,252 | $98,000 | 0.0% | $0.72 | — | Warrants | G8857R126 |
| — | CM SEVEN STAR ACQUISITION CORP RTS EXP 2018 | 286,403 | $95,000 | 0.0% | $0.32 | — | Rights | G2345N136 |
| — | GREAT ELM CAP CORP | 11,496 | $95,000 | 0.0% | $11.67 | — | COM | 390320109 |
| — | BLACK RIDGE ACQUISTION CORP CW | 293,540 | $88,000 | 0.0% | $0.35 | — | Warrants | 09216T115 |
| — | TRINITY MERGER CORP | 244,494 | $88,000 | 0.0% | $0.40 | — | Warrants | 89653L114 |
| BIOX | BIOCERES CROP SOLUTIONS | 16,600 | $87,000 | 0.0% | $8.27 | 0.0% | Com | G1117K114 |
| — | MODERN MEDIA ACQUISITION-RTS | 255,500 | $84,000 | 0.0% | $0.37 | — | Rights | 60765P129 |
| — | TKK SYMPHONY ACQUISTION WT | 598,853 | $83,000 | 0.0% | $0.24 | — | Warrants | G88950129 |
| — | GIGCAPITAL INC-RTS | 119,504 | $78,000 | 0.0% | $0.36 | — | Rights | 37518N114 |
| — | FORUM MERGER II CORPWT EXP 09/30/2025 | 158,189 | $70,000 | 0.0% | $0.45 | — | Warrants | 34986F111 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 199,342 | $64,000 | 0.0% | $0.35 | — | Rights | 089482129 |
| — | TIBERIUS ACQUISTION CORP. | 137,500 | $61,000 | 0.0% | $0.39 | — | Warrants | 88633A115 |
| — | BISON CAPITAL ACQUISITION CO-RT | 163,836 | $57,000 | 0.0% | $0.50 | — | Rights | G1142P138 |
| — | ANDINA ACQUISITION CORP III | 163,850 | $56,000 | 0.0% | $0.34 | — | Rights | G04415132 |
| — | LF CAPITAL ACQUIS 25 WTS WARRANTS EXP 06/22/25 | 151,500 | $53,000 | 0.0% | $0.43 | — | Warrants | 50200K116 |
| — | KBL MERGER CORP IV-CW22 | 459,800 | $51,000 | 0.0% | $0.24 | — | Warrants | 48242A112 |
| — | BIOCERES CROP SOLUTIONS | 173,464 | $47,000 | 0.0% | $0.27 | — | Warrants | G1117K106 |
| — | GIGCAPITAL INC-CW23 | 158,155 | $45,000 | 0.0% | $0.44 | — | Warrants | 37518N122 |
| — | MODERN MEDIA ACQUISITIO-CW22 | 137,356 | $43,000 | 0.0% | $0.52 | — | Warrants | 60765P111 |
| — | CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022 | 237,403 | $40,000 | 0.0% | $0.33 | — | Warrants | G2345N110 |
| — | TRIDENT ACQUISITIONSCORP WTS | 204,170 | $33,000 | 0.0% | $0.30 | — | Warrants | 89615T114 |
| — | LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19 | 61,964 | $31,000 | 0.0% | $0.79 | — | Warrants | 52539T011 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $31,000 | 0.0% | $0.46 | — | Warrants | 624745113 |
| — | PENSARE ACQUISITION CORP | 102,819 | $30,000 | 0.0% | $0.72 | — | Rights | 70957E121 |
| — | HUNTER MARITIME ACQUISITION WTS | 57,874 | $29,000 | 0.0% | $0.32 | — | W EXP 99/99/999 | Y37828129 |
| — | LONGEVITY ACQUISTION CORP | 120,786 | $24,000 | 0.0% | $0.21 | — | Rights | G56372124 |
| — | VECTOIQ ACQUISTION CORP | 54,025 | $23,000 | 0.0% | $0.43 | — | Warrants | 92243N111 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 120,721 | $22,000 | 0.0% | $0.37 | — | Warrants | 089482111 |
| — | EDTECHX HLDGS ACQUISITION CORP | 102,825 | $20,000 | 0.0% | $0.19 | — | Warrants | 28138X111 |
| — | OPES ACQUISITION CORP WT EXP EXP 03/13/23 | 66,670 | $16,000 | 0.0% | $0.28 | — | Warrants | 68373P118 |
| — | GREENLAND ACQUISITION CORP USDRT 1/10 OF 1 ORD SHSISIN#VGG409811137 | 49,500 | $15,000 | 0.0% | $0.20 | — | Rights | G40981113 |
| — | TOTTENHAM ACQUISTION | 52,474 | $14,000 | 0.0% | $0.23 | — | Rights | G8959N122 |
| — | DD3 ACQUISITION C 23 WTF | 42,400 | $12,000 | 0.0% | $0.28 | — | Warrants | G2692M111 |
| RSP | INVESCO EXCHANGE TRADED FD TR S&P 500EQUAL WEIGHT ETF | 108 | $11,000 | 0.0% | $101.85 | — | COM | 46137V357 |
| — | LONGEVITY ACQUISTION CORP | 126,956 | $9,000 | 0.0% | $0.16 | — | Warrants | G56372116 |
| — | HL ACQUISITIONS C 26 WTS WARRANTS EXP 07/01/26 | 35,081 | $9,000 | 0.0% | $0.31 | — | Warrants | G4603R122 |
| — | HL ACQUISITION | 35,081 | $9,000 | 0.0% | $0.26 | — | Rights | G4603R130 |
| — | TENZING ACQUISTION | 54,305 | $9,000 | 0.0% | $0.33 | — | Warrants | G8708A108 |
| SNAXW | ANDINA ACQUISITION CORP III | 42,900 | $8,000 | 0.0% | $0.19 | — | Warrants | G04415124 |
| — | SENTINEL ENERGY SVCS INC DEL WT | 10,802 | $7,000 | 0.0% | $0.83 | — | Warrants | 81728P113 |
| — | BISON CAPITAL ACQUISITION CO-CW22 | 31,918 | $6,000 | 0.0% | $0.40 | — | Warrants | G1142P112 |
| — | TOTTENHAM ACQUISTION | 52,474 | $6,000 | 0.0% | $0.11 | — | Warrants | G8959N114 |
| — | CONSTELLATION ALPHA CAPITAL-RT | 46,960 | $6,000 | 0.0% | $0.36 | — | Rights | G2379F132 |
| — | VANTAGE ENERGY ACQUISITION CORP WTS | 22,800 | $5,000 | 0.0% | $1.07 | — | Warrants | 92211L113 |
| — | GREENLAND ACQUISITION CORP USDRED WT PUR 1/2 ONE ORD SH ISIN#VGG409811053 | 49,500 | $5,000 | 0.0% | $0.16 | — | Warrants | G40981105 |
| — | PENSARE ACQUISITION CORP | 21,154 | $4,000 | 0.0% | $0.63 | — | Warrants | 70957E113 |
| — | CONSTELLATION ALPHA CAPITAL-CW22 | 40,960 | $3,000 | 0.0% | $0.24 | — | Warrants | G2379F116 |