Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	HIGH INCOME SECS FD	1,882,423	$17.84M	5.0%	$9.48	$9.48	—	SHS BEN INT	42968F108
—	SWISS HELVETIA FUND	2,057,237	$17.51M	4.9%	$8.51	$11.75	—	COM	870875101
—	CENTRAL SECS CORP COM	586,621	$17.3M	4.9%	$29.50	$21.33	—	COM	155123102
XXCHNXX	CHINA FUND INC	799,670	$15.67M	4.4%	$19.60	$19.39	—	COM	169373107
—	ALLIANCE CALIF MUNI INCOME	1,007,805	$13.69M	3.8%	$13.58	$13.11	—	COM	018546101
—	PURE ACQUISTION	1,312,178	$12.73M	3.6%	$9.71	$9.64	—	COM	74621Q106
EEM	ISHARES TR	276,424	$11.86M	3.3%	$42.92	$42.92	—	MSCI EMG MKT ETF	464287234
—	SOURCE CAPITAL INC	230,615	$9.271M	2.6%	$40.20	$39.18	—	COM	836144105
—	TAIWAN FD INC	475,588	$9.117M	2.6%	$19.17	$20.47	—	COM	874036106
—	BROOKFIELD PROPERTY REIT I-A	406,410	$8.506M	2.4%	$20.93	$20.93	—	COM	11282x103
—	GENERAL AMERICAN INVESTORS	226,554	$8.376M	2.4%	$36.97	$36.92	—	COM	368802104
BBDC	BARINGS BDC INC	792,037	$7.928M	2.2%	$10.01 *	$5.31	0.0%	COM	06759L103
—	DEUTSCHE MULTI-MARKET INCOME	847,857	$7.614M	2.1%	$8.98	$8.81	—	SHS	25160E102
—	MVC CAPITAL INC	786,604	$7.591M	2.1%	$9.65	$12.69	—	COM	553829102
—	JAPAN SMALLER CAPTLZTN FD INC	656,455	$7.267M	2.0%	$11.07	$10.13	—	COM	47109U104
—	FIRST TR ABERDEN GLBL OPP FD	719,727	$6.917M	1.9%	$9.61	$9.61	—	COM	337319107
—	BLACKROCK NEW YORK MUN INCOME QUALITY TR COM	541,626	$6.743M	1.9%	$12.45	$12.55	—	COM	09249U105
—	DELAWARE ENHANCED GBL DIV &	580,180	$6.498M	1.8%	$11.20	$11.05	—	COM	246060107
—	INDUSTREA ACQUISITION CORP	635,468	$6.482M	1.8%	$10.20	$9.83	—	COM	45579J104
—	LAZARD WORLD DIVIDEND & INCOME	608,027	$6.342M	1.8%	$10.43	$10.74	—	COM	521076109
—	TKK SYMPHONY ACQUISTION	644,176	$6.12M	1.7%	$9.50	$9.50	—	COM	G88950103
—	MORGAN STANLEY ASIA PAC FD	366,173	$6.046M	1.7%	$16.51	$9.38	—	COM	61744U106
—	BRANDYWINE GLOBAL INCOME	202,684	$5.791M	1.6%	$28.57	$27.30	—	COM	10537L104
XJEQX	ABERDEEN JAPAN EQUITY FD	681,885	$5.721M	1.6%	$8.39	$8.69	—	COM	00306J109
—	CM SEVEN STAR ACQUISTION	555,407	$5.599M	1.6%	$10.08	$9.69	—	SHS	G2345N102
—	KBL MERGER CORP IV	548,653	$5.54M	1.6%	$10.10	$9.87	—	COM	48242A104
—	ADAMS DIVERSIFIED EQUITY FD	316,902	$5.283M	1.5%	$16.67	$13.79	—	COM	006212104
—	BOULDER GROWTH & INCM FD INC	426,605	$4.782M	1.3%	$11.21	$7.58	—	COM	101507101
—	TRI CONTL CORP COM	162,318	$4.524M	1.3%	$27.87	$11.64	—	COM	895436103
—	ALLEGRO MERGER CORP.	420,350	$4.317M	1.2%	$10.27	$10.27	—	Units	01749N301
—	TRIDENT ACQUISTION	389,752	$3.941M	1.1%	$10.11	$10.08	—	UNITS	89615T205
—	BLACK RIDGE ACQUISITION CORP COM	394,150	$3.863M	1.1%	$9.80	$9.69	—	COM	09216T107
—	MODERN MEDIA ACQUISITION COR	353,386	$3.569M	1.0%	$10.10	$9.81	—	COM	60765P103
—	FORUM MERGER II CORP	349,540	$3.534M	1.0%	$10.11	$10.11	—	Units	34986F202
—	AVISTA HEALTHCARE PUB ACQ CO	329,683	$3.427M	1.0%	$10.39	$9.89	—	COM	G0726L125
—	UNION ACQUISITION CORP UNITS	324,071	$3.386M	1.0%	$10.45	$10.23	—	Unit	G9366W119
—	GIGCAPITAL INC	311,238	$3.094M	0.9%	$9.94	$9.71	—	COM	37518N106
—	LF CAPITAL ACQUISTION	296,674	$2.999M	0.8%	$10.11	$10.07	—	Units	50200K207
—	DEUTSCHE STRATEGIC INCOME TR	238,124	$2.993M	0.8%	$12.57	$12.44	—	SHS	25160F109
—	TIBERIUS ACQUISTION	285,963	$2.925M	0.8%	$10.23	$10.06	—	Units	88633A206
—	I-AM CAPITAL ACQUISITION CO	287,528	$2.918M	0.8%	$10.15	$9.90	—	COM	45074Q108
—	BIG ROCK PARTNERS ACQUISTION	285,226	$2.853M	0.8%	$10.00	$9.79	—	COM	089482103
—	DRAPER OAKWOOD TECHNOLOGY AC	270,243	$2.749M	0.8%	$10.17	$9.89	—	COM	26146L103
—	THUNDER BRIDGE ACQUISTION	269,417	$2.729M	0.8%	$10.13	$10.03	—	Units	G8857R118
—	BISON CAPITAL ACQUISITION	257,639	$2.63M	0.7%	$10.21	$10.00	—	COM	G1142P104
—	MTECH ACQUISITION CORP.	241,558	$2.464M	0.7%	$10.20	$9.61	—	COM	55378W107
—	PENSARE ACQUISITION CORP	232,491	$2.316M	0.7%	$9.96	$9.73	—	COM	70957E105
—	EATON VANCE MUN BD FD II	188,522	$2.183M	0.6%	$11.58	$11.58	—	COM	27827k109
—	ASIA PAC FD INC COM	151,407	$2.043M	0.6%	$13.49	$13.83	—	COM	044901106
—	DUFF & PHELPS UTIL & CORP BOND	239,191	$2.007M	0.6%	$8.39	$8.39	—	COM	26432k108
—	LONGEVITY ACQUISTION CORP	186,197	$1.907M	0.5%	$10.24	$10.24	—	Units	G56372108
—	NEW YORK REIT INC	102,400	$1.858M	0.5%	$18.14	$9.63	—	COM	64976L109
—	INVESCO HIGH INCOME TRUST	119,846	$1.642M	0.5%	$13.70	$13.64	—	COM	46131F101
TPHS	TRINITY PLACE HOLDINGS INC	268,502	$1.635M	0.5%	$6.09 *	$6.85	-7.9%	COM	89656D101
—	TRINITY MERGER CORP	160,000	$1.573M	0.4%	$9.83	$9.77	—	COM	89653L106
—	CONSTELLATION ALPHA CAPITAL CORP	152,018	$1.538M	0.4%	$10.12	$9.89	—	SHS	G2379F108
—	TENZING ACQUISITION CORP	151,042	$1.52M	0.4%	$10.06	$10.06	—	Units	G8708A124
—	LEISURE ACQUISITION CORP UNIT	135,235	$1.402M	0.4%	$10.37	$9.90	—	Units	52539T206
NXDT	NEXPOINT STRATEGIC OPP	62,595	$1.374M	0.4%	$21.95	$21.95	—	COM	65340G205
—	OPES ACQUISTION CORP.	131,470	$1.335M	0.4%	$10.15	$10.05	—	Units	68373P209
—	MUDRICK CAPITAL ACQUISTION	127,506	$1.308M	0.4%	$10.26	$10.22	—	Units	624745204
—	GREAT ELM CAP CORP	128,559	$1.247M	0.4%	$9.70	$11.67	—	COM	390320109
—	BLACKROCK INCOME TR	187,605	$1.073M	0.3%	$5.72	$5.74	—	COM	09247F100
—	HAYMAKER ACQ	105,912	$1.034M	0.3%	$9.76	$9.73	—	COM	420870107
EQS	EQUUS TOTAL RETURN INC	497,162	$989K	0.3%	$1.99 *	$2.32	-8.5%	COM	294766100
—	DIVIDEND & INCOME FD COM NEW	82,155	$980K	0.3%	$11.93	$12.72	—	COM NEW	25538A204
—	VECTOIQ ACQUISTION	95,020	$969K	0.3%	$10.20	$10.07	—	Units	92243N202
—	LATIN AMERICAN DISCOVERY FD	82,099	$915K	0.3%	$11.15	$11.15	—	COM	51828C106
—	MEXICO EQUITY & INCOME	69,375	$852K	0.2%	$12.28	$12.28	—	COM	592834105
—	TWELVE SEAS INVESTMENT	82,400	$846K	0.2%	$10.27	$10.06	—	Units	G9145A123
STC	STEWART INFORMATION SERVICES	18,448	$830K	0.2%	$44.99	$38.27	+17.0%	COM	860372101
—	ALPINE GLOBAL PREMIER PPTYS	123,487	$788K	0.2%	$6.38	$5.72	—	COM	02083A103
—	DTF TAX FREE INCOME	60,863	$782K	0.2%	$12.85	$12.85	—	COM	23334J107
—	VANTAGE ENERGY ACQUISITION CORP COM CL A	62,413	$621K	0.2%	$9.95	$9.95	—	com	92211L105
—	BISON CAPITAL ACQUISITION CO-RT	195,414	$558K	0.2%	$2.86	$0.50	—	Rights	G1142P138
—	TOTTENHAM ACQUISTION	52,474	$545K	0.2%	$10.39	$10.39	—	Units	G8959N130
—	PURE ACQUISTION WTS	384,062	$518K	0.1%	$1.35	$1.28	—	Warrants	74621Q114
—	GREENLAND ACQUISITION CORP UNITS	49,500	$505K	0.1%	$10.20	$10.20	—	Units	G40981121
—	HL ACQUISITION	49,031	$500K	0.1%	$10.20	$10.06	—	Units	G4603R114
—	GSV CAPITAL CORP	60,104	$415K	0.1%	$6.90	$9.37	—	COM	36191J101
HUNTF	HUNTER MARITIME ACQUISITION	41,618	$415K	0.1%	$9.97	$9.86	+0.1%	CL A	Y37828111
—	MTECH ACQUISITION CORP	241,558	$358K	0.1%	$1.48	$0.66	—	Warrants	55378W115
—	INDUSTREA ACQUISITION CORP-CW22	607,967	$335K	0.1%	$0.55	$0.55	—	Warrants	45579J112
—	SENTINEL ENERGY SERVICES	32,413	$334K	0.1%	$10.30	$10.15	—	Units	G8062D128
—	TKK SYMPHONY ACQUISITION CORP RTS	658,776	$299K	0.1%	$0.45	$0.45	—	rights	G88950137
—	CM SEVEN STAR ACQUISITION CORP RTS EXP 2018	510,909	$267K	0.1%	$0.52	$0.32	—	Rights	G2345N136
—	MATLIN & PARTNERS	25,000	$250K	0.1%	$10.00	$9.88	—	COM	57682V106
—	KBL MERGER CORP IV-RTS	519,515	$239K	0.1%	$0.46	$0.36	—	Rights	48242A120
—	KAYNE ANDERSON ACQUISITION	20,400	$207K	0.1%	$10.15	$9.80	—	COM	48661U102
RWGE	REGALWOOD GLOBAL ENERGY	18,696	$182K	0.1%	$9.73	$9.73	—	COM	G74760102
—	ABERDEEN EMERGING MKT EQ	26,253	$180K	0.1%	$6.86	$7.31	—	COM	00301W105
—	HENNESSY CAP ACQUISITION CORP III COM	16,939	$173K	0.0%	$10.21	$9.97	—	COM	42588L105
—	TKK SYMPHONY ACQUISTION WT	656,776	$158K	0.0%	$0.24	$0.24	—	Warrants	G88950129
—	BLACK RIDGE ACQUISTION CORP CW	353,600	$154K	0.0%	$0.44	$0.35	—	Warrants	09216T115
KRNY	KEARNY FINANCIAL CORP MD	10,000	$139K	0.0%	$13.90	$13.91	-1.1%	COM	48716P108
—	GIGCAPITAL INC-RTS	261,402	$139K	0.0%	$0.53	$0.37	—	Rights	37518N114
—	BLACK RIDGE ACQUISITION CORP RTS EXP	370,875	$137K	0.0%	$0.37	$0.30	—	Rights	09216T123
—	MODERN MEDIA ACQUISITION-RTS	309,607	$136K	0.0%	$0.44	$0.37	—	Rights	60765P129
—	TRINITY MERGER CORP	260,000	$130K	0.0%	$0.50	$0.40	—	Warrants	89653L114
—	CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022	275,328	$129K	0.0%	$0.47	$0.33	—	Warrants	G2345N110
—	DRAPER OAKWOOD TECHNOLOGY AC-RT	243,524	$124K	0.0%	$0.51	$0.57	—	Rights	26146L129
—	I AM CAP ACQUISITION CO	243,528	$122K	0.0%	$0.50	$0.30	—	Rights	45074Q124
—	LEGACY ACQUISITION	11,400	$115K	0.0%	$10.09	$10.00	—	Units	524643202
—	BIG ROCK PARTNERS ACQUISTION-RT	244,162	$114K	0.0%	$0.47	$0.35	—	Rights	089482129
—	KBL MERGER CORP IV-CW22	525,985	$112K	0.0%	$0.21	$0.24	—	Warrants	48242A112
—	GIGCAPITAL INC-CW23	202,999	$101K	0.0%	$0.50	$0.44	—	Warrants	37518N122
—	CHURCHILL CAP CORP UNIT	10,000	$101K	0.0%	$10.10	$10.10	—	Units	17142R202
—	MEDLEY MANAGEMENT	18,743	$98,000	0.0%	$5.23	$14.27	—	COM	56165R103
—	MODERN MEDIA ACQUISITIO-CW22	156,078	$90,000	0.0%	$0.58	$0.54	—	Warrants	60765P111
—	I AM CAP ACQUISITION CO	243,528	$85,000	0.0%	$0.35	$0.33	—	Warrants	45074Q116
—	DRAPER OAKWOOD TECHNOLOGY AC-CW22	124,762	$74,000	0.0%	$0.59	$0.84	—	Warrants	26146L111
—	HAYMAKER ACQUISITION CORP. WTS	52,956	$67,000	0.0%	$1.27	$0.87	—	Warrants	420870115
—	AVISTA HEALTHCARE PUB ACQ CO	265,228	$53,000	0.0%	$0.20	$0.46	—	*W EXP 99/99/999	G0726L117
—	PENSARE ACQUISITION CORP	117,219	$53,000	0.0%	$0.45	$0.73	—	Rights	70957E121
—	BISON CAPITAL ACQUISITION CO-CW22	97,707	$49,000	0.0%	$0.50	$0.40	—	Warrants	G1142P112
—	BIG ROCK PARTNERS ACQUISTION-CW22	122,081	$47,000	0.0%	$0.38	$0.33	—	Warrants	089482111
—	HUNTER MARITIME ACQUISITION WTS	113,735	$30,000	0.0%	$0.26	$0.32	—	W EXP 99/99/999	Y37828129
—	CONSTELLATION ALPHA CAPITAL-RT	54,854	$22,000	0.0%	$0.40	$0.36	—	Rights	G2379F132
—	PENSARE ACQUISITION CORP	41,202	$21,000	0.0%	$0.51	$0.63	—	Warrants	70957E113
—	VANTAGE ENERGY ACQUISITION CORP WTS	13,500	$20,000	0.0%	$1.48	$1.48	—	Warrants	92211L113
—	STELLAR AQCUISITION III	390,881	$19,000	0.0%	$0.05	$0.34	—	*W EXP 03/22/202	Y8172W115
—	CONSTELLATION ALPHA CAPITAL-CW22	48,854	$11,000	0.0%	$0.23	$0.24	—	Warrants	G2379F116
—	BARINGTON HILCO ACQUISITION	48,053	$10,000	0.0%	$0.21	$0.11	—	*W EXP 02/11/201	06759V127