Bulldog Investors, LLP Diversified Active

CIK: 0001504304 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 20, 2018

Total Value ($000): $355,572

Holdings (123)

— HIGH INCOME SECS FD 5.0%
Value ($000) $17,845 Shares 1,882,423 Est. Cost $9.48 Unrealized —
— SWISS HELVETIA FUND 4.9%
Value ($000) $17,507 Shares 2,057,237 Est. Cost $11.75 Unrealized —
— CENTRAL SECS CORP COM 4.9%
Value ($000) $17,305 Shares 586,621 Est. Cost $21.33 Unrealized —
XXCHNXX CHINA FUND INC 4.4%
Value ($000) $15,674 Shares 799,670 Est. Cost $19.39 Unrealized —
— ALLIANCE CALIF MUNI INCOME 3.8%
Value ($000) $13,686 Shares 1,007,805 Est. Cost $13.11 Unrealized —
— PURE ACQUISTION 3.6%
Value ($000) $12,735 Shares 1,312,178 Est. Cost $9.64 Unrealized —
EEM ISHARES TR 3.3%
Value ($000) $11,864 Shares 276,424 Est. Cost $42.92 Unrealized —
— SOURCE CAPITAL INC 2.6%
Value ($000) $9,271 Shares 230,615 Est. Cost $39.18 Unrealized —
— TAIWAN FD INC 2.6%
Value ($000) $9,117 Shares 475,588 Est. Cost $20.47 Unrealized —
— BROOKFIELD PROPERTY REIT I-A 2.4%
Value ($000) $8,506 Shares 406,410 Est. Cost $20.93 Unrealized —
— GENERAL AMERICAN INVESTORS 2.4%
Value ($000) $8,376 Shares 226,554 Est. Cost $36.92 Unrealized —
BBDC BARINGS BDC INC 2.2%
Value ($000) $7,928 Shares 792,037 Est. Cost $5.31 Unrealized 0.0%
— DEUTSCHE MULTI-MARKET INCOME 2.1%
Value ($000) $7,614 Shares 847,857 Est. Cost $8.81 Unrealized —
— MVC CAPITAL INC 2.1%
Value ($000) $7,591 Shares 786,604 Est. Cost $12.69 Unrealized —
— JAPAN SMALLER CAPTLZTN FD INC 2.0%
Value ($000) $7,267 Shares 656,455 Est. Cost $10.13 Unrealized —
— FIRST TR ABERDEN GLBL OPP FD 1.9%
Value ($000) $6,917 Shares 719,727 Est. Cost $9.61 Unrealized —
— BLACKROCK NEW YORK MUN INCOME QUALITY TR COM 1.9%
Value ($000) $6,743 Shares 541,626 Est. Cost $12.55 Unrealized —
— DELAWARE ENHANCED GBL DIV & 1.8%
Value ($000) $6,498 Shares 580,180 Est. Cost $11.05 Unrealized —
— INDUSTREA ACQUISITION CORP 1.8%
Value ($000) $6,482 Shares 635,468 Est. Cost $9.83 Unrealized —
— LAZARD WORLD DIVIDEND & INCOME 1.8%
Value ($000) $6,342 Shares 608,027 Est. Cost $10.74 Unrealized —
— TKK SYMPHONY ACQUISTION 1.7%
Value ($000) $6,120 Shares 644,176 Est. Cost $9.50 Unrealized —
— MORGAN STANLEY ASIA PAC FD 1.7%
Value ($000) $6,046 Shares 366,173 Est. Cost $9.38 Unrealized —
— BRANDYWINE GLOBAL INCOME 1.6%
Value ($000) $5,791 Shares 202,684 Est. Cost $27.30 Unrealized —
XJEQX ABERDEEN JAPAN EQUITY FD 1.6%
Value ($000) $5,721 Shares 681,885 Est. Cost $8.69 Unrealized —
— CM SEVEN STAR ACQUISTION 1.6%
Value ($000) $5,599 Shares 555,407 Est. Cost $9.69 Unrealized —
— KBL MERGER CORP IV 1.6%
Value ($000) $5,540 Shares 548,653 Est. Cost $9.87 Unrealized —
— ADAMS DIVERSIFIED EQUITY FD 1.5%
Value ($000) $5,283 Shares 316,902 Est. Cost $13.79 Unrealized —
— BOULDER GROWTH & INCM FD INC 1.3%
Value ($000) $4,782 Shares 426,605 Est. Cost $7.58 Unrealized —
— TRI CONTL CORP COM 1.3%
Value ($000) $4,524 Shares 162,318 Est. Cost $11.64 Unrealized —
— ALLEGRO MERGER CORP. 1.2%
Value ($000) $4,317 Shares 420,350 Est. Cost $10.27 Unrealized —
— TRIDENT ACQUISTION 1.1%
Value ($000) $3,941 Shares 389,752 Est. Cost $10.08 Unrealized —
— BLACK RIDGE ACQUISITION CORP COM 1.1%
Value ($000) $3,863 Shares 394,150 Est. Cost $9.69 Unrealized —
— MODERN MEDIA ACQUISITION COR 1.0%
Value ($000) $3,569 Shares 353,386 Est. Cost $9.81 Unrealized —
— FORUM MERGER II CORP 1.0%
Value ($000) $3,534 Shares 349,540 Est. Cost $10.11 Unrealized —
— AVISTA HEALTHCARE PUB ACQ CO 1.0%
Value ($000) $3,427 Shares 329,683 Est. Cost $9.89 Unrealized —
— UNION ACQUISITION CORP UNITS 1.0%
Value ($000) $3,386 Shares 324,071 Est. Cost $10.23 Unrealized —
— GIGCAPITAL INC 0.9%
Value ($000) $3,094 Shares 311,238 Est. Cost $9.71 Unrealized —
— LF CAPITAL ACQUISTION 0.8%
Value ($000) $2,999 Shares 296,674 Est. Cost $10.07 Unrealized —
— DEUTSCHE STRATEGIC INCOME TR 0.8%
Value ($000) $2,993 Shares 238,124 Est. Cost $12.44 Unrealized —
— TIBERIUS ACQUISTION 0.8%
Value ($000) $2,925 Shares 285,963 Est. Cost $10.06 Unrealized —
— I-AM CAPITAL ACQUISITION CO 0.8%
Value ($000) $2,918 Shares 287,528 Est. Cost $9.90 Unrealized —
— BIG ROCK PARTNERS ACQUISTION 0.8%
Value ($000) $2,853 Shares 285,226 Est. Cost $9.79 Unrealized —
— DRAPER OAKWOOD TECHNOLOGY AC 0.8%
Value ($000) $2,749 Shares 270,243 Est. Cost $9.89 Unrealized —
— THUNDER BRIDGE ACQUISTION 0.8%
Value ($000) $2,729 Shares 269,417 Est. Cost $10.03 Unrealized —
— BISON CAPITAL ACQUISITION 0.7%
Value ($000) $2,630 Shares 257,639 Est. Cost $10.00 Unrealized —
— MTECH ACQUISITION CORP. 0.7%
Value ($000) $2,464 Shares 241,558 Est. Cost $9.61 Unrealized —
— PENSARE ACQUISITION CORP 0.7%
Value ($000) $2,316 Shares 232,491 Est. Cost $9.73 Unrealized —
— EATON VANCE MUN BD FD II 0.6%
Value ($000) $2,183 Shares 188,522 Est. Cost $11.58 Unrealized —
— ASIA PAC FD INC COM 0.6%
Value ($000) $2,043 Shares 151,407 Est. Cost $13.83 Unrealized —
— DUFF & PHELPS UTIL & CORP BOND 0.6%
Value ($000) $2,007 Shares 239,191 Est. Cost $8.39 Unrealized —
— LONGEVITY ACQUISTION CORP 0.5%
Value ($000) $1,907 Shares 186,197 Est. Cost $10.24 Unrealized —
— NEW YORK REIT INC 0.5%
Value ($000) $1,858 Shares 102,400 Est. Cost $9.63 Unrealized —
— INVESCO HIGH INCOME TRUST 0.5%
Value ($000) $1,642 Shares 119,846 Est. Cost $13.64 Unrealized —
TPHS TRINITY PLACE HOLDINGS INC 0.5%
Value ($000) $1,635 Shares 268,502 Est. Cost $6.85 Unrealized -7.9%
— TRINITY MERGER CORP 0.4%
Value ($000) $1,573 Shares 160,000 Est. Cost $9.77 Unrealized —
— CONSTELLATION ALPHA CAPITAL CORP 0.4%
Value ($000) $1,538 Shares 152,018 Est. Cost $9.89 Unrealized —
— TENZING ACQUISITION CORP 0.4%
Value ($000) $1,520 Shares 151,042 Est. Cost $10.06 Unrealized —
— LEISURE ACQUISITION CORP UNIT 0.4%
Value ($000) $1,402 Shares 135,235 Est. Cost $9.90 Unrealized —
NXDT NEXPOINT STRATEGIC OPP 0.4%
Value ($000) $1,374 Shares 62,595 Est. Cost $21.95 Unrealized —
— OPES ACQUISTION CORP. 0.4%
Value ($000) $1,335 Shares 131,470 Est. Cost $10.05 Unrealized —
— MUDRICK CAPITAL ACQUISTION 0.4%
Value ($000) $1,308 Shares 127,506 Est. Cost $10.22 Unrealized —
— GREAT ELM CAP CORP 0.4%
Value ($000) $1,247 Shares 128,559 Est. Cost $11.67 Unrealized —
— BLACKROCK INCOME TR 0.3%
Value ($000) $1,073 Shares 187,605 Est. Cost $5.74 Unrealized —
— HAYMAKER ACQ 0.3%
Value ($000) $1,034 Shares 105,912 Est. Cost $9.73 Unrealized —
EQS EQUUS TOTAL RETURN INC 0.3%
Value ($000) $989 Shares 497,162 Est. Cost $2.32 Unrealized -8.5%
— DIVIDEND & INCOME FD COM NEW 0.3%
Value ($000) $980 Shares 82,155 Est. Cost $12.72 Unrealized —
— VECTOIQ ACQUISTION 0.3%
Value ($000) $969 Shares 95,020 Est. Cost $10.07 Unrealized —
— LATIN AMERICAN DISCOVERY FD 0.3%
Value ($000) $915 Shares 82,099 Est. Cost $11.15 Unrealized —
— MEXICO EQUITY & INCOME 0.2%
Value ($000) $852 Shares 69,375 Est. Cost $12.28 Unrealized —
— TWELVE SEAS INVESTMENT 0.2%
Value ($000) $846 Shares 82,400 Est. Cost $10.06 Unrealized —
STC STEWART INFORMATION SERVICES 0.2%
Value ($000) $830 Shares 18,448 Est. Cost $38.27 Unrealized +17.0%
— ALPINE GLOBAL PREMIER PPTYS 0.2%
Value ($000) $788 Shares 123,487 Est. Cost $5.72 Unrealized —
— DTF TAX FREE INCOME 0.2%
Value ($000) $782 Shares 60,863 Est. Cost $12.85 Unrealized —
— VANTAGE ENERGY ACQUISITION CORP COM CL A 0.2%
Value ($000) $621 Shares 62,413 Est. Cost $9.95 Unrealized —
— BISON CAPITAL ACQUISITION CO-RT 0.2%
Value ($000) $558 Shares 195,414 Est. Cost $0.50 Unrealized —
— TOTTENHAM ACQUISTION 0.2%
Value ($000) $545 Shares 52,474 Est. Cost $10.39 Unrealized —
— PURE ACQUISTION WTS 0.1%
Value ($000) $518 Shares 384,062 Est. Cost $1.28 Unrealized —
— GREENLAND ACQUISITION CORP UNITS 0.1%
Value ($000) $505 Shares 49,500 Est. Cost $10.20 Unrealized —
— HL ACQUISITION 0.1%
Value ($000) $500 Shares 49,031 Est. Cost $10.06 Unrealized —
— GSV CAPITAL CORP 0.1%
Value ($000) $415 Shares 60,104 Est. Cost $9.37 Unrealized —
HUNTF HUNTER MARITIME ACQUISITION 0.1%
Value ($000) $415 Shares 41,618 Est. Cost $9.86 Unrealized +0.1%
— MTECH ACQUISITION CORP 0.1%
Value ($000) $358 Shares 241,558 Est. Cost $0.66 Unrealized —
— INDUSTREA ACQUISITION CORP-CW22 0.1%
Value ($000) $335 Shares 607,967 Est. Cost $0.55 Unrealized —
— SENTINEL ENERGY SERVICES 0.1%
Value ($000) $334 Shares 32,413 Est. Cost $10.15 Unrealized —
— TKK SYMPHONY ACQUISITION CORP RTS 0.1%
Value ($000) $299 Shares 658,776 Est. Cost $0.45 Unrealized —
— CM SEVEN STAR ACQUISITION CORP RTS EXP 2018 0.1%
Value ($000) $267 Shares 510,909 Est. Cost $0.32 Unrealized —
— MATLIN & PARTNERS 0.1%
Value ($000) $250 Shares 25,000 Est. Cost $9.88 Unrealized —
— KBL MERGER CORP IV-RTS 0.1%
Value ($000) $239 Shares 519,515 Est. Cost $0.36 Unrealized —
— KAYNE ANDERSON ACQUISITION 0.1%
Value ($000) $207 Shares 20,400 Est. Cost $9.80 Unrealized —
RWGE REGALWOOD GLOBAL ENERGY 0.1%
Value ($000) $182 Shares 18,696 Est. Cost $9.73 Unrealized —
— ABERDEEN EMERGING MKT EQ 0.1%
Value ($000) $180 Shares 26,253 Est. Cost $7.31 Unrealized —
— HENNESSY CAP ACQUISITION CORP III COM 0.0%
Value ($000) $173 Shares 16,939 Est. Cost $9.97 Unrealized —
— TKK SYMPHONY ACQUISTION WT 0.0%
Value ($000) $158 Shares 656,776 Est. Cost $0.24 Unrealized —
— BLACK RIDGE ACQUISTION CORP CW 0.0%
Value ($000) $154 Shares 353,600 Est. Cost $0.35 Unrealized —
— GIGCAPITAL INC-RTS 0.0%
Value ($000) $139 Shares 261,402 Est. Cost $0.37 Unrealized —
KRNY KEARNY FINANCIAL CORP MD 0.0%
Value ($000) $139 Shares 10,000 Est. Cost $13.91 Unrealized -1.1%
— BLACK RIDGE ACQUISITION CORP RTS EXP 0.0%
Value ($000) $137 Shares 370,875 Est. Cost $0.30 Unrealized —
— MODERN MEDIA ACQUISITION-RTS 0.0%
Value ($000) $136 Shares 309,607 Est. Cost $0.37 Unrealized —
— TRINITY MERGER CORP 0.0%
Value ($000) $130 Shares 260,000 Est. Cost $0.40 Unrealized —
— CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022 0.0%
Value ($000) $129 Shares 275,328 Est. Cost $0.33 Unrealized —
— DRAPER OAKWOOD TECHNOLOGY AC-RT 0.0%
Value ($000) $124 Shares 243,524 Est. Cost $0.57 Unrealized —
— I AM CAP ACQUISITION CO 0.0%
Value ($000) $122 Shares 243,528 Est. Cost $0.30 Unrealized —
— LEGACY ACQUISITION 0.0%
Value ($000) $115 Shares 11,400 Est. Cost $10.00 Unrealized —
— BIG ROCK PARTNERS ACQUISTION-RT 0.0%
Value ($000) $114 Shares 244,162 Est. Cost $0.35 Unrealized —
— KBL MERGER CORP IV-CW22 0.0%
Value ($000) $112 Shares 525,985 Est. Cost $0.24 Unrealized —
— GIGCAPITAL INC-CW23 0.0%
Value ($000) $101 Shares 202,999 Est. Cost $0.44 Unrealized —
— CHURCHILL CAP CORP UNIT 0.0%
Value ($000) $101 Shares 10,000 Est. Cost $10.10 Unrealized —
— MEDLEY MANAGEMENT 0.0%
Value ($000) $98 Shares 18,743 Est. Cost $14.27 Unrealized —
— MODERN MEDIA ACQUISITIO-CW22 0.0%
Value ($000) $90 Shares 156,078 Est. Cost $0.54 Unrealized —
— I AM CAP ACQUISITION CO 0.0%
Value ($000) $85 Shares 243,528 Est. Cost $0.33 Unrealized —
— DRAPER OAKWOOD TECHNOLOGY AC-CW22 0.0%
Value ($000) $74 Shares 124,762 Est. Cost $0.84 Unrealized —
— HAYMAKER ACQUISITION CORP. WTS 0.0%
Value ($000) $67 Shares 52,956 Est. Cost $0.87 Unrealized —
— PENSARE ACQUISITION CORP 0.0%
Value ($000) $53 Shares 117,219 Est. Cost $0.73 Unrealized —
— AVISTA HEALTHCARE PUB ACQ CO 0.0%
Value ($000) $53 Shares 265,228 Est. Cost $0.46 Unrealized —
— BISON CAPITAL ACQUISITION CO-CW22 0.0%
Value ($000) $49 Shares 97,707 Est. Cost $0.40 Unrealized —
— BIG ROCK PARTNERS ACQUISTION-CW22 0.0%
Value ($000) $47 Shares 122,081 Est. Cost $0.33 Unrealized —
— HUNTER MARITIME ACQUISITION WTS 0.0%
Value ($000) $30 Shares 113,735 Est. Cost $0.32 Unrealized —
— CONSTELLATION ALPHA CAPITAL-RT 0.0%
Value ($000) $22 Shares 54,854 Est. Cost $0.36 Unrealized —
— PENSARE ACQUISITION CORP 0.0%
Value ($000) $21 Shares 41,202 Est. Cost $0.63 Unrealized —
— VANTAGE ENERGY ACQUISITION CORP WTS 0.0%
Value ($000) $20 Shares 13,500 Est. Cost $1.48 Unrealized —
— STELLAR AQCUISITION III 0.0%
Value ($000) $19 Shares 390,881 Est. Cost $0.34 Unrealized —
— CONSTELLATION ALPHA CAPITAL-CW22 0.0%
Value ($000) $11 Shares 48,854 Est. Cost $0.24 Unrealized —
— BARINGTON HILCO ACQUISITION 0.0%
Value ($000) $10 Shares 48,053 Est. Cost $0.11 Unrealized —