Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value: $320M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GENERAL AMERICAN INVESTORS | 289,902 | $110M | 34.5% | $380.44 | $33.57 | — | COM | 368802104 |
| — | CENTRAL SECS CORP COM | 359,919 | $10.98M | 3.4% | $30.52 | $21.72 | — | COM | 155123102 |
| — | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND | 808,500 | $10.48M | 3.3% | $12.97 | $11.87 | — | COM | 67060D107 |
| — | BOULDER GROWTH & INCM FD INC | 696,885 | $7.833M | 2.5% | $11.24 | $8.68 | — | COM | 101507101 |
| — | INVESCO DYNAMIC CR OPPORTUNITIES FD COM | 684,240 | $7.65M | 2.4% | $11.18 | $11.02 | — | COM | 46132R104 |
| — | BRANDYWINE GLOBAL INCOME | 604,953 | $7.102M | 2.2% | $11.74 | $16.22 | — | COM | 10537L104 |
| — | SOURCE CAPITAL INC | 191,401 | $7M | 2.2% | $36.57 | $38.72 | — | COM | 836144105 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES FD INC COM | 536,416 | $6.276M | 2.0% | $11.70 | $11.29 | — | Com | 64128C106 |
| — | PURE ACQUISTION | 610,022 | $6.186M | 1.9% | $10.14 | $9.64 | — | COM | 74621Q106 |
| — | ADAMS EXPRESS COMPANY | 380,079 | $5.88M | 1.8% | $15.47 | $13.58 | — | COM | 006212104 |
| — | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | 385,740 | $5.122M | 1.6% | $13.28 | $12.91 | — | COM | 09249U105 |
| — | NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | 343,193 | $5.117M | 1.6% | $14.91 | $14.59 | — | COM | 670980101 |
| — | INVESCO SENIOR INCM TR | 1,176,163 | $5.081M | 1.6% | $4.32 | $4.48 | — | 46131H107 | 92243N202 |
| — | DIVIDEND AND INCOME FUND | 409,514 | $4.722M | 1.5% | $11.53 | $10.25 | — | COM | 25538A204 |
| — | FRANKLIN UNIVERSAL TRUST | 528,755 | $3.87M | 1.2% | $7.32 | $7.32 | — | Com | 355145103 |
| — | BLACK RIDGE ACQUISITION CORP COM | 361,859 | $3.709M | 1.2% | $10.25 | $9.73 | — | COM | 09216T107 |
| — | TAIWAN FD INC | 206,522 | $3.501M | 1.1% | $16.95 | $20.47 | — | COM | 874036106 |
| — | BLACKROCK CREDIT ALLOCATION INCOME TRCOM | 255,091 | $3.309M | 1.0% | $12.97 | $12.97 | — | Com | 092508100 |
| — | HILL INTL INC COM | 1,214,550 | $3.279M | 1.0% | $2.70 | $3.08 | — | COM | 431466101 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 353,923 | $3.008M | 0.9% | $8.50 | $10.13 | — | COM | 47109U104 |
| — | TKK SYMPHONY ACQUISTION | 289,351 | $2.896M | 0.9% | $10.01 | $9.50 | — | COM | G88950103 |
| — | INVESCO HIGH INCOME TRUST | 197,385 | $2.864M | 0.9% | $14.51 | $13.18 | — | COM | 46131F101 |
| — | Adams Nautal Resources | 162,565 | $2.689M | 0.8% | $16.54 | $16.54 | — | Com | 00548F105 |
| — | MEXICO EQUITY & INCOME | 224,579 | $2.493M | 0.8% | $11.10 | $10.92 | — | COM | 592834105 |
| — | LAZARD WORLD DIVIDEND & INCOME | 239,689 | $2.385M | 0.7% | $9.95 | $10.74 | — | COM | 521076109 |
| — | ABERDEEN ASIA PACIFIC INCOM FD | 551,408 | $2.305M | 0.7% | $4.18 | $4.18 | — | Com | 003009107 |
| — | CHURCHILL CAP CORP II UNIT 1 COM & 1 WT EXP 07/02/2024 | 221,338 | $2.247M | 0.7% | $10.15 | $10.15 | — | Unit | 17143G205 |
| — | MVC CAPITAL INC | 242,311 | $2.232M | 0.7% | $9.21 | $12.69 | — | COM | 553829102 |
| — | ALLEGRO MERGER CORP. | 217,841 | $2.183M | 0.7% | $10.02 | $9.75 | — | COM | 01749N103 |
| — | ROYCE GLOBAL VALUE TR INC COM | 202,150 | $2.133M | 0.7% | $10.55 | $10.55 | — | Com | 78081T104 |
| — | TRIDENT ACQUISTION CORP | 196,400 | $2.031M | 0.6% | $10.34 | $9.97 | — | COM | 89615T106 |
| — | NUVEEN CREDIT STRATEGIES | 248,961 | $1.972M | 0.6% | $7.92 | $7.70 | — | COM | 67073D102 |
| — | TRINITY MERGER CORP | 191,017 | $1.967M | 0.6% | $10.30 | $9.81 | — | COM | 89653L106 |
| — | ACAMAR PARTNERS AC 25 | 201,392 | $1.958M | 0.6% | $9.72 | $9.72 | — | COM | 004285102 |
| — | FS KKR CAPITAL CORP COM | 318,613 | $1.899M | 0.6% | $5.96 | $5.96 | — | Com | 302635107 |
| — | ABERDEEN EMERGING MKT EQ | 258,899 | $1.893M | 0.6% | $7.31 | $6.42 | — | COM | 00301W105 |
| — | LEISURE ACQUISITION | 182,388 | $1.848M | 0.6% | $10.13 | $9.92 | — | COM | 52539T107 |
| — | HIGH INCOME SECS FD | 220,000 | $1.819M | 0.6% | $8.27 | $9.48 | — | SHS BEN INT | 42968F108 |
| — | RMG ACQUISITION C 24 UTS EXP 02/07/24 | 177,850 | $1.786M | 0.6% | $10.04 | $10.03 | — | UNITS | 749641205 |
| — | GORDON POINT ACQ | 172,000 | $1.777M | 0.6% | $10.33 | $10.27 | — | COM | 382788107 |
| — | LF CAP ACQUISITION CORP | 169,250 | $1.718M | 0.5% | $10.15 | $9.82 | — | COM | 50200K108 |
| — | FORUM MERGER II CORPCL A | 167,243 | $1.679M | 0.5% | $10.04 | $9.91 | — | COM | 34986F103 |
| — | ANDINA ACQUISTION CORP III | 163,850 | $1.624M | 0.5% | $9.91 | $3.29 | — | com | G04415108 |
| — | TIBERIUS ACQUISTION CORP. | 157,500 | $1.602M | 0.5% | $10.17 | $9.85 | — | COM | 88633A107 |
| — | LANDCADIA HLDGS II INC | 159,568 | $1.596M | 0.5% | $10.00 | $10.00 | — | Units | 51476X204 |
| — | LEGACY ACQUISITION | 154,984 | $1.565M | 0.5% | $10.10 | $9.93 | — | COM | 524643103 |
| — | GIG CAPITAL TWO I 26 UTS | 152,750 | $1.532M | 0.5% | $10.03 | $10.03 | — | Units | 375036209 |
| XNBOX | NEUBERGER BERMAN NY MUNI | 120,134 | $1.473M | 0.5% | $12.26 | $12.26 | — | Com | 64124K102 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT FD | 75,789 | $1.434M | 0.4% | $18.92 | $18.92 | — | Com | 65340G205 |
| — | DIAMONDPEAK HLDGS CORP COM CL A | 144,909 | $1.409M | 0.4% | $9.72 | $9.72 | — | Com | 25280H100 |
| — | BROOKFIELD PROPERTY REIT I-A | 71,926 | $1.358M | 0.4% | $18.88 | $16.15 | — | COM | 11282X103 |
| — | DUFF & PHELPS UTIL & CORP BOND | 153,517 | $1.343M | 0.4% | $8.75 | $8.34 | — | COM | 26432k108 |
| — | WESTERN ASSET HI INC OPP | 258,223 | $1.325M | 0.4% | $5.13 | $5.01 | — | COM | 95766K109 |
| — | AGBA ACQUISITION LTD | 131,250 | $1.316M | 0.4% | $10.03 | $10.03 | — | Units | G0120M133 |
| — | SWISS HELVETIA FUND | 155,364 | $1.242M | 0.4% | $7.99 | $11.75 | — | COM | 870875101 |
| ALAC | ALBERTON ACQUISITIONCORP | 122,092 | $1.238M | 0.4% | $10.14 | $9.95 | — | COM | G35006108 |
| — | BOXWOOD MERGER CORP | 119,450 | $1.23M | 0.4% | $10.30 | $10.08 | — | Units | 10316T200 |
| — | MONOCLE ACQUISITION CORP UNIT 1 COM & 1 WT EXP 12/06/2024 | 117,500 | $1.209M | 0.4% | $10.29 | $10.08 | — | Units | 609754205 |
| LOAC | LONGEVITY ACQUISTION CORP | 108,509 | $1.096M | 0.3% | $10.10 | $10.04 | — | COM | G56372132 |
| CCIF | VERTICAL CAP INCOME FUND SHS B | 113,286 | $1.076M | 0.3% | $9.50 | $9.50 | — | Com | 92535C104 |
| — | MFS CALIF MUN FD | 79,506 | $949K | 0.3% | $11.94 | $11.53 | — | Com | 59318C106 |
| — | AMCI ACQUISITION CORP | 92,405 | $919K | 0.3% | $9.95 | $9.95 | — | Com | 00165R101 |
| — | EDTECHX HLDGS ACQUISITION CORP COM | 92,030 | $916K | 0.3% | $9.95 | $10.08 | — | COM | 28138X103 |
| TPHS | TRINITY PLACE HOLDINGS INC | 231,323 | $914K | 0.3% | $3.95 * | $6.46 | -36.8% | COM | 89656D101 |
| MFIC | APOLLO INVT CORP COM NEW | 55,425 | $876K | 0.3% | $15.81 * | $6.91 | 0.0% | COM | 03761U502 |
| — | HAYMAKER ACQUISITION CORP II U | 84,658 | $864K | 0.3% | $10.21 | $10.21 | — | Com | 42087L200 |
| — | TWELVE SEAS INVESTMENT | 81,000 | $859K | 0.3% | $10.60 | $10.06 | — | Units | G9145A123 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 115,992 | $812K | 0.3% | $7.00 | $8.69 | — | COM | 00306J109 |
| BBDC | BARINGS BDC INC COM | 80,320 | $790K | 0.2% | $9.84 * | $5.27 | 0.0% | Com | 06759L103 |
| — | 8I ENTERPRISES AC 25 UTF EXP 10/01/25 | 77,000 | $766K | 0.2% | $9.95 | $9.95 | — | Com | G2956M104 |
| — | CF FIN ACQUISITION CORP UNIT | 75,000 | $752K | 0.2% | $10.03 | $10.00 | — | UNITS | 12528N206 |
| — | WESTERN ASSET CORPORATE LN FD | 77,557 | $742K | 0.2% | $9.57 | $9.57 | — | Com | 95790J102 |
| — | B RILEY PRINCIPAL MERGER CORP | 74,997 | $731K | 0.2% | $9.75 | $9.75 | — | COM | 05586Y106 |
| WHF | WHITEHORSE FIN INC | 52,500 | $722K | 0.2% | $13.75 * | $14.24 | 0.0% | Com | 96524V106 |
| — | MODERN MEDIA ACQUISITION COR | 68,200 | $713K | 0.2% | $10.45 | $9.81 | — | COM | 60765P103 |
| — | OPES ACQUISITION CORP COM | 68,370 | $701K | 0.2% | $10.25 | $9.93 | — | COM | 68373P100 |
| — | WEALTHBRIDGE ACQUISITION LTD | 67,788 | $671K | 0.2% | $9.90 | $9.90 | — | Com | G4887W110 |
| — | WESTERN ASSET HIGH INCM FD II | 87,389 | $613K | 0.2% | $7.01 | $6.48 | — | COM | 95766J102 |
| — | SCHULTZ SPEC PURP | 60,000 | $609K | 0.2% | $10.15 | $9.95 | — | UNITS | 80821R208 |
| — | OPES ACQUISTION CORP. | 55,390 | $579K | 0.2% | $10.45 | $10.08 | — | Units | 68373P209 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $576K | 0.2% | $10.16 | $9.86 | — | COM | 624745105 |
| SPY | SPDR S&P 500 | 1,906 | $558K | 0.2% | $292.76 | $249.92 | — | COM | 78462F103 |
| RVPH | TENZING ACQUISTION | 54,305 | $555K | 0.2% | $10.22 | $9.81 | — | Com | G8708A116 |
| — | GRAF INDL CORP UNIT | 51,003 | $525K | 0.2% | $10.29 | $10.00 | — | UNITS | 384278206 |
| — | DFB HEALTHCARE ACQUISTION CORP | 50,000 | $519K | 0.2% | $10.38 | $10.38 | — | Units | 23291E208 |
| — | TUSCAN HOLDINGS CORP | 50,000 | $494K | 0.2% | $9.88 | $9.88 | — | Com | 90069K104 |
| — | VECTOIQ ACQUISTION CORP | 48,325 | $490K | 0.2% | $10.14 | $9.70 | — | COM | 92243N103 |
| — | PROFICIENT ALPHA ACQUISITION CORP UNIT 1 COM & 1 REDEMWT & 1 RT TO RECEIVE1/10TH 1 SH COM STK | 45,000 | $452K | 0.1% | $10.04 | $10.04 | — | Units | 74317H204 |
| — | EATON VANCE CA MUNI INCOME TR | 35,000 | $433K | 0.1% | $12.37 | $12.37 | — | Com | 27826F101 |
| TOTA | TOTTENHAM ACQUISTION | 41,874 | $427K | 0.1% | $10.20 | $9.80 | — | COM | G8959N106 |
| — | FIRST TR HIGH INCOME L/S FD CO | 28,248 | $424K | 0.1% | $15.01 | $15.01 | — | Com | 33738E109 |
| — | PIVOTAL ACQUISITION CORP | 38,787 | $394K | 0.1% | $10.16 | $10.16 | — | Com | 72583A101 |
| — | FIRST TR ABERDEN GLBL OPP FD | 37,578 | $391K | 0.1% | $10.41 | $9.99 | — | COM | 337319107 |
| — | DD3 ACQUISITION CORP F | 37,400 | $373K | 0.1% | $9.97 | $9.83 | — | Com | G2692M103 |
| — | GREENLAND ACQUISITION CORP USDORD SHS | 36,300 | $368K | 0.1% | $10.14 | $9.90 | — | COM | G40981139 |
| — | WESTERN ASSET GLD HI INCOME | 36,489 | $362K | 0.1% | $9.92 | $9.49 | — | COM | 95766B109 |
| — | HL ACQUISITIONS CORP | 35,081 | $353K | 0.1% | $10.06 | $9.81 | — | COM | G4603R106 |
| — | HIGHLAND GLOBAL ALLOCATION FD | 30,000 | $337K | 0.1% | $11.23 | $11.23 | — | Com | 43010T104 |
| — | PURE ACQUISTION WTS | 286,902 | $310K | 0.1% | $1.08 | $1.22 | — | Warrants | 74621Q114 |
| — | ANDINA ACQUISITION CORP III UNITS | 27,500 | $283K | 0.1% | $10.29 | $10.11 | — | Units | G04415116 |
| — | LEGACY ACQUISITION | 26,400 | $276K | 0.1% | $10.45 | $10.26 | — | Units | 524643202 |
| — | LF CAPITAL ACQUISTION | 26,000 | $271K | 0.1% | $10.42 | $10.07 | — | Units | 50200K207 |
| — | SENTINEL ENERGY SVCS INC DEL CL A | 26,454 | $269K | 0.1% | $10.17 | $10.04 | — | COM | 81728P105 |
| — | GARRISON CAP INC COM | 33,076 | $228K | 0.1% | $6.89 | $6.89 | — | Com | 366554103 |
| RWGE | REGALWOOD GLOBAL ENERGY | 18,696 | $191K | 0.1% | $10.22 | $9.73 | — | COM | G74760102 |
| EQS | EQUUS TOTAL RETURN INC | 106,919 | $175K | 0.1% | $1.64 * | $2.32 | -24.9% | COM | 294766100 |
| — | HL ACQUISITION | 13,950 | $147K | 0.0% | $10.54 | $10.06 | — | Units | G4603R114 |
| — | ALLEGRO MERGER CORP | 381,128 | $106K | 0.0% | $0.28 | $0.28 | — | Warrants | 01749N111 |
| — | CHASERG TECY ACQ UTS | 10,300 | $105K | 0.0% | $10.19 | $10.00 | — | Units | 16166A202 |
| — | KBL MERGER CORP IV-RTS | 442,800 | $90,000 | 0.0% | $0.20 | $0.36 | — | Rights | 48242A120 |
| — | FORUM MERGER II CORPWT EXP 09/30/2025 | 140,689 | $89,000 | 0.0% | $0.63 | $0.45 | — | Warrants | 34986F111 |
| — | TRINITY MERGER CORP | 244,494 | $80,000 | 0.0% | $0.33 | $0.40 | — | Warrants | 89653L114 |
| — | ALLEGRO MERGER CORP | 381,128 | $80,000 | 0.0% | $0.21 | $0.51 | — | Rights | 01749N129 |
| — | BLACK RIDGE ACQUISITION CORP RTS EXP | 180,820 | $76,000 | 0.0% | $0.42 | $0.30 | — | Rights | 09216T123 |
| — | TKK SYMPHONY ACQUISITION CORP RTS | 424,769 | $76,000 | 0.0% | $0.18 | $0.45 | — | Rights | G88950137 |
| — | MODERN MEDIA ACQUISITION-RTS | 248,930 | $72,000 | 0.0% | $0.29 | $0.37 | — | Rights | 60765P129 |
| — | PORTMAN RIDGE FIN CORP COM | 31,937 | $72,000 | 0.0% | $2.25 | $2.25 | — | Com | 73688F102 |
| — | BLACK RIDGE ACQUISTION CORP CW | 167,145 | $69,000 | 0.0% | $0.41 | $0.35 | — | Warrants | 09216T115 |
| — | KBL MERGER CORP IV-CW22 | 451,800 | $68,000 | 0.0% | $0.15 | $0.24 | — | Warrants | 48242A112 |
| — | GIGCAPITAL INC-RTS | 110,734 | $58,000 | 0.0% | $0.52 | $0.36 | — | Rights | 37518N114 |
| — | KAIXIN AUTO HLDGS | 25,000 | $55,000 | 0.0% | $2.20 | $2.20 | — | Com | G5223X100 |
| — | PIVOTAL ACQUISITION CORP | 39,287 | $53,000 | 0.0% | $1.35 | $1.35 | — | Warrants | 72583A119 |
| — | ACAMAR PARTNERS ACQUISITION CORP WT EXP | 67,117 | $50,000 | 0.0% | $0.74 | $0.74 | — | Warrants | 004285110 |
| — | LF CAPITAL ACQUIS 25 WTS WARRANTS EXP 06/22/25 | 143,550 | $43,000 | 0.0% | $0.30 | $0.43 | — | Warrants | 50200K116 |
| — | ANDINA ACQUISITION CORP III | 163,850 | $41,000 | 0.0% | $0.25 | $0.34 | — | Rights | G04415132 |
| — | TIBERIUS ACQUISTION CORP. | 132,500 | $41,000 | 0.0% | $0.31 | $0.39 | — | Warrants | 88633A115 |
| — | DIAMONDPEAK HLDGS CORP RED WT EXP 12/31/26 | 48,292 | $39,000 | 0.0% | $0.81 | $0.81 | — | Warrants | 25280H118 |
| — | TUSCAN HOLDINGS C 26 WTS | 50,000 | $39,000 | 0.0% | $0.78 | $0.78 | — | Warrants | 90069K112 |
| — | LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19 | 61,964 | $34,000 | 0.0% | $0.55 | $0.79 | — | Warrants | 52539T011 |
| — | TKK SYMPHONY ACQUISTION WT | 264,055 | $34,000 | 0.0% | $0.13 | $0.24 | — | Warrants | G88950129 |
| — | XYNOMIC PHARMACUTCLS HLDNG INC | 10,000 | $34,000 | 0.0% | $3.40 | $3.40 | — | Com | 98421X102 |
| — | CF FIN ACQUISITION CORP RED WT EXP 04/30/25 | 56,250 | $34,000 | 0.0% | $0.60 | $0.60 | — | Warrants | 12528N115 |
| SNAXW | ANDINA ACQUISITION CORP III | 163,850 | $33,000 | 0.0% | $0.20 | $0.20 | — | Warrants | G04415124 |
| — | ALBERTON ACQUISITION CORP | 128,000 | $32,000 | 0.0% | $0.25 | $0.25 | — | Rights | G35006132 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 199,342 | $31,000 | 0.0% | $0.16 | $0.35 | — | Rights | 089482129 |
| — | MODERN MEDIA ACQUISITIO-CW22 | 134,856 | $30,000 | 0.0% | $0.22 | $0.52 | — | Warrants | 60765P111 |
| — | 8I ENTERPRISES ACQUISITIN CORP | 77,000 | $29,000 | 0.0% | $0.38 | $0.38 | — | Rights | G2956M120 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $28,000 | 0.0% | $0.49 | $0.46 | — | Warrants | 624745113 |
| — | AMCI ACQUISITION CORP | 92,405 | $28,000 | 0.0% | $0.30 | $0.30 | — | Warrants | 00165R119 |
| — | GIGCAPITAL INC-CW23 | 85,838 | $26,000 | 0.0% | $0.30 | $0.44 | — | Warrants | 37518N122 |
| — | TRIDENT ACQUISITIONSCORP WTS | 193,670 | $25,000 | 0.0% | $0.13 | $0.30 | — | Warrants | 89615T114 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 112,721 | $25,000 | 0.0% | $0.22 | $0.37 | — | Warrants | 089482111 |
| — | EDTECHX HLDGS ACQUISITION CORP | 92,030 | $24,000 | 0.0% | $0.26 | $0.19 | — | Warrants | 28138X111 |
| — | BIOCERES CROP SOLUTIONS | 68,763 | $23,000 | 0.0% | $0.33 | $0.27 | — | Warrants | G1117K106 |
| — | VECTOIQ ACQUISTION CORP | 48,325 | $22,000 | 0.0% | $0.46 | $0.43 | — | Warrants | 92243N111 |
| — | LONGEVITY ACQUISTION CORP | 108,509 | $22,000 | 0.0% | $0.20 | $0.21 | — | Rights | G56372124 |
| — | LEGACY ACQUISITION CORP | 67,742 | $22,000 | 0.0% | $0.32 | $0.32 | — | Warrants | 524643111 |
| — | 8I ENTERPRISES ACQUISITIN CORP | 77,000 | $22,000 | 0.0% | $0.29 | $0.29 | — | Warrants | G2956M112 |
| — | LONGEVITY ACQUISTION CORP | 133,509 | $19,000 | 0.0% | $0.14 | $0.16 | — | Warrants | G56372116 |
| — | B RILEY PRIN MERGER CORP WTS EXP 04/08/24 | 37,498 | $18,000 | 0.0% | $0.48 | $0.48 | — | Warrants | 05586Y114 |
| — | TOTTENHAM ACQUISTION | 42,474 | $16,000 | 0.0% | $0.38 | $0.23 | — | Rights | G8959N122 |
| — | OPES ACQUISITION CORP WT EXP EXP 03/13/23 | 66,670 | $15,000 | 0.0% | $0.22 | $0.28 | — | Warrants | 68373P118 |
| — | GREENLAND ACQUISITION CORP USDRT 1/10 OF 1 ORD | 37,100 | $14,000 | 0.0% | $0.38 | $0.20 | — | Rights | G40981113 |
| — | ALBERTON ACQUISITION CORP | 128,000 | $13,000 | 0.0% | $0.10 | $0.10 | — | Warrants | G35006124 |
| — | WEALTHBRIDGE ACQUISITION LTD | 67,938 | $12,000 | 0.0% | $0.18 | $0.18 | — | Rights | G4887W136 |
| — | TENZING ACQUISTION | 54,305 | $11,000 | 0.0% | $0.20 | $0.33 | — | Warrants | G8708A108 |
| — | XYNOMIC PHARMACUTCLS HLDNG INC | 50,000 | $11,000 | 0.0% | $0.22 | $0.22 | — | Warrants | 98421X110 |
| — | HL ACQUISITION | 35,081 | $8,000 | 0.0% | $0.23 | $0.26 | — | Rights | G4603R130 |
| — | PENSARE ACQUISITION CORP | 46,908 | $8,000 | 0.0% | $0.17 | $0.72 | — | Rights | 70957E121 |
| — | DD3 ACQUISITION C 23 WTS | 37,400 | $7,000 | 0.0% | $0.19 | $0.28 | — | Warrants | G2692M111 |
| — | CONSTELLATION ALPHA CAPITAL-RT | 31,001 | $6,000 | 0.0% | $0.19 | $0.36 | — | Rights | G2379F132 |
| — | WEALTHBRIDGE ACQUISITION LTD | 67,938 | $5,000 | 0.0% | $0.07 | $0.07 | — | Warrants | G4887W128 |
| — | HL ACQUISITIONS C 26 WTS WARRANTS EXP 07/01/26 | 35,081 | $4,000 | 0.0% | $0.11 | $0.31 | — | Warrants | G4603R122 |
| — | GREENLAND ACQUISITION CORP USDRED WT PUR 1/2 ONE ORD SH | 37,100 | $4,000 | 0.0% | $0.11 | $0.16 | — | Warrants | G40981105 |
| — | PENSARE ACQUISITION CORP | 21,154 | $3,000 | 0.0% | $0.14 | $0.63 | — | Warrants | 70957E113 |
| — | TOTTENHAM ACQUISTION | 42,474 | $2,000 | 0.0% | $0.05 | $0.11 | — | Warrants | G8959N114 |
| — | CONSTELLATION ALPHA CAPITAL-CW22 | 25,001 | $2,000 | 0.0% | $0.08 | $0.24 | — | Warrants | G2379F116 |