Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $223M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BRANDYWINE GLOBAL INCOME | 951,444 | $11.51M | 5.2% | $12.10 | $14.72 | — | COM | 10537L104 |
| — | CENTRAL SECS CORP COM | 364,971 | $11.46M | 5.1% | $31.40 | $21.85 | — | COM | 155123102 |
| — | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND | 808,500 | $10.85M | 4.9% | $13.42 | $11.87 | — | COM | 67060D107 |
| — | GENERAL AMERICAN INVESTORS | 290,602 | $10.56M | 4.7% | $36.35 | $33.57 | — | COM | 368802104 |
| — | INVESCO DYNAMIC CR OPPORTUNITIES FD COM | 881,445 | $9.705M | 4.4% | $11.01 | $11.02 | — | COM | 46132R104 |
| — | BOULDER GROWTH & INCM FD INC | 696,885 | $7.805M | 3.5% | $11.20 | $8.68 | — | COM | 101507101 |
| — | SOURCE CAPITAL INC | 213,615 | $7.8M | 3.5% | $36.51 | $38.49 | — | COM | 836144105 |
| CCIF | VERTICAL CAP INCOME FUND SHS B | 641,805 | $6.854M | 3.1% | $10.68 | $10.47 | — | Com | 92535C104 |
| — | ADAMS EXPRESS COMPANY | 380,079 | $6.02M | 2.7% | $15.84 | $13.58 | — | COM | 006212104 |
| — | WESTERN ASSET CORPORATE LN FD | 629,694 | $5.976M | 2.7% | $9.49 | $9.50 | — | Com | 95790J102 |
| — | Adams Nautal Resources | 365,988 | $5.794M | 2.6% | $15.83 | $16.15 | — | Com | 00548F105 |
| — | INVESCO SENIOR INCM TR | 1,378,963 | $5.792M | 2.6% | $4.20 | $4.44 | — | 46131H107 | 92243N202 |
| — | DIVIDEND AND INCOME FUND | 414,086 | $4.948M | 2.2% | $11.95 | $10.27 | — | COM | 25538A204 |
| — | BLACKROCK CREDIT ALLOCATION INCOME TRCOM | 339,028 | $4.618M | 2.1% | $13.62 | $13.13 | — | Com | 092508100 |
| — | TAIWAN FD INC | 215,951 | $3.989M | 1.8% | $18.47 | $20.38 | — | COM | 874036106 |
| — | HILL INTL INC COM | 1,202,948 | $3.597M | 1.6% | $2.99 | $3.08 | — | COM | 431466101 |
| — | TUSCAN HOLDINGS CORP II | 360,509 | $3.537M | 1.6% | $9.81 | $9.81 | — | Com | 90070A103 |
| — | DTF TAX FREE INCOME INC | 240,316 | $3.477M | 1.6% | $14.47 | $14.47 | — | Common Stocks | 23334J107 |
| — | FRANKLIN UNIVERSAL TRUST | 454,721 | $3.429M | 1.5% | $7.54 | $7.32 | — | Com | 355145103 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 353,923 | $3.104M | 1.4% | $8.77 | $10.13 | — | COM | 47109U104 |
| — | LEISURE ACQUISITION | 273,688 | $2.797M | 1.3% | $10.22 | $10.02 | — | COM | 52539T107 |
| — | EV FLOATING-RATE INCOME PLUS | 175,762 | $2.673M | 1.2% | $15.21 | $15.21 | — | Common Stocks | 278284104 |
| — | LEGACY ACQUISITION | 238,943 | $2.437M | 1.1% | $10.20 | $10.02 | — | COM | 524643103 |
| — | ROYCE GLOBAL VALUE TR INC COM | 239,933 | $2.428M | 1.1% | $10.12 | $10.48 | — | Com | 78081T104 |
| — | MEXICO EQUITY & INCOME | 225,079 | $2.367M | 1.1% | $10.52 | $10.92 | — | COM | 592834105 |
| — | NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | 147,239 | $2.323M | 1.0% | $15.78 | $14.59 | — | COM | 670980101 |
| — | APEX TECHNOLOGY ACQUISITION | 220,000 | $2.242M | 1.0% | $10.19 | $10.19 | — | Units | 03768F201 |
| — | MVC CAPITAL INC | 242,311 | $2.157M | 1.0% | $8.90 | $12.69 | — | COM | 553829102 |
| — | FORUM MERGER II CORPCL A | 208,643 | $2.109M | 0.9% | $10.11 | $9.95 | — | COM | 34986F103 |
| — | FS KKR CAPITAL CORP COM | 360,413 | $2.101M | 0.9% | $5.83 | $5.95 | — | Com | 302635107 |
| — | TRINITY MERGER CORP | 195,118 | $2.037M | 0.9% | $10.44 | $9.83 | — | COM | 89653L106 |
| — | CHURCHILL CAP CORP II CL A | 193,296 | $1.937M | 0.9% | $10.02 | $10.02 | — | Common Stocks | 17143G106 |
| — | INVESCO HIGH INCOME TRUST | 131,681 | $1.886M | 0.8% | $14.32 | $13.18 | — | COM | 46131F101 |
| — | HIGH INCOME SECS FD | 220,107 | $1.869M | 0.8% | $8.49 | $9.48 | — | SHS BEN INT | 42968F108 |
| — | ACAMAR PARTNERS AC 25 | 191,292 | $1.867M | 0.8% | $9.76 | $9.72 | — | COM | 004285102 |
| — | RMG ACQUISITION C 24 UTS EXP 02/07/24 | 171,852 | $1.734M | 0.8% | $10.09 | $10.03 | — | UNITS | 749641205 |
| — | LF CAP ACQUISITION CORP | 168,650 | $1.73M | 0.8% | $10.26 | $9.82 | — | COM | 50200K108 |
| — | SOCIAL CAPITAL HEDOSOPHIA HO | 159,835 | $1.71M | 0.8% | $10.70 | $10.70 | — | Common Stocks | G8250R103 |
| — | ABERDEEN ASIA PACIFIC INCOM FD | 407,108 | $1.706M | 0.8% | $4.19 | $4.18 | — | Com | 003009107 |
| — | ANDINA ACQUISTION CORP III | 168,850 | $1.687M | 0.8% | $9.99 | $3.49 | — | com | G04415108 |
| — | HIGHLAND GLOBAL ALLOCATION FD | 155,119 | $1.59M | 0.7% | $10.25 | $10.44 | — | Com | 43010T104 |
| — | GORDON POINT ACQ | 150,400 | $1.575M | 0.7% | $10.47 | $10.27 | — | COM | 382788107 |
| — | TIBERIUS ACQUISTION CORP. | 150,321 | $1.539M | 0.7% | $10.24 | $9.85 | — | COM | 88633A107 |
| — | NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 | 150,600 | $1.52M | 0.7% | $10.09 | $10.09 | — | Units | 64822P205 |
| — | LANDCADIA HLDGS II INC CL A | 152,388 | $1.489M | 0.7% | $9.77 | $9.77 | — | Common Stocks | 51476X105 |
| — | BROOKFIELD PROPERTY REIT I-A | 71,926 | $1.467M | 0.7% | $20.40 | $16.15 | — | COM | 11282X103 |
| — | DIAMONDPEAK HLDGS CORP COM CL A | 144,909 | $1.423M | 0.6% | $9.82 | $9.72 | — | Com | 25280H100 |
| — | GIGCAPITAL2 INC | 143,226 | $1.408M | 0.6% | $9.83 | $9.83 | — | Common Stocks | 375036100 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 96,162 | $1.394M | 0.6% | $14.50 | $14.50 | — | Com | 723653101 |
| — | FELLAZO INC | 140,000 | $1.394M | 0.6% | $9.96 | $9.96 | — | Units | G3362K104 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT FD | 75,789 | $1.359M | 0.6% | $17.93 | $18.92 | — | Com | 65340G205 |
| — | WESTERN ASSET HI INC OPP | 258,223 | $1.304M | 0.6% | $5.05 | $5.01 | — | COM | 95766K109 |
| — | PIVOTALINVESTMENT COIRP II | 125,479 | $1.277M | 0.6% | $10.18 | $10.18 | — | Units | 72582K209 |
| — | SWISS HELVETIA FUND | 155,364 | $1.248M | 0.6% | $8.03 | $11.75 | — | COM | 870875101 |
| — | AGBA ACQUISITION LTD | 124,850 | $1.242M | 0.6% | $9.95 | $9.95 | — | Units | G0120M109 |
| — | BOXWOOD MERGER CORP | 118,850 | $1.197M | 0.5% | $10.07 | $10.07 | — | Com | 10316T101 |
| — | ABERDEEN EMERGING MKT EQ | 161,825 | $1.126M | 0.5% | $6.96 | $6.42 | — | COM | 00301W105 |
| — | NETFIN ACQUISITION CORP | 104,000 | $1.049M | 0.5% | $10.09 | $10.09 | — | Units | G6455A123 |
| LOAC | LONGEVITY ACQUISTION CORP | 100,315 | $1.034M | 0.5% | $10.31 | $10.04 | — | COM | G56372132 |
| BBDC | BARINGS BDC INC COM | 101,359 | $1.029M | 0.5% | $10.15 * | $5.28 | +0.8% | Com | 06759L103 |
| — | HIGHLAND INCOME FUND | 73,656 | $983K | 0.4% | $13.35 | $13.35 | — | Common Stocks | 43010E404 |
| — | SENTINEL ENERGY SVCS INC DEL CL A | 93,274 | $958K | 0.4% | $10.27 | $10.20 | — | COM | 81728P105 |
| TPHS | TRINITY PLACE HOLDINGS INC | 231,323 | $925K | 0.4% | $4.00 * | $6.46 | -40.2% | COM | 89656D101 |
| MFIC | APOLLO INVT CORP COM NEW | 58,692 | $899K | 0.4% | $15.32 * | $6.94 | +6.5% | COM | 03761U502 |
| — | AMCI ACQUISITION CORP | 85,601 | $859K | 0.4% | $10.03 | $9.95 | — | Com | 00165R101 |
| — | EDTECHX HLDGS ACQUISITION CORP COM | 82,824 | $841K | 0.4% | $10.15 | $10.08 | — | COM | 28138X103 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 114,992 | $837K | 0.4% | $7.28 | $8.69 | — | COM | 00306J109 |
| — | MONOCLE ACQUISITION CORP | 79,737 | $794K | 0.4% | $9.96 | $9.96 | — | Common Stocks | 609754106 |
| SCPE/U | SC HEALTH CORP UNIT 99/99/9999 | 74,715 | $773K | 0.3% | $10.35 | $10.35 | — | Units | G78516302 |
| — | HAYMAKER ACQUISITIONCORP II | 75,959 | $752K | 0.3% | $9.90 | $9.90 | — | Common Stocks | 42087L101 |
| SPY | SPDR S&P 500 | 2,461 | $730K | 0.3% | $296.63 | $260.45 | — | COM | 78462F103 |
| — | SCHULTZ SPEC PURP | 70,000 | $725K | 0.3% | $10.36 | $10.01 | — | UNITS | 80821R208 |
| — | PURE ACQUISTION | 69,826 | $716K | 0.3% | $10.25 | $9.64 | — | COM | 74621Q106 |
| — | B RILEY PRINCIPAL MERGER CORP | 68,497 | $679K | 0.3% | $9.91 | $9.75 | — | COM | 05586Y106 |
| — | CF FIN ACQUISITION CORP CL A | 66,752 | $675K | 0.3% | $10.11 | $10.00 | — | 12528N107 | 12528N206 |
| — | WESTERN ASSET GLD HI INCOME | 59,889 | $595K | 0.3% | $9.94 | $9.67 | — | COM | 95766B109 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $578K | 0.3% | $10.20 | $9.86 | — | COM | 624745105 |
| RVPH | TENZING ACQUISTION | 54,305 | $562K | 0.3% | $10.35 | $9.81 | — | Com | G8708A116 |
| — | NUVEEN CREDIT STRATEGIES | 68,461 | $512K | 0.2% | $7.48 | $7.70 | — | COM | 67073D102 |
| — | DFB HEALTHCARE ACQUISTION CORP | 49,998 | $509K | 0.2% | $10.18 | $10.18 | — | Com | 23291E121 |
| — | VECTOIQ ACQUISTION CORP | 48,325 | $493K | 0.2% | $10.20 | $9.70 | — | COM | 92243N103 |
| — | GRAF INDL CORP UNIT | 46,756 | $482K | 0.2% | $10.31 | $10.00 | — | UNITS | 384278206 |
| WHF | WHITEHORSE FIN INC | 34,630 | $482K | 0.2% | $13.92 | $14.24 | -4.0% | Com | 96524V106 |
| ALAC | ALBERTON ACQUISITIONCORP | 141,911 | $467K | 0.2% | $3.29 | $9.02 | — | COM | G35006108 |
| — | FIRST TR ABERDEN GLBL OPP FD | 42,670 | $451K | 0.2% | $10.57 | $10.06 | — | COM | 337319107 |
| — | FIRST TR HIGH INCOME L/S FD CO | 28,248 | $428K | 0.2% | $15.15 | $15.01 | — | Com | 33738E109 |
| TOTA | TOTTENHAM ACQUISTION | 35,799 | $368K | 0.2% | $10.28 | $9.80 | — | COM | G8959N106 |
| — | PROFICIENT ALPHA ACQUISITION CORP UNIT | 36,100 | $361K | 0.2% | $10.00 | $10.04 | — | Units | 74317H204 |
| — | HL ACQUISITIONS CORP | 35,081 | $357K | 0.2% | $10.18 | $9.81 | — | COM | G4603R106 |
| — | MONOCLE ACQUISITION CORP UNIT | 30,263 | $316K | 0.1% | $10.44 | $10.08 | — | Units | 609754205 |
| — | PURE ACQUISTION WTS | 286,902 | $301K | 0.1% | $1.05 | $1.22 | — | Warrants | 74621Q114 |
| — | ANDINA ACQUISITION CORP III UNITS | 27,500 | $289K | 0.1% | $10.51 | $10.11 | — | Units | G04415116 |
| — | LF CAPITAL ACQUISTION | 26,000 | $275K | 0.1% | $10.58 | $10.07 | — | Units | 50200K207 |
| — | DIAMONDPEAK HLDGS COR | 22,811 | $233K | 0.1% | $10.21 | $10.21 | — | Com | 25280H209 |
| — | GARRISON CAP INC COM | 33,076 | $229K | 0.1% | $6.92 | $6.89 | — | Com | 366554103 |
| RWGE | REGALWOOD GLOBAL ENERGY | 18,696 | $193K | 0.1% | $10.32 | $9.73 | — | COM | G74760102 |
| — | B RILEY PRIN MERGER CORP UNIT 1 COM & 1/2 WT EXP 04/08/24 | 18,003 | $182K | 0.1% | $10.11 | $10.11 | — | Units | 05586Y205 |
| — | TRINITY MERGER CORP | 140,567 | $179K | 0.1% | $1.27 | $0.40 | — | Warrants | 89653L114 |
| EQS | EQUUS TOTAL RETURN INC | 106,919 | $172K | 0.1% | $1.61 | $2.32 | -28.6% | COM | 294766100 |
| — | HL ACQUISITION | 13,950 | $148K | 0.1% | $10.61 | $10.06 | — | Units | G4603R114 |
| — | ALLEGRO MERGER CORP. | 217,841 | $130K | 0.1% | $0.60 | $9.75 | — | COM | 01749N103 |
| — | CRESCENT ACQUISITION CORP CL A | 12,500 | $123K | 0.1% | $9.84 | $9.84 | — | Common Stocks | 22564L105 |
| — | TUSCAN HOLDINGS C 26 WTS | 222,786 | $119K | 0.1% | $0.53 | $0.59 | — | Warrants | 90069K112 |
| — | ALLEGRO MERGER CORP | 381,128 | $97,000 | 0.0% | $0.25 | $0.51 | — | Rights | 01749N129 |
| — | CHURCHILL CAP CORP II WT EXP | 64,419 | $93,000 | 0.0% | $1.44 | $1.44 | — | Warrants | 17143G114 |
| — | KBL MERGER CORP IV-RTS | 439,890 | $90,000 | 0.0% | $0.20 | $0.36 | — | Rights | 48242A120 |
| — | ALLEGRO MERGER CORP | 381,128 | $85,000 | 0.0% | $0.22 | $0.28 | — | Warrants | 01749N111 |
| — | BOXWOOD MERGER CORP WT | 118,850 | $83,000 | 0.0% | $0.70 | $0.70 | — | Warrants | 10319T119 |
| — | TIBERIUS ACQUISTION CORP. | 132,500 | $78,000 | 0.0% | $0.59 | $0.39 | — | Warrants | 88633A115 |
| — | FORUM MERGER II CORPWT EXP 09/30/2025 | 130,689 | $77,000 | 0.0% | $0.59 | $0.45 | — | Warrants | 34986F111 |
| — | ORISUN ACQUISITION CORP | 70,000 | $70,000 | 0.0% | $1.00 | $1.00 | — | Units | 68632T208 |
| — | LEGACY ACQUISITION CORP | 182,896 | $64,000 | 0.0% | $0.35 | $0.34 | — | Warrants | 524643111 |
| — | TKK SYMPHONY ACQUISITION CORP RTS | 254,521 | $61,000 | 0.0% | $0.24 | $0.45 | — | Rights | G88950137 |
| — | ANDINA ACQUISITION CORP III | 168,850 | $51,000 | 0.0% | $0.30 | $0.34 | — | Rights | G04415132 |
| — | LF CAPITAL ACQUIS 25 WTS WARRANTS EXP 06/22/25 | 143,550 | $46,000 | 0.0% | $0.32 | $0.43 | — | Warrants | 50200K116 |
| — | KAIXIN AUTO HLDGS | 25,000 | $45,000 | 0.0% | $1.80 | $2.20 | — | Com | G5223X100 |
| — | LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19 | 61,964 | $45,000 | 0.0% | $0.73 | $0.79 | — | Warrants | 52539T011 |
| — | GIGCAPITAL2 INC RIGHT 02/28/2026 | 143,226 | $42,000 | 0.0% | $0.29 | $0.29 | — | Rights | 375036126 |
| — | DIAMONDPEAK HLDGS CORP RED WT EXP 12/31/26 | 48,292 | $41,000 | 0.0% | $0.85 | $0.81 | — | Warrants | 25280H118 |
| — | GIGCAPITAL2 INC W EXP 02/28/202 | 143,226 | $40,000 | 0.0% | $0.28 | $0.28 | — | Warrants | 375036118 |
| — | LANDCADIA HLDGS II INC W EXP 05/09/202 | 50,794 | $39,000 | 0.0% | $0.77 | $0.77 | — | Warrants | 51476X113 |
| — | KBL MERGER CORP IV-CW22 | 437,350 | $39,000 | 0.0% | $0.09 | $0.24 | — | Warrants | 48242A112 |
| — | HAYMAKER ACQUISITIONCORP II | 25,314 | $38,000 | 0.0% | $1.50 | $1.50 | — | Warrants | 42087L119 |
| — | ACAMAR PARTNERS ACQUISITION CORP WT EXP | 63,951 | $36,000 | 0.0% | $0.56 | $0.74 | — | Warrants | 004285110 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $34,000 | 0.0% | $0.29 | $0.25 | — | Rights | G35006132 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $34,000 | 0.0% | $0.60 | $0.46 | — | Warrants | 624745113 |
| — | MONOCLE ACQUISITION CORP WT 6/12/2024 | 79,737 | $33,000 | 0.0% | $0.41 | $0.41 | — | Warrants | 609754114 |
| SNAXW | ANDINA ACQUISITION CORP III | 168,850 | $33,000 | 0.0% | $0.20 | $0.20 | — | Warrants | G04415124 |
| — | CF FIN ACQUISITION CORP RED WT EXP 04/30/25 | 50,064 | $33,000 | 0.0% | $0.66 | $0.60 | — | Warrants | 12528N115 |
| — | AMCI ACQUISITION CORP | 85,601 | $30,000 | 0.0% | $0.35 | $0.30 | — | Warrants | 00165R119 |
| — | TRIDENT ACQUISITIONSCORP WTS | 193,670 | $29,000 | 0.0% | $0.15 | $0.30 | — | Warrants | 89615T114 |
| — | TWELVE SEAS INVESTME RTS | 82,400 | $26,000 | 0.0% | $0.32 | $0.32 | — | Rights | G9145A131 |
| — | AGBA ACQUISITION LTD RTS | 124,850 | $24,000 | 0.0% | $0.19 | $0.19 | — | Rights | G0120M125 |
| — | BIOCERES CROP SOLUTIONS | 68,763 | $23,000 | 0.0% | $0.33 | $0.27 | — | Warrants | G1117K106 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 122,102 | $23,000 | 0.0% | $0.19 | $0.35 | — | Rights | 089482129 |
| — | TKK SYMPHONY ACQUISTION WT | 254,521 | $23,000 | 0.0% | $0.09 | $0.24 | — | Warrants | G88950129 |
| — | VECTOIQ ACQUISTION CORP | 48,325 | $21,000 | 0.0% | $0.43 | $0.43 | — | Warrants | 92243N111 |
| — | LONGEVITY ACQUISTION CORP | 100,315 | $20,000 | 0.0% | $0.20 | $0.21 | — | Rights | G56372124 |
| — | EDTECHX HLDGS ACQUISITION CORP | 82,824 | $20,000 | 0.0% | $0.24 | $0.19 | — | Warrants | 28138X111 |
| — | B RILEY PRIN MERGER CORP WTS EXP 04/08/24 | 34,248 | $15,000 | 0.0% | $0.44 | $0.48 | — | Warrants | 05586Y114 |
| — | GREENLAND ACQUISITION CORP USDRT 1/10 OF 1 ORD | 25,100 | $15,000 | 0.0% | $0.60 | $0.20 | — | Rights | G40981113 |
| — | WEALTHBRIDGE ACQUISITION LTD | 63,938 | $14,000 | 0.0% | $0.22 | $0.18 | — | Rights | G4887W136 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $13,000 | 0.0% | $0.11 | $0.10 | — | Warrants | G35006124 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 70,101 | $12,000 | 0.0% | $0.17 | $0.37 | — | Warrants | 089482111 |
| — | DD3 ACQUISITION C 23 WTS | 31,400 | $11,000 | 0.0% | $0.35 | $0.28 | — | Warrants | G2692M111 |
| — | LONGEVITY ACQUISTION CORP | 121,215 | $11,000 | 0.0% | $0.09 | $0.16 | — | Warrants | G56372116 |
| — | TENZING ACQUISTION | 54,305 | $10,000 | 0.0% | $0.18 | $0.33 | — | Warrants | G8708A108 |
| — | AGBA ACQUISITION LTD WT 5/10/24 | 124,850 | $10,000 | 0.0% | $0.08 | $0.08 | — | Warrants | G0120M117 |
| — | HL ACQUISITION | 35,081 | $9,000 | 0.0% | $0.26 | $0.26 | — | Rights | G4603R130 |
| — | PENSARE ACQUISITION CORP | 30,000 | $9,000 | 0.0% | $0.30 | $0.72 | — | Rights | 70957E121 |
| — | HL ACQUISITIONS C 26 WTS WARRANTS EXP 07/01/26 | 35,081 | $9,000 | 0.0% | $0.26 | $0.31 | — | Warrants | G4603R122 |
| — | TOTTENHAM ACQUISTION | 36,974 | $8,000 | 0.0% | $0.22 | $0.23 | — | Rights | G8959N122 |
| — | WEALTHBRIDGE ACQUISITION LTD | 63,938 | $7,000 | 0.0% | $0.11 | $0.07 | — | Warrants | G4887W128 |
| — | TOTTENHAM ACQUISTION | 36,974 | $6,000 | 0.0% | $0.16 | $0.11 | — | Warrants | G8959N114 |
| — | PENSARE ACQUISITION CORP | 21,154 | $5,000 | 0.0% | $0.24 | $0.63 | — | Warrants | 70957E113 |
| — | GREENLAND ACQUISITION CORP USDRED WT PUR 1/2 ONE ORD SH | 25,100 | $5,000 | 0.0% | $0.20 | $0.16 | — | Warrants | G40981105 |