Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $234M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CENTRAL SECS CORP COM | 364,971 | $12.08M | 5.2% | $33.10 | $21.85 | — | COM | 155123102 |
| — | BRANDYWINE GLOBAL INCOME | 952,544 | $12.03M | 5.1% | $12.63 | $14.72 | — | COM | 10537L104 |
| — | GENERAL AMERICAN INVESTORS | 290,602 | $10.97M | 4.7% | $37.74 | $33.57 | — | COM | 368802104 |
| — | INVESCO DYNAMIC CR OPPORTUNITIES FD COM | 881,445 | $9.705M | 4.2% | $11.01 | $11.02 | — | COM | 46132R104 |
| — | BOULDER GROWTH & INCM FD INC | 778,051 | $9.173M | 3.9% | $11.79 | $9.00 | — | COM | 101507101 |
| — | SOURCE CAPITAL INC | 213,615 | $8.265M | 3.5% | $38.69 | $38.49 | — | COM | 836144105 |
| — | WESTERN ASSET CORPORATE LN FD | 772,403 | $7.654M | 3.3% | $9.91 | $9.58 | — | Com | 95790J102 |
| — | DIVIDEND AND INCOME FUND | 567,796 | $7.641M | 3.3% | $13.46 | $11.13 | — | COM | 25538A204 |
| CCIF | VERTICAL CAP INCOME FUND SHS B | 646,905 | $6.733M | 2.9% | $10.41 | $10.47 | — | Com | 92535C104 |
| — | Adams Nautal Resources | 365,988 | $6.024M | 2.6% | $16.46 | $16.15 | — | Com | 00548F105 |
| — | TAIWAN FD INC | 247,348 | $5.09M | 2.2% | $20.58 | $20.41 | — | COM | 874036106 |
| — | EV FLOATING-RATE INCOME PLUS | 298,506 | $4.776M | 2.0% | $16.00 | $15.53 | — | Common Stocks | 278284104 |
| — | ROYCE GLOBAL VALUE TR INC COM | 343,835 | $4.019M | 1.7% | $11.69 | $10.85 | — | Com | 78081T104 |
| — | HILL INTL INC COM | 1,195,806 | $3.779M | 1.6% | $3.16 | $3.08 | — | COM | 431466101 |
| — | GALILEO ACQUISITION CORP UNITS | 350,000 | $3.57M | 1.5% | $10.20 | $10.20 | — | Units | G3770A128 |
| — | TUSCAN HOLDINGS CORP II | 358,660 | $3.536M | 1.5% | $9.86 | $9.81 | — | Com | 90070A103 |
| — | CF FIN ACQUISITION CORP CL A | 330,452 | $3.381M | 1.4% | $10.23 | $10.18 | — | 12528N107 | 12528N206 |
| — | ADAMS EXPRESS COMPANY | 212,740 | $3.355M | 1.4% | $15.77 | $13.58 | — | COM | 006212104 |
| — | MORGAN STANLEY INDIA INVEST | 163,846 | $3.259M | 1.4% | $19.89 | $19.89 | — | Com | 61745C105 |
| — | TIBERIUS ACQUISTION CORP. | 310,486 | $3.232M | 1.4% | $10.41 | $10.14 | — | COM | 88633A107 |
| — | GARRISON CAP INC COM | 535,640 | $3.117M | 1.3% | $5.82 | $5.89 | — | Com | 366554103 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 353,923 | $3.104M | 1.3% | $8.77 | $10.13 | — | COM | 47109U104 |
| — | BOXWOOD MERGER CORP | 295,549 | $3.003M | 1.3% | $10.16 | $10.12 | — | Com | 10316T101 |
| — | LGL SYS ACQUISITION CORP UNIT | 267,615 | $2.73M | 1.2% | $10.20 | $10.20 | — | Unit | 50201G205 |
| — | MEXICO EQUITY & INCOME | 225,079 | $2.611M | 1.1% | $11.60 | $10.92 | — | COM | 592834105 |
| — | FORUM MERGER II CORPCL A | 230,943 | $2.358M | 1.0% | $10.21 | $9.98 | — | COM | 34986F103 |
| — | PROPTECH ACQUISITION CORP UNIT | 229,500 | $2.35M | 1.0% | $10.24 | $10.24 | — | Units | 74349F200 |
| — | ALCENTRA CAP CORP COM | 255,479 | $2.312M | 1.0% | $9.05 | $9.05 | — | Com | 01374T102 |
| — | APEX TECHNOLOGY ACQUISITION | 220,000 | $2.303M | 1.0% | $10.47 | $10.19 | — | Units | 03768F201 |
| — | JUNIPER INDL HLDGS INC | 226,150 | $2.302M | 1.0% | $10.18 | $10.18 | — | Units | 48205G205 |
| — | MVC CAPITAL INC | 242,311 | $2.222M | 1.0% | $9.17 | $12.69 | — | COM | 553829102 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 146,299 | $2.177M | 0.9% | $14.88 | $14.63 | — | Com | 723653101 |
| XVMMX | DELAWARE INV MINN MUN II | 157,893 | $2.075M | 0.9% | $13.14 | $13.14 | — | COM | 24610V103 |
| — | ALLEGRO MERGER CORP. | 198,880 | $2.033M | 0.9% | $10.22 | $9.75 | — | COM | 01749N103 |
| — | CHURCHILL CAP CORP II CL A | 193,296 | $1.996M | 0.9% | $10.33 | $10.02 | — | Common Stocks | 17143G106 |
| — | HIGH INCOME SECS FD | 220,000 | $1.971M | 0.8% | $8.96 | $9.48 | — | SHS BEN INT | 42968F108 |
| — | ACAMAR PARTNERS AC 25 | 191,292 | $1.909M | 0.8% | $9.98 | $9.72 | — | COM | 004285102 |
| — | INVESCO HIGH INCOME TRUST | 131,681 | $1.886M | 0.8% | $14.32 | $13.18 | — | COM | 46131F101 |
| — | HEALTHCARE MERGER CORP UNIT | 180,000 | $1.863M | 0.8% | $10.35 | $10.35 | — | Units | 42227L201 |
| — | NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | 120,450 | $1.858M | 0.8% | $15.43 | $14.59 | — | COM | 670980101 |
| — | LF CAP ACQUISITION CORP | 177,225 | $1.829M | 0.8% | $10.32 | $9.85 | — | COM | 50200K108 |
| — | FS KKR CAPITAL CORP COM | 288,713 | $1.77M | 0.8% | $6.13 | $5.95 | — | Com | 302635107 |
| — | SOFTWARE ACQUISITION GROUP INC UNIT | 171,524 | $1.743M | 0.7% | $10.16 | $10.16 | — | Units | 83406B200 |
| — | ABERDEEN ASIA PACIFIC INCOM FD | 407,108 | $1.73M | 0.7% | $4.25 | $4.18 | — | Com | 003009107 |
| — | ANDINA ACQUISTION CORP III | 168,850 | $1.714M | 0.7% | $10.15 | $3.49 | — | com | G04415108 |
| — | FINSERV ACQUISUTION CORP UNIT | 164,950 | $1.684M | 0.7% | $10.21 | $10.21 | — | Units | 318085200 |
| — | HIGHLAND GLOBAL ALLOCATION FD | 155,119 | $1.59M | 0.7% | $10.25 | $10.44 | — | Com | 43010T104 |
| — | NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 | 150,600 | $1.544M | 0.7% | $10.25 | $10.09 | — | Units | 64822P205 |
| WHF | WHITEHORSE FIN INC | 110,085 | $1.508M | 0.6% | $13.70 * | $14.06 | -0.6% | Com | 96524V106 |
| — | LANDCADIA HLDGS II INC CL A | 152,388 | $1.504M | 0.6% | $9.87 | $9.77 | — | Common Stocks | 51476X105 |
| — | HIGHLAND INCOME FUND | 119,276 | $1.483M | 0.6% | $12.43 | $13.00 | — | Common Stocks | 43010E404 |
| — | HANCOCK JOHN INV TRUST TAX ADV GLB | 209,674 | $1.482M | 0.6% | $7.07 | $7.07 | — | COM | 41013P749 |
| — | DIAMONDPEAK HLDGS CORP COM CL A | 144,909 | $1.442M | 0.6% | $9.95 | $9.72 | — | Com | 25280H100 |
| — | GIGCAPITAL2 INC | 143,226 | $1.422M | 0.6% | $9.93 | $9.83 | — | Common Stocks | 375036100 |
| — | FELLAZO INC | 140,000 | $1.414M | 0.6% | $10.10 | $9.96 | — | Units | G3362K104 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT FD | 75,789 | $1.342M | 0.6% | $17.71 | $18.92 | — | Com | 65340G205 |
| — | BROOKFIELD PROPERTY REIT I-A | 71,926 | $1.327M | 0.6% | $18.45 | $16.15 | — | COM | 11282X103 |
| — | WESTERN ASSET HI INC OPP | 258,223 | $1.309M | 0.6% | $5.07 | $5.01 | — | COM | 95766K109 |
| — | PIVOTALINVESTMENT COIRP II | 125,479 | $1.28M | 0.5% | $10.20 | $10.18 | — | Units | 72582K209 |
| — | EAGLE GROWTH & INCOME OPPTY FD COM | 74,497 | $1.269M | 0.5% | $17.03 | $17.03 | — | COM | 26958J105 |
| — | HOWARD HUGHES CORP | 10,000 | $1.268M | 0.5% | $126.80 | $126.80 | — | COM | 44267D107 |
| — | FRANKLIN UNIVERSAL TRUST | 160,264 | $1.247M | 0.5% | $7.78 | $7.32 | — | Com | 355145103 |
| — | ABERDEEN EMERGING MKT EQ | 161,825 | $1.233M | 0.5% | $7.62 | $6.42 | — | COM | 00301W105 |
| — | RMG ACQUISITION CORP | 118,398 | $1.182M | 0.5% | $9.98 | $9.98 | — | Com | 749641106 |
| — | CHP MERGER CORP | 105,000 | $1.068M | 0.5% | $10.17 | $10.17 | — | Units | 12558Y205 |
| — | NETFIN ACQUISITION CORP | 103,700 | $1.057M | 0.5% | $10.19 | $10.09 | — | Units | G6455A123 |
| BBDC | BARINGS BDC INC COM | 101,359 | $1.042M | 0.4% | $10.28 * | $5.28 | +5.6% | Com | 06759L103 |
| — | MONOCLE ACQUISITION CORP | 98,138 | $999K | 0.4% | $10.18 | $10.00 | — | Common Stocks | 609754106 |
| — | SCHULTZE SPL PURP ACQUISITION CORP COM | 95,000 | $961K | 0.4% | $10.12 | $10.12 | — | COM | 80821R109 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 114,992 | $895K | 0.4% | $7.78 | $8.69 | — | COM | 00306J109 |
| — | AMCI ACQUISITION CORP | 85,601 | $865K | 0.4% | $10.11 | $9.95 | — | Com | 00165R101 |
| — | B RILEY PRINCIPAL MERGER CORP | 86,097 | $862K | 0.4% | $10.01 | $9.80 | — | COM | 05586Y106 |
| SPY | SPDR S&P 500 | 2,561 | $824K | 0.4% | $321.75 | $262.84 | — | COM | 78462F103 |
| SCPE/U | SC HEALTH CORP UNIT 99/99/9999 | 74,715 | $774K | 0.3% | $10.36 | $10.35 | — | Units | G78516302 |
| — | HAYMAKER ACQUISITIONCORP II | 75,959 | $763K | 0.3% | $10.04 | $9.90 | — | Common Stocks | 42087L101 |
| — | RMR REAL ESTATE INCOME FUND COM | 36,897 | $745K | 0.3% | $20.19 | $20.19 | — | COM | 76970B101 |
| — | ORISUN ACQUISITION CORP | 70,000 | $711K | 0.3% | $10.16 | $1.00 | — | Units | 68632T208 |
| TGNA | TEGNA INC | 42,100 | $703K | 0.3% | $16.70 * | $15.56 | 0.0% | Com | 87901J105 |
| — | EDTECHX HLDGS ACQUISITION CORP COM | 66,926 | $687K | 0.3% | $10.27 | $10.08 | — | COM | 28138X103 |
| TPHS | TRINITY PLACE HOLDINGS INC | 224,523 | $676K | 0.3% | $3.01 * | $6.46 | -44.8% | COM | 89656D101 |
| LOAC | LONGEVITY ACQUISTION CORP | 63,286 | $661K | 0.3% | $10.44 | $10.04 | — | COM | G56372132 |
| — | SUTTER ROCK CAP CORP COM | 95,375 | $625K | 0.3% | $6.55 | $6.55 | — | COM | 86944Q100 |
| — | THL CR SR LN FD COM | 38,771 | $588K | 0.3% | $15.17 | $15.17 | — | COM | 87244R103 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $585K | 0.3% | $10.32 | $9.86 | — | COM | 624745105 |
| — | AGBA ACQUISITION LTD | 56,750 | $573K | 0.2% | $10.10 | $9.95 | — | Units | G0120M109 |
| RVPH | TENZING ACQUISTION | 54,305 | $569K | 0.2% | $10.48 | $9.81 | — | Com | G8708A116 |
| — | SWISS HELVETIA FUND | 62,427 | $525K | 0.2% | $8.41 | $11.75 | — | COM | 870875101 |
| — | HL ACQUISITIONS CORP | 49,031 | $506K | 0.2% | $10.32 | $9.95 | — | COM | G4603R106 |
| — | GRAF INDL CORP UNIT | 46,756 | $498K | 0.2% | $10.65 | $10.00 | — | UNITS | 384278206 |
| — | VECTOIQ ACQUISTION CORP | 44,825 | $463K | 0.2% | $10.33 | $9.70 | — | COM | 92243N103 |
| — | FIRST TR HIGH INCOME L/S FD CO | 27,849 | $439K | 0.2% | $15.76 | $15.01 | — | Com | 33738E109 |
| TOTA | TOTTENHAM ACQUISTION | 35,799 | $375K | 0.2% | $10.48 | $9.80 | — | COM | G8959N106 |
| — | ANDINA ACQUISITION CORP III UNITS | 31,300 | $331K | 0.1% | $10.58 | $10.17 | — | Units | G04415116 |
| — | NEW IRELAND FUND INC COM | 29,955 | $297K | 0.1% | $9.91 | $9.91 | — | Com | 645673104 |
| — | PURE ACQUISTION WTS | 286,902 | $283K | 0.1% | $0.99 | $1.22 | — | Warrants | 74621Q114 |
| — | LF CAPITAL ACQUISTION | 26,000 | $275K | 0.1% | $10.58 | $10.07 | — | Units | 50200K207 |
| — | DIAMONDPEAK HLDGS COR | 23,301 | $239K | 0.1% | $10.26 | $10.22 | — | Units | 25280H209 |
| EQS | EQUUS TOTAL RETURN INC | 106,919 | $195K | 0.1% | $1.82 * | $2.32 | -31.5% | COM | 294766100 |
| — | THUNDER BRDG ACQUISI UTS EXP | 14,500 | $152K | 0.1% | $10.48 | $10.48 | — | Units | G8857S124 |
| — | TIBERIUS ACQUISTION CORP. | 132,500 | $151K | 0.1% | $1.14 | $0.39 | — | Warrants | 88633A115 |
| — | CRESCENT ACQUISITION CORP CL A | 12,500 | $125K | 0.1% | $10.00 | $9.84 | — | Common Stocks | 22564L105 |
| — | GORDON POINT ACQ | 11,100 | $113K | 0.0% | $10.18 | $10.27 | — | COM | 382788107 |
| — | LANCADIA HLDGS II INC UNIT | 10,190 | $103K | 0.0% | $10.11 | $10.11 | — | Units | 51476X204 |
| — | PROFICIENT ALPHA ACQUISITION CORP COM | 10,000 | $101K | 0.0% | $10.10 | $10.10 | — | Com | 74317H105 |
| — | LEGACY ACQUISITION CORP | 182,896 | $98,000 | 0.0% | $0.54 | $0.34 | — | Warrants | 524643111 |
| — | CHURCHILL CAP CORP II WT EXP | 64,419 | $92,000 | 0.0% | $1.43 | $1.44 | — | Warrants | 17143G114 |
| — | BOXWOOD MERGER CORP WT | 118,700 | $74,000 | 0.0% | $0.62 | $0.70 | — | Warrants | 10319T119 |
| — | TUSCAN HLDGS CORP II | 180,247 | $72,000 | 0.0% | $0.40 | $0.40 | — | Warrants | 90070A111 |
| — | ALLEGRO MERGER CORP | 216,330 | $69,000 | 0.0% | $0.32 | $0.51 | — | Rights | 01749N129 |
| — | TKK SYMPHONY ACQUISITION CORP RTS | 254,521 | $64,000 | 0.0% | $0.25 | $0.45 | — | Rights | G88950137 |
| — | FORUM MERGER II CORPWT EXP 09/30/2025 | 134,439 | $62,000 | 0.0% | $0.46 | $0.45 | — | Warrants | 34986F111 |
| — | LF CAPITAL ACQUIS 25 WTS WARRANTS EXP 06/22/25 | 143,550 | $62,000 | 0.0% | $0.43 | $0.43 | — | Warrants | 50200K116 |
| — | ACAMAR PARTNERS ACQUISITION CORP WT EXP | 63,951 | $48,000 | 0.0% | $0.75 | $0.74 | — | Warrants | 004285110 |
| — | KAIXIN AUTO HLDGS | 25,000 | $47,000 | 0.0% | $1.88 | $2.20 | — | Com | G5223X100 |
| — | ANDINA ACQUISITION CORP III | 168,850 | $47,000 | 0.0% | $0.28 | $0.34 | — | Rights | G04415132 |
| — | LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19 | 43,544 | $45,000 | 0.0% | $1.03 | $0.79 | — | Warrants | 52539T011 |
| — | CF FIN ACQUISITION CORP RED WT EXP 04/30/25 | 50,064 | $44,000 | 0.0% | $0.88 | $0.60 | — | Warrants | 12528N115 |
| — | KBL MERGER CORP IV-RTS | 294,222 | $44,000 | 0.0% | $0.15 | $0.36 | — | Rights | 48242A120 |
| — | GIGCAPITAL2 INC W EXP 02/28/202 | 143,226 | $44,000 | 0.0% | $0.31 | $0.28 | — | Warrants | 375036118 |
| — | DIAMONDPEAK HLDGS CORP RED WT EXP 12/31/26 | 48,292 | $39,000 | 0.0% | $0.81 | $0.81 | — | Warrants | 25280H118 |
| — | ALLEGRO MERGER CORP | 216,330 | $39,000 | 0.0% | $0.18 | $0.28 | — | Warrants | 01749N111 |
| — | HAYMAKER ACQUISITIONCORP II | 25,314 | $36,000 | 0.0% | $1.42 | $1.50 | — | Warrants | 42087L119 |
| — | LANDCADIA HLDGS II INC W EXP 05/09/202 | 50,794 | $35,000 | 0.0% | $0.69 | $0.77 | — | Warrants | 51476X113 |
| — | B RILEY PRIN MERGER CORP WTS EXP 04/08/24 | 43,248 | $35,000 | 0.0% | $0.81 | $0.55 | — | Warrants | 05586Y114 |
| SNAXW | ANDINA ACQUISITION CORP III | 166,850 | $32,000 | 0.0% | $0.19 | $0.20 | — | Warrants | G04415124 |
| — | GIGCAPITAL2 INC RIGHT 02/28/2026 | 143,226 | $32,000 | 0.0% | $0.22 | $0.29 | — | Rights | 375036126 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 122,102 | $31,000 | 0.0% | $0.25 | $0.35 | — | Rights | 089482129 |
| — | EDTECHX HLDGS ACQUISITION CORP | 82,824 | $30,000 | 0.0% | $0.36 | $0.19 | — | Warrants | 28138X111 |
| — | VECTOIQ ACQUISTION CORP | 48,325 | $29,000 | 0.0% | $0.60 | $0.43 | — | Warrants | 92243N111 |
| — | RMG ACQUISITION CORP | 47,603 | $29,000 | 0.0% | $0.61 | $0.61 | — | Warants | 749641114 |
| — | MUDRICK CAPITAL ACQUISTION | 56,682 | $28,000 | 0.0% | $0.49 | $0.46 | — | Warrants | 624745113 |
| — | AMCI ACQUISITION CORP | 85,601 | $27,000 | 0.0% | $0.32 | $0.30 | — | Warrants | 00165R119 |
| — | SCHULTZE SPL PURP ACQUISITION CORP WT | 70,301 | $27,000 | 0.0% | $0.38 | $0.38 | — | Warrants | 80821R117 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $25,000 | 0.0% | $0.22 | $0.25 | — | Rights | G35006132 |
| — | KBL MERGER CORP IV-CW22 | 301,082 | $24,000 | 0.0% | $0.08 | $0.24 | — | Warrants | 48242A112 |
| — | MONOCLE ACQUISITION CORP WT 6/12/2024 | 29,751 | $22,000 | 0.0% | $0.74 | $0.41 | — | Warrants | 609754114 |
| — | AGBA ACQUISITION LTD RTS | 124,850 | $21,000 | 0.0% | $0.17 | $0.19 | — | Rights | G0120M125 |
| — | WEALTHBRIDGE ACQUISITION LTD | 63,938 | $21,000 | 0.0% | $0.33 | $0.18 | — | Rights | G4887W136 |
| — | TRIDENT ACQUISITIONSCORP WTS | 193,670 | $19,000 | 0.0% | $0.10 | $0.30 | — | Warrants | 89615T114 |
| — | LONGEVITY ACQUISTION CORP | 100,315 | $18,000 | 0.0% | $0.18 | $0.21 | — | Rights | G56372124 |
| — | HL ACQUISITIONS C 26 WTS WARRANTS EXP 07/01/26 | 49,031 | $17,000 | 0.0% | $0.35 | $0.32 | — | Warrants | G4603R122 |
| — | TKK SYMPHONY ACQUISTION WT | 254,521 | $15,000 | 0.0% | $0.06 | $0.24 | — | Warrants | G88950129 |
| — | DD3 ACQUISITION C 23 WTS | 31,400 | $14,000 | 0.0% | $0.45 | $0.28 | — | Warrants | G2692M111 |
| — | HL ACQUISITION | 49,031 | $12,000 | 0.0% | $0.24 | $0.25 | — | Rights | G4603R130 |
| — | TUSCAN HOLDINGS C 26 WTS | 23,194 | $12,000 | 0.0% | $0.52 | $0.59 | — | Warrants | 90069K112 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 70,101 | $11,000 | 0.0% | $0.16 | $0.37 | — | Warrants | 089482111 |
| — | BIOCERES CROP SOLUTIONS | 68,763 | $11,000 | 0.0% | $0.16 | $0.27 | — | Warrants | G1117K106 |
| — | LONGEVITY ACQUISTION CORP | 121,215 | $11,000 | 0.0% | $0.09 | $0.16 | — | Warrants | G56372116 |
| — | PENSARE ACQUISITION CORP | 21,154 | $7,000 | 0.0% | $0.33 | $0.63 | — | Warrants | 70957E113 |
| — | ALBERTON ACQUISITION CORP | 113,555 | $7,000 | 0.0% | $0.06 | $0.10 | — | Warrants | G35006124 |
| — | PROFICIENT ALPHA ACQUISITION CORP RT EXP 4/30/2026 | 36,100 | $6,000 | 0.0% | $0.17 | $0.17 | — | Rights | 74317H121 |
| — | AGBA ACQUISITION LTD WT 5/10/24 | 124,850 | $6,000 | 0.0% | $0.05 | $0.08 | — | Warrants | G0120M117 |
| — | TOTTENHAM ACQUISTION | 36,974 | $6,000 | 0.0% | $0.16 | $0.23 | — | Rights | G8959N122 |
| — | WEALTHBRIDGE ACQUISITION LTD | 63,938 | $5,000 | 0.0% | $0.08 | $0.07 | — | Warrants | G4887W128 |
| — | TENZING ACQUISTION | 54,305 | $5,000 | 0.0% | $0.09 | $0.33 | — | Warrants | G8708A108 |
| — | PROFICIENT ALPHA ACQUISITION CORP WT EXP 4/30/2026 | 36,100 | $5,000 | 0.0% | $0.14 | $0.14 | — | Warrants | 74317H113 |
| — | TOTTENHAM ACQUISTION | 36,974 | $2,000 | 0.0% | $0.05 | $0.11 | — | Warrants | G8959N114 |