CIK: 0001504304 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 13, 2020
Total Value ($000): $224,385 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CENTRAL SECS CORP COM | 383,591 | $11,067 | 4.9% | $22.66 | — | Com | 155123102 |
| — | BRANDYWINE GLOBAL INCOME | 949,933 | $10,961 | 4.9% | $14.72 | — | Com | 10537L104 |
| — | GENERAL AMERICAN INVESTORS | 290,602 | $9,246 | 4.1% | $33.50 | — | Com | 368802104 |
| — | BOULDER GROWTH & INCM FD INC | 837,629 | $7,890 | 3.5% | $9.03 | — | Com | 101507101 |
| — | WESTERN ASSET CORPORATE LN FD | 911,446 | $7,792 | 3.5% | $9.22 | — | Com | 95790J102 |
| — | ROYCE GLOBAL VALUE TR INC COM | 640,301 | $7,408 | 3.3% | $10.08 | — | Com | 78081T104 |
| — | SOURCE CAPITAL INC | 198,615 | $6,571 | 2.9% | $38.49 | — | Com | 836144105 |
| XVMMX | DELAWARE INV MINN MUNI II | 518,311 | $6,557 | 2.9% | $12.62 | — | Com | 24610V103 |
| CCIF | VERTICAL CAP INCOME FUND SHS B | 639,605 | $6,191 | 2.8% | $10.47 | — | Com | 92535C104 |
| — | MORGAN STANLEY INDIA INVEST | 351,479 | $5,708 | 2.5% | $15.25 | — | Com | 61745C105 |
| — | RMR REAL ESTATE INCOME FUND COM | 485,566 | $5,662 | 2.5% | $10.91 | — | Com | 76970B101 |
| — | DIVIDEND AND INCOME FUND | 544,060 | $5,538 | 2.5% | $11.13 | — | Com | 25538A204 |
| — | TAIWAN FD INC | 248,352 | $5,268 | 2.3% | $20.41 | — | Com | 874036106 |
| — | EV FLOATING-RATE INCOME PLUS | 347,455 | $4,804 | 2.1% | $15.11 | — | Com | 278284104 |
| — | SUTTER ROCK CAP CORP COM | 522,293 | $4,424 | 2.0% | $6.18 | — | Com | 86944Q100 |
| — | ADAMS NATURAL RESOURCES | 365,768 | $4,155 | 1.9% | $16.15 | — | Com | 00548F105 |
| — | GALILEO ACQUISITION CORP | 351,500 | $3,483 | 1.6% | $9.68 | — | Com | G3770A102 |
| — | DIAMONDPEAK HLDGS CORP COM CL A | 317,572 | $3,271 | 1.5% | $10.08 | — | Com | 25280H100 |
| — | WESTERN ASST VARIABL RTE | 204,553 | $3,211 | 1.4% | $14.96 | — | Com | 957667108 |
| — | DFP HEALTHCARE ACQUISITIONS CORP UNIT 1 COM CL A & 1/4 WT EXP | 312,100 | $3,207 | 1.4% | $10.28 | — | Units | 23343Q209 |
| — | ADAMS EXPRESS COMPANY | 212,740 | $3,172 | 1.4% | $13.70 | — | Com | 006212104 |
| — | ASA GOLD AND PRECIOUS METALS | 166,874 | $2,924 | 1.3% | $12.87 | — | Com | G3156P103 |
| — | GIGCAPITAL3 INC UNIT | 288,884 | $2,900 | 1.3% | $10.04 | — | Units | 37519D206 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 364,423 | $2,850 | 1.3% | $10.04 | — | Com | 47109U104 |
| — | FLYING EAGLE UNITS | 230,500 | $2,685 | 1.2% | $11.65 | — | Units | 34407Y202 |
| — | CF FIN ACQUISITION CORP CL A | 246,552 | $2,675 | 1.2% | $10.29 | — | Com | 12528N107 |
| — | PIVOTAL INVT CORP II COM | 268,878 | $2,579 | 1.1% | $9.59 | — | Com | 72582K100 |
| — | APEX TECHNOLOGY ACQUISITION | 220,000 | $2,526 | 1.1% | $10.19 | — | Units | 03768F201 |
| — | AMPLITUDE HEALTHCARE ACQ CLASS | 250,000 | $2,502 | 1.1% | $9.56 | — | Com | 03212A105 |
| — | PROPTECH ACQUISITION CORP UNIT | 229,500 | $2,433 | 1.1% | $10.24 | — | Units | 74349F200 |
| — | B RILEY PRIN MERGER UTS | 199,571 | $2,337 | 1.0% | $11.71 | — | Units | 05600U205 |
| — | JUNIPER INDL HLDGS INC | 226,150 | $2,329 | 1.0% | $10.18 | — | Units | 48205G205 |
| — | OAKTREE ACQUISTION | 200,000 | $2,140 | 1.0% | $10.70 | — | Units | G67145121 |
| — | GARRISON CAP INC COM | 626,709 | $2,118 | 0.9% | $5.28 | — | Com | 366554103 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 175,010 | $2,103 | 0.9% | $13.95 | — | Com | 723653101 |
| — | GORES HOLDINGS IV IN UTS EXP | 200,400 | $2,084 | 0.9% | $10.15 | — | Units | 382865202 |
| — | ANDINA ACQUISTION CORP III | 199,650 | $2,048 | 0.9% | $4.55 | — | Com | G04415108 |
| — | GRIFFIN INL RLTY INC | 36,054 | $1,953 | 0.9% | $33.29 | — | Com | 398231100 |
| — | DMY TECHNOLOGY GR 27 UTS EXP 02/21/27 | 180,000 | $1,904 | 0.8% | $10.23 | — | Unit | 233253202 |
| — | HEALTHCARE MERGER CORP UNIT | 180,000 | $1,857 | 0.8% | $10.35 | — | Units | 42227L201 |
| — | HENNESSY CAPITAL ACQUISI CLASS A | 169,816 | $1,826 | 0.8% | $10.71 | — | Com | 42589C104 |
| CCAP | CRESCENT CAP BDC INC | 143,003 | $1,808 | 0.8% | $6.95 | -12.9% | Com | 225655109 |
| — | WESTERN ASSET HI INC OPP | 387,371 | $1,790 | 0.8% | $4.75 | — | Com | 95766K109 |
| — | HILL INTL INC COM | 1,173,405 | $1,784 | 0.8% | $3.08 | — | Com | 431466101 |
| — | FORTRESS VALUE ACQUI UTS | 168,278 | $1,733 | 0.8% | $10.30 | — | Units | 34962V205 |
| — | FINSERV ACQUISITION CORP UNIT | 164,950 | $1,732 | 0.8% | $10.08 | — | Unit | 318085206 |
| — | SOFTWARE ACQUISITION GRO CLASS A | 171,524 | $1,724 | 0.8% | $9.81 | — | Com | 83406B101 |
| — | ABERDEEN ASIA PACIFIC INCOM FD | 432,108 | $1,646 | 0.7% | $4.13 | — | Com | 003009107 |
| — | CHURCHILL CAP CORP III | 140,000 | $1,583 | 0.7% | $10.47 | — | Units | 17144C203 |
| — | MVC CAPITAL INC | 242,311 | $1,582 | 0.7% | $12.69 | — | Com | 553829102 |
| BBDC | BARINGS BDC INC COM | 198,125 | $1,573 | 0.7% | $5.26 | -23.2% | Com | 06759L103 |
| — | FORUM MERGER II CORPCL A | 91,466 | $1,505 | 0.7% | $10.09 | — | Com | 34986F103 |
| — | HIGHLAND GLOBAL ALLOCATION FD | 216,996 | $1,397 | 0.6% | $6.64 | — | Com | 43010T104 |
| THBR | THUNDERBRIDGE ACQ. | 365,471 | $1,371 | 0.6% | $3.75 | — | Com | G8857S116 |
| VLGEA | VILLAGE SUPERMARKET | 46,582 | $1,291 | 0.6% | $24.03 | 0.0% | Com | 927107409 |
| SPY | SPDR S&P 500 | 4,012 | $1,237 | 0.6% | $267.54 | — | Com | 78462F103 |
| — | Fusion Acq. Units | 120,000 | $1,219 | 0.5% | $10.16 | — | Units | 36118H204 |
| — | RMG ACQUISITION CORP | 118,398 | $1,211 | 0.5% | $9.98 | — | Com | 749641106 |
| — | LANDCADIA HLDGS II INC | 73,493 | $1,202 | 0.5% | $9.77 | — | Com | 51476X105 |
| — | HAYMAKER ACQUISITIONCORP II | 115,759 | $1,198 | 0.5% | $10.05 | — | Com | 42087L101 |
| BOC | BOSTON OMAHA CORP COM | 74,218 | $1,187 | 0.5% | $16.69 | 0.0% | Com | 101044105 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 149,244 | $1,157 | 0.5% | $8.13 | — | Com | 00306J109 |
| — | LIVE OAK ACQUISITION CORP UNIT | 110,972 | $1,112 | 0.5% | $10.02 | — | Units | 53804F202 |
| — | SPARTAN ENERGY ACQUISITI CLASS A | 100,000 | $1,072 | 0.5% | $10.12 | — | Com | 846784106 |
| — | CHP MERGER CORP | 105,000 | $1,064 | 0.5% | $10.17 | — | Units | 12558Y205 |
| — | FRANKLIN UNIVERSAL TRUST | 158,848 | $1,058 | 0.5% | $7.32 | — | Com | 355145103 |
| TGNA | TEGNA INC | 91,746 | $1,022 | 0.5% | $15.14 | -26.5% | Com | 87901J105 |
| — | ABERDEEN EMERGIONG MKT EQ | 161,825 | $979 | 0.4% | $6.42 | — | Com | 00301W105 |
| — | SCHULTZE SPL PURP ACQUSTN CORP COM | 88,768 | $908 | 0.4% | $10.12 | — | Com | 80821R109 |
| — | FS KKR CAPITAL CORP COM | 61,738 | $864 | 0.4% | $5.95 | — | Com | 302635107 |
| — | GDL FUND/THE | 102,800 | $846 | 0.4% | $8.17 | — | Com | 361570104 |
| SCPE/U | SC HEALTH CORP UNIT 99/99/9999 | 78,715 | $819 | 0.4% | $10.34 | — | Units | G78516302 |
| — | NEW IRELAND FUND INC COM | 98,329 | $762 | 0.3% | $7.31 | — | Com | 645673104 |
| — | BROOKFIELD PPTY REIT INC CLASS A | 71,926 | $716 | 0.3% | $16.15 | — | Units | 11282X103 |
| — | VOYA PRIME RATE CF | 165,697 | $674 | 0.3% | $3.83 | — | Com | 92913A100 |
| XPHDX | PIONEER FLOATING RATE CF | 68,505 | $651 | 0.3% | $7.65 | — | Com | 72369J102 |
| — | HOWARD HUGHES CORP | 12,000 | $623 | 0.3% | $114.08 | — | Com | 44267D107 |
| — | HIGH INCOME SECS FD | 70,000 | $534 | 0.2% | $9.48 | — | Com | 42968F108 |
| — | SWISS HELVETIA FUND | 62,248 | $488 | 0.2% | $11.75 | — | Com | 870875101 |
| — | HL ACQUISITION | 40,081 | $488 | 0.2% | $9.95 | — | Com | G4603R106 |
| — | FRANCHISE GROUP | 20,000 | $438 | 0.2% | $21.90 | — | Com | 35180X105 |
| — | FORUM MERGER II CORPWT EXP 09/30/2025 | 88,185 | $414 | 0.2% | $0.45 | — | Warrants | 34986F111 |
| TPHS | TRINITY PLACE HOLDINGS INC | 228,523 | $315 | 0.1% | $6.40 | -74.6% | Com | 89656D101 |
| — | KENSINGTON CAP ACQUISITION CORP UNIT | 30,000 | $301 | 0.1% | $10.03 | — | Units | 490073202 |
| ALUS/U | ALUSSA ENERGY ACQUIS UTF EXP | 27,200 | $272 | 0.1% | $10.00 | — | com | G0232J127 |
| — | THL CREDIT INC | 80,055 | $259 | 0.1% | $2.65 | — | Com | 872438106 |
| SHPSQ | GALILEO ACQUISITI 26 WTS WARRANTS | 377,100 | $219 | 0.1% | $0.27 | — | Warrants | G3770A110 |
| — | LANDCADIA HLDGS II INC W EXP 05/09/202 | 40,628 | $219 | 0.1% | $0.77 | — | Warrants | 51476X113 |
| — | ROYCE VALUE TRUST | 16,700 | $209 | 0.1% | $12.51 | — | Com | 780910105 |
| — | CHURCHILL CAP CORP II WT EXP | 64,419 | $186 | 0.1% | $1.44 | — | Warrants | 17143G114 |
| — | DIAMONDPEAK HLDGS CORP RED WT | 105,770 | $186 | 0.1% | $0.62 | — | Warrants | 25280H118 |
| — | PIVOTALINVESTMENT COIRP II | 18,000 | $185 | 0.1% | $10.16 | — | Units | 72582K209 |
| — | SC HEALTH CORP WTF WARRANTS EXP | 170,000 | $184 | 0.1% | $0.95 | — | Warrants | G78516401 |
| — | LANDCADIA HLDGS II INC UNIT EX 050926 | 10,197 | $176 | 0.1% | $17.26 | — | Units | 51476X204 |
| — | NETFIN ACQUISITIO 24 WTF WARRANTS | 103,700 | $172 | 0.1% | $0.39 | — | Warrants | G6455A115 |
| — | DIAMONDPEAK HLDGS COR | 15,008 | $165 | 0.1% | $10.22 | — | Units | 25280H209 |
| — | LF CAP ACQUISITION | 167,000 | $150 | 0.1% | $0.39 | — | Warrants | 50200K116 |
| — | FIRST TR SR FLTG RT INC FD 2 | 13,584 | $148 | 0.1% | $9.50 | — | Com | 33733U108 |
| — | GRAF INDL CORP | 59,437 | $136 | 0.1% | $0.10 | — | Warrants | 384278115 |
| — | FS KKR CAPITAL CORP II | 10,440 | $135 | 0.1% | $12.93 | — | Com | 35952V303 |
| — | CRESCENT ACQUISITION CORP CL A | 12,500 | $131 | 0.1% | $9.84 | — | Com | 22564L105 |
| EQS | EQUUS TOTAL RETURN INC | 106,919 | $125 | 0.1% | $2.32 | -51.5% | Com | 294766100 |
| — | HENNESSY CAPITAL 25 WTS | 103,949 | $114 | 0.1% | $1.10 | — | Warrants | 42589C112 |
| — | TUSCAN HLDGS CORP II | 177,747 | $96 | 0.0% | $0.40 | — | Warrants | 90070A111 |
| — | GIGCAPITAL2 INC W EXP 02/28/202 | 193,226 | $96 | 0.0% | $0.34 | — | Warrants | 375036118 |
| — | AMPLITUDE HEALTHCARE ACQ WTS | 93,958 | $94 | 0.0% | $1.00 | — | Warrants | 03212A113 |
| — | KBL MERGER CORP IV-CW22 | 300,407 | $93 | 0.0% | $0.24 | — | Warrants | 48242A112 |
| — | TRIDENT ACQUISITIONS CORP | 193,670 | $89 | 0.0% | $0.30 | — | Warrants | 89615T114 |
| — | LEGACY ACQUISITION CORP | 182,206 | $89 | 0.0% | $0.30 | — | Warrants | 524643111 |
| SNAXW | ANDINA ACQUISITION CORP III | 197,650 | $85 | 0.0% | $0.23 | — | Warrants | G04415124 |
| — | ACAMAR PARTNERS ACQUISITION CORP WT | 63,751 | $83 | 0.0% | $0.74 | — | Warrants | 004285110 |
| — | CF FIN ACQUISITION CORP RED WT | 50,064 | $83 | 0.0% | $0.60 | — | Warrants | 12528N115 |
| — | SOFTWARE ACQUISIT 26 WTS | 85,762 | $77 | 0.0% | $0.55 | — | Warrants | 83406B119 |
| — | SCHULTZE SPL PURP ACQUISITION CORP WT | 41,750 | $54 | 0.0% | $0.38 | — | Warrants | 80821R117 |
| — | GIGCAPITAL2 INC RIGHT 02/28/2026 | 193,226 | $52 | 0.0% | $0.29 | — | Rights | 375036126 |
| — | ANDINA ACQUISITION CORP III | 199,650 | $50 | 0.0% | $0.33 | — | Rights | G04415132 |
| — | KBL MERGER CORP IV-RTS | 293,792 | $49 | 0.0% | $0.36 | — | Rights | 48242A120 |
| — | RMG ACQUISITION CORP | 47,603 | $47 | 0.0% | $0.61 | — | Warants | 749641114 |
| — | HL ACQUISITION | 49,031 | $46 | 0.0% | $0.25 | — | Rights | G4603R130 |
| — | INTL GNRL INSURANCE HLDNGS LTD WT EX | 132,500 | $45 | 0.0% | $0.43 | — | Warrants | G4809J114 |
| — | HAYMAKER ACQUISITIONCORP II | 25,314 | $39 | 0.0% | $1.50 | — | Warrants | 42087L119 |
| — | PIVOTAL INVESTMENT CORP II WTS | 46,959 | $37 | 0.0% | $0.79 | — | Warrants | 72582K118 |
| — | MONOCLE ACQUISITION CORP WT 6/12/2024 | 55,000 | $36 | 0.0% | $0.37 | — | Warrants | 609754114 |
| — | AGBA ACQUISITION LTD WT 5/10/24 | 118,350 | $34 | 0.0% | $0.08 | — | Warrants | G0120M117 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $30 | 0.0% | $0.10 | — | Warrants | G35006124 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $30 | 0.0% | $0.25 | — | Rights | G35006132 |
| — | HL ACQUISITION | 11,053 | $25 | 0.0% | $0.32 | — | Warrants | G4603R122 |
| — | LONGEVITY ACQUISTION CORP | 121,215 | $24 | 0.0% | $0.16 | — | Warrants | G56372116 |
| — | LONGEVITY ACQUISTION CORP | 100,315 | $20 | 0.0% | $0.21 | — | Rights | G56372124 |
| — | AGBA ACQUISITION LTD RTS | 118,350 | $19 | 0.0% | $0.19 | — | Rights | G0120M125 |
| — | 180 DEGREE CAP CORP COM | 10,000 | $17 | 0.0% | $1.30 | — | Com | 68235B109 |
| — | TUSCAN HOLDINGS C 26 WTS | 23,194 | $14 | 0.0% | $0.59 | — | Warrants | 90069K112 |
| — | ATLAS TECHNICAL C 25 WTS WARRANTS | 25,291 | $10 | 0.0% | $0.72 | — | Warrants | 049430119 |
| — | LION GROUP HLDG | 36,100 | $6 | 0.0% | $0.17 | — | Warrants | 53620U101 |
| — | AMERICAN VRTUAL VLOUD TECH WTS | 21,154 | $5 | 0.0% | $0.24 | — | Warrants | 030382113 |
| — | TOTTENHAM ACQUISTION | 14,150 | $3 | 0.0% | $0.11 | — | Warrants | G8959N114 |