RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NUVEEN QUALITY MUNCP INCOME	6,209,058	$90,156	5.6%	$13.60	—	COM	67066V101
—	NUVEEN AMT FREE QLTY MUN INC	5,053,416	$72,466	4.5%	$13.71	—	COM	670657105
—	VOYA PRIME RATE TR	12,292,605	$54,210	3.4%	$4.55	—	SH BEN INT	92913A100
—	WESTERN ASSET GLOBAL HIGH IN	5,596,315	$53,948	3.3%	$9.24	—	COM	95766B109
—	WESTERN AST INFL LKD OPP & I	4,395,937	$49,410	3.1%	$10.66	—	COM	95766R104
—	EATON VANCE LTD DURATION INC	3,506,459	$39,658	2.5%	$13.02	—	COM	27828H105
—	WESTERN ASSET HIGH INCOME OP	7,657,196	$37,520	2.3%	$4.98	—	COM	95766K109
—	NEW MTN FIN CORP	32,390,000	$32,594	2.0%	$15.81	—	NOTE 5.750% 8/1	647551AC4
BBDC	BARINGS BDC INC	3,876,150	$31,009	1.9%	$5.17	-11.9%	COM	06759L103
—	PGIM GLOBAL HIGH YIELD FD FO	2,169,296	$28,743	1.8%	$13.84	—	COM	69346J106
—	WESTERN ASSET HIGH INCOME FD	4,430,757	$28,357	1.8%	$6.12	—	COM	95766J102
—	OAKTREE SPECIALTY LENDING CO	5,822,583	$28,181	1.7%	$4.24	—	COM	67401P108
—	BLACKROCK CAP INVT CORP	28,297,000	$27,940	1.7%	$0.91	—	NOTE 5.000% 6/1	092533AC2
—	NUVEEN CA QUALTY MUN INCOME	1,746,688	$25,432	1.6%	$13.74	—	COM	67066Y105
—	BLACKROCK MUNIYIELD QUALITY	1,850,120	$24,866	1.5%	$13.35	—	COM	09254E103
—	BLACKROCK TCP CAPITAL CORP	24,558,000	$24,664	1.5%	$0.93	—	NOTE 4.625% 3/0	87238QAD5
—	EATON VANCE MUN BD FD	1,680,833	$22,137	1.4%	$12.56	—	COM	27827X101
—	BRANDYWINEGBL GBL INCM OPP	1,885,811	$21,706	1.3%	$12.36	—	COM	10537L104
—	BLACKROCK DEBT STRATEGIES FD	2,173,384	$21,603	1.3%	$10.61	—	COM NEW	09255R202
—	NUVEEN AMT FREE MUN CR INC F	1,367,593	$21,417	1.3%	$15.67	—	COM	67071L106
BCSF	BAIN CAP SPECIALTY FIN INC	2,024,159	$20,646	1.3%	$5.56	+1.9%	COM STK	05684B107
—	NUVEEN CR STRATEGIES INCOME	3,315,917	$19,597	1.2%	$8.54	—	COM SHS	67073D102
—	INVESCO DYNAMIC CR OPPORTUNI	2,002,756	$18,445	1.1%	$11.02	—	COM	46132R104
—	INVESCO TR INVT GRADE MUNS	1,451,750	$18,031	1.1%	$12.70	—	COM	46131M106
—	EATON VANCE FLTG RATE INCOM	1,238,316	$17,361	1.1%	$13.68	—	COM SHS BEN INT	278284104
—	NUVEEN NEW YORK AMT QLT MUNI	1,254,000	$16,126	1.0%	$12.67	—	COM	670656107
—	INVESCO CALIF MUN INCOME TR	1,091,457	$16,055	1.0%	$14.31	—	COM	46132P108
—	ALLIANCEBERNSTEIN GLOBAL HIG	1,527,618	$16,055	1.0%	$10.13	—	COM	01879R106
XPHDX	PIONEER FLOATING RATE TR	1,505,857	$15,209	0.9%	$9.85	—	COM	72369J102
—	WESTERN ASSET EMERGING MKTS	1,221,279	$15,046	0.9%	$15.00	—	COM	95766A101
XBFZX	BLACKROCK CALIF MUN INCOME T	1,103,881	$14,560	0.9%	$13.01	—	SH BEN INT	09248E102
—	PGIM HIGH YIELD BOND FUND IN	1,008,254	$13,924	0.9%	$13.83	—	COM	69346H100
—	SOURCE CAP INC	365,627	$13,473	0.8%	$35.79	—	COM	836144105
NXDT	NEXPOINT STRATEGIC OPPORTES	1,506,236	$13,044	0.8%	$13.47	—	COM NEW	65340G205
—	INVESCO MUN OPPORTUNITY TR	993,978	$12,146	0.8%	$11.27	—	COM	46132C107
—	ALLIANCEBERNSTEIN NATL MUN I	831,603	$11,593	0.7%	$13.35	—	COM	01864U106
—	MORGAN STANLEY EMERGING MKTS	1,993,617	$11,085	0.7%	$5.39	—	COM	617477104
—	FIRST TR MLP & ENERGY INCOM	2,382,442	$11,055	0.7%	$5.40	—	COM	33739B104
—	BLACKROCK MUNIHLDGS NY QLTY	765,665	$10,306	0.6%	$13.40	—	COM	09255C106
—	FIRST TR SR FLOATING RATE 20	1,195,289	$10,088	0.6%	$8.34	—	COM SHS	33740K101
—	NUVEEN MICH QUALITY MUN INCO	708,645	$10,049	0.6%	$14.04	—	COM	670979103
—	FIRST TR HIGH INCOME L/S FD	716,639	$9,976	0.6%	$14.45	—	COM	33738E109
—	BLACKROCK MUN INCOME QUALITY	687,557	$9,791	0.6%	$13.51	—	COM	092479104
—	TEMPLETON GLOBAL INCOME FD	1,810,421	$9,686	0.6%	$6.77	—	COM	880198106
—	NUVEEN MUNICIPAL CREDIT INC	651,269	$9,567	0.6%	$14.50	—	COM SH BEN INT	67070X101
—	TEMPLETON EMERGING MKTS INCO	1,284,781	$9,520	0.6%	$7.99	—	COM	880192109
—	HIGHLAND INCOME FD	1,097,977	$9,432	0.6%	$13.30	—	HIGHLAND INCOME	43010E404
—	EATON VANCE SR INCOME TR	1,588,526	$9,325	0.6%	$6.13	—	SH BEN INT	27826S103
—	CLOUGH GLOBAL OPPORTUNITIES	996,106	$9,304	0.6%	$8.74	—	SH BEN INT	18914E106
—	CALAMOS LNG SHR EQT DYNAMIC	630,290	$9,164	0.6%	$14.55	—	COM	12812C106
—	NUVEEN GLOBAL HIGH INCOME FD	668,958	$9,051	0.6%	$15.24	—	SHS	67075G103
—	DTF TAX-FREE INCOME INC	617,154	$8,912	0.6%	$14.07	—	COM	23334J107
—	BLACKROCK NY MUNI INC QLTY T	638,280	$8,342	0.5%	$12.81	—	COM	09249U105
XMQTX	BLACKROCK MUNIYIELD QUALITY	627,805	$8,212	0.5%	$12.82	—	COM	09254G108
—	INVESCO SR INCOME TR	2,214,961	$8,107	0.5%	$3.92	—	COM	46131H107
—	BLACKROCK RES & COMMODITIES	1,289,899	$7,675	0.5%	$5.82	—	SHS	09257A108
—	ABERDEEN EMRG MRKTS EQT INM	1,169,670	$7,579	0.5%	$6.51	—	COM	00301W105
—	INVESCO QUALITY MUN INCOME T	607,949	$7,514	0.5%	$11.98	—	COM	46133G107
—	NUVEEN MARYLAND QLT MUN INC	551,471	$7,257	0.4%	$13.32	—	COM	67061Q107
—	NUVEEN PENNSYLVANIA QLT MUN	539,463	$7,250	0.4%	$13.97	—	COM	670972108
—	PIMCO ENRGY TACTICAL CR OPP	1,160,586	$7,184	0.4%	$15.31	—	COM SHS BEN INT	69346N107
—	ABERDEEN TOTAL DYNAMIC DIVD	892,085	$7,083	0.4%	$8.36	—	COM SH BEN INT	00326L100
—	ARES DYNAMIC CR ALLOCATION F	543,734	$6,895	0.4%	$14.37	—	COM	04014F102
—	NEUBERGER BERMAN HIGH YIELD	619,114	$6,866	0.4%	$10.20	—	COM	64128C106
—	KAYNE ANDERSON NEXTGEN ENRGY	1,667,955	$6,722	0.4%	$3.99	—	COM	48661E108
XEVMX	EATON VANCE CALIF MUN BD FD	585,300	$6,649	0.4%	$10.74	—	COM	27828A100
—	HIGHLAND GLOBAL ALLOCATION F	1,065,678	$6,607	0.4%	$8.26	—	COM	43010T104
—	BLACKROCK FLOATING RATE INCO	559,213	$6,431	0.4%	$11.16	—	COM	09255X100
—	EATON VANCE FLTING RATE INC	539,062	$6,404	0.4%	$12.70	—	COM	278279104
—	NUVEEN CALIFORNIA AMT QLT MU	411,834	$6,289	0.4%	$14.29	—	COM	670651108
—	ROYCE MICRO-CAP TR INC	806,826	$6,188	0.4%	$7.80	—	COM	780915104
—	HERCULES CAPITAL INC	6,000,000	$6,128	0.4%	$0.97	—	DBCV 4.375% 2/0	427096AF9
—	INVESCO ADVANTAGE MUN INCOME	522,088	$5,644	0.3%	$10.51	—	SH BEN INT	46132E103
—	MORGAN STANLEY EMER MKTS DEB	637,852	$5,352	0.3%	$8.45	—	COM	61744H105
—	INVESCO MUN TR	437,051	$5,249	0.3%	$12.49	—	COM	46131J103
—	BLACKROCK NEW YORK MUN BD TR	326,873	$5,174	0.3%	$14.66	—	COM	09249P106
—	BLACKROCK MUNIHOLDINGS QUALI	396,772	$5,055	0.3%	$12.54	—	COM	09254C107
—	NUVEEN GEORGIA QLTY MUN INC	414,303	$5,054	0.3%	$12.35	—	COM	67072B107
—	BLACKROCK MUNIYIELD N Y QUAL	397,344	$5,046	0.3%	$9.65	—	COM	09255E102
—	FIRST EAGLE SENIOR LOAN FUND	367,079	$4,552	0.3%	$12.40	—	COM NEW	32010E100
—	INVESCO HIGH INCOME TR II	362,541	$4,445	0.3%	$14.23	—	COM	46131F101
—	PUTNAM MUN OPPORTUNITIES TR	338,910	$4,396	0.3%	$12.00	—	SH BEN INT	746922103
—	ROYCE GLOBAL VALUE TR INC	353,825	$4,345	0.3%	$12.02	—	COM	78081T104
—	FIRST TR ENERGY INCOME & GRO	478,629	$4,336	0.3%	$9.93	—	COM	33738G104
—	ADVENT CONVERTIBLE & INCOME	311,477	$4,301	0.3%	$14.05	—	COM	00764C109
—	WELLS FARGO INCOME OPPORTUNI	570,024	$4,161	0.3%	$6.61	—	WF INC OPPTY FD	94987B105
—	SPECIAL OPPORTUNITIES FD INC	161,353	$4,068	0.3%	$25.83	—	PFD CONV SE B	84741T302
—	MVC CAP INC	518,323	$4,048	0.3%	$7.81	—	COM	553829102
—	SPROTT FOCUS TR INC	676,858	$4,027	0.2%	$6.60	—	COM	85208J109
—	TUSCAN HLDGS CORP II	399,998	$3,992	0.2%	$9.98	—	COM	90070A103
—	BLACKROCK MUNIHLDNGS CALI QL	283,888	$3,969	0.2%	$13.62	—	COM	09254L107
—	DUFF & PHELPS UTIL CORP BD T	427,641	$3,947	0.2%	$9.18	—	COM	26432K108
—	MERIDA MERGER CORP I	389,191	$3,849	0.2%	$9.74	—	COM	58953M106
XMVFX	BLACKROCK MUNIVEST FD INC	419,302	$3,640	0.2%	$8.39	—	COM	09253R105
—	CALAMOS CONV OPPORTUNITIES &	326,079	$3,587	0.2%	$11.00	—	SH BEN INT	128117108
—	CHURCHILL CAPITAL CORP IV	355,000	$3,557	0.2%	$10.02	—	UNIT 99/99/9999	171439201
—	INTERPRIVATE ACQUISITION COR	349,999	$3,500	0.2%	$10.00	—	COM	46064A103
—	BLACKSTONE GSO FLTING RTE FU	253,277	$3,485	0.2%	$13.15	—	COM	09256U105
—	CLOUGH GLOBAL EQUITY FD	309,974	$3,475	0.2%	$11.18	—	COM	18914C100
—	PERSHING SQUARE TONTINE HLDG	150,000	$3,404	0.2%	$22.69	—	COM CL A	71531R109
—	BLACKROCK SCIENCE & TECH TR	128,192	$3,288	0.2%	$25.65	—	SHS BEN INT	09260K101
—	CHURCHILL CAP CORP II	297,945	$3,143	0.2%	$10.55	—	CL A	17143G106
—	CC NEUBERGER PRINCIPAL HLDNG	299,997	$3,120	0.2%	$10.40	—	COM	G1992Y114
—	BLACKROCK MULTI-SECTOR INC T	191,975	$3,029	0.2%	$15.05	—	COM	09258A107
—	PROPERTY SOLUTIONS ACQUISITI	299,200	$3,019	0.2%	$10.09	—	UNIT 03/30/2027	74348Q207
—	VOYA NAT RES EQUITY INCOME F	1,210,875	$2,955	0.2%	$2.57	—	COM	92913C106
—	TRINE ACQUISITION CORP	269,281	$2,908	0.2%	$10.80	—	COM CL A	89628U108
GBDC	GOLUB CAP BDC INC	219,122	$2,901	0.2%	$7.78	-6.1%	COM	38173M102
ALUS	ALUSSA ENERGY ACQUISITION CO	290,674	$2,886	0.2%	$9.93	—	SHS CL A	G0232J101
—	FIRST TR SR FLG RTE INCM FD	260,895	$2,862	0.2%	$11.62	—	COM	33733U108
—	FIDUCIARY CLAYMORE ENGRY INF	393,031	$2,830	0.2%	$7.20	—	COM	31647Q205
GNRSQ	GREENROSE ACQUISITION CORP	289,496	$2,828	0.2%	$9.86	0.0%	COM	395392103
AGILQ	LIV CAP ACQUISITION CORP	284,062	$2,798	0.2%	$9.85	—	CL A	G5510C108
—	VOYA GLBL EQTY DIV & PREM OP	553,017	$2,737	0.2%	$5.11	—	COM	92912T100
—	GREENVISION ACQUISITION CORP	265,942	$2,670	0.2%	$10.04	—	COM	39678G103
—	APOLLO SR FLOATING RATE FD I	204,606	$2,623	0.2%	$12.77	—	COM	037636107
—	DMY TECHNOLOGY GROUP INC	205,330	$2,620	0.2%	$12.76	—	COM	233253103
—	EAGLE GRWTH & INCOME OPPTY F	207,900	$2,609	0.2%	$12.84	—	COM SHS BEN IN	26958J105
—	AGBA ACQUISITION LTD	250,000	$2,595	0.2%	$10.38	—	SHS	G0120M109
MCI	BARINGS CORPORATE INVS	204,831	$2,560	0.2%	$12.82	—	COM	06759X107
—	WESTERN ASSET MANAGED MUNS F	208,167	$2,538	0.2%	$12.02	—	COM	95766M105
XNBOX	NEUBERGER BRMAN NY MUNI FD I	217,103	$2,527	0.2%	$11.82	—	COM	64124K102
—	LIONHEART ACQUISITION CORP I	250,000	$2,490	0.2%	$9.96	—	UNIT 08/13/2025	53625R203
—	GOLDMAN SACHS BDC INC	2,422,000	$2,457	0.2%	$0.99	—	NOTE 4.500% 4/0	38147UAB3
—	GALILEO ACQUISITION CORP	235,000	$2,327	0.1%	$9.90	—	SHS	G3770A102
—	NUVEEN NEW YORK QLT MUN INC	164,789	$2,253	0.1%	$13.51	—	COM	67066X107
—	PIVOTAL INVT CORP II	192,493	$2,219	0.1%	$11.53	—	COM CL A	72582K100
—	HENNESSY CAP ACQUSTION CORP	195,920	$2,183	0.1%	$11.14	—	CL A COM	42589C104
—	CHARDAN HEALTHCR ACQSTN 2 CO	222,500	$2,178	0.1%	$9.79	—	COM	15957T107
—	SOUTH MTN MERGER CORP	208,466	$2,178	0.1%	$10.45	—	COM CL A	838884104
—	TUSCAN HLDGS CORP	213,743	$2,176	0.1%	$10.18	—	COM	90069K104
—	NUVEEN FLTNG RTE INCM OPP FD	264,356	$2,168	0.1%	$9.14	—	COM SHS	6706EN100
—	EATON VANCE MUNI INCOME TRUS	164,030	$2,101	0.1%	$11.98	—	SH BEN INT	27826U108
XNYVX	NUVEEN NEW YORK MUN VALUE FD	141,067	$2,088	0.1%	$14.00	—	COM	670706100
MPV	BARINGS PARTN INVS	190,544	$2,069	0.1%	$11.14	—	SH BEN INT	06761A103
—	CC NEUBERGER PRIN HLDGS II	200,000	$2,066	0.1%	$10.33	—	UNIT 99/99/9999	G3166T129
—	SPECIAL OPPORTUNITIES FD INC	165,157	$2,050	0.1%	$13.14	—	COM	84741T104
—	BLACKROCK CAP ALLOCATION TR	100,000	$2,046	0.1%	$20.46	—	COM	09260U109
—	SUSTAINABLE OPPORTNTS ACQ CO	199,997	$2,040	0.1%	$10.20	—	ORD SHS A	G8598Y109
—	FOLEY TRASIMENE ACQUISITION	200,000	$2,040	0.1%	$10.20	—	UNIT 99/99/9999	344328208
—	PTK ACQUISITION CORP	200,000	$2,038	0.1%	$10.19	—	UNIT 99/99/9999	69375F207
NFIN	NETFIN ACQUISITION CORP	195,721	$2,030	0.1%	$10.37	—	SHS CL A	G6455A107
MAPS	SILVER SPIKE ACQUISITION COR	199,998	$2,026	0.1%	$10.13	—	CL A SHS	G8136L106
—	LIVE OAK ACQUISITION CORP	199,997	$2,016	0.1%	$10.08	—	COM CL A	53804F103
—	NEWHOLD INVESTMENT CORP	200,000	$2,012	0.1%	$10.06	—	UNIT 03/10/2025	651448201
—	OSPREY TECHNLGY AQUISTION CO	197,126	$2,009	0.1%	$10.19	—	COM CL A	68839R104
CLA/U	COLONNADE ACQUISITION CORP	200,000	$1,992	0.1%	$9.96	—	UNIT 99/99/9999	G2283K128
—	GIGCAPITAL3 INC	199,996	$1,990	0.1%	$9.95	—	COM	37519D107
—	CIIG MERGER CORP	197,304	$1,977	0.1%	$10.02	—	COM CL A	12559C103
—	COLLECTIVE GROWTH CORP	199,999	$1,972	0.1%	$9.86	—	COM CL A	19424L101
—	LONGVIEW ACQUISITION CORP	199,997	$1,964	0.1%	$9.82	—	COM CL A	543195101
—	AMPLITUDE HLTHCRE AQUSTIN CO	193,420	$1,919	0.1%	$9.92	—	COM CL A	03212A105
—	WESTERN ASSET HIGH YIELD DEF	136,297	$1,912	0.1%	$12.33	—	COM	95768B107
—	YUNHONG INTL	193,023	$1,905	0.1%	$9.87	—	CL A SHS	G98882106
—	FAST ACQUISITION CORP	188,972	$1,884	0.1%	$9.97	—	UNIT 99/99/9999	311875207
—	ROYCE VALUE TR INC	140,940	$1,781	0.1%	$11.77	—	COM	780910105
—	FG NEW AMER ACQUISITION CORP	175,000	$1,752	0.1%	$10.01	—	UNIT 08/31/2027	30259V205
—	WESTERN ASSET CORPORATE LN F	184,864	$1,712	0.1%	$9.26	—	COM	95790J102
—	WESTERN ASST INFLTN LKD INM	135,541	$1,651	0.1%	$11.78	—	COM SH BEN INT	95766Q106
—	GIGCAPITAL2 INC	161,880	$1,645	0.1%	$10.16	—	COM	375036100
—	ORISUN ACQUISITION CORP	160,000	$1,629	0.1%	$10.18	—	COM	68632T109
—	EAST STONE ACQUISITION CORP	165,000	$1,625	0.1%	$9.85	—	SHS	G2911D108
—	FST TR NEW OPPORT MLP & ENE	447,285	$1,610	0.1%	$3.71	—	COM	33739M100
—	CLEARBRIDGE MLP AND MIDSTRM	154,197	$1,544	0.1%	$10.01	—	COM	18469Q207
XMUSX	BLACKROCK MUNIHOLDINGS QUALI	116,953	$1,506	0.1%	$12.74	—	COM	09254A101
—	INDUSTRIAL TECH ACQU INC	150,000	$1,500	0.1%	$10.00	—	UNIT 08/31/2025	456357201
—	UNION ACQUISITION CORP II	150,000	$1,490	0.1%	$9.93	—	SHS	G9402Q100
RPLA	REPLAY ACQUISITION CORP	145,910	$1,485	0.1%	$10.18	—	COM	G75130107
—	FLYING EAGLE ACQUISITION COR	119,997	$1,459	0.1%	$12.16	—	COM	34407Y103
NBAC	NEWBORN ACQUISITION CORP	146,208	$1,449	0.1%	$9.91	—	SHS	G6463T106
—	NUVEEN S&P 500 BUY-WRITE INC	125,982	$1,421	0.1%	$11.28	—	COM	6706ER101
—	DWS MUN INCOME TR	125,699	$1,393	0.1%	$10.96	—	COM	233368109
—	TPG SPECIALTY LENDING INC	1,338,000	$1,383	0.1%	$0.90	—	NOTE 4.500% 8/0	87265KAD4
—	NEW PROVIDENCE ACQUISITION	134,999	$1,359	0.1%	$10.07	—	COM CL A	64822P106
—	EATON VANCE NEW YORK MUN INC	102,186	$1,308	0.1%	$13.17	—	SH BEN INT	27826W104
—	FORTRESS VALUE ACQUISITION C	94,979	$1,290	0.1%	$13.58	—	COM CL A	34962V106
—	LIFESCI ACQUISITION CORP	100,000	$1,240	0.1%	$12.40	—	COM	53228P109
—	BARINGS GLOBAL SHORT DURATIO	91,188	$1,215	0.1%	$12.57	—	COM	06760L100
—	INSURANCE ACQUISITION CORP	98,792	$1,167	0.1%	$11.81	—	CL A	457867109
—	KENSINGTON CAP ACQUISITION C	69,371	$1,162	0.1%	$16.75	—	COM CL A	490073103
—	PROPTECH ACQUISITION CORP	96,600	$1,075	0.1%	$11.13	—	COM CL A	74349F101
—	8I ENTERPRISES ACQUISITION C	104,017	$1,071	0.1%	$10.00	—	SHS	G2956M104
—	NUVEEN CALIF MUNICPAL VALUE	68,414	$1,070	0.1%	$14.49	—	COM	6706EB106
—	LGL SYS ACQUISITION CORP	100,000	$1,044	0.1%	$10.25	—	UNIT 10/24/2024	50201G205
—	VISTAS MEDIA ACQUISITION CO	100,000	$1,010	0.1%	$10.10	—	UNIT 08/03/2025	92840T206
—	EXPERIENCE INVT CORP	100,000	$1,005	0.1%	$10.05	—	COM CL A	30217C109
—	BURGUNDY TECHNOLOGY ACQU COR	100,000	$996	0.1%	$9.96	—	UNIT 08/26/2025	G1702T132
—	ROTH CH ACQUISITION I CO	99,990	$995	0.1%	$9.95	—	COM	778675108
—	HAYMAKER ACQUISITION CORP II	96,902	$969	0.1%	$10.00	—	COM CL A	42087L101
—	FIRST TR ENERGY INFRASTRCTR	106,368	$952	0.1%	$8.95	—	COM	33738C103
—	APOLLO TACTICAL INCOME FD IN	69,090	$878	0.1%	$12.71	—	COM	037638103
—	MOUNTAIN CREST ACQUISITION C	85,000	$863	0.1%	$10.15	—	COM	62401M106
—	BLACKROCK FLOATING RATE INCO	76,208	$856	0.1%	$11.29	—	COM	091941104
—	REDBALL ACQUISITION CORP	75,000	$793	0.0%	$10.57	—	UNIT 99/99/9999	G7417R121
THBR	THUNDER BRDG ACQUISTION II L	75,000	$765	0.0%	$10.20	—	CL A SHS	G8857S116
—	STARBOARD VALUE ACQUISITN CO	75,000	$758	0.0%	$10.11	—	UNIT 09/10/2025	85521J208
—	MONOCLE ACQUISITION CORP	73,609	$754	0.0%	$10.19	—	COM	609754106
—	VOYA INTL HIGH DIVID EQTY IN	168,576	$747	0.0%	$4.23	—	COM	92912Y109
PXH	INVESCO EXCH TRADED FD TR II	37,953	$666	0.0%	$21.14	—	FTSE RAFI EMNG	46138E727
—	STABLE RD ACQUISITION CORP	65,704	$662	0.0%	$10.08	—	COM CL A	85236Q109
—	EATON VANCE SHORT DURATION D	56,849	$651	0.0%	$11.45	—	COM	27828V104
—	DELAWARE ENHANCED GBL DIV &	72,048	$639	0.0%	$11.26	—	COM	246060107
—	CALAMOS CONV & HIGH INCOME F	53,007	$619	0.0%	$11.68	—	COM SHS	12811P108
—	NOVUS CAP CORP	216,072	$603	0.0%	$2.79	—	*W EXP 06/30/202	67012U116
—	VOYA EMERGING MKTS HIGH DIVI	89,083	$589	0.0%	$7.57	—	COM	92912P108
—	BRILLIANT ACQUISITION CORP	60,000	$585	0.0%	$9.75	—	SHS	G1643W111
XPMAX	PIONEER MUN HIGH INCOME ADVA	52,157	$570	0.0%	$10.51	—	COM	723762100
—	MALACCA STRAITS ACQUISITION	55,000	$547	0.0%	$9.95	—	UNIT 99/99/9999	G5859B125
—	APEX TECHNOLOGY ACQUISITION	49,998	$530	0.0%	$10.60	—	COM CL A	03768F102
—	BLACKROCK MUNIYIELD CALIF FD	37,509	$519	0.0%	$13.94	—	COM	09254M105
—	ACE CONVERGENCE ACQU CORP	50,000	$513	0.0%	$10.26	—	UNIT 99/99/9999	G0083D112
—	WESTERN ASSET VAR RT STRG FD	31,146	$511	0.0%	$16.09	—	COM	957667108
—	HIGHCAPE CAP ACQUISITION COR	50,000	$506	0.0%	$10.12	—	UNIT 09/30/2027	42984L204
—	TAILWIND ACQUISITION CORP	50,000	$503	0.0%	$10.06	—	UNIT 09/07/2027	87403Q201
—	VPC IMPACT ACQUISITION HLDNG	50,000	$500	0.0%	$10.00	—	UNIT 09/22/2025	G9441E126
—	HEALTHCARE MERGER CORP	48,649	$494	0.0%	$10.15	—	COM CL A	42227L102
—	NOVUS CAP CORP	41,172	$484	0.0%	$11.76	—	COM	67012U108
—	NUVEEN NEW JERSEY MUN VALUE	32,258	$445	0.0%	$13.80	—	SHS	670702109
—	VELODYNE LIDAR INC	90,407	$442	0.0%	$4.89	—	*W EXP 09/29/202	92259F119
—	GIGCAPITAL2 INC	38,120	$423	0.0%	$10.03	—	UNIT 02/28/2026	375036209
—	GX ACQUISITION CORP	35,473	$398	0.0%	$10.05	—	UNIT 05/24/2026	36251A206
—	OPES ACQUISITION CORP	163,038	$388	0.0%	$0.36	—	*W EXP 03/13/202	68373P118
—	NUVEEN HIGH INCOME 2020 TARG	39,384	$372	0.0%	$9.45	—	COM	67075L102
—	DMY TECHNOLOGY GROUP INC	121,648	$365	0.0%	$3.00	—	*W EXP 02/21/202	233253111
—	TRINE ACQUISITION CORP	134,640	$353	0.0%	$2.62	—	*W EXP 03/31/202	89628U116
—	TUSCAN HLDGS CORP	32,225	$344	0.0%	$10.42	—	UNIT 99/99/9999	90069K203
—	HENNESSY CAP ACQUSTION CORP	146,940	$339	0.0%	$2.31	—	*W EXP 09/05/202	42589C112
XMHIX	PIONEER MUN HIGH INCOME TR	28,953	$335	0.0%	$11.29	—	COM SHS	723763108
—	HIGH INCOME SECS FD	39,338	$328	0.0%	$8.38	—	SHS BEN INT	42968F108
—	8I ENTERPRISES ACQUISITION C	221,396	$297	0.0%	$0.40	—	*W EXP 10/29/202	G2956M112
—	FUSION ACQUISITION CORP	27,500	$283	0.0%	$10.15	—	UNIT 99/99/9999	36118H204
—	NETFIN ACQUISITION CORP	195,721	$256	0.0%	$1.31	—	*W EXP 08/01/202	G6455A115
SCPE	SC HEALTH CORP	24,998	$252	0.0%	$10.08	—	COM CL A	G78516203
ARCC	ARES CAPITAL CORP	17,815	$249	0.0%	$8.55	0.0%	COM	04010L103
NMFC	NEW MTN FIN CORP	25,662	$245	0.0%	$5.33	0.0%	COM	647551100
—	PIVOTAL INVT CORP II	64,164	$237	0.0%	$3.69	—	*W EXP 06/01/202	72582K118
—	HYCROFT MINING HOLDING CORP	141,461	$222	0.0%	$1.25	—	*W EXP 02/12/202	44862P117
—	CHURCHILL CAP CORP II	99,315	$217	0.0%	$2.18	—	*W EXP 07/02/202	17143G114
—	HL ACQUISITIONS CORP	104,080	$215	0.0%	$0.36	—	*W EXP 06/21/202	G4603R122
—	CAPSTAR SPL PURP ACQUISITION	20,000	$204	0.0%	$10.20	—	UNIT 07/09/2027	14070Y200
—	8I ENTERPRISES ACQUISITION C	233,596	$199	0.0%	$0.44	—	RIGHT 10/29/2020	G2956M120
—	ALLIANZGI CONV & INCM 2024 T	21,254	$187	0.0%	$8.80	—	COM	01883H102
—	SUSTAINABLE OPPORTNTS ACQ CO	99,998	$180	0.0%	$1.80	—	*W EXP 99/99/999	G8598Y117
ETWOW	CC NEUBERGER PRINCIPAL HLDNG	99,999	$180	0.0%	$1.80	—	*W EXP 99/99/999	G1992Y122
—	LF CAP ACQUISITION CORP	100,000	$180	0.0%	$0.55	—	*W EXP 06/22/202	50200K116
—	KENSINGTON CAP ACQUISITION C	39,898	$180	0.0%	$4.51	—	*W EXP 07/01/202	490073111
—	CHARDAN HEALTHCR ACQSTN 2 CO	222,500	$160	0.0%	$0.72	—	*W EXP 03/05/202	15957T115
—	SCHULTZE SPL PURP ACQUSTN CO	294,494	$153	0.0%	$1.29	—	*W EXP 12/31/202	80821R117
—	LIFESCI ACQUISITION CORP	100,000	$153	0.0%	$1.53	—	*W EXP 02/14/202	53228P117
—	BLACKSTONE GSO STRATEGIC CR	12,248	$150	0.0%	$12.25	—	COM SHS BEN IN	09257R101
—	GIGCAPITAL2 INC	161,880	$147	0.0%	$0.91	—	*W EXP 02/28/202	375036118
SHPSQ	GALILEO ACQUISITION CORP	235,000	$146	0.0%	$0.62	—	*W EXP 10/31/202	G3770A110
—	SOUTH MTN MERGER CORP	104,233	$146	0.0%	$1.40	—	*W EXP 06/20/202	838884112
—	INTERPRIVATE ACQUISITION COR	174,999	$143	0.0%	$0.82	—	*W EXP 10/24/202	46064A111
—	GX ACQUISITION CORP	13,527	$142	0.0%	$10.50	—	COM CL A	36251A107
—	BIOMX INC	195,843	$139	0.0%	$0.47	—	*W EXP 10/16/202	09090D111
—	GREENVISION ACQUISITION CORP	264,742	$138	0.0%	$0.52	—	*W EXP 10/28/202	39678G111
—	OSPREY TECHNLGY AQUISTION CO	98,563	$138	0.0%	$1.40	—	*W EXP 10/30/202	68839R120
—	INSURANCE ACQUISITION CORP	49,396	$137	0.0%	$2.77	—	*W EXP 03/31/202	457867117
—	LANDCADIA HLDGS II INC	30,881	$136	0.0%	$4.40	—	*W EXP 05/09/202	51476X113
—	AMCI ACQUISITION CORP	200,000	$136	0.0%	$0.55	—	*W EXP 05/20/202	00165R119
AGLWQ	LIV CAP ACQUISITION CORP	284,062	$134	0.0%	$0.47	—	*W EXP 12/13/202	G5510C116
—	GX ACQUISITION CORP	82,263	$132	0.0%	$1.60	—	*W EXP 05/24/202	36251A115
—	HL ACQUISITIONS CORP	125,000	$131	0.0%	$0.40	—	RIGHT 07/17/2023	G4603R130
—	GREENVISION ACQUISITION CORP	265,942	$122	0.0%	$0.46	—	RIGHT 06/01/2021	39678G129
—	PERSHING SQUARE TONTINE HLDG	16,664	$119	0.0%	$7.14	—	*W EXP 07/24/202	71531R117
—	FORTRESS VALUE ACQUISITION C	36,065	$119	0.0%	$3.30	—	*W EXP 05/04/202	34962V114
—	AMPLITUDE HLTHCRE AQUSTIN CO	96,710	$114	0.0%	$1.18	—	*W EXP 12/01/202	03212A113
—	BLACKROCK ENHANCED GLOBAL DI	11,870	$114	0.0%	$10.37	—	COM	092501105
—	FINTECH ACQUISITION CORP III	73,381	$113	0.0%	$1.54	—	*W EXP 12/01/202	31811A119
—	UNION ACQUISITION CORP II	150,000	$113	0.0%	$0.75	—	*W EXP 04/01/202	G9402Q126
—	HEALTH SCIENCES ACQ CORP 2	10,000	$110	0.0%	$11.00	—	ORD SHS	G4411D109
—	ARYA SCIENCES ACQUISTION CO	10,000	$110	0.0%	$11.60	—	UNIT 06/09/2027	G31655114
—	TUSCAN HLDGS CORP	213,743	$109	0.0%	$0.51	—	*W EXP 04/01/202	90069K112
—	CF FIN ACQUISITION CORP	110,147	$108	0.0%	$1.35	—	*W EXP 04/30/202	12528N115
—	MERIDA MERGER CORP I	194,593	$107	0.0%	$0.50	—	*W EXP 11/07/202	58953M114
—	BROOGE ENERGY LTD	203,192	$102	0.0%	$0.74	—	*W EXP 12/20/202	G1611B115
—	MEGALITH FINL ACQUISITION CO	150,000	$99	0.0%	$0.84	—	*W EXP 08/26/202	58518F117
—	LIVE OAK ACQUISITION CORP	99,998	$98	0.0%	$0.98	—	*W EXP 05/08/202	53804F111
—	FLYING EAGLE ACQUISITION COR	29,999	$98	0.0%	$3.27	—	*W EXP 02/26/202	34407Y111
SNAXW	ANDINA ACQUISITION CORP III	294,410	$97	0.0%	$0.43	—	*W EXP 07/31/202	G04415124
—	ORISUN ACQUISITION CORP	160,000	$96	0.0%	$0.60	—	RIGHT 05/31/2024	68632T125
—	GIGCAPITAL3 INC	149,997	$96	0.0%	$0.64	—	*W EXP 05/18/202	37519D115
—	ALUSSA ENERGY ACQUISITION CO	145,337	$94	0.0%	$0.65	—	*W EXP 10/31/202	G0232J119
—	ANDINA ACQUISITION CORP III	294,410	$94	0.0%	$0.25	—	RIGHT 10/01/2025	G04415132
—	TUSCAN HLDGS CORP II	199,999	$90	0.0%	$0.45	—	*W EXP 99/99/999	90070A111
—	LEGACY ACQUISITION CORP	165,277	$89	0.0%	$0.44	—	*W EXP 11/30/202	524643111
—	CIIG MERGER CORP	98,652	$85	0.0%	$0.86	—	*W EXP 12/31/202	12559C111
—	CRESCENT ACQUISITION CORP	97,720	$82	0.0%	$0.84	—	*W EXP 03/08/202	22564L113
—	NEW PROVIDENCE ACQUISITION	67,499	$82	0.0%	$1.21	—	*W EXP 09/11/202	64822P114
—	AGBA ACQUISITION LTD	250,000	$80	0.0%	$0.32	—	*W EXP 05/10/202	G0120M117
—	PROPTECH ACQUISITION CORP	48,300	$79	0.0%	$1.64	—	*W EXP 05/26/202	74349F119
—	ROTH CH ACQUISITION I CO	74,992	$77	0.0%	$1.03	—	*W EXP 01/28/202	778675116
—	LEISURE ACQUISITION CORP	150,075	$71	0.0%	$0.81	—	*W EXP 12/05/201	52539T115
—	REPLAY ACQUISITION CORP	72,955	$69	0.0%	$0.95	—	*W EXP 03/01/202	G75130115
GNRWQ	GREENROSE ACQUISITION CORP	289,496	$69	0.0%	$0.24	—	*W EXP 08/11/202	395392111
—	LONGVIEW ACQUISITION CORP	66,665	$65	0.0%	$0.98	—	*W EXP 05/27/202	543195119
—	TENZING ACQUISITION CORP	125,000	$64	0.0%	$0.47	—	*W EXP 02/23/202	G8708A108
—	TOTTENHAM ACQUISITION I LTD	118,000	$63	0.0%	$0.37	—	RIGHT 11/06/2020	G8959N122
—	COLLECTIVE GROWTH CORP	99,999	$61	0.0%	$0.61	—	*W EXP 04/30/202	19424L119
MAPSW	SILVER SPIKE ACQUISITION COR	99,999	$61	0.0%	$0.61	—	*W EXP 08/02/202	G8136L114
—	ATLAS TECHNICAL CONSULTANTS	117,846	$60	0.0%	$21.65	—	*W EXP 11/26/202	049430119
—	AGBA ACQUISITION LTD	250,000	$58	0.0%	$0.23	—	RIGHT 05/10/2024	G0120M125
—	TRIDENT ACQUISITIONS CORP	150,000	$56	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	RMG ACQUISITION CORP	25,000	$54	0.0%	$2.16	—	*W EXP 02/21/202	749641114
—	GIGCAPITAL2 INC	161,880	$53	0.0%	$0.33	—	RIGHT 02/28/2026	375036126
—	TOTTENHAM ACQUISITION I LTD	107,805	$51	0.0%	$0.20	—	*W EXP 05/06/202	G8959N114
—	THUNDER BRDG ACQUISTION II L	37,500	$51	0.0%	$1.36	—	*W EXP 11/30/202	G8857S108
—	APEX TECHNOLOGY ACQUISITION	24,999	$48	0.0%	$1.92	—	*W EXP 09/18/202	03768F110
—	ORISUN ACQUISITION CORP	160,000	$48	0.0%	$0.30	—	*W EXP 05/31/202	68632T117
—	BIG ROCK PARTNERS ACQUISI CO	237,324	$47	0.0%	$0.46	—	RIGHT 12/01/2022	089482129
—	HEALTHCARE MERGER CORP	24,324	$44	0.0%	$1.81	—	*W EXP 12/17/202	42227L110
—	EAST STONE ACQUISITION CORP	165,000	$43	0.0%	$0.26	—	RIGHT 12/31/2026	G2911D132
—	NEWBORN ACQUISITION CORP	146,208	$42	0.0%	$0.29	—	*W EXP 02/03/202	G6463T114
—	HALL OF FAME RESORT & ENTMT	159,798	$42	0.0%	$0.26	—	*W EXP 07/01/202	40619L110
—	EXPERIENCE INVT CORP	33,333	$41	0.0%	$1.23	—	*W EXP 09/01/202	30217C117
—	ALBERTON ACQUISITION CORP	194,596	$41	0.0%	$0.26	—	*W EXP 04/26/202	G35006124
—	ALBERTON ACQUISITION CORP	194,596	$39	0.0%	$0.26	—	RIGHT 10/04/2020	G35006132
—	YUNHONG INTL	193,023	$39	0.0%	$0.20	—	RIGHT 01/31/2027	G98882130
—	STABLE RD ACQUISITION CORP	32,852	$38	0.0%	$1.16	—	*W EXP 05/15/202	85236Q117
—	MONOCLE ACQUISITION CORP	73,609	$37	0.0%	$0.75	—	*W EXP 12/06/202	609754114
—	MOUNTAIN CREST ACQUISITION C	52,284	$34	0.0%	$0.65	—	RIGHT 03/19/2025	62401M122
—	EAST STONE ACQUISITION CORP	165,000	$33	0.0%	$0.20	—	*W EXP 12/31/202	G2911D116
—	HAYMAKER ACQUISITION CORP II	32,300	$32	0.0%	$0.99	—	*W EXP 10/31/202	42087L119
—	BIG ROCK PARTNERS ACQUISI CO	118,662	$31	0.0%	$0.40	—	*W EXP 12/01/202	089482111
—	KBL MERGER CORP IV	124,200	$29	0.0%	$0.20	—	*W EXP 01/15/202	48242A112
—	NEWBORN ACQUISITION CORP	146,208	$29	0.0%	$0.20	—	RIGHT 02/03/2025	G6463T122
—	LONGEVITY ACQUISITION CORP	100,000	$25	0.0%	$0.20	—	*W EXP 07/31/202	G56372116
—	LONGEVITY ACQUISITION CORP	100,000	$21	0.0%	$0.20	—	RIGHT 07/31/2020	G56372124
—	METEN EDTECHX ED GROUP LTD	96,249	$20	0.0%	$0.56	—	*W EXP 03/31/202	G6055H106
—	YUNHONG INTL	96,511	$17	0.0%	$0.18	—	*W EXP 01/31/202	G98882122
—	SC HEALTH CORP	12,499	$14	0.0%	$1.12	—	*W EXP 99/99/999	G78516401
—	BRILLIANT ACQUISITION CORP	60,000	$12	0.0%	$0.20	—	RIGHT 99/99/9999	G1643W137
DFNSW	BRILLIANT ACQUISITION CORP	32,451	$6	0.0%	$0.18	—	*W EXP 03/31/202	G1643W129