CIK: 0001143261 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 13, 2020
Total Value ($000): $131,198 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TIFFANY & CO NEW | 209,900 | $24,317 | 18.5% | $115.83 | — | Call | 886547108 |
| ABBV | ABBVIE INC | 107,100 | $9,381 | 7.2% | $76.31 | 0.0% | Put | 00287Y109 |
| RILY | B. RILEY FINANCIAL INC | 360,634 | $9,037 | 6.9% | $19.68 | +27.8% | COM | 05580M108 |
| TSLA | TESLA INC | 20,500 | $8,795 | 6.7% | — | — | Put | 88160R101 |
| SPY | SPDR S&P 500 ETF TR | 23,400 | $7,836 | 6.0% | $396.33 | — | Put | 78462F103 |
| — | TIFFANY & CO NEW | 52,700 | $6,105 | 4.7% | $115.83 | — | Put | 886547108 |
| — | AIMMUNE THERAPEUTICS INC | 124,700 | $4,296 | 3.3% | $34.45 | — | Put | 00900T107 |
| — | SOFTWARE ACQUISITN GRUP INC | 423,000 | $4,209 | 3.2% | $9.95 | — | UNIT 99/99/9999 | 83407F200 |
| ABBV | ABBVIE INC | 45,100 | $3,950 | 3.0% | $76.31 | 0.0% | Call | 00287Y109 |
| — | AIMMUNE THERAPEUTICS INC | 103,800 | $3,576 | 2.7% | $34.45 | — | COM | 00900T107 |
| SPY | SPDR S&P 500 ETF TR | 10,600 | $3,550 | 2.7% | $396.33 | — | Call | 78462F103 |
| — | TAUBMAN CTRS INC | 105,200 | $3,502 | 2.7% | — | — | Put | 876664103 |
| — | NATIONAL HOLDINGS CORP | 1,358,418 | $2,880 | 2.2% | $2.12 | — | COM NEW | 636375206 |
| OXY | OCCIDENTAL PETE CORP | 273,600 | $2,739 | 2.1% | $13.27 | 0.0% | Call | 674599105 |
| — | QUANTUM CORP | 587,544 | $2,703 | 2.1% | $4.60 | — | COM NEW | 747906501 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 34,700 | $1,997 | 1.5% | $53.70 | 0.0% | Put | 75513E101 |
| SPY | SPDR S&P 500 ETF TR | 5,800 | $1,942 | 1.5% | $396.33 | — | TR UNIT | 78462F103 |
| TSLA | TESLA INC | 4,400 | $1,888 | 1.4% | — | — | Call | 88160R101 |
| ALTG | ALTA EQUIPMENT GROUP INC | 236,049 | $1,848 | 1.4% | $7.38 | 0.0% | COMMON STOCK | 02128L106 |
| — | KANSAS CITY SOUTHERN | 10,100 | $1,826 | 1.4% | $180.89 | — | Put | 485170302 |
| NFLX | NETFLIX INC | 3,400 | $1,700 | 1.3% | $49.77 | 0.0% | COM | 64110L106 |
| — | WRIGHT MED GROUP N V | 55,500 | $1,695 | 1.3% | $30.00 | — | Put | N96617118 |
| — | TAUBMAN CTRS INC | 47,700 | $1,588 | 1.2% | — | — | Call | 876664103 |
| — | SONIM TECHNOLOGIES INC | 1,941,980 | $1,507 | 1.1% | $0.81 | — | COM | 83548F101 |
| UIS | UNISYS CORP | 140,366 | $1,498 | 1.1% | $11.48 | 0.0% | COM NEW | 909214306 |
| — | KANSAS CITY SOUTHERN | 7,900 | $1,429 | 1.1% | $180.89 | — | COM NEW | 485170302 |
| — | SELECT INTERIOR CONCEPTS INC | 183,794 | $1,268 | 1.0% | $6.90 | — | CL A | 816120307 |
| AMZN | AMAZON COM INC | 400 | $1,259 | 1.0% | $96.79 | +62.9% | COM | 023135106 |
| CI | CIGNA CORP NEW | 7,400 | $1,254 | 1.0% | — | — | Call | 125523100 |
| — | TIFFANY & CO NEW | 8,400 | $973 | 0.7% | $115.83 | — | COM | 886547108 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 11,800 | $679 | 0.5% | $53.70 | 0.0% | Call | 75513E101 |
| BMY | BRISTOL-MYERS SQUIBB CO | 10,000 | $603 | 0.5% | — | — | Call | 110122108 |
| — | XPERI HOLDING CORP | 52,078 | $598 | 0.5% | $11.70 | — | COM | 98390M103 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 10,300 | $593 | 0.5% | $53.70 | 0.0% | COM | 75513E101 |
| BW | BABCOCK & WILCOX ENTERPRISES | 237,923 | $552 | 0.4% | $3.61 | -31.0% | COM | 05614L209 |
| STNG | SCORPIO TANKERS INC | 47,055 | $521 | 0.4% | $11.07 | — | SHS | Y7542C130 |
| OXY/WS | OCCIDENTAL PETE CORP | 140,710 | $422 | 0.3% | $3.00 | — | *W EXP 08/03/202 | 674599162 |
| CI | CIGNA CORP NEW | 2,400 | $407 | 0.3% | — | — | Put | 125523100 |
| OXY | OCCIDENTAL PETE CORP | 37,500 | $375 | 0.3% | $13.27 | 0.0% | Put | 674599105 |
| ABBV | ABBVIE INC | 4,099 | $359 | 0.3% | $76.31 | 0.0% | COM | 00287Y109 |
| — | WRIGHT MED GROUP N V | 10,800 | $330 | 0.3% | $30.00 | — | Call | N96617118 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 90,500 | $316 | 0.2% | — | — | Call | G65773106 |
| GNW | GENWORTH FINL INC | 85,500 | $286 | 0.2% | $4.15 | -35.7% | Call | 37247D106 |
| — | ACACIA COMMUNICATIONS INC | 4,100 | $276 | 0.2% | $67.38 | — | Put | 00401C108 |
| — | IMMUNOMEDICS INC | 2,700 | $230 | 0.2% | $85.20 | — | Put | 452907108 |
| — | CELLULAR BIOMEDICINE GROUP I | 12,500 | $229 | 0.2% | $18.39 | — | Call | 15117P102 |
| — | ACACIA COMMUNICATIONS INC | 3,250 | $219 | 0.2% | $67.38 | — | COM | 00401C108 |
| CMBT | EURONAV NV | 24,666 | $218 | 0.2% | $5.08 | +3.5% | SHS | B38564108 |
| GLD | SPDR GOLD TR | 1,200 | $213 | 0.2% | $177.50 | — | GOLD SHS | 78463V107 |
| — | IMMUNOMEDICS INC | 2,500 | $213 | 0.2% | $85.20 | — | Call | 452907108 |
| — | IMMUNOMEDICS INC | 2,500 | $213 | 0.2% | $85.20 | — | COM | 452907108 |
| FNF | FIDELITY NATIONAL FINANCIAL | 6,400 | $200 | 0.2% | $24.42 | 0.0% | Call | 31620R303 |
| — | CELLULAR BIOMEDICINE GROUP I | 10,600 | $194 | 0.1% | $18.39 | — | Put | 15117P102 |
| OTIS | OTIS WORLDWIDE CORP | 2,800 | $175 | 0.1% | $56.47 | 0.0% | COM | 68902V107 |
| — | AKCEA THERAPEUTICS INC | 9,600 | $174 | 0.1% | $18.11 | — | Put | 00972L107 |
| — | AKCEA THERAPEUTICS INC | 9,500 | $172 | 0.1% | $18.11 | — | COM | 00972L107 |
| CARR | CARRIER GLOBAL CORPORATION | 5,600 | $171 | 0.1% | $26.37 | 0.0% | COM | 14448C104 |
| GNW | GENWORTH FINL INC | 48,400 | $162 | 0.1% | $4.15 | -35.7% | Put | 37247D106 |
| — | ROSETTA STONE INC | 5,000 | $150 | 0.1% | $30.00 | — | Put | 777780107 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 39,900 | $139 | 0.1% | — | — | Put | G65773106 |
| — | LIVONGO HEALTH INC | 847 | $119 | 0.1% | $140.50 | — | COM | 539183103 |
| — | CELLULAR BIOMEDICINE GROUP I | 6,200 | $114 | 0.1% | $18.39 | — | COM NEW | 15117P102 |
| OXY | OCCIDENTAL PETE CORP | 9,154 | $92 | 0.1% | $13.27 | 0.0% | COM | 674599105 |
| CMBT | EURONAV NV | 9,700 | $86 | 0.1% | $5.08 | +3.5% | Put | B38564108 |
| — | ZIOPHARM ONCOLOGY INC | 31,300 | $79 | 0.1% | $3.17 | — | Call | 98973P101 |
| — | FITBIT INC | 9,300 | $65 | 0.0% | $7.00 | — | Put | 33812L102 |
| DIS | DISNEY WALT CO | 500 | $62 | 0.0% | $123.52 | -1.1% | COM DISNEY | 254687106 |
| — | GREAT ELM CAP GROUP INC | 25,300 | $60 | 0.0% | $2.37 | — | COM NEW | 39036P209 |
| DBA | INVESCO DB MULTI-SECTOR COMM | 3,500 | $52 | 0.0% | $16.86 | — | AGRICULTURE FD | 46140H106 |
| FNF | FIDELITY NATIONAL FINANCIAL | 1,400 | $44 | 0.0% | $24.42 | 0.0% | Put | 31620R303 |
| — | NIKOLA CORP | 2,000 | $41 | 0.0% | $20.50 | — | COM | 654110105 |
| — | BRISTOL-MYERS SQUIBB CO | 16,900 | $38 | 0.0% | $2.25 | — | RIGHT 99/99/9999 | 110122157 |
| GSL | GLOBAL SHIP LEASE INC NEW | 5,286 | $36 | 0.0% | $5.11 | 0.0% | COM CL A | Y27183600 |
| CMBT | EURONAV NV | 3,800 | $34 | 0.0% | $5.08 | +3.5% | Call | B38564108 |
| — | VIRTUSA CORP | 700 | $34 | 0.0% | $48.57 | — | COM | 92827P102 |
| — | VARIAN MED SYS INC | 200 | $34 | 0.0% | $180.00 | — | Put | 92220P105 |
| — | VIRTUSA CORP | 700 | $34 | 0.0% | $48.57 | — | Put | 92827P102 |
| PGEN | PRECIGEN INC | 9,171 | $32 | 0.0% | $4.63 | +2.6% | COM | 74017N105 |
| PGEN | PRECIGEN INC | 8,200 | $29 | 0.0% | $4.63 | +2.6% | Call | 74017N105 |
| — | FITBIT INC | 4,000 | $28 | 0.0% | $7.00 | — | CL A | 33812L102 |
| TIP | ISHARES TR | 200 | $25 | 0.0% | $125.00 | — | TIPS BD ETF | 464287176 |
| GNW | GENWORTH FINL INC | 7,000 | $23 | 0.0% | $4.15 | -35.7% | COM CL A | 37247D106 |
| — | TURQUOISE HILL RES LTD | 20,900 | $18 | 0.0% | $0.86 | — | COM | 900435108 |
| — | VARIAN MED SYS INC | 100 | $17 | 0.0% | $180.00 | — | COM | 92220P105 |
| — | ZIOPHARM ONCOLOGY INC | 6,900 | $17 | 0.0% | $3.17 | — | COM | 98973P101 |
| PGEN | PRECIGEN INC | 4,500 | $16 | 0.0% | $4.63 | +2.6% | Put | 74017N105 |
| FNF | FIDELITY NATIONAL FINANCIAL | 350 | $11 | 0.0% | $24.42 | 0.0% | FNF GROUP COM | 31620R303 |
| — | ROSETTA STONE INC | 200 | $6 | 0.0% | $30.00 | — | COM | 777780107 |
| — | WRIGHT MED GROUP N V | 200 | $6 | 0.0% | $30.00 | — | ORD SHS | N96617118 |
| NKSH | NATIONAL BANKSHARES INC VA | 173 | $4 | 0.0% | $28.17 | -31.0% | COM | 634865109 |
| — | TURQUOISE HILL RES LTD | 4,000 | $3 | 0.0% | $0.86 | — | Call | 900435108 |
| — | AQUABOUNTY TECHNOLOGIES INC | 448 | $2 | 0.0% | $6.72 | — | COM NEW | 03842K200 |
| CNC | CENTENE CORP DEL | 16,900 | $0 | 0.0% | — | — | Call | 15135B101 |
| — | TURQUOISE HILL RES LTD | 500 | $0 | 0.0% | $0.86 | — | Put | 900435108 |
| — | INNERWORKINGS INC | 4,300 | $0 | 0.0% | — | — | Call | 45773Y105 |
| — | MOMENTA PHARMACEUTICALS INC | 195,000 | $0 | 0.0% | — | — | Put | 60877T100 |
| CVS | CVS HEALTH CORP | 2,500 | $0 | 0.0% | — | — | Put | 126650100 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | — | — | COM | 46146L101 |
| — | VIRGIN GALACTIC HOLDINGS INC | 600 | $0 | 0.0% | — | — | Call | 92766K106 |