Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 26, 2021
Total Value: $384M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AMZN | AMAZON COM INC | 24,800 | $80.77M | 21.1% | $158.57 | +0.6% | COM | 023135106 |
| TSLA | TESLA INC | 68,000 | $47.99M | 12.5% | $170.65 | 0.0% | Call | 88160R101 |
| — | TIFFANY & CO NEW | 326,100 | $42.87M | 11.2% | $116.71 | — | Call | 886547108 |
| — | TIFFANY & CO NEW | 304,200 | $39.99M | 10.4% | $116.71 | — | Put | 886547108 |
| RILY | B. RILEY FINANCIAL INC | 438,145 | $19.38M | 5.0% | $21.90 | +47.1% | COM | 05580M108 |
| — | ACACIA COMMUNICATIONS INC | 200,900 | $14.66M | 3.8% | $72.85 | — | Put | 00401C108 |
| OXY | OCCIDENTAL PETE CORP | 816,800 | $14.14M | 3.7% | $13.18 | -2.0% | Call | 674599105 |
| — | ACACIA COMMUNICATIONS INC | 164,400 | $11.99M | 3.1% | $72.85 | — | COM | 00401C108 |
| TSLA | TESLA INC | 16,100 | $11.36M | 3.0% | $170.65 | 0.0% | Put | 88160R101 |
| ABBV | ABBVIE INC | 101,100 | $10.83M | 2.8% | $76.57 | +3.1% | Put | 00287Y109 |
| XLI | SELECT SECTOR SPDR TR | 102,900 | $9.112M | 2.4% | $88.55 | — | SBI INT-INDS | 81369Y704 |
| — | NATIONAL HLDGS CORP | 1,729,809 | $5.241M | 1.4% | $2.32 | — | COM NEW | 636375206 |
| — | PREVAIL THERAPEUTICS INC | 215,300 | $4.967M | 1.3% | $23.07 | — | Put | 74140Y101 |
| DIA | SPDR DOW JONES INDL AVERAGE | 16,000 | $4.893M | 1.3% | $305.81 | — | UT SER 1 | 78467X109 |
| AMZN | AMAZON COM INC | 1,200 | $3.908M | 1.0% | $158.57 | +0.6% | Call | 023135106 |
| — | REALPAGE INC | 37,000 | $3.228M | 0.8% | $87.24 | — | Put | 75606N109 |
| — | PREVAIL THERAPEUTICS INC | 122,800 | $2.833M | 0.7% | $23.07 | — | COM | 74140Y101 |
| — | REALPAGE INC | 32,200 | $2.809M | 0.7% | $87.24 | — | COM | 75606N109 |
| ALTG | ALTA EQUIPMENT GROUP INC | 275,436 | $2.721M | 0.7% | $7.47 | +7.5% | COMMON STOCK | 02128L106 |
| — | SONIM TECHNOLOGIES INC | 3,559,345 | $2.577M | 0.7% | $0.77 | — | COM | 83548F101 |
| — | XPERI HOLDING CORP | 116,454 | $2.434M | 0.6% | $16.79 | — | COM | 98390M103 |
| — | EIDOS THERAPEUTICS INC | 18,000 | $2.368M | 0.6% | $131.54 | — | Put | 28249H104 |
| — | REALPAGE INC | 26,500 | $2.312M | 0.6% | $87.24 | — | Call | 75606N109 |
| — | QUANTUM CORP | 361,987 | $2.215M | 0.6% | $4.60 | — | COM NEW | 747906501 |
| ABBV | ABBVIE INC | 20,600 | $2.207M | 0.6% | $76.57 | +3.1% | Call | 00287Y109 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 24,700 | $1.766M | 0.5% | $53.70 | +8.8% | Put | 75513E101 |
| — | COLLECTORS UNIVERSE INC | 23,400 | $1.764M | 0.5% | $75.43 | — | Put | 19421R200 |
| CI | CIGNA CORP NEW | 7,400 | $1.541M | 0.4% | — | — | Call | 125523100 |
| OPTU | ALTICE USA INC | 39,900 | $1.511M | 0.4% | $31.32 | 0.0% | Put | 02156K103 |
| OPTU | ALTICE USA INC | 34,900 | $1.322M | 0.3% | $31.32 | 0.0% | CL A | 02156K103 |
| — | TIFFANY & CO NEW | 8,900 | $1.17M | 0.3% | $116.71 | — | COM | 886547108 |
| — | COLLECTORS UNIVERSE INC | 15,000 | $1.131M | 0.3% | $75.43 | — | Call | 19421R200 |
| — | COLLECTORS UNIVERSE INC | 14,622 | $1.103M | 0.3% | $75.43 | — | COM NEW | 19421R200 |
| — | EIDOS THERAPEUTICS INC | 8,370 | $1.101M | 0.3% | $131.54 | — | COM | 28249H104 |
| IWM | ISHARES TR | 5,601 | $1.098M | 0.3% | $196.04 | — | RUSSELL 2000 ETF | 464287655 |
| GNW | GENWORTH FINL INC | 270,900 | $1.024M | 0.3% | $4.11 | -0.0% | Put | 37247D106 |
| CNC | CENTENE CORP DEL | 16,900 | $1.015M | 0.3% | — | — | Call | 15135B101 |
| CMBT | EURONAV NV | 125,265 | $1.002M | 0.3% | $4.81 | -1.4% | SHS | B38564108 |
| — | SEAPORT GLOBAL ACQUISITN COR | 93,873 | $981K | 0.3% | $10.45 | — | UNIT 99/99/9999 | 812227205 |
| GNW | GENWORTH FINL INC | 240,400 | $909K | 0.2% | $4.11 | -0.0% | COM CL A | 37247D106 |
| — | PREVAIL THERAPEUTICS INC | 34,400 | $794K | 0.2% | $23.07 | — | Call | 74140Y101 |
| BMY | BRISTOL-MYERS SQUIBB CO | 12,200 | $757K | 0.2% | $50.03 | 0.0% | Call | 110122108 |
| BW | BABCOCK & WILCOX ENTERPRISES | 215,378 | $756K | 0.2% | $3.61 | -13.1% | COM | 05614L209 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 10,300 | $737K | 0.2% | $53.70 | +8.8% | COM | 75513E101 |
| GNW | GENWORTH FINL INC | 186,500 | $705K | 0.2% | $4.11 | -0.0% | Call | 37247D106 |
| — | NATIONAL GEN HLDGS CORP | 20,400 | $697K | 0.2% | $34.20 | — | Put | 636220303 |
| OXY | OCCIDENTAL PETE CORP | 37,500 | $649K | 0.2% | $13.18 | -2.0% | Put | 674599105 |
| — | SELECT INTERIOR CONCEPTS INC | 89,640 | $641K | 0.2% | $6.90 | — | CL A | 816120307 |
| — | BIOTELEMETRY INC | 8,600 | $620K | 0.2% | $72.11 | — | Put | 090672106 |
| — | ROMAN DBDR TECH ACQUISITION | 462,767 | $564K | 0.1% | $1.22 | — | *W EXP 10/31/202 | 77584N119 |
| — | BIOTELEMETRY INC | 7,600 | $548K | 0.1% | $72.11 | — | COM | 090672106 |
| — | SOGOU INC | 65,100 | $531K | 0.1% | $8.16 | — | Put | 83409V104 |
| CI | CIGNA CORP NEW | 2,400 | $500K | 0.1% | — | — | Put | 125523100 |
| ABBV | ABBVIE INC | 4,541 | $487K | 0.1% | $76.57 | +3.1% | COM | 00287Y109 |
| — | FISKER INC | 98,716 | $486K | 0.1% | $4.92 | — | *W EXP 12/01/202 | 33813J114 |
| — | PLURALSIGHT INC | 19,800 | $415K | 0.1% | $20.96 | — | Put | 72941B106 |
| — | SPARTACUS ACQUISITION CORP | 335,565 | $376K | 0.1% | $1.12 | — | *W EXP 10/31/202 | 84677L117 |
| — | FRONT YD RESIDENTIAL CORP | 22,500 | $365K | 0.1% | $16.25 | — | Put | 35904G107 |
| — | EIDOS THERAPEUTICS INC | 2,700 | $355K | 0.1% | $131.54 | — | Call | 28249H104 |
| PGEN | PRECIGEN INC | 32,300 | $329K | 0.1% | $4.63 | +40.2% | Call | 74017N105 |
| — | VELODYNE LIDAR INC | 13,700 | $313K | 0.1% | $22.85 | — | COM | 92259F101 |
| — | AQUABOUNTY TECHNOLOGIES INC | 33,125 | $290K | 0.1% | $8.73 | — | COM NEW | 03842K200 |
| — | CINER RESOURCES LP | 22,416 | $282K | 0.1% | $12.58 | — | COM UNIT LTD | 172464109 |
| — | SOFTWARE ACQUISITN GRUP INC | 202,922 | $274K | 0.1% | $1.35 | — | *W EXP 09/17/202 | 83407F119 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 800 | $270K | 0.1% | $445.83 | 0.0% | CL A | 98980L101 |
| — | PLURALSIGHT INC | 12,500 | $262K | 0.1% | $20.96 | — | COM CL A | 72941B106 |
| QS | QUANTUMSCAPE CORP | 2,700 | $228K | 0.1% | $36.62 | 0.0% | COM CL A | 74767V109 |
| — | NAVISTAR INTL CORP NEW | 5,100 | $224K | 0.1% | $43.95 | — | Put | 63934E108 |
| TSLA | TESLA INC | 300 | $212K | 0.1% | $170.65 | 0.0% | COM | 88160R101 |
| OXY | OCCIDENTAL PETE CORP | 12,186 | $211K | 0.1% | $13.18 | -2.0% | COM | 674599105 |
| CARR | CARRIER GLOBAL CORPORATION | 5,600 | $211K | 0.1% | $26.37 | +28.2% | COM | 14448C104 |
| — | SEACOR HOLDINGS INC | 5,000 | $207K | 0.1% | $41.40 | — | COM | 811904101 |
| — | SEACOR HOLDINGS INC | 5,000 | $207K | 0.1% | $41.40 | — | Put | 811904101 |
| — | CELLULAR BIOMEDICINE GROUP I | 10,600 | $195K | 0.1% | $18.39 | — | Put | 15117P102 |
| OPTU | ALTICE USA INC | 5,000 | $189K | 0.0% | $31.32 | 0.0% | Call | 02156K103 |
| OTIS | OTIS WORLDWIDE CORP | 2,800 | $189K | 0.0% | $56.47 | +6.4% | COM | 68902V107 |
| — | NAVISTAR INTL CORP NEW | 4,300 | $189K | 0.0% | $43.95 | — | COM | 63934E108 |
| — | NIKOLA CORP | 11,300 | $172K | 0.0% | $16.16 | — | COM | 654110105 |
| — | NATIONAL GEN HLDGS CORP | 5,000 | $171K | 0.0% | $34.20 | — | COM | 636220303 |
| — | FRONT YD RESIDENTIAL CORP | 9,200 | $149K | 0.0% | $16.25 | — | Call | 35904G107 |
| — | AQUABOUNTY TECHNOLOGIES INC | 16,700 | $146K | 0.0% | $8.73 | — | Put | 03842K200 |
| — | FRONT YD RESIDENTIAL CORP | 8,800 | $143K | 0.0% | $16.25 | — | COM | 35904G107 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 1,800 | $129K | 0.0% | $53.70 | +8.8% | Call | 75513E101 |
| — | CELLULAR BIOMEDICINE GROUP I | 6,300 | $116K | 0.0% | $18.39 | — | COM NEW | 15117P102 |
| — | ZIOPHARM ONCOLOGY INC | 38,500 | $97,000 | 0.0% | $3.17 | — | Call | 98973P101 |
| DIS | DISNEY WALT CO | 500 | $91,000 | 0.0% | $123.52 | +13.5% | COM | 254687106 |
| PLTR | PALANTIR TECHNOLOGIES INC | 3,800 | $89,000 | 0.0% | $17.89 | 0.0% | CL A | 69608A108 |
| — | IDEANOMICS INC | 41,500 | $83,000 | 0.0% | $2.50 | — | Call | 45166V106 |
| — | SOGOU INC | 7,700 | $63,000 | 0.0% | $8.16 | — | Call | 83409V104 |
| — | SOGOU INC | 7,600 | $62,000 | 0.0% | $8.16 | — | ADR REPSTG A | 83409V104 |
| DBA | INVESCO DB MULTI-SECTOR COMM | 3,500 | $56,000 | 0.0% | $16.86 | — | AGRICULTURE FD | 46140H106 |
| — | CELLULAR BIOMEDICINE GROUP I | 2,900 | $53,000 | 0.0% | $18.39 | — | Call | 15117P102 |
| GEG | GREAT ELM GROUP INC | 16,514 | $48,000 | 0.0% | $2.39 | 0.0% | COM NEW | 39037G109 |
| OXY/WS | OCCIDENTAL PETE CORP | 6,897 | $47,000 | 0.0% | $3.00 | — | *W EXP 08/03/202 | 674599162 |
| XNCR | XENCOR INC | 1,000 | $44,000 | 0.0% | $41.35 | 0.0% | Put | 98401F105 |
| STNG | SCORPIO TANKERS INC | 3,865 | $43,000 | 0.0% | $11.07 | — | SHS | Y7542C130 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 2,000 | $35,000 | 0.0% | $14.63 | 0.0% | Put | 84920Y106 |
| — | VARIAN MED SYS INC | 200 | $35,000 | 0.0% | $180.00 | — | Put | 92220P105 |
| — | FITBIT INC | 4,800 | $33,000 | 0.0% | $6.98 | — | Put | 33812L102 |
| — | FITBIT INC | 4,800 | $33,000 | 0.0% | $6.98 | — | CL A | 33812L102 |
| — | AQUABOUNTY TECHNOLOGIES INC | 3,700 | $32,000 | 0.0% | $8.73 | — | Call | 03842K200 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 1,700 | $30,000 | 0.0% | $14.63 | 0.0% | COM | 84920Y106 |
| TIP | ISHARES TR | 200 | $26,000 | 0.0% | $125.00 | — | TIPS BD ETF | 464287176 |
| AES | AES CORP | 1,000 | $24,000 | 0.0% | $17.25 | 0.0% | COM | 00130H105 |
| — | NAVISTAR INTL CORP NEW | 500 | $22,000 | 0.0% | $43.95 | — | Call | 63934E108 |
| UIS | UNISYS CORP | 1,100 | $22,000 | 0.0% | $11.48 | +25.2% | COM NEW | 909214306 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 1,000 | $18,000 | 0.0% | $14.63 | 0.0% | Call | 84920Y106 |
| — | VARIAN MED SYS INC | 100 | $18,000 | 0.0% | $180.00 | — | COM | 92220P105 |
| — | ZIOPHARM ONCOLOGY INC | 4,976 | $13,000 | 0.0% | $3.17 | — | COM | 98973P101 |
| XNCR | XENCOR INC | 152 | $7,000 | 0.0% | $41.35 | 0.0% | COM | 98401F105 |
| — | ACACIA COMMUNICATIONS INC | 100 | $7,000 | 0.0% | $72.85 | — | Call | 00401C108 |
| — | BRISTOL-MYERS SQUIBB CO | 10,100 | $7,000 | 0.0% | $2.25 | — | RIGHT 99/99/9999 | 110122157 |
| BMY | BRISTOL-MYERS SQUIBB CO | 100 | $6,000 | 0.0% | $50.03 | 0.0% | COM | 110122108 |
| NKSH | NATIONAL BANKSHARES INC VA | 173 | $5,000 | 0.0% | $28.17 | -20.4% | COM | 634865109 |
| — | IDEANOMICS INC | 1,300 | $3,000 | 0.0% | $2.50 | — | Put | 45166V106 |
| — | IDEANOMICS INC | 400 | $1,000 | 0.0% | $2.50 | — | COM | 45166V106 |
| NIO | NIO INC | 1,200 | $0 | 0.0% | — | — | Put | 62914V106 |
| — | KANSAS CITY SOUTHERN | 4,000 | $0 | 0.0% | $180.89 | — | Put | 485170302 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 5,000 | $0 | 0.0% | — | — | Put | 459506101 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 5,000 | $0 | 0.0% | — | — | Call | 459506101 |
| NIO | NIO INC | 400 | $0 | 0.0% | — | — | Call | 62914V106 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | — | — | COM | 46146L101 |
| CVS | CVS HEALTH CORP | 2,500 | $0 | 0.0% | — | — | Put | 126650100 |
| — | VIRGIN GALACTIC HOLDINGS INC | 600 | $0 | 0.0% | — | — | Call | 92766K106 |
| EMN | EASTMAN CHEM CO | 15,400 | $0 | 0.0% | — | — | Put | 277432100 |
| AMD | ADVANCED MICRO DEVICES INC | 2,200 | $0 | 0.0% | — | — | Put | 007903107 |
| AMD | ADVANCED MICRO DEVICES INC | 400 | $0 | 0.0% | — | — | Call | 007903107 |
| — | AEROJET ROCKETDYNE HLDGS INC | 100 | $0 | 0.0% | — | — | Put | 007800105 |