CIK: 0001781002 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 16, 2021
Total Value ($000): $662,851 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TR | 475,000 | $78,674 | 11.9% | $142.90 | — | GOLD SHS | 78463V107 |
| — | LINDE PLC | 192,627 | $55,688 | 8.4% | $212.90 | — | SHS | G5494J103 |
| BC | BRUNSWICK CORP | 500,000 | $49,810 | 7.5% | $53.56 | +72.8% | COM | 117043109 |
| — | DURECT CORP | 26,414,656 | $43,056 | 6.5% | $3.80 | — | COM | 266605104 |
| INVE | IDENTIV INC | 2,196,389 | $37,339 | 5.6% | $5.03 | +200.5% | COM NEW | 45170X205 |
| — | INTEVAC INC | 4,949,355 | $33,359 | 5.0% | $7.06 | — | COM | 461148108 |
| SAVA | CASSAVA SCIENCES INC | 375,000 | $32,040 | 4.8% | $17.95 | +198.5% | COM | 14817C107 |
| OPTU | ALTICE USA INC | 728,600 | $24,874 | 3.8% | $27.61 | +26.8% | CL A | 02156K103 |
| — | PIONEER MERGER CORP | 2,125,000 | $21,059 | 3.2% | $9.91 | — | CL A SHS | G7S24C103 |
| — | MARINUS PHARMACEUTICALS INC | 1,062,500 | $19,061 | 2.9% | $14.17 | — | COM NEW | 56854Q200 |
| IDN | INTELLICHECK INC | 2,073,583 | $17,356 | 2.6% | $6.20 | +32.3% | COM NEW | 45817G201 |
| SPGI | S&P GLOBAL INC | 40,000 | $16,418 | 2.5% | $246.86 | +49.8% | COM | 78409V104 |
| — | LIQTECH INTL INC | 2,158,448 | $15,800 | 2.4% | $4.81 | — | COM | 53632A201 |
| — | GRACE W R & CO DEL NEW | 200,934 | $13,889 | 2.1% | $35.60 | — | COM | 38388F108 |
| — | SHELL MIDSTREAM PARTNERS L P | 913,347 | $13,490 | 2.0% | $19.58 | — | UNIT LTD INT | 822634101 |
| CDXS | CODEXIS INC | 579,116 | $13,123 | 2.0% | $14.39 | +50.6% | COM | 192005106 |
| THO | THOR INDS INC | 109,753 | $12,402 | 1.9% | $61.49 | +87.8% | COM | 885160101 |
| — | FINCH THERAPEUTICS GROUP INC | 810,416 | $11,403 | 1.7% | $16.15 | — | COM | 31773D101 |
| — | LIBERTY MEDIA CORP DEL | 236,396 | $10,966 | 1.7% | $46.45 | — | COM C SIRIUSXM | 531229607 |
| — | CM LIFE SCIENCES III INC | 1,000,000 | $10,320 | 1.6% | $10.32 | — | CLASS A COM | 125841106 |
| — | ISLEWORTH HEALTHCARE ACQU CO | 1,000,000 | $9,800 | 1.5% | $9.69 | — | COM | 46468P102 |
| FATE | FATE THERAPEUTICS INC | 100,000 | $8,679 | 1.3% | $30.83 | +161.4% | COM | 31189P102 |
| RPRX | ROYALTY PHARMA PLC | 200,000 | $8,198 | 1.2% | $49.50 | -14.1% | SHS CLASS A | G7709Q104 |
| — | NUSTAR ENERGY LP | 435,500 | $7,861 | 1.2% | $25.85 | — | UNIT COM | 67058H102 |
| BX | BLACKSTONE GROUP INC | 80,000 | $7,771 | 1.2% | $43.68 | +74.6% | COM | 09260D107 |
| — | CONSTELLATION PHARMCETICLS I | 182,500 | $6,168 | 0.9% | $23.39 | — | COM | 210373106 |
| NGL | NGL ENERGY PARTNERS LP | 2,112,695 | $5,028 | 0.8% | $10.47 | — | COM UNIT REPST | 62913M107 |
| — | LIBERTY MEDIA CORP DEL | 103,602 | $4,826 | 0.7% | $34.52 | — | COM A SIRIUSXM | 531229409 |
| JPM | JPMORGAN CHASE & CO | 30,000 | $4,666 | 0.7% | $108.67 | +28.6% | COM | 46625H100 |
| DUOT | DUOS TECHNOLOGIES GROUP INC | 453,616 | $4,654 | 0.7% | $6.05 | +61.8% | COM | 266042407 |
| — | ISPECIMEN INC | 600,291 | $4,334 | 0.7% | $7.22 | — | COM | 45032V108 |
| — | MAGENTA THERAPEUTICS INC | 434,400 | $4,248 | 0.6% | $6.86 | — | COM | 55910K108 |
| AXP | AMERICAN EXPRESS CO | 25,000 | $4,131 | 0.6% | $110.13 | +34.3% | COM | 025816109 |
| AMP | AMERIPRISE FINL INC | 15,993 | $3,980 | 0.6% | $139.45 | +68.7% | COM | 03076C106 |
| — | ADARA ACQUISITION CORP | 400,000 | $3,888 | 0.6% | $9.72 | — | COM CL A | 00653H102 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 100,000 | $3,502 | 0.5% | $40.75 | — | COM | 37890U108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 126,301 | $3,048 | 0.5% | $28.16 | — | COM | 293792107 |
| — | INDEPENDENCE HLDG CO NEW | 54,711 | $2,534 | 0.4% | $42.08 | — | COM NEW | 453440307 |
| — | CURIS INC | 311,978 | $2,518 | 0.4% | $8.44 | — | COM NEW | 231269200 |
| SONO | SONOS INC | 65,000 | $2,290 | 0.3% | $18.64 | +100.7% | COM | 83570H108 |
| — | B RILEY PRIN 250 MERGER CORP | 225,000 | $2,238 | 0.3% | $9.95 | — | UNIT 04/06/2026 | 05602L203 |
| — | B RILEY PRINCIPAL 150 MERGER | 225,000 | $2,194 | 0.3% | $9.75 | — | COM CL A | 05601V103 |
| TV | GRUPO TELEVISA S A B | 150,000 | $2,142 | 0.3% | $14.28 | — | SPON ADR REP ORD | 40049J206 |
| CUE | CUE BIOPHARMA INC | 175,000 | $2,039 | 0.3% | $11.87 | +8.8% | COM | 22978P106 |
| — | LIBERTY GLOBAL PLC | 69,618 | $1,882 | 0.3% | $21.79 | — | SHS CL C | G5480U120 |
| PYPL | PAYPAL HLDGS INC | 5,000 | $1,457 | 0.2% | $110.15 | +139.2% | COM | 70450Y103 |
| — | HEALTHCARE SERVICES ACQU COR | 150,000 | $1,452 | 0.2% | $9.68 | — | COM CL A | 42227K104 |
| — | QUMU CORP | 500,000 | $1,440 | 0.2% | $4.00 | — | COM | 749063103 |
| CELC | CELCUITY INC | 50,000 | $1,200 | 0.2% | $14.22 | +80.9% | COM | 15102K100 |
| — | PIONEER MERGER CORP | 708,333 | $1,140 | 0.2% | $1.61 | — | *W EXP 01/07/202 | G7S24C111 |
| — | RICEBRAN TECHNOLOGIES | 1,000,000 | $1,130 | 0.2% | $1.47 | — | COM NEW | 762831204 |
| — | HC2 HLDGS INC | 274,799 | $1,094 | 0.2% | $2.82 | — | COM | 404139107 |
| — | BK TECHNOLOGIES CORPORATION | 300,000 | $945 | 0.1% | $3.15 | — | COM | 05587G104 |
| — | CM LIFE SCIENCES II INC | 70,100 | $859 | 0.1% | $12.25 | — | CL A | 125842104 |
| YEXT | YEXT INC | 60,000 | $857 | 0.1% | $16.70 | -16.7% | COM | 98585N106 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 250,000 | $748 | 0.1% | $1.10 | +188.5% | COM | 45665G303 |
| — | ARKO CORP | 333,333 | $663 | 0.1% | $1.36 | — | *W EXP 12/22/202 | 041242116 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 22,989 | $624 | 0.1% | $22.75 | — | SHS CL A | G5480U104 |
| ICCC | IMMUCELL CORP | 60,607 | $576 | 0.1% | $9.75 | 0.0% | COM PAR | 452525306 |
| — | LIBERTY MEDIA CORP DEL | 20,717 | $575 | 0.1% | $19.74 | — | COM C BRAVES GRP | 531229888 |
| — | FG NEW AMER ACQUISITION CORP | 250,000 | $550 | 0.1% | $2.20 | — | UNIT 08/31/2027 | 30259V205 |
| — | CM LIFE SCIENCES III INC | 200,000 | $516 | 0.1% | $2.58 | — | *W EXP 04/30/202 | 125841114 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 6,000 | $512 | 0.1% | $54.61 | +38.7% | COM | 75513E101 |
| — | ISLEWORTH HEALTHCARE ACQU CO | 500,000 | $350 | 0.1% | $0.47 | — | *W EXP 08/02/202 | 46468P110 |
| LHX | L3HARRIS TECHNOLOGIES INC | 1,600 | $346 | 0.1% | $177.58 | +10.2% | COM | 502431109 |
| — | LIONS GATE ENTMNT CORP | 16,413 | $300 | 0.0% | $9.93 | — | CL B NON VTG | 535919500 |
| — | LIBERTY MEDIA CORP DEL | 10,356 | $292 | 0.0% | $29.64 | — | COM A BRAVES GRP | 531229706 |
| CARR | CARRIER GLOBAL CORPORATION | 6,000 | $292 | 0.0% | $17.13 | +145.0% | COM | 14448C104 |
| OTIS | OTIS WORLDWIDE CORP | 3,000 | $245 | 0.0% | $47.48 | +51.0% | COM | 68902V107 |
| LILAK | LIBERTY LATIN AMERICA LTD | 16,522 | $233 | 0.0% | $9.22 | +53.2% | COM CL C | G9001E128 |
| — | X4 PHARMACEUTICALS INC | 35,730 | $232 | 0.0% | $10.69 | — | COM | 98420X103 |
| PHYS | SPROTT PHYSICAL GOLD TR | 12,540 | $176 | 0.0% | $12.20 | — | UNIT | 85207H104 |
| — | ROTH CH ACQUISITION III CO | 15,000 | $148 | 0.0% | $9.87 | — | COM | 77867Q102 |
| — | ADARA ACQUISITION CORP | 200,000 | $134 | 0.0% | $0.67 | — | *W EXP 02/11/202 | 00653H110 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $102 | 0.0% | $35.37 | +24.0% | COM | 064058100 |
| — | AJAX I | 10,000 | $100 | 0.0% | $12.40 | — | COM | G0190X100 |
| — | B RILEY PRINCIPAL 150 MERGER | 75,000 | $90 | 0.0% | $1.20 | — | *W EXP 03/01/202 | 05601V111 |
| TER | TERADYNE INC | 600 | $80 | 0.0% | $65.50 | +91.7% | COM | 880770102 |
| — | XILINX INC | 530 | $77 | 0.0% | $98.11 | — | COM | 983919101 |
| — | CM LIFE SCIENCES II INC | 14,020 | $76 | 0.0% | $5.42 | — | *W EXP 03/01/202 | 125842112 |
| CDNS | CADENCE DESIGN SYSTEM INC | 525 | $72 | 0.0% | $83.71 | +58.3% | COM | 127387108 |
| XOM | EXXON MOBIL CORP | 1,075 | $68 | 0.0% | $34.82 | +43.7% | COM | 30231G102 |
| — | HEALTHCARE SERVICES ACQU COR | 75,000 | $67 | 0.0% | $0.63 | — | *W EXP 99/99/999 | 42227K112 |
| ABBV | ABBVIE INC | 515 | $58 | 0.0% | $70.50 | +34.4% | COM | 00287Y109 |
| MO | ALTRIA GROUP INC | 1,200 | $57 | 0.0% | $24.96 | +36.1% | COM | 02209S103 |
| LILA | LIBERTY LATIN AMERICA LTD | 4,017 | $56 | 0.0% | $14.80 | -5.6% | COM CL A | G9001E102 |
| LITE | LUMENTUM HLDGS INC | 660 | $54 | 0.0% | $76.19 | +10.4% | COM | 55024U109 |
| T | AT&T INC | 1,650 | $47 | 0.0% | $15.50 | +9.6% | COM | 00206R102 |
| — | ROTH CH ACQUISITION III CO | 3,750 | $6 | 0.0% | $1.60 | — | *W EXP 02/26/202 | 77867Q110 |
| — | AJAX I | 2,500 | $5 | 0.0% | $1.60 | — | *W EXP 10/27/202 | G0190X126 |
| AVNW | AVIAT NETWORKS INC | 66 | $2 | 0.0% | $20.53 | +69.6% | COM NEW | 05366Y201 |
| — | XPERI HOLDING CORP | 90 | $2 | 0.0% | $11.11 | — | COM | 98390M103 |