CIK: 0001781002 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $615,771 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TR | 475,000 | $78,005 | 12.7% | $142.90 | — | GOLD SHS | 78463V107 |
| — | LINDE PLC | 192,627 | $56,513 | 9.2% | $212.90 | — | SHS | G5494J103 |
| BC | BRUNSWICK CORP | 500,000 | $47,635 | 7.7% | $53.56 | +69.5% | COM | 117043109 |
| INVE | IDENTIV INC | 2,196,389 | $41,380 | 6.7% | $5.03 | +238.4% | COM NEW | 45170X205 |
| RPRX | ROYALTY PHARMA PLC | 1,115,980 | $40,332 | 6.5% | $40.77 | -4.7% | SHS CLASS A | G7709Q104 |
| — | DURECT CORP | 26,414,656 | $33,811 | 5.5% | $3.80 | — | COM | 266605104 |
| — | INTEVAC INC | 4,949,355 | $23,658 | 3.8% | $7.06 | — | COM | 461148108 |
| — | PIONEER MERGER CORP | 2,125,000 | $21,101 | 3.4% | $9.91 | — | CL A SHS | G7S24C103 |
| SPGI | S&P GLOBAL INC | 40,000 | $16,996 | 2.8% | $246.86 | +69.2% | COM | 78409V104 |
| IDN | INTELLICHECK INC | 2,073,583 | $16,983 | 2.8% | $6.20 | +36.9% | COM NEW | 45817G201 |
| THO | THOR INDS INC | 109,753 | $13,473 | 2.2% | $61.49 | +69.2% | COM | 885160101 |
| CDXS | CODEXIS INC | 579,116 | $13,470 | 2.2% | $14.39 | +64.5% | COM | 192005106 |
| — | CORSAIR PARTNERING CORP | 1,250,000 | $12,313 | 2.0% | $9.85 | — | SHS CL A | G2540H108 |
| — | MARINUS PHARMACEUTICALS INC | 1,062,500 | $12,091 | 2.0% | $14.17 | — | COM NEW | 56854Q200 |
| — | LIQTECH INTL INC | 2,170,948 | $11,897 | 1.9% | $4.81 | — | COM | 53632A201 |
| HLTHQ | CUE HEALTH INC | 1,000,000 | $11,810 | 1.9% | $11.81 | — | COM | 229790100 |
| — | LIBERTY MEDIA CORP DEL | 236,396 | $11,222 | 1.8% | $46.45 | — | COM C SIRIUSXM | 531229607 |
| — | FINCH THERAPEUTICS GROUP INC | 810,416 | $10,535 | 1.7% | $16.15 | — | COM | 31773D101 |
| — | CM LIFE SCIENCES III INC | 1,000,000 | $9,920 | 1.6% | $10.32 | — | CLASS A COM | 125841106 |
| — | ISLEWORTH HEALTHCARE ACQU CO | 1,000,000 | $9,830 | 1.6% | $9.69 | — | COM | 46468P102 |
| BX | BLACKSTONE INC | 80,000 | $9,307 | 1.5% | $43.68 | +129.7% | COM | 09260D107 |
| OPTU | ALTICE USA INC | 378,600 | $7,845 | 1.3% | $27.61 | +5.5% | CL A | 02156K103 |
| SONO | SONOS INC | 216,400 | $7,003 | 1.1% | $30.81 | +16.9% | COM | 83570H108 |
| — | TRICIDA INC | 1,300,000 | $6,032 | 1.0% | $4.64 | — | COM | 89610F101 |
| — | SOC TELEMED INC | 2,214,900 | $5,006 | 0.8% | $2.26 | — | COM CL A | 78472F101 |
| LRN | STRIDE INC | 137,052 | $4,926 | 0.8% | $32.81 | 0.0% | COM | 86333M108 |
| JPM | JPMORGAN CHASE & CO | 30,000 | $4,911 | 0.8% | $108.67 | +29.1% | COM | 46625H100 |
| — | LIBERTY MEDIA CORP DEL | 103,602 | $4,887 | 0.8% | $34.52 | — | COM A SIRIUSXM | 531229409 |
| AXP | AMERICAN EXPRESS CO | 25,000 | $4,188 | 0.7% | $110.13 | +43.7% | COM | 025816109 |
| — | ADARA ACQUISITION CORP | 400,000 | $3,920 | 0.6% | $9.72 | — | COM CL A | 00653H102 |
| — | ISPECIMEN INC | 618,180 | $3,607 | 0.6% | $7.18 | — | COM | 45032V108 |
| — | VIVINT SMART HOME INC | 379,200 | $3,583 | 0.6% | $9.45 | — | COM CL A | 928542109 |
| IRBTQ | IROBOT CORP | 42,450 | $3,332 | 0.5% | $85.20 | 0.0% | COM | 462726100 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 125,000 | $3,185 | 0.5% | $37.70 | — | COM | 37890U108 |
| — | MAGENTA THERAPEUTICS INC | 434,400 | $3,162 | 0.5% | $6.86 | — | COM | 55910K108 |
| MXCT | MAXCYTE INC | 250,000 | $3,027 | 0.5% | $15.08 | 0.0% | COM | 57777K106 |
| — | ATI PHYSICAL THERAPY INC | 754,083 | $2,866 | 0.5% | $3.80 | — | COM CL A | 00216W109 |
| DUOT | DUOS TECHNOLOGIES GROUP INC | 453,616 | $2,808 | 0.5% | $6.05 | +19.6% | COM | 266042407 |
| EPD | ENTERPRISE PRODS PARTNERS L | 126,301 | $2,733 | 0.4% | $28.16 | — | COM | 293792107 |
| — | INDEPENDENCE HOLDINGS CORP | 54,711 | $2,713 | 0.4% | $49.59 | — | CLASS A ORD SHS | G4761A101 |
| CUE | CUE BIOPHARMA INC | 175,000 | $2,550 | 0.4% | $11.87 | -2.0% | COM | 22978P106 |
| — | CURIS INC | 311,978 | $2,443 | 0.4% | $8.44 | — | COM NEW | 231269200 |
| — | B RILEY PRINCIPAL 150 MERGER | 225,000 | $2,194 | 0.4% | $9.75 | — | COM CL A | 05601V103 |
| — | B RILEY PRIN 250 MERGER CORP | 225,000 | $2,174 | 0.4% | $9.66 | — | CLASS A COM | 05602L104 |
| — | LIBERTY GLOBAL PLC | 69,618 | $2,051 | 0.3% | $21.79 | — | SHS CL C | G5480U120 |
| TV | GRUPO TELEVISA S A B | 150,000 | $1,647 | 0.3% | $14.28 | — | SPON ADR REP ORD | 40049J206 |
| ONDS | ONDAS HLDGS INC | 179,392 | $1,643 | 0.3% | $7.59 | 0.0% | COM NEW | 68236H204 |
| — | HEALTHCARE SERVICES ACQU COR | 150,000 | $1,463 | 0.2% | $9.68 | — | COM CL A | 42227K104 |
| PYPL | PAYPAL HLDGS INC | 5,000 | $1,301 | 0.2% | $110.15 | +157.0% | COM | 70450Y103 |
| — | QUMU CORP | 500,000 | $1,240 | 0.2% | $4.00 | — | COM | 749063103 |
| — | INNOVATE CORP | 274,799 | $1,127 | 0.2% | $4.10 | — | COM | 45784J105 |
| CELC | CELCUITY INC | 50,000 | $900 | 0.1% | $14.22 | +49.1% | COM | 15102K100 |
| — | SOMALOGIC INC | 70,100 | $869 | 0.1% | $12.40 | — | CLASS A COM | 83444K105 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 250,000 | $855 | 0.1% | $1.10 | +181.0% | COM | 45665G303 |
| — | BK TECHNOLOGIES CORPORATION | 300,000 | $848 | 0.1% | $3.15 | — | COM | 05587G104 |
| — | PIONEER MERGER CORP | 708,333 | $779 | 0.1% | $1.61 | — | *W EXP 01/07/202 | G7S24C111 |
| — | SEMA4 HOLDINGS CORP | 100,000 | $759 | 0.1% | $7.59 | — | COM CL A | 81663L101 |
| — | ARKO CORP | 333,333 | $727 | 0.1% | $1.36 | — | *W EXP 12/22/202 | 041242116 |
| YEXT | YEXT INC | 60,000 | $722 | 0.1% | $16.70 | -22.8% | COM | 98585N106 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 22,989 | $685 | 0.1% | $22.75 | — | SHS CL A | G5480U104 |
| — | RICEBRAN TECHNOLOGIES | 1,000,000 | $590 | 0.1% | $1.47 | — | COM NEW | 762831204 |
| ICCC | IMMUCELL CORP | 60,607 | $567 | 0.1% | $9.75 | -3.0% | COM PAR | 452525306 |
| — | LIBERTY MEDIA CORP DEL | 20,717 | $547 | 0.1% | $19.74 | — | COM C BRAVES GRP | 531229888 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 6,000 | $516 | 0.1% | $54.61 | +41.7% | COM | 75513E101 |
| — | CM LIFE SCIENCES III INC | 200,000 | $428 | 0.1% | $2.58 | — | *W EXP 04/30/202 | 125841114 |
| OPFI/WS | OPPFI INC | 250,000 | $385 | 0.1% | $1.54 | — | *W EXP 07/20/202 | 68386H111 |
| LHX | L3HARRIS TECHNOLOGIES INC | 1,600 | $352 | 0.1% | $177.58 | +17.0% | COM | 502431109 |
| — | CORSAIR PARTNERING CORP | 416,666 | $317 | 0.1% | $0.76 | — | *W EXP 07/06/202 | G2540H116 |
| CARR | CARRIER GLOBAL CORPORATION | 6,000 | $311 | 0.1% | $17.13 | +196.0% | COM | 14448C104 |
| — | LIBERTY MEDIA CORP DEL | 10,356 | $279 | 0.0% | $29.64 | — | COM A BRAVES GRP | 531229706 |
| — | ISLEWORTH HEALTHCARE ACQU CO | 500,000 | $275 | 0.0% | $0.47 | — | *W EXP 08/02/202 | 46468P110 |
| OTIS | OTIS WORLDWIDE CORP | 3,000 | $247 | 0.0% | $47.48 | +73.1% | COM | 68902V107 |
| LILAK | LIBERTY LATIN AMERICA LTD | 16,522 | $217 | 0.0% | $9.22 | +48.2% | COM CL C | G9001E128 |
| — | LIONS GATE ENTMNT CORP | 16,413 | $213 | 0.0% | $9.93 | — | CL B NON VTG | 535919500 |
| — | X4 PHARMACEUTICALS INC | 35,730 | $189 | 0.0% | $10.69 | — | COM | 98420X103 |
| PHYS | SPROTT PHYSICAL GOLD TR | 12,540 | $173 | 0.0% | $12.20 | — | UNIT | 85207H104 |
| — | ROTH CH ACQUISITION III CO | 15,000 | $149 | 0.0% | $9.87 | — | COM | 77867Q102 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $104 | 0.0% | $35.37 | +29.7% | COM | 064058100 |
| — | ADARA ACQUISITION CORP | 200,000 | $103 | 0.0% | $0.67 | — | *W EXP 02/11/202 | 00653H110 |
| — | XILINX INC | 530 | $80 | 0.0% | $98.11 | — | COM | 983919101 |
| CDNS | CADENCE DESIGN SYSTEM INC | 525 | $80 | 0.0% | $83.71 | +82.1% | COM | 127387108 |
| TER | TERADYNE INC | 600 | $66 | 0.0% | $65.50 | +82.2% | COM | 880770102 |
| XOM | EXXON MOBIL CORP | 1,075 | $63 | 0.0% | $34.82 | +39.1% | COM | 30231G102 |
| — | B RILEY PRINCIPAL 150 MERGER | 75,000 | $58 | 0.0% | $1.20 | — | *W EXP 03/01/202 | 05601V111 |
| ABBV | ABBVIE INC | 515 | $56 | 0.0% | $70.50 | +37.9% | COM | 00287Y109 |
| MO | ALTRIA GROUP INC | 1,200 | $55 | 0.0% | $24.96 | +36.2% | COM | 02209S103 |
| LITE | LUMENTUM HLDGS INC | 660 | $55 | 0.0% | $76.19 | +10.1% | COM | 55024U109 |
| LILA | LIBERTY LATIN AMERICA LTD | 4,017 | $53 | 0.0% | $14.80 | -8.2% | COM CL A | G9001E102 |
| — | B RILEY PRIN 250 MERGER CORP | 75,000 | $53 | 0.0% | $0.71 | — | *W EXP 04/01/202 | 05602L112 |
| — | HEALTHCARE SERVICES ACQU COR | 75,000 | $50 | 0.0% | $0.63 | — | *W EXP 99/99/999 | 42227K112 |
| — | SOMALOGIC INC | 14,020 | $48 | 0.0% | $3.42 | — | *W EXP 03/01/202 | 83444K113 |
| T | AT&T INC | 1,650 | $45 | 0.0% | $15.50 | +3.7% | COM | 00206R102 |
| — | ASTRA SPACE INC | 4,773 | $41 | 0.0% | $8.59 | — | COM CL A | 04634X103 |
| — | ROTH CH ACQUISITION III CO | 3,750 | $5 | 0.0% | $1.60 | — | *W EXP 02/26/202 | 77867Q110 |
| CZOWF | CAZOO GROUP LTD | 2,500 | $4 | 0.0% | $1.60 | — | *W EXP 08/26/202 | G2007L113 |
| AVNW | AVIAT NETWORKS INC | 66 | $2 | 0.0% | $20.53 | +68.3% | COM NEW | 05366Y201 |
| — | XPERI HOLDING CORP | 90 | $2 | 0.0% | $11.11 | — | COM | 98390M103 |